| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Northern Lights Variable Trust
|
NPORT-P
|
|
|
VEON Ltd.
|
6-K
|
Financial Statements
|
|
World Omni Auto Receivables Trust 2021-A
|
10-D
|
|
|
RODG DT Lockhart PropCo LLC
|
D
|
|
|
World Omni Auto Receivables Trust 2020-C
|
10-D
|
|
|
Catalent, Inc.
|
DEFA14A
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
6-K
|
Financial Statements
|
|
MEMBERS Horizon Variable Separate Account
|
N-30B-2
|
|
|
Catalent, Inc.
|
8-K
|
Financial Statements
|
|
World Omni Auto Receivables Trust 2020-B
|
10-D
|
|
|
CMFG VARIABLE LIFE INSURANCE ACCOUNT
|
N-30B-2
|
|
|
World Omni Auto Receivables Trust 2020-A
|
10-D
|
|
|
CMFG VARIABLE ANNUITY ACCOUNT
|
N-30B-2
|
|
|
J M SMUCKER Co
|
8-K
|
Financial Statements
|
|
DR REDDYS LABORATORIES LTD
|
6-K
|
Financial Statements
|
|
Iris Energy Ltd
|
6-K
|
Financial Statements
|
|
World Omni Auto Receivables Trust 2019-C
|
10-D
|
|
|
Charge Enterprises, Inc.
|
8-K
|
|
|
MALIBU BOATS, INC.
|
8-K
|
Financial Statements
|
|
Piedmont Lithium Inc.
|
8-K
|
Financial Statements
|
|
Orla Mining Ltd.
|
6-K
|
|
|
Apellis Pharmaceuticals, Inc.
|
8-K
|
Financial Statements
|
|
Clene Inc.
|
8-K
|
|
|
World Omni Automobile Lease Securitization Trust 2023-A
|
ABS-EE
|
|
|
World Omni Auto Leasing LLC
|
ABS-EE
|
|
|
Omega Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
World Omni Automobile Lease Securitization Trust 2022-A
|
ABS-EE
|
|
|
First Light Acquisition Group, Inc.
|
8-K
|
|
|
Globalstar, Inc.
|
10-K/A
|
Financial Statements
|
|
World Omni Automobile Lease Securitization Trust 2021-A
|
ABS-EE
|
|
|
SHOE CARNIVAL INC
|
8-K
|
Financial Statements
|
|
Taysha Gene Therapies, Inc.
|
8-K
|
Financial Statements
|
|
AGBA Group Holding Ltd.
|
424B3
|
|
|
Charles & Potomac Capital, LLC
|
SC 13D
|
|
|
Ondas Holdings Inc.
|
SC 13D
|
|
|
BEST BUY CO INC
|
8-K
|
Financial Statements
|
|
World Omni Select Auto Trust 2023-A
|
ABS-EE
|
|
|
WORLD OMNI AUTO RECEIVABLES LLC
|
ABS-EE
|
|
|
OKYO Pharma Ltd
|
6-K
|
Financial Statements
|
|
XORTX Therapeutics Inc.
|
6-K
|
|
|
World Omni Select Auto Trust 2021-A
|
ABS-EE
|
|
|
World Omni Select Auto Trust 2020-A
|
ABS-EE
|
|
|
e.l.f. Beauty, Inc.
|
8-K
|
Financial Statements
|
|
World Omni Auto Receivables Trust 2023-B
|
ABS-EE
|
|
|
World Omni Select Auto Trust 2019-A
|
ABS-EE
|
|
|
PGIM Private Credit Fund
|
8-K
|
|
|
EAGLE PHARMACEUTICALS, INC.
|
8-K
|
Financial Statements
|
|
World Omni Auto Receivables Trust 2023-A
|
ABS-EE
|
|
|
3M CO
|
8-K
|
Financial Statements
|
|
World Omni Auto Receivables Trust 2022-D
|
ABS-EE
|
|
|
World Omni Auto Receivables Trust 2022-C
|
ABS-EE
|
|
|
World Omni Auto Receivables Trust 2022-B
|
ABS-EE
|
|
|
World Omni Auto Receivables Trust 2022-A
|
ABS-EE
|
|
|
World Omni Auto Receivables Trust 2021-D
|
ABS-EE
|
|
|
NB Crossroads Private Markets Fund VI LP
|
N-PX
|
|
|
Lu Hsuehching
|
144
|
|
|
XPENG INC.
