| Company Name |
Form Type |
SEC Filings |
|
|
|
|
RIVERNORTH OPPORTUNITIES FUND, INC.
|
N-PX
|
|
|
Rochford Living Trust Lloyd Timothy Rochford, Trustee
|
3
|
|
|
Certara, Inc.
|
4
|
Financial Statements
|
|
BROSHY ERAN
|
4
|
|
|
Kennedy Lewis Capital Co
|
8-K
|
|
|
Aldous David C
|
4
|
|
|
DMC Global Inc.
|
4
|
Financial Statements
|
|
Societal CDMO, Inc.
|
424B5
|
|
|
Felsch Robert Ora
|
4
|
|
|
Large Peter
|
4
|
|
|
TRIMBLE INC.
|
4
|
Financial Statements
|
|
phase2body, inc.
|
D
|
|
|
Coletta Edmond
|
144
|
|
|
CASELLA WASTE SYSTEMS INC
|
144
|
Financial Statements
|
|
RAYMOND JAMES FINANCIAL INC
|
8-K
|
Financial Statements
|
|
EXELIXIS, INC.
|
8-K
|
Financial Statements
|
|
HERZFELD CARIBBEAN BASIN FUND INC
|
N-2
|
|
|
StoneBridge Acquisition Corp.
|
F-4/A
|
|
|
Rodriguez Mari Evelyn
|
3
|
|
|
OFG BANCORP
|
3
|
Financial Statements
|
|
Sayer Laurel
|
4
|
|
|
PERPETUA RESOURCES CORP.
|
4
|
|
|
Backblaze, Inc.
|
8-K
|
Financial Statements
|
|
SEP Acquisition Corp.
|
425
|
|
|
Blanks Robert
|
4
|
|
|
Murphy Canyon Acquisition Corp.
|
8-K
|
|
|
CATO CORP
|
10-Q
|
Financial Statements
|
|
SEP Acquisition Corp.
|
8-K
|
|
|
EMX Royalty Corp
|
SC 13G
|
Financial Statements
|
|
SSR MINING INC.
|
SC 13G
|
Financial Statements
|
|
Ho Carole
|
4
|
|
|
Denali Therapeutics Inc.
|
4
|
Financial Statements
|
|
PELOTON INTERACTIVE, INC.
|
S-8
|
Financial Statements
|
|
Chesler Randall M
|
4
|
|
|
GLACIER BANCORP, INC.
|
4
|
Financial Statements
|
|
Banco BBVA Argentina S.A.
|
6-K
|
|
|
Schuth Alexander O.
|
4
|
|
|
Bloom Paul D
|
144
|
|
|
Greenlane Holdings, Inc.
|
8-K
|
Financial Statements
|
|
T. Rowe Price OHA Select Private Credit Fund
|
3
|
|
|
Manoff Mark Jeffrey
|
3
|
|
|
The3rdBevco Inc.
|
1-A/A
|
|
|
Brilliant Acquisition Corp
|
425
|
|
|
POSEY BRUCE K
|
4
|
|
|
QUALYS, INC.
|
4
|
Financial Statements
|
|
JanOne Inc.
|
8-K
|
|
|
Burke Kathleen M.
|
3
|
|
|
INSPIRE VETERINARY PARTNERS, INC.
|
S-1/A
|
|
|
Dan Aryeh
|
144
|
|
|
ReWalk Robotics Ltd.
|
144
|
Financial Statements
|
|
Brooks Jayme L.
|
4
|
|
|
Watts Ryan J.
|
4
|
|
|
Hyperion Real Estate Opportunity Partners I, LP
|
D/A
|
|
|
Morgan Jonathan
|
3
|
|
|
PELOTON INTERACTIVE, INC.
|
10-K
|
Financial Statements
|
|
Clyde R Andrew
|
4
|
|
|
Murphy USA Inc.
|
4
|
Financial Statements
|
|
Waldt Gerard R Jr.
|
3
|
|
|
Krognes Steve E.
|
4
|
|
|
Enphys Acquisition Corp.
|
PRE 14A
|
|
|
UMB FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
DAWSON GEOPHYSICAL CO
|
PRER14A
|
Financial Statements
|
|
UNITIL CORP
|
8-K
|
Financial Statements
|
|
Muller Eric D.
|
3
|
|
|
Murphy Canyon Acquisition Corp.
|
424B3
|
|
|
BIO-TECHNE Corp
|
10-K
|
Financial Statements
|
|
215 Partners Capital LP
|
D
|
|
|
Goodlander Capital Offshore Fund, Ltd.
|
D
|
|
|
Runway Growth Finance Corp.
|
3
|
Financial Statements
|
|
SHARE GREGORY M
|
3
|
|
|
Bowron Kimberly T
|
144
|
|
|
FIRST BUSINESS FINANCIAL SERVICES, INC.
