| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Yale Sweet 2 GY Joint Venture
|
D
|
|
|
CARROLL JONATHAN P
|
4
|
|
|
BLUE DOLPHIN ENERGY CO
|
4
|
|
|
Curry Mary Margaret
|
4
|
|
|
COMSCORE, INC.
|
4
|
Financial Statements
|
|
WESTPAC BANKING CORP
|
6-K
|
|
|
Permian Resources Corp
|
8-K
|
Financial Statements
|
|
ELTEK LTD
|
6-K
|
Financial Statements
|
|
Centers for Age Control Inc.
|
C-AR
|
|
|
PERPETUA RESOURCES CORP.
|
8-K
|
|
|
Orla Mining Ltd.
|
6-K
|
|
|
AMICUS THERAPEUTICS, INC.
|
8-K
|
Financial Statements
|
|
Strawberry Fields REIT, Inc.
|
S-11
|
|
|
PRECISION BIOSCIENCES INC
|
8-K/A
|
Financial Statements
|
|
Agrify Corp
|
8-K
|
Financial Statements
|
|
MARINUS PHARMACEUTICALS, INC.
|
8-K
|
Financial Statements
|
|
Zhihu Inc.
|
6-K
|
Financial Statements
|
|
Renalytix plc
|
8-K
|
|
|
Sabre Corp
|
8-K
|
Financial Statements
|
|
Agrify Corp
|
NT 10-Q
|
Financial Statements
|
|
U.S. GoldMining Inc.
|
8-K
|
|
|
EESTech, Inc.
|
10-Q
|
|
|
NORTH EUROPEAN OIL ROYALTY TRUST
|
8-K
|
|
|
JOHNSON & JOHNSON
|
SC TO-I/A
|
Financial Statements
|
|
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD
|
6-K
|
Financial Statements
|
|
NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUND
|
N-PX
|
|
|
Nuveen Variable Rate Preferred & Income Fund
|
N-PX
|
|
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
N-PX
|
|
|
SDCL EDGE Acquisition Corp
|
425
|
|
|
Duke Energy CORP
|
8-K
|
Financial Statements
|
|
DUKE ENERGY PROGRESS, LLC.
|
8-K
|
|
|
SDCL EDGE Acquisition Corp
|
8-K
|
|
|
NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND
|
N-PX
|
|
|
Nuveen Taxable Municipal Income Fund
|
N-PX
|
|
|
Nuveen Short Duration Credit Opportunities Fund
|
N-PX
|
|
|
NUVEEN SENIOR INCOME FUND
|
N-PX
|
|
|
NUVEEN SELECT TAX FREE INCOME PORTFOLIO 3
|
N-PX
|
|
|
NUVEEN SELECT TAX FREE INCOME PORTFOLIO 2
|
N-PX
|
|
|
NUVEEN SELECT TAX FREE INCOME PORTFOLIO
|
N-PX
|
Financial Statements
|
|
NUVEEN SELECT MATURITIES MUNICIPAL FUND
|
N-PX
|
|
|
Nuveen S&P 500 Dynamic Overwrite Fund
|
N-PX
|
|
|
Nuveen S&P 500 BuyWrite Income Fund
|
N-PX
|
|
|
NUVEEN REAL ESTATE INCOME FUND
|
N-PX
|
|
|
Nuveen Real Asset Income & Growth Fund
|
N-PX
|
|
|
Nuveen Quality Municipal Income Fund
|
N-PX
|
|
|
JOHNSON & JOHNSON
|
425
|
Financial Statements
|
|
Nuveen Preferred & Income Securities Fund
|
N-PX
|
|
|
Nuveen Preferred & Income Opportunities Fund
|
N-PX
|
|
|
Metalpha Technology Holding Ltd
|
6-K
|
|
|
Nuveen Preferred & Income Term Fund
|
N-PX
|
|
|
Nuveen Preferred & Income Fund
|
N-PX
|
|
|
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND
|
N-PX
|
|
|
NUVEEN OHIO QUALITY MUNICIPAL INCOME FUND
|
N-PX
|
|
|
NUVEEN NEW YORK SELECT TAX -FREE INCOME PORTFOLIO
|
N-PX
|
Financial Statements
|
|
NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
|
N-PX
|
|
|
NUVEEN NEW YORK MUNICIPAL VALUE FUND
|
N-PX
|
|
|
Next Thing Technologies, Inc
|
253G2
|
|
|
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND
|
N-PX
|
Financial Statements
|
|
Nuveen NASDAQ 100 Dynamic Overwrite Fund
|
N-PX
|
|
|
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND
|
N-PX
|
|
|
NUVEEN MUNICIPAL VALUE FUND INC
|
N-PX
|
|
|
NUVEEN MUNICIPAL TRUST/MA
|
N-PX
|
|
|
AVISTA CORP
|
8-K
|
Financial Statements
|
|
IMMUNIC, INC.
