| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Invesco Unit Trusts Series 2234
|
24F-2NT
|
|
|
Voya VARIABLE FUNDS
|
N-PX
|
|
|
GS Mortgage Securities Trust 2017-GS5
|
ABS-EE
|
|
|
Invesco Unit Trusts Series 2233
|
24F-2NT
|
|
|
Voya STRATEGIC ALLOCATION PORTFOLIOS INC
|
N-PX
|
|
|
BERMAN STEVEN L
|
144
|
|
|
Schoonover Oil, LLC
|
D
|
|
|
Leaves of Leisure LLC
|
C
|
|
|
Invesco Unit Trusts Series 2232
|
24F-2NT
|
|
|
Voya Separate Portfolios Trust
|
N-PX
|
|
|
ZALICO VARIABLE SERIES VI SEPARATE ACCOUNT
|
D/A
|
|
|
Invesco Unit Trusts Series 2231
|
24F-2NT
|
|
|
Encurage Financial Network Credit Union
|
D/A
|
|
|
Backward Hat Group LLC
|
D
|
|
|
Peterson Neil
|
4
|
|
|
MERIT MEDICAL SYSTEMS INC
|
4
|
Financial Statements
|
|
VOYA CREDIT INCOME FUND
|
N-PX
|
|
|
Invesco Unit Trusts Series 2230
|
24F-2NT
|
|
|
Inuvo, Inc.
|
8-K
|
Financial Statements
|
|
MCNULTY PATRICK
|
4
|
|
|
Invesco Unit Trusts Taxable Income Series 509
|
24F-2NT
|
|
|
Invesco Unit Trusts Taxable Income Series 478
|
24F-2NT
|
|
|
Carlyle Credit Income Fund
|
N-PX
|
|
|
AZZAD FUNDS
|
NPORT-P
|
|
|
Voya PARTNERS INC
|
N-PX
|
|
|
Baumgart Jonathan
|
3
|
|
|
FDCTECH, INC.
|
3
|
|
|
Voya MUTUAL FUNDS
|
N-PX
|
|
|
Solubag USA, inc
|
C/A
|
|
|
SWS Alternative Investment Fund V LLC
|
D
|
|
|
Invesco Unit Trusts Taxable Income Series 473
|
24F-2NT
|
|
|
Invesco Unit Trusts Taxable Income Series 453
|
24F-2NT
|
|
|
ZALICO VARIABLE SERIES III SEPARATE ACCOUNT
|
D/A
|
|
|
Van Kampen Unit Trusts Taxable Income Series 410
|
24F-2NT
|
|
|
NEXPOINT REAL ESTATE STRATEGIES FUND
|
N-23C3A
|
|
|
Voya INVESTORS TRUST
|
N-PX
|
|
|
Quilt Holdings, LP
|
D
|
|
|
Quilt Holdco, Inc.
|
D
|
|
|
URBAN OUTFITTERS INC
|
8-K
|
Financial Statements
|
|
GS Mortgage Securities Trust 2017-GS8
|
10-D
|
|
|
AmeriCredit Automobile Receivables Trust 2023-1
|
ABS-EE
|
|
|
Van Kampen Unit Trusts Taxable Income Series 409
|
24F-2NT
|
|
|
GS Mortgage Securities Trust 2017-GS8
|
ABS-EE
|
|
|
AmeriCredit Automobile Receivables Trust 2022-2
|
ABS-EE
|
|
|
Patel Hansal N.
