| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Lagarde Michel
|
4
|
|
|
Moeller Timothy C
|
4
|
|
|
SERRANO ELIJIO V
|
4
|
|
|
O'Brien Richard D
|
4
|
|
|
AMBARELLA INC
|
8-K
|
Financial Statements
|
|
MOORMAN CHARLES W
|
4
|
|
|
Boston Shoemake Alicia r
|
4
|
|
|
Shukla Sath
|
144
|
|
|
Spero Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Stockton Richard J
|
4
|
|
|
Braemar Hotels & Resorts Inc.
|
4
|
Financial Statements
|
|
Benchmark 2023-V3 Mortgage Trust
|
10-D
|
|
|
Constellation Acquisition Corp I
|
8-K
|
|
|
Krehbiel William V
|
4/A
|
|
|
Adtalem Global Education Inc.
|
4/A
|
Financial Statements
|
|
Apollo Tactical Income Fund Inc.
|
NPORT-P
|
|
|
Apollo Senior Floating Rate Fund Inc.
|
NPORT-P
|
|
|
NEW META FUND LP
|
D/A
|
|
|
SITIME Corp
|
4
|
Financial Statements
|
|
CHADWICK ARTHUR D
|
4
|
|
|
Vimeo, Inc.
|
8-K/A
|
|
|
LAUDUS TRUST
|
N-PX
|
|
|
Sharps Technology Inc.
|
S-3/A
|
|
|
Kiromic Biopharma, Inc.
|
8-K
|
Financial Statements
|
|
Fontenot Jason D.
|
4
|
|
|
SANGAMO THERAPEUTICS, INC
|
4
|
Financial Statements
|
|
Quantum-Si Inc
|
8-K
|
|
|
Permex Petroleum Corp
|
S-1/A
|
|
|
O'Toole Amie Thuener
|
4
|
|
|
Alphabet Inc.
|
4
|
Financial Statements
|
|
J M SMUCKER Co
|
10-Q
|
Financial Statements
|
|
Cadre Holdings, Inc.
|
4
|
Financial Statements
|
|
SOKOLOW NICOLAS
|
4
|
|
|
Castellum, Inc.
|
8-K
|
Financial Statements
|
|
African Gold Acquisition Corp
|
8-K
|
|
|
Brenmiller Energy Ltd.
|
6-K
|
|
|
Blue Star Foods Corp.
|
8-K
|
|
|
Harley Joshua
|
144
|
|
|
Fathom Holdings Inc.
|
144
|
Financial Statements
|
|
ClearSign Technologies Corp
|
8-K
|
Financial Statements
|
|
McClung David Mark
|
4
|
|
|
ZAMAN ANEEL
|
144
|
|
|
GOVIL SAAGAR
|
4
|
|
|
CEMTREX INC
|
4
|
Financial Statements
|
|
Casper Stephen P
|
4
|
|
|
MARKETAXESS HOLDINGS INC
|
4
|
Financial Statements
|
|
CADENCE DESIGN SYSTEMS INC
|
144
|
Financial Statements
|
|
Karrmann Sandra R
|
4
|
|
|
KIMBERLY CLARK CORP
|
4
|
Financial Statements
|
|
PIMCO Flexible Emerging Markets Income Fund
|
N-PX
|
|
|
MICROVISION, INC.
|
FWP
|
Financial Statements
|
|
PIMCO MUNICIPAL INCOME FUND III
|
N-PX
|
|
|
Woss Allison
|
4
|
|
|
Benchmark 2023-V3 Mortgage Trust
|
ABS-EE
|
|
|
Gangadharan Manjunath
|
4
|
|
|
JPMBB Commercial Mortgage Securities Trust 2013-C17
|
10-D
|
|
|
CommScope Holding Company, Inc.
|
4
|
Financial Statements
|
|
Watts Claudius E. IV
|
4
|
|
|
Duraibabu Prathyusha
|
4
|
|
|
OVERSEAS SHIPHOLDING GROUP INC
|
8-K
|
Financial Statements
|
|
Druid AI USA Inc.
|
D
|
|
|
Loomis Edward Percy Jr
|
4
|
|
|
MATHER ANN
|
4
|
|
|
Mickels Erik
|
4
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND
|
N-PX
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND II
|
N-PX
|
|
|
PIMCO MUNICIPAL INCOME FUND II
|
N-PX
|
|
|
Macrae Sandy
|
4
|
|
|
Hastings Joseph Arthur
|
4
|
|
|
COMMUNITY HEALTH SYSTEMS INC
|
4
|
Financial Statements
|
|
SUNHYDROGEN, INC.
|
8-K
|
|
|
BECK DOUGLAS G.
|
4
|
|
|
BRF S.A.
|
6-K
|
Financial Statements
|
|
Ginkgo Bioworks Holdings, Inc.