|
S-8
|
Financial Statements
|
|
Chung Kyo-Hwa Liz
|
4/A
|
|
|
MAGNACHIP SEMICONDUCTOR Corp
|
4/A
|
Financial Statements
|
|
Pintec Technology Holdings Ltd
|
6-K
|
Financial Statements
|
|
NUVEEN MUNICIPAL INCOME FUND INC
|
N-PX
|
|
|
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
|
N-PX
|
|
|
Nikola Corp
|
424B3
|
Financial Statements
|
|
Nuveen Municipal Credit Opportunities Fund
|
N-PX
|
|
|
Nuveen Municipal Credit Income Fund
|
N-PX
|
|
|
NUVEEN MULTISTATE TRUST IV
|
N-PX
|
|
|
NUVEEN MULTISTATE TRUST III
|
N-PX
|
|
|
NUVEEN MULTISTATE TRUST II /MA/
|
N-PX
|
|
|
NUVEEN MULTISTATE TRUST I
|
N-PX
|
|
|
Nuveen Multi-Market Income Fund
|
N-PX
|
|
|
Nuveen Multi-Asset Income Fund
|
N-PX
|
|
|
Nuveen Mortgage & Income Fund/MA/
|
N-PX
|
|
|
NUVEEN MISSOURI QUALITY MUNICIPAL INCOME FUND
|
N-PX
|
|
|
Nuveen Minnesota Quality Municipal Income Fund
|
N-PX
|
|
|
NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND
|
N-PX
|
|
|
Nuveen Managed Accounts Portfolios Trust
|
N-PX
|
|
|
Nuveen Investment Trust V
|
N-PX
|
|
|
NUVEEN INVESTMENT TRUST III
|
N-PX
|
|
|
NUVEEN INVESTMENT TRUST II
|
N-PX
|
|
|
NUVEEN INVESTMENT TRUST
|
N-PX
|
|
|
NUVEEN INVESTMENT FUNDS INC
|
N-PX
|
|
|
Gundumogula Prasad
|
4
|
|
|
Mondee Holdings, Inc.
|
4
|
|
|
Nuveen Intermediate Duration Quality Municipal Term Fund
|
N-PX
|
|
|
Nuveen Intermediate Duration Municipal Term Fund
|
N-PX
|
|
|
Essent Group Ltd.
|
4
|
Financial Statements
|
|
WEINSTOCK DAVID B
|
4
|
|
|
JRSIS HEALTH CARE Corp
|
10-Q
|
|
|
Jiayin Group Inc.
|
6-K
|
Financial Statements
|
|
Nuveen Corporate Income November 2021 Target Term Fund
|
N-PX
|
|
|
Nikola Corp
|
8-K
|
Financial Statements
|
|
Nuveen Global High Income Fund
|
N-PX
|
|
|
NUVEEN GEORGIA QUALITY MUNICIPAL INCOME FUND
|
N-PX
|
|
|
Nuveen Floating Rate Income Opportunity Fund
|
N-PX
|
|
|
NUVEEN FLOATING RATE INCOME FUND
|
N-PX
|
|
|
Nuveen Enhanced Municipal Value Fund
|
N-PX
|
|
|
Nuveen Enhanced High Yield Municipal Bond Fund
|
N-PX
|
|
|
Nuveen Emerging Markets Debt 2022 Target Term Fund
|
N-PX
|
|
|
Nuveen Dynamic Municipal Opportunities Fund
|
N-PX
|
|
|
Nuveen Dow 30sm Dynamic Overwrite Fund
|
N-PX
|
|
|
ROCKETFUEL BLOCKCHAIN, INC.