|
144
|
|
|
Van Kampen Unit Trusts Taxable Income Series 406
|
24F-2NT
|
|
|
ZALICO VARIABLE SERIES II SEPARATE ACCOUNT
|
D/A
|
|
|
AmeriCredit Automobile Receivables Trust 2022-1
|
ABS-EE
|
|
|
CEMTREX INC
|
8-K
|
Financial Statements
|
|
Van Kampen Unit Trusts Taxable Income Series 405
|
24F-2NT
|
|
|
THORNBURG INVESTMENT TRUST
|
N-PX
|
|
|
AmeriCredit Automobile Receivables Trust 2021-3
|
ABS-EE
|
|
|
Voya INTERMEDIATE BOND PORTFOLIO
|
N-PX
|
|
|
Van Kampen Unit Trusts Taxable Income Series 341
|
24F-2NT
|
|
|
AmeriCredit Automobile Receivables Trust 2021-2
|
ABS-EE
|
|
|
FOXBY CORP.
|
N-CSRS
|
|
|
Voya Infrastructure, Industrials & Materials Fund
|
N-PX
|
|
|
AmeriCredit Automobile Receivables Trust 2021-1
|
ABS-EE
|
|
|
Weskey Capital Investor Fund I, LP
|
D/A
|
|
|
Infinite Alpha Opportunistic Fund I, L.P.
|
D/A
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
AmeriCredit Automobile Receivables Trust 2020-3
|
ABS-EE
|
|
|
DIVIDEND & INCOME FUND
|
N-CSRS
|
|
|
AmeriCredit Automobile Receivables Trust 2020-2
|
ABS-EE
|
|
|
ROBESON ROSE M
|
144
|
|
|
SM Energy Co
|
144
|
Financial Statements
|
|
Onfolio Holdings, Inc
|
D
|
|
|
Voya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND
|
N-PX
|
|
|
Grown Rogue International Inc.
|
D
|
|
|
Thornburg Income Builder Opportunities Trust
|
N-PX
|
|
|
VOYA GOVERNMENT MONEY MARKET PORTFOLIO
|
N-PX
|
|
|
GA-0516 Fund I AL Vehicle, a series of Rendered VC, LP
|
D
|
|
|
GA-0516 Fund I, a series of Rendered VC, LP
|
D
|
|
|
AmeriCredit Automobile Receivables Trust 2020-1
|
ABS-EE
|
|
|
EPSILON SPV IV, L.P.
|
D
|
|
|
Maquia Capital Acquisition Corp
|
10-Q
|
|
|
VIMCO Founders Fund LP
|
D/A
|
|
|
AmeriCredit Automobile Receivables Trust 2019-3
|
ABS-EE
|
|
|
Shetty Reshma P.
|
144
|
|
|
Fundrise Growth Tech Fund, LLC
|
NPORT-P
|
|
|
Van Kampen Unit Trusts Taxable Income Series 336
|
24F-2NT
|
|
|
AmeriCredit Automobile Receivables Trust 2019-2
|
ABS-EE
|
|
|
BofA Finance LLC
|
FWP
|
|
|
US BANCORP \DE\
|
8-K
|
Financial Statements
|
|
AmeriCredit Automobile Receivables Trust 2019-1
|
ABS-EE
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
Van Kampen Unit Trusts Taxable Income Series 334
|
24F-2NT
|
|
|
Sylvester John Richard
|
4
|
|
|
DELCATH SYSTEMS, INC.
|
4
|
|
|
Voya Global Advantage & Premium Opportunity Fund
|
N-PX
|
|
|
Voya FUNDS TRUST
|
N-PX
|
|
|
Midas Series Trust
|
N-CSRS
|
|
|
Van Kampen Unit Trusts Taxable Income Series 323
|
24F-2NT
|
|
|
Summit Partners Subordinated Debt Investors VI, L.P.
|
D/A
|
|
|
Martin James Rudolph
|
4
|
|
|
PetVivo Holdings, Inc.
|
4
|
|
|
JMD INC.
|
D/A
|
|
|
Buth Douglas P
|
144
|
|
|
Quad/Graphics, Inc.
|
144
|
Financial Statements
|
|
Mawson Infrastructure Group Inc.
