| Company Name |
Form Type |
SEC Filings |
|
|
|
|
BALL Corp
|
4
|
|
|
PETERSON JANICE M
|
3
|
|
|
Research Solutions, Inc.
|
3
|
|
|
Hood John A.
|
4
|
|
|
Blackstone Inc.
|
4
|
Financial Statements
|
|
Chriss James Alexander
|
144/A
|
|
|
INTUIT INC.
|
144/A
|
Financial Statements
|
|
WORLD CAPITAL BROKERAGE, INC.
|
X-17A-5
|
|
|
Baglino Andrew D
|
144
|
|
|
Tesla, Inc.
|
144
|
Financial Statements
|
|
BIOVIE INC.
|
EFFECT
|
|
|
OLD SECOND BANCORP INC
|
EFFECT
|
Financial Statements
|
|
Gossamer Bio, Inc.
|
EFFECT
|
Financial Statements
|
|
NAUTILUS, INC.
|
EFFECT
|
Financial Statements
|
|
Immunome Inc.
|
EFFECT
|
Financial Statements
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2341
|
EFFECT
|
|
|
AGBA Group Holding Ltd.
|
EFFECT
|
|
|
Nxu, Inc.
|
EFFECT
|
|
|
RoyaltyTraders LLC
|
QUALIF
|
|
|
ALTI PRIVATE EQUITY ACCESS & COMMITMENTS FUND
|
EFFECT
|
|
|
Masterworks Vault 2, LLC
|
QUALIF
|
|
|
PROVEN Group, Inc.
|
QUALIF
|
|
|
TOCCA LIFE HOLDINGS, INC.
|
QUALIF
|
|
|
Sheridan Eugene
|
144
|
|
|
Navitas Semiconductor Corp
|
144
|
|
|
Enrich Jose Miguel
|
4
|
|
|
Rubicon Technologies, Inc.
|
4
|
|
|
Lepori Stephanie
|
4
|
|
|
Caesars Entertainment, Inc.
|
4
|
Financial Statements
|
|
Donnelley Financial Solutions, Inc.
|
4
|
Financial Statements
|
|
Simcoe Capital Management, LLC
|
4
|
|
|
Gline Matthew
|
144
|
|
|
Roivant Sciences Ltd.
|
144
|
|
|
Jacobowitz Jeffrey
|
4
|
|
|
Ramaswamy Vivek
|
144
|
|
|
Chicago Pacific Founders GP III, L.P.
|
4
|
|
|
Chicago Pacific Founders UGP III, LLC
|
4
|
|
|
CPF III PT SPV, LLC
|
4
|
|
|
CPF III-A PT SPV, LLC
|
4
|
|
|
P3 Health Partners Inc.
|
4
|
|
|
WEDBUSH SECURITIES INC.
|
X-17A-5
|
|
|
Brummer Gregg
|
4
|
|
|
REPUBLIC SERVICES, INC.
|
4
|
Financial Statements
|
|
Ouster, Inc.
|
144
|
|
|
WEINSWIG MARK
|
144
|
|
|
GEORGESON SECURITIES CORPORATION
|
X-17A-5
|
|
|
Herbert Timothy P.
|
4
|
|
|
Inspire Medical Systems, Inc.
|
4
|
Financial Statements
|
|
HOWELL DOUGLAS K
|
4
|
|
|
Arthur J. Gallagher & Co.
|
4
|
Financial Statements
|
|
Brummer Gregg
|
3
|
|
|
REPUBLIC SERVICES, INC.
|
3
|
Financial Statements
|
|
Endeavor Group Holdings, Inc.
|
4
|
Financial Statements
|
|
Emanuel Ariel
|
4
|
|
|
Whitesell Patrick
|
4
|
|
|
Endeavor Executive PIU Holdco, LLC
|
4
|
|
|
Endeavor Executive Holdco, LLC
|
4
|
|
|
Endeavor Executive II Holdco, LLC
|
4
|
|
|
Simon Barry J.
|
4
|
|
|
ImmunityBio, Inc.
|
4
|
|
|
Binder Steven B.
