| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Thorne Healthtech, Inc.
|
SC14D9C
|
|
|
ELLIS DANIEL E
|
4
|
|
|
PIMCO VARIABLE INSURANCE TRUST
|
NPORT-P
|
|
|
Advanced Biomed Inc.
|
S-1/A
|
|
|
SpyCloud, Inc.
|
D
|
|
|
LOGAN HAROLD R JR
|
144
|
|
|
SUBURBAN PROPANE PARTNERS LP
|
144
|
Financial Statements
|
|
Neufeld Alissa
|
4
|
|
|
Lifevantage Corp
|
4
|
Financial Statements
|
|
RIVERVIEW BANCORP INC
|
8-K
|
Financial Statements
|
|
ETF Series Solutions
|
DEFA14A
|
|
|
Leo Anthony
|
4
|
|
|
FUELCELL ENERGY INC
|
4
|
Financial Statements
|
|
Two Roads Shared Trust
|
485BXT
|
|
|
PIMCO STRATEGIC INCOME FUND, INC
|
NPORT-P
|
|
|
PCM FUND, INC.
|
NPORT-P
|
|
|
Kubient, Inc.
|
8-K
|
|
|
Yuan Ying-Chang
|
3
|
|
|
CHEETAH NET SUPPLY CHAIN SERVICE INC.
|
3
|
|
|
FINANCIAL INVESTORS TRUST
|
485BPOS
|
|
|
Aimfinity Investment Corp. I
|
8-K
|
|
|
Xiao Yan
|
3
|
|
|
99 Acquisition Group Inc.
|
8-K
|
|
|
MiNK Therapeutics, Inc.
|
4
|
Financial Statements
|
|
AGENUS INC
|
4
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
Bishop Michael S.
|
4
|
|
|
Drip Drop Distro, LLC
|
SC 13G
|
|
|
Rocky Mountain High Brands, Inc.
|
SC 13G
|
|
|
AMMO, INC.
|
4
|
|
|
WAGENHALS FRED W
|
4
|
|
|
Taylor Sue Ying
|
4
|
|
|
BOISE CASCADE Co
|
4
|
Financial Statements
|
|
Wright Robert D.
|
4
|
|
|
POTBELLY CORP
|
4
|
Financial Statements
|
|
Blink Charging Co.
|
4
|
Financial Statements
|
|
FARKAS MICHAEL D
|
4
|
|
|
Cirulis Steven
|
4
|
|
|
Schreider Josh
|
SC 13G/A
|
|
|
Real Good Food Company, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Starco Brands, Inc.
|
8-K
|
|
|
Few Jason
|
4
|
|
|
VSV Co-Invest IX LLC
|
D
|
|
|
Enveric Biosciences, Inc.
|
8-K
|
|
|
Madison Covered Call & Equity Strategy Fund
|
N-CSRS
|
|
|
HOGANS MACK L
|
4
|
|
|
Safe & Green Development Corp
|
10-12B/A
|
|
|
Growth for Good Acquisition Corp
|
425
|
|
|
Noah Holdings Ltd
|
6-K
|
Financial Statements
|
|
Tang Xiaolin
|
3
|
|
|
ULTRA SERIES FUND
|
N-CSRS
|
|
|
Fundrise Growth Tech Fund, LLC
|
SC TO-I
|
|
|
CalTier, Inc.
|
C-AR/A
|
|
|
Huang Xianggeng
|
3
|
|
|
Lisowski Michael
|
4
|
|
|
Personalis, Inc.
|
8-K
|
Financial Statements
|
|
Folker Walter Penn
|
3
|
|
|
CARLILE THOMAS E
|
4
|
|
|
RumbleOn, Inc.
|
8-K
|
Financial Statements
|
|
Chen Huoyuan
|
3
|
|
|
HOOD III WILLIAM H.
|
4
|
|
|
AMERICAN COASTAL INSURANCE Corp
|
4
|
Financial Statements
|
|
Crowder Randall
|
4
|
|
|
Phunware, Inc.
|
4
|
|
|
Chen Catherine
|
3
|
|
|
Global Star Acquisition Inc.
|
425
|
|
|
Eilenberg Adam
|
3
|
|
|
Schreider Josh
|
144
|
|
|
Real Good Food Company, Inc.
|
144
|
Financial Statements
|
|
Brolin Jonathan
|
4
|
|
|
Edenbrook Capital, LLC
|
4
|
|
|
BRIGHTCOVE INC
|
4
|
Financial Statements
|
|
Twedt Jill
|
4
|
|
|
CL Brighter, LP
|
D/A
|
|
|
Capitol Series Trust
|
485BPOS
|
|
|
CLEMONS V GORDON
|
4
|
|
|
CORVEL CORP
|
4
|
Financial Statements
|
|
New Urban Development Fund 2B, LLC
|
D
|
|
|
Golub Capital Private Credit Fund
|
D/A
|
|
|
Global X Funds
|
497J
|
|
|
Global Star Acquisition Inc.