|
8-K
|
|
|
CANTOR SELECT PORTFOLIOS TRUST
|
N-PX
|
|
|
EU-0726 Fund I, a series of MedTech Connect, LP
|
D
|
|
|
FORD CREDIT FLOORPLAN MASTER OWNER TRUST A
|
10-D
|
|
|
GS Mortgage Securities Trust 2014-GC24
|
10-D
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
Van Kampen Unit Trusts Taxable Income Series 300
|
24F-2NT
|
|
|
Van Kampen Unit Trusts Taxable Income Series 297
|
24F-2NT
|
|
|
Van Kampen Unit Trusts Taxable Income Series 293
|
24F-2NT
|
|
|
Voya EQUITY TRUST
|
N-PX
|
|
|
Voya Emerging Markets High Dividend Equity Fund
|
N-PX
|
|
|
CANTOR FITZGERALD SUSTAINABLE INFRASTRUCTURE FUND
|
N-PX
|
|
|
WINSTON MICHAEL D.
|
4
|
|
|
InFinT Acquisition Corp
|
3
|
|
|
WOLVERINE ASSET MANAGEMENT LLC
|
3
|
|
|
Summit Partners Subordinated Debt Fund VI-B, L.P.
|
D/A
|
|
|
Voya BALANCED PORTFOLIO INC
|
N-PX
|
|
|
HUGHES JAMES A
|
4
|
|
|
UNITY BANCORP INC /NJ/
|
4
|
Financial Statements
|
|
Van Kampen Unit Trusts Taxable Income Series 292
|
24F-2NT
|
|
|
Van Kampen Unit Trusts Taxable Income Series 270
|
24F-2NT
|
|
|
MUTUAL FUND SERIES TRUST
|
497
|
|
|
Van Kampen Unit Trusts Taxable Income Series 269
|
24F-2NT
|
|
|
Investment Managers Series Trust
|
NPORT-P
|
|
|
BLACK DOUG
|
144
|
|
|
SiteOne Landscape Supply, Inc.
|
144
|
Financial Statements
|
|
Kesslen Jay H
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Van Kampen Unit Trusts Taxable Income Series 191
|
24F-2NT
|
|
|
ENI SPA
|
6-K
|
Financial Statements
|
|
Van Kampen Unit Trusts Taxable Income Series 187
|
24F-2NT
|
|
|
Voya Asia Pacific High Dividend Equity Income Fund
|
N-PX
|
|
|
Van Kampen Unit Trusts Taxable Income Series 183
|
24F-2NT
|
|
|
Asymmetria Investors III, LLC - Smart ERP 2
|
D
|
|
|
VAN KAMPEN FOCUS PORTFOLIOS TAXABLE INCOME SERIES 63
|
24F-2NT
|
|
|
Summit Partners Subordinated Debt Fund VI-A, L.P.
|
D/A
|
|
|
VAN KAMPEN FOCUS PORTFOLIOS TAXABLE INCOME SERIES 15
|
24F-2NT
|
|
|
Shipley Douglas M
|
4
|
|
|
Legacy Housing Corp
|
4
|
Financial Statements
|
|
MCP SECURITIES, LLC
|
X-17A-5/A
|
|
|
VAN KAMPEN FOCUS PORTFOLIOS TAXABLE INCOME SERIES 13
|
24F-2NT
|
|
|
CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
|
N-CSRS
|
|
|
AG Essential Housing Fund II, L.P.
|
D/A
|
|
|
Invesco Unit Trusts, Municipal Series 1356
|
24F-2NT
|
|
|
Che Austin
|
144
|
|
|
abrdn Funds
|
497J
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
McGill Jim
|
4
|
|
|
ADDVANTAGE TECHNOLOGIES GROUP INC
|
4
|
Financial Statements
|
|
Masterworks Vault 10, LLC
|
1-A
|
|
|
GS Mortgage Securities Trust 2020-GC47
|
10-D
|
|
|
Invesco Unit Trusts, Municipal Series 1320
|
24F-2NT
|
|
|
Hodgson Curtis Drew
|
4
|
|
|
MAINSTAY FUNDS TRUST
|
POS EX
|
|
|
NORTHERN LIGHTS FUND TRUST II
|
N-PX
|
|
|
GS Mortgage Securities Trust 2020-GC47
|
ABS-EE
|
|
|
Invesco Unit Trusts, Municipal Series 1297
|
24F-2NT
|
|
|
Carey Thomas P
|
4
|
|
|
BROADRIDGE FINANCIAL SOLUTIONS, INC.