|
10-K
|
|
|
Nikola Corp
|
424B5
|
Financial Statements
|
|
NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND
|
N-PX
|
|
|
Nuveen Credit Strategies Income Fund
|
N-PX
|
|
|
Nuveen Credit Opportunities 2022 Target Term Fund
|
N-PX
|
|
|
Nuveen Corporate Income 2023 Target Term Fund
|
N-PX
|
|
|
Nuveen Core Plus Impact Fund
|
N-PX
|
|
|
Nuveen Core Equity Alpha Fund
|
N-PX
|
|
|
Sculptor Capital Management, Inc.
|
DEFA14A
|
Financial Statements
|
|
NEWS CORP
|
8-K
|
Financial Statements
|
|
Black Spade Acquisition Co
|
25
|
|
|
First Light Acquisition Group, Inc.
|
425
|
|
|
HUTCHMED
|
6-K
|
Financial Statements
|
|
OLB GROUP, INC.
|
10-Q
|
|
|
NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO
|
N-PX
|
Financial Statements
|
|
Nuveen California Quality Municipal Income Fund
|
N-PX
|
|
|
Harraden Circle Investments, LLC
|
SC 13G
|
|
|
Kensington Capital Acquisition Corp. V
|
SC 13G
|
|
|
NUVEEN CALIFORNIA MUNICIPAL VALUE FUND
|
N-PX
|
|
|
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND
|
N-PX
|
|
|
ZTO Express
|
6-K
|
Financial Statements
|
|
Sculptor Capital Management, Inc.
|
PREM14A
|
Financial Statements
|
|
Nikola Corp
|
305B2
|
Financial Statements
|
|
NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND
|
N-PX
|
|
|
AppLovin Corp
|
8-K
|
Financial Statements
|
|
Nuveen AMT-Free Quality Municipal Income Fund
|
N-PX
|
|
|
Nuveen AMT-Free Municipal Value Fund
|
N-PX
|
|
|
First Light Acquisition Group, Inc.
|
8-K
|
|
|
Nuveen AMT-Free Municipal Credit Income Fund
|
N-PX
|
|
|
Nushares ETF Trust
|
N-PX
|
|
|
PLUS THERAPEUTICS, INC.
|
424B3
|
|
|
Kun Peng International Ltd.
|
10-Q
|
|
|
NOVARTIS AG
|
6-K
|
Financial Statements
|
|
EQUINOR ASA
|
6-K
|
Financial Statements
|
|
Global Blue Group Holding AG
|
6-K
|
|
|
International Land Alliance Inc.
|
10-Q
|
|
|
Irenic Capital Evergreen Cayman Fund Ltd.
|
D/A
|
|
|
CHASE CORP
|
PREM14A
|
Financial Statements
|
|
Irenic Capital Evergreen US Fund LP
|
D/A
|
|
|
BLOOMIOS, INC.
|
10-Q
|
|
|
Klingenstein Fields Venture Fund III, L.P.
|
D/A
|
|
|
Super League Gaming, Inc.
|
424B5
|
Financial Statements
|
|
Infinite Acquisition Corp.
|
DEFA14A
|
|
|
Sellitto Edward C
|
3
|
|
|
authID Inc.
|
3
|
Financial Statements
|
|
Infinite Acquisition Corp.
|
8-K
|
|
|
ELBIT SYSTEMS LTD
|
6-K
|
Financial Statements
|
|
Liquidia Corp
|
8-K
|
Financial Statements
|
|
Carbon Revolution Public Ltd Co
|
F-4/A
|
|
|
Catcha Investment Corp
|
10-Q
|
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
Ero Copper Corp.
|
F-X
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B2
|
|
|
JPMORGAN CHASE & CO
|
424B2
|
Financial Statements
|
|
Pershing Square SPARC Holdings, Ltd./DE
|
S-1/A
|
|
|
Quetta Acquisition Corp
|
S-1
|
|
|
Vivakor, Inc.
