| Company Name |
Form Type |
SEC Filings |
|
|
|
|
SHINECO, INC.
|
SC 13G
|
|
|
Deal XXII a Series of Integr8d Capital LLC
|
D
|
|
|
Ferrari N.V.
|
6-K
|
Financial Statements
|
|
Murphy Edward H
|
4
|
|
|
IZEA Worldwide, Inc.
|
4
|
Financial Statements
|
|
Joyous J-Impact 2023 a Series of CGF2021 LLC
|
D
|
|
|
RUSSELL INVESTMENT CO
|
N-PX
|
|
|
DDK Developments, L.L.C.
|
144
|
|
|
SkyWater Technology, Inc
|
144
|
Financial Statements
|
|
Kemper Ambassador LLC
|
D/A
|
|
|
WFRBS Commercial Mortgage Trust 2013-C11
|
10-D
|
|
|
Wilkerson Susan
|
144
|
|
|
VEECO INSTRUMENTS INC
|
144
|
Financial Statements
|
|
TheBeans Jun 2023 a Series of CGF2021 LLC
|
D
|
|
|
American Healthcare REIT, Inc.
|
8-K
|
|
|
MMTec, Inc.
|
6-K/A
|
Financial Statements
|
|
Irvin Milton M
|
4
|
|
|
LIBERTY ALL STAR EQUITY FUND
|
4
|
|
|
SKK Access Income Fund
|
NPORT-P
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
REPLICEL LIFE SCIENCES INC.
|
6-K
|
|
|
Chevedden John
|
PX14A6G
|
|
|
SMITH & WESSON BRANDS, INC.
|
PX14A6G
|
|
|
EFG Asset Management
|
13F-HR
|
|
|
NB Crossroads Private Markets Fund VII LP
|
NPORT-P
|
|
|
NB Private Markets Fund III
|
NPORT-P
|
|
|
NB Private Markets Fund III
|
NPORT-P
|
|
|
NB Private Markets Fund II
|
NPORT-P
|
|
|
NB Crossroads Private Markets Fund VII Holdings LP
|
NPORT-P
|
|
|
NB Crossroads Private Markets Fund VII Advisory LP
|
NPORT-P
|
|
|
NB Crossroads Private Markets Fund VI Holdings LP
|
NPORT-P
|
|
|
NB Crossroads Private Markets Fund VI LP
|
NPORT-P
|
|
|
NB Crossroads Private Markets Fund V Holdings LP
|
NPORT-P
|
|
|
NB Crossroads Private Markets Fund V
|
NPORT-P
|
|
|
NB Crossroads Private Markets Fund IV Holdings LLC
|
NPORT-P
|
|
|
ZALICO Variable Annuity Separate Account -- 2
|
D/A
|
|
|
Zurich American Life Insurance Co
|
D/A
|
|
|
NAPCO SECURITY TECHNOLOGIES, INC
|
8-K
|
Financial Statements
|
|
NB Private Markets Fund III
|
NPORT-P
|
|
|
NB Crossroads Private Markets Fund VI Advisory LP
|
NPORT-P
|
|
|
NB Crossroads Private Markets Fund V
|
NPORT-P
|
|
|
NB Crossroads Private Markets Fund V
|
NPORT-P
|
|
|
NB Crossroads Private Markets Fund V
|
NPORT-P
|
|
|
NB Crossroads Private Markets Fund IV
|
NPORT-P
|
|
|
NB Crossroads Private Markets Fund IV
|
NPORT-P
|
|
|
LIBERTY ALL STAR GROWTH FUND INC.
|
4
|
|
|
One Car Now Jun 2023 a Series of CGF2021 LLC
|
D
|
|
|
PEARSON PLC
|
6-K
|
Financial Statements
|
|
Versaterm Annex Fund I, L.P.
|
D/A
|
|
|
HIGH INCOME SECURITIES FUND
|
N-PX
|
|
|
Lewis Ward UK Tour Ltd Liability Co
|
D
|
|
|
FT 10917
|
487
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
Leader Funds Trust
|
24F-2NT
|
|
|
Federal Home Loan Bank of Topeka
|
8-K
|
|
|
Southeastern Roastery LLC
|
C-U
|
|
|
IMPAX FUNDS SERIES TRUST III
|
NPORT-P
|
|
|
IMPAX FUNDS SERIES TRUST I
|
NPORT-P
|
|
|
HAN into Photon Vault Aug 2023 a Series of CGF2021 LLC
|
D
|
|
|
Szmagala Taras G. Jr.