|
144
|
Financial Statements
|
|
World Omni Auto Receivables Trust 2021-C
|
ABS-EE
|
|
|
NexGen Energy Ltd.
|
6-K
|
Financial Statements
|
|
World Omni Auto Receivables Trust 2021-B
|
ABS-EE
|
|
|
World Omni Auto Receivables Trust 2021-A
|
ABS-EE
|
|
|
NB Crossroads Private Markets Fund VI Advisory LP
|
N-PX
|
|
|
World Omni Auto Receivables Trust 2020-C
|
ABS-EE
|
|
|
World Omni Auto Receivables Trust 2020-B
|
ABS-EE
|
|
|
World Omni Auto Receivables Trust 2020-A
|
ABS-EE
|
|
|
World Omni Auto Receivables Trust 2019-C
|
ABS-EE
|
|
|
NB Crossroads Private Markets Fund VI Holdings LP
|
N-PX
|
|
|
FENIMORE ASSET MANAGEMENT TRUST
|
NPORT-P
|
|
|
Himalaya Shipping Ltd.
|
6-K
|
|
|
CANON INC
|
6-K
|
|
|
PureTech Health plc
|
6-K
|
|
|
NB Private Markets Fund II
|
N-PX
|
|
|
Argo Blockchain Plc
|
6-K
|
Financial Statements
|
|
CG Subsidiary Holdings L.L.C.
|
SC TO-T/A
|
|
|
Carlyle Credit Income Fund
|
SC TO-T/A
|
|
|
Hennessy Capital Investment Corp. VI
|
8-K
|
Financial Statements
|
|
CAMTEK LTD
|
6-K
|
Financial Statements
|
|
NB Private Markets Fund II
|
N-PX
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
NB Private Markets Fund II
|
N-PX
|
|
|
17 Education & Technology Group Inc.
|
6-K
|
Financial Statements
|
|
Bilibili Inc.
|
6-K
|
Financial Statements
|
|
Noah Holdings Ltd
|
6-K
|
Financial Statements
|
|
Welsbach Technology Metals Acquisition Corp.
|
8-K
|
|
|
EQUINOR ASA
|
6-K
|
Financial Statements
|
|
HUTCHMED
|
6-K
|
Financial Statements
|
|
Mallinckrodt plc
|
8-K
|
|
|
Canaan Inc.
|
6-K
|
Financial Statements
|
|
Melco Resorts & Entertainment LTD
|
6-K
|
Financial Statements
|
|
FinVolution Group
|
6-K
|
|
|
STUDIO CITY INTERNATIONAL HOLDINGS Ltd
|
6-K
|
Financial Statements
|
|
CNFinance Holdings Ltd.
|
6-K
|
Financial Statements
|
|
UNIVERSAL TECHNICAL INSTITUTE INC
|
8-K
|
Financial Statements
|
|
SINOVAC BIOTECH LTD
|
6-K
|
Financial Statements
|
|
ING GROEP NV
|
6-K
|
Financial Statements
|
|
AMERISERV FINANCIAL INC /PA/
|
8-K
|
Financial Statements
|
|
Propanc Biopharma, Inc.
|
8-K
|
|
|
Kennedy-Wilson Holdings, Inc.
|
8-K
|
Financial Statements
|
|
Research Solutions, Inc.
|
DEFA14A
|
|
|
Research Solutions, Inc.
|
8-K
|
|
|
22nd Century Group, Inc.
|
DEF 14A
|
Financial Statements
|
|
Limoneira CO
|
8-K
|
Financial Statements
|
|
FANHUA INC.
|
6-K
|
Financial Statements
|
|
INCEPTION MINING INC.
|
DEF 14C
|
|
|
UP Fintech Holding Ltd
|
6-K
|
Financial Statements
|
|
FARADAY FUTURE INTELLIGENT ELECTRIC INC.
|
8-K
|
|
|
Innate Pharma SA
|
6-K
|
Financial Statements
|
|
Vitro Biopharma, Inc.
|
S-1/A
|
|
|
ParcelPal Logistics Inc.
|
6-K
|
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
Greenbrook TMS Inc.
|
6-K
|
|
|
XAI Octagon Floating Rate & Alternative Income Term Trust
|
8-K
|
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
GS Finance Corp.