|
8-K
|
Financial Statements
|
|
DIGITAL ALLY, INC.
|
8-K
|
Financial Statements
|
|
MILLER INDUSTRIES INC /TN/
|
8-K
|
Financial Statements
|
|
Jin Medical International Ltd.
|
6-K
|
|
|
Blanchfield Paul
|
4
|
|
|
Lantheus Holdings, Inc.
|
4
|
Financial Statements
|
|
AIM ImmunoTech Inc.
|
DEFA14A
|
|
|
Brilliant Acquisition Corp
|
8-K
|
|
|
Schrager Alan
|
3
|
|
|
TREES Corp
|
8-K
|
|
|
Jacobsen Robert Keith
|
4
|
|
|
Greystone Housing Impact Investors LP
|
4
|
Financial Statements
|
|
Freshworks Inc.
|
4
|
Financial Statements
|
|
GANDHI SAMEER K
|
4
|
|
|
Crown Electrokinetics Corp.
|
8-K
|
|
|
TONKEL J ROCK JR
|
4
|
|
|
Arlington Asset Investment Corp.
|
4
|
|
|
Accel India III
|
4
|
|
|
Accel Growth FII
|
4
|
|
|
Konzmann Richard Ernst
|
4
|
|
|
New Mountain Guardian Investments IV, L.L.C.
|
SC 13D/A
|
|
|
New Mountain Guardian IV BDC, L.L.C.
|
SC 13D/A
|
|
|
Doroni Aerospace, Inc.
|
C/A
|
|
|
Gatsby Investment Holdings LLC
|
D
|
|
|
Vitesse Energy, Inc.
|
4
|
|
|
O Leary Dan
|
4
|
|
|
EVANS BANCORP INC
|
8-K
|
Financial Statements
|
|
UNIFI INC
|
8-K
|
Financial Statements
|
|
Chudnovsky Yekaterina
|
4
|
|
|
Immix Biopharma, Inc.
|
4
|
Financial Statements
|
|
PGD ECO SOLUTIONS
|
1-A POS
|
|
|
GOLDMAN SACHS TRUST
|
497K
|
|
|
JONES JERRY C
|
4
|
|
|
LiveRamp Holdings, Inc.
|
4
|
Financial Statements
|
|
Legend Biotech Corp
|
144
|
|
|
Sanders Corazon
|
144
|
|
|
AIR T FUNDING
|
S-1
|
|
|
AIR T INC
|
S-1
|
Financial Statements
|
|
Circle Energy, Inc./NV
|
SC 13D
|
|
|
Rochford Living Trust Lloyd Timothy Rochford, Trustee
|
SC 13D
|
|
|
Algoma Steel Group Inc.
|
6-K
|
|
|
Chudnovsky Yekaterina
|
3
|
|
|
Immix Biopharma, Inc.
|
3
|
Financial Statements
|
|
FLEXSHARES TRUST
|
N-PX
|
|
|
Cesarek Timothy J
|
144
|
|
|
Aboaf Eric W.
|
4
|
|
|
STATE STREET CORP
|
4
|
Financial Statements
|
|
WHITMORE BRADFORD T
|
4
|
|
|
NANOPHASE TECHNOLOGIES Corp
|
4
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
S-3
|
|
|
DLT Resolution Inc.
|
8-K
|
|
|
ABRDN EMERGING MARKETS EQUITY INCOME FUND, INC.
|
NPORT-P
|
|
|
abrdn Global Infrastructure Income Fund
|
NPORT-P
|
|
|
INDIA FUND, INC.
|
NPORT-P
|
|
|
BHARADWAJ ANUTTHARA
|
144
|
|
|
Atlassian Corp
|
144
|
Financial Statements
|
|
Adelman Julie
|
4
|
|
|
NUSCALE POWER Corp
|
4
|
|
|
S&R REAL ESTATE FUND II, LP
|
D/A
|
|
|
Sverha Csaba
|
4
|
|
|
Fabrinet
|
4
|
Financial Statements
|
|
RLI CORP
|
8-K
|
Financial Statements
|
|
Otonomo Technologies Ltd.
|
SC TO-I/A
|
|
|
Apollo Global Management, Inc.
|
8-A12B
|
Financial Statements
|
|
Spillane Robert F
|
4
|
|
|
MAGNITE, INC.
|
4
|
|
|
Teegardin Marque
|
144
|
|
|
O'Brien Linda
|
4
|
|
|
Eagle Point Institutional Income Fund
|
N-CSRS
|
|
|
ASTRONICS CORP
|
4
|
Financial Statements
|
|
Demel Ana
|
4
|
|
|
Monster Beverage Corp
|
4
|
Financial Statements
|
|
Berkenblit Anna
|
144
|
|
|
ImmunoGen, Inc.