|
144
|
|
|
Eaton Corp plc
|
144
|
Financial Statements
|
|
That Hawaiian Guy's BBQ LLC
|
C-U
|
|
|
Uribe Jorge A.
|
4
|
|
|
GENERAL MILLS INC
|
4
|
Financial Statements
|
|
Burke & Herbert Financial Services Corp.
|
425
|
|
|
SUMMIT FINANCIAL GROUP, INC.
|
425
|
Financial Statements
|
|
Baton Roux LLC
|
C-U
|
|
|
FT 10901
|
487
|
|
|
FT 10923
|
487
|
|
|
micromobility.com Inc.
|
8-K
|
|
|
CHESTNUT STREET EXCHANGE FUND
|
N-PX
|
|
|
ThermoGenesis Holdings, Inc.
|
8-K
|
|
|
Brown Angel Group USourced a Series of CGF2021 LLC
|
D
|
|
|
SPRUNK ERIC D
|
4
|
|
|
FT 10936
|
487
|
|
|
ODLAND STEPHEN A
|
4
|
|
|
Sterling Financial Group, Inc.
|
13F-HR
|
|
|
Bank First Corp
|
8-K
|
Financial Statements
|
|
Coda Apr 2023, a Series of CGF2021 LLC
|
D
|
|
|
Tech NH Acquisition Corp.
|
D
|
|
|
HENRY MARIA
|
4
|
|
|
LEHMAN ABS CORP GOLDMAN SACHS CAP 1 SEC BACKED SER 2004-6
|
8-K
|
|
|
Norton Hamish
|
144
|
|
|
Star Bulk Carriers Corp.
|
144
|
Financial Statements
|
|
Maven Investments Fund I LP
|
D
|
|
|
US GLOBAL INVESTORS FUNDS
|
NPORT-P
|
|
|
Jedar Capital Cohort 20 a Series of CGF2021 LLC
|
D
|
|
|
Cordani David
|
4
|
|
|
Boyce Alan Leland
|
144
|
|
|
Adecoagro S.A.
|
144
|
Financial Statements
|
|
WFRBS Commercial Mortgage Trust 2014-C25
|
10-D
|
|
|
HRABOWSKI FREEMAN A III
|
4
|
|
|
MCCORMICK & CO INC
|
4
|
Financial Statements
|
|
BRIGHTHOUSE LIFE INSURANCE Co
|
FWP
|
|
|
OSI SYSTEMS INC
|
10-K
|
Financial Statements
|
|
Anghami Inc
|
D
|
|
|
APriori Family LP
|
D/A
|
|
|
BLUE CHIP INVESTOR FUNDS
|
N-CSRS
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
ICL Group Ltd.
|
6-K
|
Financial Statements
|
|
Chain of Lakes Investment Fund, LLC
|
SC 13D/A
|
|
|
PC TEL INC
|
SC 13D/A
|
Financial Statements
|
|
AFL CIO HOUSING INVESTMENT TRUST
|
NPORT-P
|
|
|
Encore Berea Oil 2022
|
D/A
|
|
|
APriori Investment Partners Fund LP
|
D/A
|
|
|
SPV Braggadocio Farms, LLC
|
D
|
|
|
United States Oil Fund, LP
|
AW
|
|
|
Jackson Stephon A.
|
4
|
|
|
PRICE T ROWE GROUP INC
|
4
|
Financial Statements
|
|
FORUM FUNDS II
|
NPORT-P
|
|
|
CANTOR SELECT PORTFOLIOS TRUST
|
NPORT-P
|
|
|
Jetoptera, Inc.
|
C
|
|
|
ACT Capital Partners, L.P.
|
D/A
|
|
|
Versaterm Annex Fund I, L.P.
|
D
|
|
|
Kbit Onshore LP
|
D/A
|
|
|
Dispersion Capital L.P.
|
D/A
|
|
|
STEWART JULIA A
|
4
|
|
|
Avery Dennison Corp
|
4
|
Financial Statements
|
|
ALPINE 4 HOLDINGS, INC.
|
8-K
|
|
|
BLACKROCK EMERGING MARKETS FUND, INC.