|
FWP
|
|
|
Value Exchange International, Inc.
|
SPDSCL
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
JPMorgan Chase Financial Co. LLC
|
424B2
|
|
|
JPMORGAN CHASE & CO
|
424B2
|
Financial Statements
|
|
Newport Poplar, LLC
|
D
|
|
|
Dinobi Detergent LLC
|
C/A
|
|
|
Gardiner Healthcare Acquisitions Corp.
|
8-K
|
|
|
Gol Intelligent Airlines Inc.
|
6-K
|
Financial Statements
|
|
WESAVE, INC.
|
1-A/A
|
|
|
Parallel Flight Technologies, Inc.
|
1-U
|
|
|
FARADAY FUTURE INTELLIGENT ELECTRIC INC.
|
S-8
|
|
|
FARADAY FUTURE INTELLIGENT ELECTRIC INC.
|
S-3/A
|
|
|
1290 Funds
|
DEF 14A
|
|
|
FARADAY FUTURE INTELLIGENT ELECTRIC INC.
|
S-3
|
|
|
ConverSight.ai, Inc.
|
D
|
|
|
Treads App, Inc.
|
D
|
|
|
ESS Tech, Inc.
|
8-K
|
|
|
Martirano David
|
SC 13G/A
|
|
|
Expensify, Inc.
|
SC 13G/A
|
Financial Statements
|
|
BORE Hirsch, LLC
|
D
|
|
|
HSBC BANK PLC
|
424B2
|
|
|
MUTUAL FUND SERIES TRUST
|
NPORT-P
|
|
|
Mutual Fund & Variable Insurance Trust
|
NPORT-P
|
|
|
360 ONE India Equity Fund
|
D
|
|
|
BIOVIE INC.
|
424B3
|
|
|
EQ ADVISORS TRUST
|
DEF 14A
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
reAlpha Tech Corp.
|
1-K
|
|
|
Global Star Acquisition Inc.
|
10-Q
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
HH&L Acquisition Co.
|
8-K
|
|
|
AeroVironment Inc
|
8-K
|
Financial Statements
|
|
ECOPETROL S.A.
|
6-K
|
Financial Statements
|
|
GROOVE BOTANICALS INC.
|
8-K
|
|
|
FO-0509 Fund I, a series of Wisdom Partners, LP
|
D
|
|
|
UTime Ltd
|
6-K
|
Financial Statements
|
|
Endexx Corp
|
10-Q/A
|
|
|
BRECKENRIDGE APARTMENTS LLC
|
D
|
|
|
BUENAVENTURA MINING CO INC
|
6-K
|
Financial Statements
|
|
Encina Development Group, LLC
|
D
|
|
|
Experiential Insight Inc.
|
C
|
|
|
Garde Capital, Inc.
|
13F-HR
|
|
|
THRIVENT SERIES FUND INC
|
N-CSRS
|
|
|
Magellan Midstream Partners, L.P.
|
DEFA14A
|
Financial Statements
|
|
THRIVENT MUTUAL FUNDS
|
N-CSRS
|
|
|
OWC Blockchain Scout Fund, LP
|
D
|
|
|
Rosalind Bakery LLC
|
C
|
|
|
Energy Exploration Technologies, Inc.
|
1-A POS
|
|
|
EA-1019 Fund I, a series of Armenian Founders, LP
|
D
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
NEWS CORP
|
8-K
|
Financial Statements
|
|
ESSENTIAL PROPERTIES REALTY TRUST, INC.
|
8-K
|
|
|
DONALDSON Co INC
|
8-K
|
Financial Statements
|
|
LumiraDx Ltd
|
6-K
|
|
|
Iris Acquisition Corp
|
8-K
|
|
|
FI-0330 Fund I AL Vehicle, a series of FJ Labs Funds, LP
|
D
|
|
|
FI-0330 Fund I, a series of FJ Labs Funds, LP
|
D
|
|
|
BlackRock ETF Trust
|
485BXT
|
|
|
Aspiration Funds
|
NPORT-P
|
|
|
NaturalShrimp Inc
|
PRE 14C
|
|
|
PETROBRAS - PETROLEO BRASILEIRO SA
|
6-K
|
Financial Statements
|
|
Sortera Technologies, Inc.