|
8-K
|
|
|
GREENSPRING FUND INC
|
N-CEN
|
|
|
MachTen, Inc.
|
10-Q
|
|
|
Maroney Patrick
|
4
|
|
|
Global X Funds
|
497
|
|
|
CYRUS CAPITAL PARTNERS, L.P.
|
SC 13D/A
|
|
|
OVERSEAS SHIPHOLDING GROUP INC
|
SC 13D/A
|
Financial Statements
|
|
Staloch Alison
|
4
|
|
|
Fundrise Real Estate Interval Fund, LLC
|
4
|
|
|
Broadcom Inc.
|
425
|
Financial Statements
|
|
VMWARE, INC.
|
425
|
Financial Statements
|
|
Ivanhoe Electric Inc.
|
S-8
|
Financial Statements
|
|
Northfield Bancorp, Inc.
|
8-K
|
Financial Statements
|
|
AMERICOLD REALTY TRUST
|
8-K
|
|
|
HEICO CORP
|
8-K
|
Financial Statements
|
|
Otten Anthony L.
|
4
|
|
|
ORION ENERGY SYSTEMS, INC.
|
4
|
Financial Statements
|
|
SINGER KAREN
|
4
|
|
|
DGI Investment Trust
|
NPORT-P
|
|
|
PIMCO ETF Trust
|
NPORT-P
|
|
|
IMPAX FUNDS SERIES TRUST I
|
N-CSRS
|
|
|
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND
|
NPORT-P
|
|
|
Boyster Julie
|
4
|
|
|
Ensysce Biosciences, Inc.
|
8-K
|
|
|
Cunningham Kristen
|
4
|
|
|
PIMCO Global StocksPLUS & Income Fund
|
NPORT-P
|
|
|
PIMCO Income Strategy Fund II
|
NPORT-P
|
|
|
PIMCO INCOME STRATEGY FUND
|
NPORT-P
|
|
|
JanOne Inc.
|
DEF 14A
|
|
|
PIMCO HIGH INCOME FUND
|
NPORT-P
|
|
|
Investment Managers Series Trust
|
485APOS
|
|
|
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
|
NPORT-P
|
|
|
Digital World Acquisition Corp.
|
425
|
|
|
PIMCO MUNICIPAL INCOME FUND III
|
NPORT-P
|
|
|
DAWSON GEOPHYSICAL CO
|
DEF 14A
|
Financial Statements
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND III
|
NPORT-P
|
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III
|
NPORT-P
|
|
|
B2GOLD CORP
|
F-3
|
Financial Statements
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND II
|
NPORT-P
|
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
|
NPORT-P
|
|
|
PIMCO Equity Series
|
NPORT-P
|
|
|
Fife Steven R
|
4
|
|
|
PIMCO Equity Series VIT
|
NPORT-P
|
|
|
Aure Carl
|
4
|
|
|
FS KKR Capital Corp
|
8-K
|
Financial Statements
|
|
ONEFUND Trust
|
NPORT-P
|
|
|
MYOMO, INC.
|
8-K
|
Financial Statements
|
|
NewtekOne, Inc.
|
424B2
|
Financial Statements
|
|
PIMCO Flexible Emerging Markets Income Fund
|
NPORT-P
|
|
|
PIMCO Dynamic Income Opportunities Fund
|
NPORT-P
|
|
|
PIMCO Energy & Tactical Credit Opportunities Fund
|
NPORT-P
|
|
|
Cambria ETF Trust
|
485BPOS
|
|
|
INTERCONTINENTAL HOTELS GROUP PLC /NEW/
|
6-K
|
Financial Statements
|
|
PIMCO Flexible Municipal Income Fund
|
NPORT-P
|
|
|
PIMCO Flexible Credit Income Fund
|
NPORT-P
|
|
|
PIMCO Dynamic Income Fund
|
NPORT-P
|
|
|
Sylebra Capital Ltd
|
4
|
|
|
Comstock Funds, Inc.
|
497K
|
|
|
ARTISANAL CAVES LLC
|
C/A
|
|
|
Upstart Holdings, Inc.
|
144
|
Financial Statements
|
|
Darling Scott
|
144
|
|
|
ESSEX PORTFOLIO LP
|
8-K
|
|
|
ESSEX PROPERTY TRUST, INC.
|
8-K
|
|
|
Recruiter.com Group, Inc.