|
4
|
Financial Statements
|
|
Invesco Unit Trusts, Municipal Series 1293
|
24F-2NT
|
|
|
Junk Ryan
|
144
|
|
|
Xponential Fitness, Inc.
|
144
|
Financial Statements
|
|
UNDISCOVERED MANAGERS FUNDS
|
497
|
|
|
Gibbons Mary Lourdes
|
144
|
|
|
Essent Group Ltd.
|
144
|
Financial Statements
|
|
Tiziana Life Sciences Ltd
|
6-K
|
Financial Statements
|
|
Oncotelic Therapeutics, Inc.
|
8-K
|
|
|
JP MORGAN FLEMING MUTUAL FUND GROUP INC
|
497
|
|
|
USCA All Terrain Fund
|
SC TO-I
|
|
|
Invesco Unit Trusts, Municipal Series 1267
|
24F-2NT
|
|
|
Federated Hermes Adviser Series
|
N-CSRS
|
|
|
TIMOTHY PLAN
|
497
|
|
|
Eagle Point Core Income Fund US LP
|
D/A
|
|
|
JP MORGAN MUTUAL FUND INVESTMENT TRUST
|
497
|
|
|
Invesco Unit Trusts, Municipal Series 1239
|
24F-2NT
|
|
|
ZALICO Variable Series I Separate Account
|
D/A
|
|
|
Fister Todd W
|
144
|
|
|
Owens Corning
|
144
|
Financial Statements
|
|
Micro-LAM, Inc.
|
D
|
|
|
Van Kampen Unit Trusts, Municipal Series 1075
|
24F-2NT
|
|
|
Zero Prime Ventures II, LP
|
D/A
|
|
|
JPMORGAN TRUST IV
|
497
|
|
|
USCA All Terrain Fund
|
SC TO-I/A
|
|
|
MURNANE GEORGE III
|
4
|
|
|
Sacks Parente Golf, Inc.
|
424B3
|
|
|
NORTHWESTERN MUTUAL SERIES FUND INC
|
NPORT-P
|
|
|
SOUND SHORE FUND INC
|
NPORT-P
|
|
|
Erlinger Joseph M.
|
144
|
|
|
MCDONALDS CORP
|
144
|
Financial Statements
|
|
JPMORGAN TRUST II
|
497
|
|
|
JPMorgan Trust I
|
497
|
|
|
Morningstar Funds Trust
|
N-PX
|
|
|
SPECIAL OPPORTUNITIES FUND, INC.
|
NPORT-P
|
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
497
|
|
|
Putnam ETF Trust
|
N-PX
|
|
|
WOLVERINE TRADING, LLC
|
13F-HR
|
|
|
FORUM FUNDS
|
N-PX
|
|
|
Bakst Evan
|
144
|
|
|
Alphatec Holdings, Inc.
|
144
|
Financial Statements
|
|
PUTNAM TAX FREE INCOME TRUST
|
N-PX
|
|
|
PUTNAM MORTGAGE SECURITIES FUND
|
N-PX
|
|
|
PUTNAM TAX EXEMPT INCOME FUND
|
N-PX
|
|
|
SRM Entertainment, Inc.