|
4
|
|
|
MANNKIND CORP
|
4
|
Financial Statements
|
|
Castagna Michael
|
4
|
|
|
LAUER REGAN J
|
4
|
|
|
Tross Stuart A
|
4
|
|
|
Thomson David
|
4
|
|
|
Feng Weidong
|
144
|
|
|
SOS Ltd
|
144
|
|
|
Sachs David C.
|
4
|
|
|
Brown Gregory Scott
|
4
|
|
|
Udemy, Inc.
|
4
|
Financial Statements
|
|
Hirschman Kenneth
|
4
|
|
|
Qiu Richard
|
4
|
|
|
Lukas Edwin J.
|
4
|
|
|
PAM TRANSPORTATION SERVICES INC
|
4
|
Financial Statements
|
|
Blanchard Sarah
|
4
|
|
|
Sudbury Stephanie Stapleton
|
4
|
|
|
Venugopal Venu
|
4
|
|
|
Zhang Xiao Mou
|
4
|
|
|
HF Foods Group Inc.
|
4
|
Financial Statements
|
|
Tirondola Connie
|
4
|
|
|
Modiv Industrial, Inc.
|
4
|
Financial Statements
|
|
SMITH KIMBERLY J
|
4
|
|
|
NOLAN THOMAS H JR
|
4
|
|
|
MARKMAN ADAM SCOTT
|
4
|
|
|
Ishaq Asma
|
4
|
|
|
FORLENZA LOUISE C
|
4
|
|
|
INNODATA INC
|
4
|
Financial Statements
|
|
Pulse Biosciences, Inc.
|
4
|
Financial Statements
|
|
DUGGAN ROBERT W
|
4
|
|
|
Shanmugam Muthusamy
|
144
|
|
|
ANI PHARMACEUTICALS INC
|
144
|
Financial Statements
|
|
Invesco Commercial Real Estate Finance Trust, Inc.
|
3
|
|
|
ROWSEY PAUL E III
|
3
|
|
|
Winger Matthew C.
|
4
|
|
|
NOCOPI TECHNOLOGIES INC/MD/
|
4
|
|
|
Greenway Schond L.
|
4
|
|
|
Mind Medicine
|
4
|
|
|
Rose Charlie
|
3
|
|
|
JANKOWSKI JESS
|
4
|
|
|
NANOPHASE TECHNOLOGIES Corp
|
4
|
|
|
Zayicek Beth
|
3
|
|
|
Strand Management Co
|
4
|
|
|
Strand Equity Partners III, LLC
|
4
|
|
|
Rodsky Seth
|
4
|
|
|
Real Good Food Company, Inc.
|
4
|
Financial Statements
|
|
Dennis Richard Scott
|
3
|
|
|
Phegley Richard Lee Jr.
|
3
|
|
|
Tammenoms Bakker Juliet
|
4
|
|
|
RxSight, Inc.
|
4
|
Financial Statements
|
|
KELLY RALPH DAVID
|
3
|
|
|
Nixon Joseph Ray
|
3
|
|
|
McIntyre Shauna
|
4
|
|
|
LITHIA MOTORS INC
|
4
|
Financial Statements
|
|
Forson James H.
|
3
|
|
|
ARON ADAM M
|
4
|
|
|
Crouch Hubert
|
3
|
|
|
Cadre Holdings, Inc.
|
144
|
Financial Statements
|
|
SOKOLOW NICOLAS
|
144
|
|
|
Schreider Josh
|
4
|
|
|
Schrenk Troy C.
|
144
|
|
|
Target Hospitality Corp.
|
144
|
|
|
FT 10977
|
497J
|
|
|
MORGAN STANLEY & CO. LLC
|
ATS-N/MA
|
|
|
BAKER TILLY MUNICIPAL ADVISORS, LLC
|
MA-A
|
|
|
MACQUARIE BANK LTD
|
SBSE-A/A
|
|
|
Cboe EDGX Exchange, Inc.
|
19B-4E
|
|
|
Cboe EDGA Exchange, Inc.
|
19B-4E
|
|
|
Cboe BYX Exchange, Inc.