|
144
|
Financial Statements
|
|
MOW RAYMOND
|
5
|
|
|
BITMINE IMMERSION TECHNOLOGIES, INC.
|
5
|
|
|
Wijkstrom Joakim
|
4
|
|
|
SOUNDTHINKING, INC.
|
8-K
|
Financial Statements
|
|
Vanda Pharmaceuticals Inc.
|
4
|
Financial Statements
|
|
GOLDMAN SACHS TRUST
|
497
|
|
|
Marlow John H
|
4
|
|
|
RingCentral, Inc.
|
4
|
Financial Statements
|
|
Federated Hermes Core Trust III
|
N-PX
|
|
|
Circle Energy, Inc./NV
|
8-A12G
|
|
|
Canestrari Kenneth
|
144
|
|
|
TJX COMPANIES INC /DE/
|
144
|
Financial Statements
|
|
Shmunis Vladimir
|
4
|
|
|
RYSE Inc.
|
1-A POS
|
|
|
BRADY ROBERT T
|
4
|
|
|
CVS HEALTH Corp
|
8-K
|
Financial Statements
|
|
FS Credit Opportunities Corp.
|
8-K
|
|
|
Whitehead Dane E
|
144
|
|
|
MARATHON OIL CORP
|
144
|
Financial Statements
|
|
Gruber Patrick R.
|
144
|
|
|
Makharia Rohit
|
144
|
|
|
SES AI Corp
|
144
|
Financial Statements
|
|
Bit Digital, Inc
|
6-K/A
|
|
|
Norman Harold Matthew
|
4
|
|
|
DigitalOcean Holdings, Inc.
|
4
|
Financial Statements
|
|
NexPoint Small Bay I DST
|
D
|
|
|
JOHNSON WARREN C
|
4
|
|
|
NVIDIA CORP
|
8-K
|
Financial Statements
|
|
Guy Jeffrey Scott
|
4
|
|
|
Kyros Care, PBC
|
D
|
|
|
Philip Craig E
|
4
|
|
|
ARCBEST CORP /DE/
|
4
|
Financial Statements
|
|
VNG Ltd
|
F-1
|
|
|
Mirchandani Sanjay
|
4
|
|
|
COMMVAULT SYSTEMS INC
|
4
|
Financial Statements
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
N-PX
|
|
|
RiverNorth Capital & Income Fund, Inc.
|
N-PX
|
|
|
MORAN MARK J
|
4
|
|
|
Arjomand Maziar
|
4
|
|
|
Wag! Group Co.
|
4
|
|
|
FISCHER ALEXANDER R
|
144
|
|
|
HUNTZ JOHN J JR
|
4
|
|
|
MANHATTAN ASSOCIATES INC
|
4
|
Financial Statements
|
|
Global Innovative Platforms Inc.
|
8-K
|
|
|
SANFILIPPO JOHN B & SON INC
|
8-K
|
Financial Statements
|
|
Blume-Jensen Peter
|
4
|
|
|
Acrivon Therapeutics, Inc.
|
4
|
|
|
Allread Dylan
|
4
|
|
|
KEBS Trust
|
144
|
|
|
Local Bounti Corporation/DE
|
144
|
|
|
KIM NEIL Y.
|
4
|
|
|
Logan William Lindsey IV
|
4
|
|
|
CREATIVE REALITIES, INC.
|
4
|
Financial Statements
|
|
TURKCELL ILETISIM HIZMETLERI A S
|
6-K
|
Financial Statements
|
|
MILLS RICHARD C
|
4
|
|
|
Storm Adam
|
4
|
|
|
MONY VARIABLE ACCOUNT A
|
497VPU
|
|
|
McCarthy Patrick
|
4
|
|
|
Keane Robert S
|
4
|
|
|
Smallwood Garrett
|
4
|
|
|
Necessity Retail REIT, Inc.
|
425
|
|
|
Herrman Ernie
|
144
|
|
|
Otonomo Technologies Ltd.
|
6-K
|
|
|
WOLFSPEED, INC.
|
10-K
|
|
|
Shake Shack Inc.
|
4
|
Financial Statements
|
|
Flug Jeffrey
|
4
|
|
|
White NaTausha Heleena
|
144
|
|
|
SPX Technologies, Inc.
|
144
|
Financial Statements
|
|
EyeRate-2, a series of Jason's Syndicate, LLC
|
D
|
|
|
Gemperle Adrienne
|
144
|
|
|
Sweetgreen, Inc.