|
497J
|
|
|
Fairway Private Equity & Venture Capital Opportunities Fund
|
NPORT-P
|
|
|
Fundrise Income Real Estate Fund, LLC
|
NPORT-P
|
|
|
Fundrise Real Estate Interval Fund, LLC
|
NPORT-P
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
BLACKROCK EQUITY DIVIDEND FUND
|
497J
|
|
|
UNIFIED SERIES TRUST
|
NPORT-P
|
|
|
INSPIRE VETERINARY PARTNERS, INC.
|
8-A12B
|
|
|
Moloney Jacqueline F
|
4
|
|
|
MKS INSTRUMENTS INC
|
4
|
Financial Statements
|
|
ALIGHT SERIES TRUST
|
497
|
|
|
GABELLI EQUITY SERIES FUNDS INC
|
NPORT-P
|
|
|
BANCROFT FUND LTD
|
NPORT-P
|
|
|
GABELLI DIVIDEND & INCOME TRUST
|
NPORT-P
|
Financial Statements
|
|
GABELLI DIVIDEND GROWTH FUND
|
NPORT-P
|
|
|
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
|
NPORT-P
|
|
|
GABELLI EQUITY TRUST INC
|
NPORT-P
|
|
|
ELLSWORTH GROWTH & INCOME FUND LTD
|
NPORT-P
|
|
|
GABELLI ASSET FUND
|
NPORT-P
|
|
|
GABELLI CAPITAL SERIES FUNDS INC
|
NPORT-P
|
|
|
MODE MOBILE, INC.
|
C/A
|
|
|
Carolina Rush Corp
|
D
|
|
|
JOHNSON MUTUAL FUNDS TRUST
|
N-14/A
|
|
|
DIAMOND HILL FUNDS
|
NPORT-P
|
|
|
LOOMIS SAYLES FUNDS I
|
N-PX/A
|
|
|
FORUM FUNDS
|
NPORT-P
|
|
|
Innovator ETFs Trust
|
485BXT
|
|
|
ARTISAN PARTNERS FUNDS INC
|
NPORT-P
|
|
|
Partners Group Private Equity
|
NPORT-P
|
|
|
Ace Global Business Acquisition Ltd
|
DEF 14A
|
|
|
Destiny Alternative Fund LLC
|
NPORT-P
|
|
|
Natixis Funds Trust IV
|
N-PX/A
|
|
|
DELAWARE GROUP EQUITY FUNDS IV
|
NPORT-P
|
|
|
SPLASH BEVERAGE GROUP, INC.
|
PRE 14A
|
|
|
CrowdStreet REIT I, Inc.
|
NPORT-P
|
|
|
Francois Herve
|
3
|
|
|
LGL GROUP INC
|
3
|
Financial Statements
|
|
EUROPEAN INVESTMENT BANK
|
18-K/A
|
|
|
Destiny Alternative Fund
|
NPORT-P
|
|
|
BlackRock Unconstrained Equity Fund
|
497J
|
|
|
Masterworks Vault 3, LLC
|
1-U
|
|
|
Franklin ETF Trust
|
N-PX
|
|
|
BLACKROCK NATURAL RESOURCES TRUST
|
497J
|
|
|
OPTIMUM FUND TRUST
|
NPORT-P
|
|
|
BLACKROCK MID-CAP VALUE SERIES, INC.
|
497J
|
|
|
abrdn National Municipal Income Fund
|
NPORT-P
|
|
|
IVY FUNDS
|
NPORT-P
|
|
|
DELAWARE GROUP CASH RESERVE
|
NPORT-P
|
|
|
NICHOLAS Ltd EDITION, INC.
|
NPORT-P
|
|
|
ADDENTAX GROUP CORP.
|
8-K
|
Financial Statements
|
|
IDR Core Property Index Fund Ltd
|
NPORT-P
|
|
|
NICHOLAS II, INC
|
NPORT-P
|
|
|
NICHOLAS FUND, INC.
|
NPORT-P
|
|
|
NICHOLAS EQUITY INCOME FUND, INC.
|
NPORT-P
|
|
|
Apollo Diversified Credit Fund
|
NPORT-P
|
|
|
AVSF - Analog Inference 2023, LLC
|
D
|
|
|
EXP World Holdings, Inc.
|
10-Q/A
|
Financial Statements
|
|
MML Series Investment Fund II
|
NPORT-P
|
|
|
MML SERIES INVESTMENT FUND
|
NPORT-P
|
|
|
IC-0728 Fund I, a series of Ride Wave Ventures, LP
|
D/A
|
|
|
WisdomTree Trust
|
NPORT-P
|
|
|
GAMCO Global Gold, Natural Resources & Income Trust
|
NPORT-P
|
|
|
GABELLI UTILITY TRUST
|
NPORT-P
|
|
|
GABELLI MULTIMEDIA TRUST INC.