|
10-Q
|
Financial Statements
|
|
Ero Copper Corp.
|
F-10
|
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
497K
|
|
|
DeRosa Income Fund LLC
|
D/A
|
|
|
Antiaging Quantum Living Inc.
|
10-Q
|
Financial Statements
|
|
Adamis Pharmaceuticals Corp
|
10-Q
|
Financial Statements
|
|
WOLF ENERGY SERVICES INC.
|
10-Q
|
|
|
Beroni Group Ltd
|
F-1/A
|
|
|
Velo3D, Inc.
|
8-K
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
497K
|
|
|
ASKELADDEN CAPITAL MANAGEMENT LLC
|
SC 13D/A
|
|
|
COMPUTER TASK GROUP INC
|
SC 13D/A
|
Financial Statements
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
497
|
|
|
PHOENIX MOTOR INC.
|
8-K
|
Financial Statements
|
|
Better Choice Co Inc.
|
10-Q
|
|
|
Waldencast plc
|
6-K
|
|
|
NanoSpot.ai, Inc.
|
D
|
|
|
Vegan Mob inc
|
C
|
|
|
WhiteHorse Finance, Inc.
|
8-K
|
Financial Statements
|
|
WhiteHorse Finance, Inc.
|
424B2
|
Financial Statements
|
|
OROCO RESOURCE CORP
|
D
|
|
|
SINGER KAREN
|
SC 13D/A
|
|
|
SEACHANGE INTERNATIONAL INC
|
SC 13D/A
|
Financial Statements
|
|
2023 ETF Series Trust II
|
N-1A
|
|
|
Proterra Inc
|
8-K
|
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
Ridgeview Arc Capital LLC - Series 9
|
D
|
|
|
NRI Real Estate Investment & Technology, Inc.
|
10-12G/A
|
|
|
Chicken Soup for the Soul Entertainment, Inc.
|
8-K
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
Sironix Renewables, Inc.
|
D
|
|
|
Kingswood Acquisition Corp.
|
425
|
|
|
Kingswood Acquisition Corp.
|
8-K
|
|
|
Caballine 79 Fund, LP
|
D/A
|
|
|
AKUMIN INC.
|
8-K
|
|
|
Neoleukin Therapeutics, Inc.
|
S-4
|
Financial Statements
|
|
BELLICUM PHARMACEUTICALS, INC
|
8-K
|
Financial Statements
|
|
Big Sky AG Fund I LP
|
D
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
SILVER STAR PROPERTIES REIT, INC
|
8-K
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
SILVER STAR PROPERTIES REIT, INC
|
8-A12B
|
|
|
American Acquisition Opportunity Inc.
|
10-Q
|
|
|
METAWORKS PLATFORMS, INC.
|
D
|
|
|
Freedom Holdings, Inc.
|
10-Q
|
|
|
Arrived SFR Genesis Fund, LLC
|
1-A
|
|
|
Cannae Holdings, Inc.
|
8-K
|
Financial Statements
|
|
BofA Finance LLC
|
FWP
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
Alight, Inc. / Delaware
|
SC 13D/A
|
Financial Statements
|
|
Cannae Holdings, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Growth for Good Acquisition Corp
|
425
|
|
|
CC Neuberger Principal Holdings III
|
10-Q
|
|
|
Vale S.A.
|
6-K
|
Financial Statements
|
|
ExoDexa Holdings Inc.
|
D
|
|
|
Misguided Spirits, Inc.
|
D
|
|
|
Party City Holdco Inc.
|
8-K
|
Financial Statements
|
|
Vaxxinity, Inc.
|
424B3
|
Financial Statements
|
|
ASSURED GUARANTY LTD
|
8-K
|
Financial Statements
|
|
MONETTA TRUST
|
NPORT-P
|
|
|
QUINSTREET, INC
|
10-K
|
Financial Statements
|
|
FORD MOTOR CREDIT CO LLC
|
424B3
|
|
|
Titanite Investment Management LP
|
SC 13G
|
|
|
NanoString Technologies Inc
|
SC 13G
|
Financial Statements
|
|
GM Cruise Holdings LLC
|
D/A
|
|
|
UBS AG
|
424B2
|
|
|
GSAF 2022, a Series of Golden Seeds Annual Fund, LLC
|
D/A
|
|
|
Aman Todd
|
144
|
|
|
FiscalNote Holdings, Inc.