|
19B-4E
|
|
|
Cboe BZX Exchange, Inc.
|
19B-4E
|
|
|
36Kr Holdings Inc.
|
UPLOAD
|
Financial Statements
|
|
Caesarstone Ltd.
|
UPLOAD
|
Financial Statements
|
|
Squarespace, Inc.
|
UPLOAD
|
Financial Statements
|
|
Dada Nexus Ltd
|
CORRESP
|
|
|
Genasys Inc.
|
CORRESP
|
|
|
Genasys Inc.
|
UPLOAD
|
|
|
Live Oak Crestview Climate Acquisition Corp.
|
CORRESP
|
|
|
United States Oil Fund, LP
|
CORRESP
|
|
|
Cheche Group Inc.
|
UPLOAD
|
|
|
Coyuchi, Inc.
|
CORRESP
|
|
|
Coyuchi, Inc.
|
UPLOAD
|
|
|
FIRST BANCSHARES INC /MS/
|
CORRESP
|
Financial Statements
|
|
FIRST BANCSHARES INC /MS/
|
UPLOAD
|
Financial Statements
|
|
Mountain & Co. I Acquisition Corp.
|
UPLOAD
|
|
|
SAB Biotherapeutics, Inc.
|
CORRESP
|
|
|
SAB Biotherapeutics, Inc.
|
UPLOAD
|
|
|
Taoping Inc.
|
CORRESP
|
Financial Statements
|
|
WISA TECHNOLOGIES, INC.
|
CORRESP
|
Financial Statements
|
|
WISA TECHNOLOGIES, INC.
|
UPLOAD
|
Financial Statements
|
|
HERON THERAPEUTICS, INC. /DE/
|
UPLOAD
|
Financial Statements
|
|
Hagerty, Inc.
|
UPLOAD
|
|
|
JOYY Inc.
|
CORRESP
|
Financial Statements
|
|
Li-Cycle Holdings Corp.
|
CORRESP
|
|
|
Li-Cycle Holdings Corp.
|
UPLOAD
|
|
|
Nikola Corp
|
UPLOAD
|
Financial Statements
|
|
Finance of America Companies Inc.
|
UPLOAD
|
|
|
Iron Bridge Mortgage Fund, LLC
|
UPLOAD
|
|
|
MID PENN BANCORP INC
|
UPLOAD
|
Financial Statements
|
|
FARADAY FUTURE INTELLIGENT ELECTRIC INC.
|
CORRESP
|
|
|
CWS Investments Inc
|
CORRESP
|
|
|
MUSTANG BIO, INC.
|
CORRESP
|
Financial Statements
|
|
Pyxis Oncology, Inc.
|
CORRESP
|
Financial Statements
|
|
CHIMERA INVESTMENT CORP
|
UPLOAD
|
Financial Statements
|
|
FINANCIAL SECURITY MANAGEMENT, INCORPORATED
|
FOCUSN
|
|
|
NGC FINANCIAL, LLC
|
FOCUSN
|
|
|
TOBIN & COMPANY SECURITIES LLC
|
FOCUSN
|
|
|
Atlas Energy Solutions Inc.
|
UPLOAD
|
|
|
FINANCIAL SECURITY MANAGEMENT, INCORPORATED
|
X-17A-5
|
|
|
MILLINGTON INVESTMENTS, LLC
|
X-17A-5
|
|
|
POLAR INVESTMENT COUNSEL, INC.
|
X-17A-5
|
|
|
QUINCY CASS ASSOCIATES, INCORPORATED
|
X-17A-5
|
|
|
Smart Share Global Ltd
|
CORRESP
|
Financial Statements
|
|
SunCoke Energy, Inc.
|
CORRESP
|
Financial Statements
|
|
CohBar, Inc.
|
UPLOAD
|
Financial Statements
|
|
FINANCIAL SENSE SECURITIES, INC.
|
X-17A-5
|
|
|
SIMPPLE LTD.
|
CORRESP
|
|
|
ARM HOLDINGS PLC /UK
|
UPLOAD
|
|
|
Invesco Exchange-Traded Self-Indexed Fund Trust
|
CORRESP
|
|