|
NPORT-P
|
|
|
ConvexityShares Trust
|
8-K
|
|
|
AIM VARIABLE INSURANCE FUNDS
|
NPORT-P
|
|
|
AIM GROWTH SERIES
|
NPORT-P
|
|
|
INVESCO QQQ TRUST, SERIES 1
|
NPORT-P
|
|
|
Managed Account Series II
|
497J
|
|
|
KI-0724 Fund I, a series of Deep Ventures Syndicate, LP
|
D/A
|
|
|
STIFEL, NICOLAUS & COMPANY, INCORPORATED
|
MA-I/A
|
|
|
Federal Home Loan Bank of Indianapolis
|
8-K
|
|
|
Investment Managers Series Trust
|
497
|
|
|
ASPIRIANT RISK-MANAGED CAPITAL APPRECIATION FUND
|
NPORT-P
|
|
|
Gabelli Global Small & Mid Cap Value Trust
|
NPORT-P
|
|
|
MASSMUTUAL SELECT FUNDS
|
NPORT-P
|
|
|
Gabelli ETFs Trust
|
NPORT-P
|
|
|
Gabelli Innovations Trust
|
NPORT-P
|
|
|
Gabelli Gold Fund, Inc.
|
NPORT-P
|
|
|
Gabelli Healthcare & WellnessRx Trust
|
NPORT-P
|
|
|
GABELLI INVESTOR FUNDS INC
|
NPORT-P
|
|
|
GABELLI GLOBAL UTILITY & INCOME TRUST
|
NPORT-P
|
|
|
GAMCO GLOBAL SERIES FUNDS, INC
|
NPORT-P
|
|
|
Gabelli SRI Fund, Inc.
|
NPORT-P
|
|
|
GABELLI UTILITIES FUND
|
NPORT-P
|
|
|
GABELLI VALUE 25 FUND INC
|
NPORT-P
|
|
|
GABELLI GROWTH FUND
|
NPORT-P
|
|
|
abrdn Funds
|
N-PX
|
|
|
VELA Funds
|
NPORT-P
|
|
|
BROADRIDGE FINANCIAL SOLUTIONS, INC.
|
4
|
Financial Statements
|
|
DALY RICHARD J
|
4
|
|
|
NB Crossroads Private Markets Access Fund LLC
|
NPORT-P
|
|
|
MACollective Debt Fund, LLC
|
D
|
|
|
DIVIDEND & INCOME FUND
|
NPORT-P
|
|
|
Midas Series Trust
|
NPORT-P
|
|
|
BLACKROCK FINANCIAL INSTITUTIONS SERIES TRUST
|
497J
|
|
|
SmartStop Self Storage REIT, Inc.
|
8-K
|
|
|
Brighthouse Funds Trust I
|
497
|
|
|
NB Crossroads Private Markets Fund IV
|
N-PX
|
|
|
Clayton Street Trust
|
N-CSRS
|
|
|
BAKER TILLY CAPITAL, LLC
|
X-17A-5
|
|
|
Earlyworks Co., Ltd.
|
NT 20-F
|
|
|
NB Crossroads Private Markets Fund IV
|
N-PX
|
|
|
HITCHPIN, INC.
|
D
|
|
|
WisdomTree Digital Trust
|
NPORT-P
|
|
|
JANUS ASPEN SERIES
|
N-CSRS
|
|
|
GPS Funds II
|
N-PX
|
|
|
JANUS INVESTMENT FUND
|
N-CSR
|
|
|
Trenton - Black River VI, LP
|
D
|
|
|
EquityZen Growth Technology Fund LLC - Series 1775
|
D
|
|
|
COLORADO BONDSHARES A TAX EXEMPT FUND
|
NPORT-P
|
|
|
GPS Funds I
|
N-PX
|
|
|
Wolverine Resources Corp.
|
NT 10-K
|
|
|
Cliffwater Enhanced Lending Fund
|
NPORT-P
|
|
|
Virtus Strategy Trust
|
N-PX
|
|
|
TETON WESTWOOD FUNDS
|
NPORT-P
|
|
|
Keeley Funds, Inc.