|
144
|
|
|
MCGURK CHRISTOPHER J
|
4
|
|
|
Cineverse Corp.
|
4
|
Financial Statements
|
|
Valley Forge Capital, L.P.
|
D/A
|
|
|
STERLING CAPITAL FUNDS
|
NPORT-P
|
|
|
North Square Capital - Rise Creekside, LLC
|
D
|
|
|
GS Mortgage Securities Trust 2015-GC34
|
10-D
|
|
|
Nathanson Laura
|
144
|
|
|
NU SKIN ENTERPRISES, INC.
|
144
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
GS Mortgage Securities Trust 2015-GC30
|
10-D
|
|
|
Riggle Carrie L
|
144
|
|
|
FIRST COMMONWEALTH FINANCIAL CORP /PA/
|
144
|
Financial Statements
|
|
Mitrano Richard J.
|
144
|
|
|
Frequency Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Peachtree Strategic Opportunity Fund-A, LP
|
D/A
|
|
|
GS Mortgage Securities Trust 2014-GC26
|
10-D
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2340
|
487
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
WILLIAMS KEVIN BRYAN
|
4
|
|
|
Voip-pal.com Inc
|
4
|
|
|
Artemis Wealth Advisors, LLC
|
13F-HR/A
|
|
|
Selipsky Adam
|
144
|
|
|
AMAZON COM INC
|
144
|
Financial Statements
|
|
El Pollo Loco Holdings, Inc.
|
8-K
|
Financial Statements
|
|
Foremost Lithium Resource & Technology Ltd.
|
CERT
|
|
|
FEITLER ROBERT
|
4
|
|
|
WEYCO GROUP INC
|
4
|
Financial Statements
|
|
Gaingels Atropos LLC
|
D
|
|
|
FLORSHEIM THOMAS W
|
4
|
|
|
SCULLY CAPITAL SECURITIES CORP.
|
X-17A-5
|
|
|
Saltwater Investment Company, LLC
|
D
|
|
|
Ally Financial Inc.
|
424B2
|
Financial Statements
|
|
GS Mortgage Securities Trust 2013-GC13
|
10-D
|
|
|
Caro Holdings Inc.
|
10-Q
|
|
|
DOW CHEMICAL CO /DE/
|
424B3
|
|
|
FLOWERS FOODS INC
|
S-3ASR
|
Financial Statements
|
|
PGIM Real Estate U.S. Debt Fund, L.P.
|
D/A
|
|
|
ADVISORS' INNER CIRCLE FUND
|
N-PX
|
|
|
Daniels James Todd
|
144
|
|
|
AFLAC INC
|
144
|
Financial Statements
|
|
Gaingels Superluminal LLC
|
D
|
|
|
Advisors' Inner Circle Fund II
|
N-PX
|
|
|
PermRock Royalty Trust
|
8-K
|
|
|
DECKROBOT, INC.
|
D
|
|
|
GRIFFIN JOHN H JR
|
4
|
|
|
HARTE HANKS INC
|
4
|
Financial Statements
|
|
Radoff Bradley Louis
|
4
|
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
Peachtree Strategic Opportunity Fund, LP
|
D/A
|
|
|
Fidelity Rutland Square Trust II
|
24F-2NT
|
|
|
FIDELITY SUMMER STREET TRUST
|
24F-2NT
|
|
|
Northern Lights Fund Trust IV
|
485BXT
|
|
|
COPELAND DAVID L
|
4
|
|
|
Advisors' Inner Circle Fund III
|
N-PX
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
Downtown MMD Investco, LLC
|
D
|
|
|
FundX Investment Trust
|
N-PX
|
|
|
ALPS Series Trust
|
497
|
|
|
TEO FOODS INC
|
10-Q
|
|
|
CARILLON SERIES TRUST
|
NPORT-P/A
|
|
|
Krueger William E.
|
4
|
|
|
Andersons, Inc.
|
4
|
Financial Statements
|
|
HSBC BANK PLC
|
424B2
|
|