|
D/A
|
|
|
Five Narrow Lane LP
|
SC 13G
|
|
|
Arcimoto Inc
|
SC 13G
|
Financial Statements
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
Kartoon Studios, Inc.
|
DEFA14A
|
Financial Statements
|
|
Shi Capital Partners, LP
|
D/A
|
|
|
B2GOLD CORP
|
6-K
|
Financial Statements
|
|
Starboard Investment Trust
|
NPORT-P
|
|
|
AltC Acquisition Corp.
|
425
|
Financial Statements
|
|
MUNDOVAL FUNDS
|
N-CSRS
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
SEASONS SERIES TRUST
|
NPORT-P
|
|
|
SUNAMERICA SERIES TRUST
|
NPORT-P
|
|
|
Magellan Midstream Partners, L.P.
|
425
|
Financial Statements
|
|
ONEOK INC /NEW/
|
425
|
Financial Statements
|
|
Stellar Growth Fund LP
|
D
|
|
|
Jorva Partners B, LP
|
D/A
|
|
|
ENTERPRISE FINANCIAL SERVICES CORP
|
8-K
|
Financial Statements
|
|
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
|
NPORT-P
|
|
|
HENNESSY FUNDS TRUST
|
425
|
|
|
QUAKER INVESTMENT TRUST
|
425
|
|
|
MYECFO, LLC
|
13F-HR/A
|
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
Jorva Partners A, LP
|
D/A
|
|
|
RiverNorth Capital & Income Fund, Inc.
|
NPORT-P
|
|
|
RiverNorth Funds
|
NPORT-P
|
|
|
RiverNorth Managed Duration Municipal Income Fund, Inc.
|
NPORT-P
|
|
|
RiverNorth Managed Duration Municipal Income Fund II, Inc.
|
NPORT-P
|
|
|
RiverNorth Flexible Municipal Income Fund II, Inc.
|
NPORT-P
|
|
|
RiverNorth Flexible Municipal Income Fund, Inc.
|
NPORT-P
|
|
|
RiverNorth Opportunistic Municipal Income Fund, Inc.
|
NPORT-P
|
|
|
Vivani Medical, Inc.
|
8-K
|
Financial Statements
|
|
iCoreConnect Inc.
|
15-12G
|
|
|
Quality Online Education Group Inc.
|
15-12G
|
|
|
Madison ETFs Trust
|
497
|
|
|
Quality Online Education Group Inc.
|
D
|
|
|
NAVIDEA BIOPHARMACEUTICALS, INC.
|
S-3
|
Financial Statements
|
|
Planet 13 Holdings Inc.
|
8-K
|
|
|
CRH PUBLIC LTD CO
|
6-K
|
Financial Statements
|
|
Cambria ETF Trust
|
485BPOS
|
|
|
Carlyle AlpInvest Private Markets Fund
|
NPORT-P
|
|
|
EMPOWER FUNDS, INC.
|
N-CSRS
|
|
|
Schrenk Troy C.
|
144
|
|
|
Target Hospitality Corp.
|
144
|
|
|
JPMBB Commercial Mortgage Securities Trust 2013-C12
|
10-D
|
|
|
JPMDB Commercial Mortgage Securities Trust 2016-C4
|
10-D
|
|
|
GS Finance Corp.
|
424B3
|
|
|
GOLDMAN SACHS GROUP INC
|
424B3
|
Financial Statements
|
|
Hoge Stephen
|
144
|
|
|
Moderna, Inc.
|
144
|
Financial Statements
|
|
CRM Mutual Fund Trust
|
NPORT-P
|
|
|
Douglass Jeffrey S
|
4
|
|
|
WEYCO GROUP INC
|
4
|
Financial Statements
|
|
EA Series Trust
|
CERT
|
|
|
OBERWEIS FUNDS
|
NPORT-P
|
|
|
Nissan Executive Shareholding Association
|
D/A
|
|
|
Dunne Jeffrey R
|
4
|
|
|
Bankwell Financial Group, Inc.
|
4
|
Financial Statements
|
|
Impact Capital Asia Fund
|
D
|
|
|
Benchmark 2020-B17 Mortgage Trust
|
10-D
|
|
|
NYMOX PHARMACEUTICAL CORP
|
6-K
|
Financial Statements
|
|
GS Mortgage Securities Trust 2021-GSA3
|
10-D
|
|
|
AdvisorShares Trust
|
485APOS
|
|
|
JPMDB Commercial Mortgage Securities Trust 2016-C2
|
10-D
|
|
|
Horizon Space Acquisition I Corp.