|
8-K
|
|
|
PCO 29, a Series of Patricof Co. Master, LLC
|
D
|
|
|
TC BioPharm
|
F-1
|
|
|
Sorrento Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
KIMCO REALTY CORP
|
425
|
Financial Statements
|
|
RPT Realty
|
425
|
Financial Statements
|
|
PIMCO California Flexible Municipal Income Fund
|
NPORT-P
|
|
|
PIMCO Flexible Real Estate Income Fund
|
NPORT-P
|
|
|
PIMCO Access Income Fund
|
NPORT-P
|
|
|
Moloney Jacqueline F
|
144
|
|
|
MKS INSTRUMENTS INC
|
144
|
Financial Statements
|
|
PCO 30, a Series of Patricof Co. Master, LLC
|
D
|
|
|
American Acquisition Opportunity Inc.
|
PRE 14A
|
|
|
Veritone, Inc.
|
8-K/A
|
Financial Statements
|
|
PureCycle Technologies, Inc.
|
4
|
|
|
Cytek Biosciences, Inc.
|
4
|
Financial Statements
|
|
FORLENZA LOUISE C
|
144
|
|
|
Hall Ashley
|
144
|
|
|
Reneo Pharmaceuticals, Inc.
|
144
|
Financial Statements
|
|
Saha Saugata
|
144
|
|
|
S&P Global Inc.
|
144
|
Financial Statements
|
|
Engelsman Jeffrey A
|
3
|
|
|
NXG Cushing Midstream Energy Fund
|
3
|
|
|
NXG NextGen Infrastructure Income Fund
|
3
|
|
|
BANC OF CALIFORNIA, INC.
|
S-4
|
Financial Statements
|
|
Donnelley Financial Solutions, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Simcoe Capital Management, LLC
|
SC 13D/A
|
|
|
PCO 33, a Series of Patricof Co. Master, LLC
|
D
|
|
|
PCO 32, a Series of Patricof Co. Master, LLC
|
D
|
|
|
Caravelle International Group
|
20-F
|
|
|
Powell Ann
|
4
|
|
|
BRISTOL MYERS SQUIBB CO
|
4
|
Financial Statements
|
|
PCO 31, a Series of Patricof Co. Master, LLC
|
D
|
|
|
Lane Brian E.
|
144
|
|
|
GREYSTONE LOGISTICS, INC.
|
10-K
|
|
|
COMFORT SYSTEMS USA INC
|
144
|
Financial Statements
|
|
TRUELINK-FORTIFY, L.P.
|
D
|
|
|
AOG Institutional Fund
|
NPORT-P
|
|
|
NICOLET BANKSHARES INC
|
4
|
Financial Statements
|
|
Jeanmonod Patrik
|
4
|
|
|
Coursera, Inc.
|
4
|
Financial Statements
|
|
HAHN KENNETH R
|
4
|
|
|
O'Connell Katrina
|
144
|
|
|
GAP INC
|
144
|
Financial Statements
|
|
WEYERS ROBERT J
|
4
|
|
|
Notarainni Mark P.
|
144
|
|
|
INTUIT INC.
|
144
|
Financial Statements
|
|
DEVGAN ANIRUDH
|
144
|
|
|
CADENCE DESIGN SYSTEMS INC
|
144
|
Financial Statements
|
|
Jones Robyn Mary Elizabeth
|
4
|
|
|
Mark & Robyn Jones Descendants Trust 2014
|
4
|
|
|
Jones Mark Evan
|
4
|
|
|
Goosehead Insurance, Inc.
|
4
|
Financial Statements
|
|
Palisi Chapin Sarah
|
4
|
|
|
MIDDLEBY Corp
|
4
|
Financial Statements
|
|
von Falkenhausen Konstantin
|
4
|
|
|
NORTHERN TECHNOLOGIES INTERNATIONAL CORP
|
4
|
Financial Statements
|
|
FRANK ELIZABETH F
|
4
|
|
|
SCHLUMBERGER LIMITED/NV
|
4
|
Financial Statements
|
|
WELCH DANIEL G
|
144
|
|
|
Seagen Inc.
|
144
|
Financial Statements
|
|
FREIDHEIM STEPHEN C
|
4
|
|
|
CYRUS CAPITAL PARTNERS GP, LLC
|
4
|
|
|
CYRUS CAPITAL PARTNERS, L.P.
|
4
|
|
|
OVERSEAS SHIPHOLDING GROUP INC
|
4
|
Financial Statements
|
|
Lucsok Anna
|
4
|
|
|
ZYNEX INC
|
4
|
Financial Statements
|
|
MOORHEAD DANIEL J
|
4
|
|
|
McCrobie Paul M
|
4
|
|
|
Builders FirstSource, Inc.
|
4
|
Financial Statements
|
|
Tessel Marianna
|
144
|
|
|
Biguet Stephane
|
4
|
|
|
Larson Tina Marriott
|
4
|
|
|
RECURSION PHARMACEUTICALS, INC.