|
424B3
|
|
|
Dubois-Stringfellow Nathalie
|
4
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND III
|
N-PX
|
|
|
SCHWAB ANNUITY PORTFOLIOS
|
N-PX
|
|
|
PIMCO Dynamic Income Opportunities Fund
|
N-PX
|
|
|
PIMCO STRATEGIC INCOME FUND, INC
|
N-PX
|
|
|
AMERICAN WOODMARK CORP
|
8-K
|
Financial Statements
|
|
BOX INC
|
8-K
|
Financial Statements
|
|
Hollingsworth Audrey
|
4
|
|
|
Willoughby Scott B.
|
4
|
|
|
MICROVISION, INC.
|
424B5
|
Financial Statements
|
|
Hyundai Auto Receivables Trust 2021-A
|
ABS-EE
|
|
|
DANAHER JOHN W MD
|
4
|
|
|
Grewal Paul
|
4
|
|
|
Coinbase Global, Inc.
|
4
|
Financial Statements
|
|
PIMCO Access Income Fund
|
N-PX
|
|
|
HEWSON MARILLYN A
|
4
|
|
|
LAMAR ADVERTISING CO/NEW
|
8-K
|
Financial Statements
|
|
CUMMINS INC
|
8-K
|
Financial Statements
|
|
PIMCO California Flexible Municipal Income Fund
|
N-PX
|
|
|
Priority Income Fund, Inc.
|
NT-NCSR
|
|
|
PIMCO MUNICIPAL INCOME FUND
|
N-PX
|
|
|
NetApp, Inc.
|
10-Q
|
Financial Statements
|
|
Damon Ryan
|
144
|
|
|
Criteo S.A.
|
144
|
Financial Statements
|
|
ABUHOFF JACK
|
144
|
|
|
INNODATA INC
|
144
|
Financial Statements
|
|
SCHWAB INVESTMENTS
|
N-PX
|
|
|
PIMCO Flexible Municipal Income Fund
|
N-PX
|
|
|
WELLS FARGO & COMPANY/MN
|
424B2
|
Financial Statements
|
|
Digital Turbine, Inc.
|
8-K
|
Financial Statements
|
|
Transcode Therapeutics, Inc.
|
S-1
|
Financial Statements
|
|
CASPER MARC N
|
4
|
|
|
Beyond Air, Inc.
|
4
|
|
|
Carey Robert
|
4
|
|
|
Cox Karen Sue
|
4
|
|
|
Espineli Marissa B
|
144
|
|
|
Fischer Benno
|
SC 13G
|
|
|
Sow Good Inc.
|
SC 13G
|
|
|
PENG VICTOR
|
4
|
|
|
ADVANCED MICRO DEVICES INC
|
4
|
Financial Statements
|
|
Fountain T Heath
|
4
|
|
|
Newstead Jennifer
|
144
|
|
|
Meta Platforms, Inc.
|
144
|
Financial Statements
|
|
Koehler Bryson R
|
4
|
|
|
EQUIFAX INC
|
4
|
Financial Statements
|
|
PIMCO Flexible Credit Income Fund
|
N-PX
|
|
|
PIMCO INCOME STRATEGY FUND
|
N-PX
|
|
|
CHARLES SCHWAB FAMILY OF FUNDS
|
N-PX
|
|
|
J.P. Morgan Chase Commercial Mortgage Securities Trust 2013-C16
|
10-D
|
|
|
Petram Partners II, Corp.
|
D
|
|
|
PIMCO Dynamic Income Fund
|
N-PX
|
|
|
Beard, Stephen W.
|
4
|
|
|
CHS INC
|
8-K
|
Financial Statements
|
|
Aristei Joan
|
144
|
|
|
Oportun Financial Corp
|
144
|
Financial Statements
|
|
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
|
N-PX
|
|
|
Gorilla Technology Group Inc.
|
POS AM
|
|
|
PIMCO CORPORATE & INCOME STRATEGY FUND
|
N-PX
|
|
|
Hewlett Packard Enterprise Co
|
8-K
|
Financial Statements
|
|
DINKEL THOMAS T
|
4
|
|
|
FIRST FINANCIAL CORP /IN/
|
4
|
Financial Statements
|
|
Dune Acquisition Corp
|
PRER14A
|
|
|
Suri Anish
|
4
|
|
|
Cue Biopharma, Inc.
|
4
|
Financial Statements
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
|
N-PX
|
|
|
PIMCO Income Strategy Fund II
|
N-PX
|
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
|
N-PX
|
|
|
Lyft, Inc.
|
4
|
Financial Statements
|
|
Aggarwal Prashant
|
4
|
|
|
Downing Scott Lowell
|
4
|
|
|
Hyundai Auto Receivables Trust 2020-C
|
ABS-EE
|
|
|
POPULAR TOTAL RETURN FUND INC
|
NPORT-P
|
|
|
Pickens Allison
|
4
|
|
|
COMMVAULT SYSTEMS INC
|
4
|
Financial Statements
|
|
Hollingshead James
|
4
|
|
|
INSULET CORP
|
4
|
Financial Statements
|
|
Autodesk, Inc.