|
PRE 14A
|
|
|
Thirdline Real Estate Income Fund
|
NPORT-P
|
|
|
Investment Managers Series Trust II
|
NPORT-P
|
|
|
Benchmark 2020-B17 Mortgage Trust
|
ABS-EE
|
|
|
GS Mortgage Securities Trust 2021-GSA3
|
ABS-EE
|
|
|
JPMBB Commercial Mortgage Securities Trust 2013-C14
|
10-D
|
|
|
FORUM FUNDS
|
N-PX
|
|
|
Eng Julie Sheridan
|
4
|
|
|
COHERENT CORP.
|
4
|
Financial Statements
|
|
SportsQuest, Inc.
|
10-12G
|
|
|
Koeppen Christopher
|
4
|
|
|
Basso Ronald
|
4
|
|
|
BARBAROSSA GIOVANNI
|
4
|
|
|
ETF Opportunities Trust
|
N-PX
|
|
|
ASA Gold & Precious Metals Ltd
|
N-PX
|
Financial Statements
|
|
RAYMOND MARY JANE
|
4
|
|
|
First Trust Private Assets Fund
|
NPORT-P
|
|
|
BASHAW WALTER ROBERT II
|
4
|
|
|
GROUNDFLOOR FINANCE INC.
|
1-SA
|
|
|
MATTERA VINCENT D JR
|
4
|
|
|
BHP Group Ltd
|
6-K
|
Financial Statements
|
|
EA Series Trust
|
NPORT-P
|
|
|
Wisenthal Joshua
|
4
|
|
|
Maniar Shweta
|
144
|
|
|
RxSight, Inc.
|
144
|
Financial Statements
|
|
PNM RESOURCES INC
|
4
|
Financial Statements
|
|
COLLAWN PATRICIA K
|
4
|
|
|
Artemis Wealth Advisors, LLC
|
13F-HR/A
|
|
|
Asteroid Partners, LLC
|
D
|
|
|
BANK OF MONTREAL /CAN/
|
6-K
|
Financial Statements
|
|
J.P. Morgan Chase Commercial Mortgage Securities Trust 2013-C13
|
10-D
|
|
|
James Alpha Funds Trust
|
N-PX
|
|
|
Virtus Artificial Intelligence & Technology Opportunities Fund
|
40-17G
|
|
|
Virtus Convertible & Income 2024 Target Term Fund
|
40-17G
|
|
|
Virtus ETF Trust II
|
40-17G
|
|
|
Virtus Diversified Income & Convertible Fund
|
40-17G
|
|
|
VIRTUS ALTERNATIVE SOLUTIONS TRUST
|
40-17G
|
|
|
Virtus Event Opportunities Trust
|
40-17G
|
|
|
ETFis Series Trust I
|
40-17G
|
|
|
Virtus Stone Harbor Emerging Markets Total Income Fund
|
40-17G
|
|
|
Virtus Global Multi-Sector Income Fund
|
40-17G
|
|
|
Duff & Phelps Utility & Infrastructure Fund Inc.
|
40-17G
|
|
|
Virtus Stone Harbor Emerging Markets Income Fund
|
40-17G
|
|
|
Virtus Strategy Trust
|
40-17G
|
|
|
Virtus Equity & Convertible Income Fund
|
40-17G
|
|
|
Virtus Dividend, Interest & Premium Strategy Fund
|
40-17G
|
|
|
Virtus Convertible & Income Fund II
|
40-17G
|
|
|
Virtus Convertible & Income Fund
|
40-17G
|
|
|
MERGER FUND VL
|
40-17G
|
|
|
VIRTUS ASSET TRUST
|
40-17G
|
|
|
VIRTUS OPPORTUNITIES TRUST
|
40-17G
|
|
|
VIRTUS RETIREMENT TRUST
|
40-17G
|
|
|
DTF TAX-FREE INCOME 2028 TERM FUND INC
|
40-17G
|
Financial Statements
|
|
Virtus Investment Trust
|
40-17G
|
|
|
Virtus Total Return Fund Inc.
|
40-17G
|
|
|
DNP SELECT INCOME FUND INC
|
40-17G
|
Financial Statements
|