|
144
|
Financial Statements
|
|
1847 Holdings LLC
|
4
|
Financial Statements
|
|
Roberts Ellery
|
4
|
|
|
FRISBY JEFFRY D
|
4
|
|
|
Hussain Mohsin
|
4
|
|
|
Ryan Christopher Michael
|
144
|
|
|
NEWMONT Corp /DE/
|
PREM14A
|
Financial Statements
|
|
Oliver George
|
144
|
|
|
Johnson Controls International plc
|
144
|
Financial Statements
|
|
OOMA INC
|
8-K
|
Financial Statements
|
|
Schwartz Todd G.
|
4
|
|
|
OppFi Inc.
|
4
|
|
|
Votem Corp.
|
C
|
|
|
Yu Nicholas
|
4
|
|
|
Urthiague Juan Ignacio
|
144
|
|
|
Globant S.A.
|
144
|
Financial Statements
|
|
Quanergy Systems, Inc.
|
424B3
|
|
|
MONY VARIABLE ACCOUNT A
|
485BPOS
|
|
|
Bowman Consulting Group Ltd.
|
144
|
Financial Statements
|
|
Mulroy Patricia
|
144
|
|
|
Easterly Government Properties, Inc.
|
8-K
|
Financial Statements
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
N-PX
|
|
|
GUESS INC
|
8-K
|
Financial Statements
|
|
Fairfax Lisa M
|
4
|
|
|
Verde Clean Fuels, Inc.
|
424B3
|
|
|
Franchise Group, Inc.
|
4
|
Financial Statements
|
|
RICH GARY S
|
4
|
|
|
Davidian Alec
|
4
|
|
|
Dubin Cynthia S
|
4
|
|
|
Bowles Gregory
|
144
|
|
|
Joby Aviation, Inc.
|
144
|
Financial Statements
|
|
Grimes Karen H.
|
4
|
|
|
TEGNA INC
|
4
|
Financial Statements
|
|
Singh Nanhi
|
4
|
|
|
Bianchini Gina L
|
4
|
|
|
Waverley Capital Acquisition Corp. 1
|
8-K
|
|
|
Avril Matthew E
|
4
|
|
|
Witmer Melinda
|
4
|
|
|
ELIAS HOWARD D
|
4
|
|
|
Global Net Lease, Inc.
|
425
|
Financial Statements
|
|
ARGAN INC
|
8-K
|
Financial Statements
|
|
FOXO TECHNOLOGIES INC.
|
8-K
|
|
|
HERSKOVITS THOMAS
|
4
|
|
|
EVANS K TODD
|
4
|
|
|
Shapiro Neal
|
4
|
|
|
MONY VARIABLE ACCOUNT L
|
497
|
|
|
VMWARE, INC.
|
8-K
|
Financial Statements
|
|
Epstein Stuart J.
|
4
|
|
|
KAMINSKY ANDREW F
|
4
|
|
|
Pacific Coast Oil Trust
|
8-K
|
|
|
McGee Henry Wadsworth III
|
4
|
|
|
McCune Scott K
|
4
|
|
|
ALLIENT INC
|
8-K
|
Financial Statements
|
|
Laurence Andrew M
|
4
|
|
|
Glazer David A.
|
144
|
|
|
Paranovus Entertainment Technology Ltd.
|
6-K
|
|
|
Seeton Eric F.
|
4
|
|
|
Medalist Diversified REIT, Inc.
|
DEFA14A
|
Financial Statements
|
|
KAHN BRIAN RANDALL
|
4
|
|
|
NUCOR CORP
|
S-3ASR
|
Financial Statements
|
|
Cane David
|
4
|
|
|
Karp Alexander C.
|
144
|
|
|
Adjuvant Capital GP, L.P.
|
144
|
|
|
AN2 Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Paul Josh D.
|
4
|
|
|
Smull L Lynn
|
144
|
|
|
Moderna, Inc.
|
144
|
Financial Statements
|
|
AFEYAN NOUBAR
|
144
|
|
|
Gibson Daniel Patrick
|
4
|
|
|
Sylebra Capital Ltd
|
4
|
|
|
IMPINJ INC
|
4
|
Financial Statements
|
|
RiceBran Technologies
|
8-K
|
Financial Statements
|
|
Jensen Barry H
|
4
|
|
|
INDEPENDENT BANK CORP
|
4
|
Financial Statements
|
|
RAJAN RAJEEV BASHYAM
|
144
|
|
|
Societal CDMO, Inc.
|
8-K
|
|
|
Better Home & Finance Holding Co
|
25-NSE
|
|
|
Taylor Del Mar Deeni
|
4
|
|
|
Physicians Realty Trust
|
4
|
|
|
Jensen Keith
|
144
|
|
|
Fortinet, Inc.
|
144
|
Financial Statements
|
|
MONY VARIABLE ACCOUNT A
|
497
|
|
|
Spark Networks SE
|
10-Q/A
|
Financial Statements
|
|
Datadog, Inc.
|
144
|
Financial Statements
|
|
Agarwal Amit
|
144
|
|