|
10-Q
|
Financial Statements
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III
|
N-PX
|
|
|
PFSWEB INC
|
8-K
|
Financial Statements
|
|
MEXICAN ECONOMIC DEVELOPMENT INC
|
6-K
|
Financial Statements
|
|
Geshuri Arnnon
|
4
|
|
|
Teladoc Health, Inc.
|
4
|
Financial Statements
|
|
Planet Green Holdings Corp.
|
DEF 14A
|
|
|
PCM FUND, INC.
|
N-PX
|
|
|
CIM Real Assets & Credit Fund
|
NPORT-P
|
|
|
Flannery Brian
|
4
|
|
|
SUIC Worldwide Holdings Ltd.
|
10-Q/A
|
|
|
PROSPECT CAPITAL CORP
|
NT 10-K
|
Financial Statements
|
|
Digital Media Solutions, Inc.
|
SC 13D/A
|
|
|
KEYBANC CAPITAL MARKETS INC.
|
MA-I
|
|
|
Public Resources Advisory Group, Inc.
|
MA-I/A
|
|
|
NYSE ARCA, INC.
|
1/A
|
|
|
NYSE NATIONAL, INC.
|
1/A
|
|
|
NYSE AMERICAN LLC
|
1/A
|
|
|
NEW YORK STOCK EXCHANGE LLC
|
1/A
|
|
|
Equiniti Trust Company, LLC /TA
|
TA-1/A
|
|
|
Nasdaq Stock Market LLC
|
19B-4E
|
|
|
ARTIVION, INC.
|
UPLOAD
|
|
|
ASPAC II Acquisition Corp.
|
UPLOAD
|
|
|
Live Oak Crestview Climate Acquisition Corp.
|
UPLOAD
|
|
|
MOGU Inc.
|
UPLOAD
|
Financial Statements
|
|
Pennant Group, Inc.
|
UPLOAD
|
|
|
Sunshine Biopharma, Inc
|
UPLOAD
|
|
|
Cheche Group Inc.
|
CORRESP
|
|
|
EXCHANGE TRADED CONCEPTS TRUST
|
CORRESP
|
|
|
Mountain & Co. I Acquisition Corp.
|
CORRESP
|
|
|
Pulse Biosciences, Inc.
|
CORRESP
|
Financial Statements
|
|
Blue Owl Real Estate Net Lease Trust
|
CORRESP
|
|
|
Brookwood Fenton Investments LLC
|
CORRESP
|
|
|
Cosmos Health Inc.
|
CORRESP
|
|
|
Global Water Resources, Inc.
|
CORRESP
|
Financial Statements
|
|
Hagerty, Inc.
|
CORRESP
|
|
|
Medigus Ltd.
|
CORRESP
|
Financial Statements
|
|
Nikola Corp
|
CORRESP
|
Financial Statements
|
|
electroCore, Inc.
|
CORRESP
|
Financial Statements
|
|
electroCore, Inc.
|
UPLOAD
|
Financial Statements
|
|
Arcimoto Inc
|
UPLOAD
|
Financial Statements
|
|
Nano Labs Ltd
|
UPLOAD
|
Financial Statements
|
|
Toughbuilt Industries, Inc
|
UPLOAD
|
Financial Statements
|
|
Sharps Technology Inc.
|
UPLOAD
|
|
|
MONOGRAM ORTHOPAEDICS INC
|
CORRESP
|
|
|
AVONDALE PARTNERS, LLC
|
FOCUSN
|
|
|
FMSBONDS, INC.
|
FOCUSN
|
|
|
KRAMBO CORPORATION
|
FOCUSN
|
|
|
OLSEN PALMER LLC
|
FOCUSN
|
|
|
PHILLIP CAPITAL INC.
|
FOCUSN
|
|
|
RMB SECURITIES
|
FOCUSN
|
|
|
ALAMO CAPITAL
|
X-17A-5
|
|
|
AVONDALE PARTNERS, LLC
|
X-17A-5
|
|
|
FMSBONDS, INC.
|
X-17A-5
|
|
|
MARTINSON & COMPANY, LTD.
|
X-17A-5
|
|
|
NELSON SECURITIES,INC.
|
X-17A-5
|
|
|
New Atlas HoldCo Inc.
|
CORRESP
|
|
|
OLSEN PALMER LLC
|
X-17A-5
|
|
|
PHILLIP CAPITAL INC.
|
X-17A-5
|
|
|
Permex Petroleum Corp
|
CORRESP
|
|
|
SECU BROKERAGE SERVICES, INC.
|
X-17A-5
|
|
|
AMTD Digital Inc.
|
UPLOAD
|
Financial Statements
|
|
CohBar, Inc.
|
CORRESP
|
Financial Statements
|
|
Meihua International Medical Technologies Co., Ltd.
|
CORRESP
|
Financial Statements
|
|
Immatics N.V.
|
UPLOAD
|
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
CORRESP
|
|
|
Natixis Commercial Mortgage Securities LLC
|
UPLOAD
|
|
|
RayzeBio, Inc.
|
UPLOAD
|
|