|
4
|
Financial Statements
|
|
Fieler Anna Liao
|
4
|
|
|
QUINSTREET, INC
|
4
|
Financial Statements
|
|
Parks Robert
|
144
|
|
|
NetApp, Inc.
|
144
|
Financial Statements
|
|
BOULET VIRGINIA
|
4
|
|
|
Ontrak, Inc.
|
S-1/A
|
|
|
MACOM Technology Solutions Holdings, Inc.
|
144
|
Financial Statements
|
|
RIBAR GEOFFREY G
|
144
|
|
|
Aujla Sandeep
|
144
|
|
|
Fulgent Genetics, Inc.
|
144
|
Financial Statements
|
|
Kim Paul
|
144
|
|
|
ANDERSON RENEE R
|
4
|
|
|
CORE MOLDING TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
COPAKEN ELLEN
|
4
|
|
|
Ouster, Inc.
|
4
|
|
|
LACHMAN TODD R
|
144
|
|
|
Ressler Michelle
|
144
|
|
|
Real Brokerage Inc
|
144
|
|
|
Brisbin Thomas Donald
|
4
|
|
|
Willdan Group, Inc.
|
4
|
Financial Statements
|
|
Chriss James Alexander
|
144
|
|
|
VIEMED HEALTHCARE, INC.
|
4
|
|
|
Dobbs Randy E.
|
4
|
|
|
CHEN MICAH
|
4
|
|
|
BOISE CASCADE Co
|
144
|
Financial Statements
|
|
MATULA KRISTOPHER J
|
144
|
|
|
Wilson Howard
|
4
|
|
|
PagerDuty, Inc.
|
4
|
Financial Statements
|
|
BIEBER MICHAEL A
|
4
|
|
|
Sovos Brands, Inc.
|
144
|
Financial Statements
|
|
Frazier William
|
4
|
|
|
HAYEK JOSEPH B
|
4
|
|
|
WORTHINGTON INDUSTRIES INC
|
4
|
Financial Statements
|
|
BEER JAMES A
|
4
|
|
|
DOCUSIGN, INC.
|
4
|
Financial Statements
|
|
Heltz Sabrina
|
4
|
|
|
EARLY CREIGHTON K
|
4
|
|
|
Greenstein Bruce D
|
4
|
|
|
CONNOR KEVIN M
|
4
|
|
|
McConnell John H II
|
4
|
|
|
Albers Jeffrey W.
|
4
|
|
|
Blueprint Medicines Corp
|
4
|
Financial Statements
|
|
Smokoff Timothy
|
4
|
|
|
Kaushal Nitin
|
4
|
|
|
Essex Woodlands Fund IX-GP, L.P.
|
4
|
|
|
EW Healthcare Partners, L.P.
|
4
|
|
|
EyePoint Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
Smith Suzanne G
|
4
|
|
|
Mueller Water Products, Inc.
|
4
|
Financial Statements
|
|
Helms Todd P
|
4
|
|
|
Floyd Scott P.
|
4
|
|
|
Takeuchi Kenji
|
4
|
|
|
EW Healthcare Partners-A, L.P.
|
4
|
|
|
Essex Woodlands IX, LLC
|
4
|
|
|
Carroll Chason A
|
4
|
|
|
Liberty Global plc
|
4
|
Financial Statements
|
|
Thomson David
|
144
|
|
|
MANNKIND CORP
|
144
|
Financial Statements
|
|
Blum Robert I
|
4
|
|
|
CYTOKINETICS INC
|
4
|
Financial Statements
|
|
SCHWARZMAN STEPHEN A
|
4
|
|
|
Vontur Steven
|
4
|
|
|
Intuitive Machines, Inc.
|
4
|
|
|
Davis Zach
|
4
|
|
|
Cheniere Energy, Inc.
|
4
|
Financial Statements
|
|
ASL CAPITAL MARKETS INC.
|
X-17A-5
|
|
|
Chesky Brian
|
4
|
|
|
Airbnb, Inc.
|
4
|
Financial Statements
|
|
CHAVARRIA CARLA C
|
4
|
|
|
Pape Ryan
|
144
|
|
|
XPEL, Inc.
|
144
|
|
|
Ullal Jayshree
|
4
|
|
|
Arista Networks, Inc.
|
4
|
Financial Statements
|
|
Nguyen Tien Quoc
|
4
|
|
|
Expion360 Inc.
|
4
|
Financial Statements
|
|
Nguyen Tien Quoc
|
3
|
|
|
Expion360 Inc.
|
3
|
Financial Statements
|
|
Mina Bruce A
|
4
|
|
|
Paysign, Inc.
|
4
|
|
|
Yau Robert
|
4
|
|
|
GSI TECHNOLOGY INC
|
4
|
Financial Statements
|
|
COX CHRIS A
|
4
|
|
|
Goodwin Deron
|
4
|
|