|
NPORT-P
|
|
|
BRUCE FUND INC
|
NPORT-P
|
|
|
Cliffwater Corporate Lending Fund
|
NPORT-P
|
|
|
NORTHEAST INVESTORS TRUST
|
NPORT-P
|
|
|
OPEN DOORS PARTNERS, LLC
|
D
|
|
|
S.G. LONG & COMPANY
|
X-17A-5
|
|
|
Virtus Investment Trust
|
N-PX
|
|
|
BLACKROCK GLOBAL ALLOCATION FUND, INC.
|
497J
|
|
|
GABELLI INTERNATIONAL GROWTH FUND, INC
|
NPORT-P
|
|
|
GAMCO Natural Resources, Gold & Income Trust
|
NPORT-P
|
Financial Statements
|
|
GDL FUND
|
NPORT-P
|
|
|
SYNTAX ETF TRUST
|
NPORT-P
|
|
|
GRANITE FORGE, LLC
|
D
|
|
|
Virtus Strategy Trust
|
NPORT-P
|
|
|
TORONTO DOMINION BANK
|
6-K
|
Financial Statements
|
|
YieldStreet Prism Fund Inc.
|
NPORT-P
|
|
|
GPS Funds II
|
NPORT-P
|
|
|
GPS Funds I
|
NPORT-P
|
|
|
CITIGROUP INC
|
424B8
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B8
|
|
|
SWEDISH EXPORT CREDIT CORP /SWED/
|
424B2
|
|
|
Mersereau Anne Frances
|
4
|
|
|
PORTLAND GENERAL ELECTRIC CO /OR/
|
4
|
Financial Statements
|
|
Investment Managers Series Trust
|
24F-2NT
|
|
|
Investment Managers Series Trust
|
NPORT-P
|
|
|
MARSICO INVESTMENT FUND
|
NPORT-P
|
|
|
WFRBS Commercial Mortgage Trust 2013-C15
|
10-D
|
|
|
Toyota Auto Receivables 2023-B Owner Trust
|
10-D
|
|
|
Toyota Auto Receivables 2023-A Owner Trust
|
10-D
|
|
|
First Trust Real Assets Fund
|
N-PX
|
|
|
P2 Solar, Inc.
|
8-K
|
|
|
Toyota Auto Receivables 2023-B Owner Trust
|
ABS-EE
|
|
|
WFRBS Commercial Mortgage Trust 2014-C23
|
10-D
|
|
|
Toyota Auto Receivables 2023-A Owner Trust
|
ABS-EE
|
|
|
AMG Pantheon Master Fund, LLC
|
NPORT-P
|
|
|
Masterworks Vault 4, LLC
|
1-U
|
|
|
AMG Pantheon Fund, LLC
|
NPORT-P
|
|
|
Eureka Debt Fund, LLC
|
D
|
|
|
Masterworks Vault 1, LLC
|
1-U
|
|
|
Modern Capital Funds Trust
|
NPORT-P
|
|
|
Advisors Disciplined Trust 2117
|
24F-2NT
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
RENN Fund, Inc.
|
NPORT-P
|
|
|
CPG Vintage Access Fund V, LLC
|
NPORT-P
|
|
|
Viveon Health Acquisition Corp.
|
425
|
|
|
CPG Vintage Access Fund IV, LLC
|
NPORT-P
|
|
|
CPG Vintage Access Fund III, LLC
|
NPORT-P
|
|
|
CPG Vintage Access Fund, LLC
|
NPORT-P
|
|
|
Viveon Health Acquisition Corp.
|
8-K
|
|
|
Clearday, Inc.
|
8-K
|
|
|
Hollywood Burger Holdings, Inc.
|
D/A
|
|
|
Federal Home Loan Bank of Chicago
|
8-K
|
|
|
Advisors Disciplined Trust 2116
|
24F-2NT
|
|
|
MASSMUTUAL PREMIER FUNDS
|
NPORT-P
|
|
|
Veritas Farms, Inc.
|
S-8 POS
|
|
|
KKR Lending Partners IV Feeder L.P.
|
D
|
|
|
SNDL Inc.
|
6-K
|
Financial Statements
|
|
Advisors Disciplined Trust 2115
|
24F-2NT
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2341
|
497
|
|
|
OurCrowd
|
D
|
|
|
Toyota Auto Receivables 2022-D Owner Trust
|
10-D
|
|
|
NB Private Markets Fund III
|
N-PX
|
|
|
Toyota Auto Receivables 2022-B Owner Trust
|
10-D
|
|