|
SC 13D
|
|
|
Miller Richard A
|
SC 13D
|
|
|
Madson Patrick Joseph
|
144
|
|
|
NICOLET BANKSHARES INC
|
144
|
Financial Statements
|
|
PUTNAM PREMIER INCOME TRUST
|
N-PX
|
|
|
RICHMOND FUND LP
|
D/A
|
|
|
GS Mortgage Securities Trust 2014-GC22
|
10-D
|
|
|
TIAA-CREF LIFE FUNDS
|
N-CSRS
|
|
|
PUTNAM PENNSYLVANIA TAX EXEMPT INCOME FUND
|
N-PX
|
|
|
COLLEGE RETIREMENT EQUITIES FUND
|
N-CSRS
|
|
|
PUTNAM OHIO TAX EXEMPT INCOME FUND
|
N-PX
|
|
|
Cambria ETF Trust
|
N-PX
|
|
|
Tidal Wave GPO, LLC
|
D
|
|
|
PUTNAM NEW YORK TAX EXEMPT INCOME FUND
|
N-PX
|
|
|
TIAA SEPARATE ACCOUNT VA 1
|
N-CSRS
|
|
|
ALPS Variable Investment Trust
|
N-PX
|
|
|
Cello Amati Metric Fund, Ltd.
|
D/A
|
|
|
GS Mortgage Securities Trust 2014-GC20
|
10-D
|
|
|
PUTNAM NEW JERSEY TAX EXEMPT INCOME FUND
|
N-PX
|
|
|
PUTNAM MUNICIPAL OPPORTUNITIES TRUST
|
N-PX
|
|
|
FundVantage Trust
|
N-PX
|
|
|
ForgeRock, Inc.
|
25-NSE
|
Financial Statements
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
PUTNAM MONEY MARKET FUND
|
N-PX
|
|
|
Ambria Investors, LP
|
D/A
|
|
|
PUTNAM MINNESOTA TAX EXEMPT INCOME FUND
|
N-PX
|
|
|
NATIONWIDE VARIABLE ACCOUNT
|
497VPI
|
|
|
Rosecroft Apartments Charlotte GP LLC
|
D
|
|
|
PUTNAM MASTER INTERMEDIATE INCOME TRUST
|
N-PX
|
|
|
LEGG MASON PARTNERS INCOME TRUST
|
485BPOS
|
|
|
Dean Capital Management
|
13F-HR/A
|
|
|
CHARLES STREET SECTOR ANALYSIS FUND, L.P.
|
D/A
|
|
|
AS-IP TECH INC
|
15-12G
|
|
|
PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND/MA/
|
N-PX
|
|
|
NATIONWIDE VARIABLE ACCOUNT
|
497
|
|
|
PUTNAM MANAGED MUNICIPAL INCOME TRUST
|
N-PX
|
|
|
SPRUCE POWER HOLDING CORP
|
DEF 14A
|
|
|
Smooth Beverages Inc
|
C-W
|
|
|
PUTNAM INCOME FUND
|
N-PX
|
|
|
American Dream Communities Fund III, L.P.
|
D
|
|
|
Powers Shawn A.
|
4
|
|
|
TTM TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
BNY Mellon Strategic Funds, Inc.
|
N-CSRS
|
|
|
PUTNAM HIGH YIELD FUND
|
N-PX
|
|
|
SEB Investment Management AB
|
13F-NT
|
|
|
SUEN JACOB
|
4
|
|
|
AIRGAIN INC
|
4
|
Financial Statements
|
|
PUTNAM GLOBAL INCOME TRUST
|
N-PX
|
|
|
AVSF - Impulse Space 2023, LLC
|
D
|
|
|
PUTNAM DIVERSIFIED INCOME TRUST
|
N-PX
|
|
|
ADVANCED DRAINAGE SYSTEMS, INC.
|
144
|
Financial Statements
|
|
Stockbridge Partners LLC
|
144
|
|
|
FT 10908
|
497J
|
|
|
PUTNAM CONVERTIBLE SECURITIES FUND
|
N-PX
|
|
|
FT 10907
|
497J
|
|
|
Growth for Good Acquisition Corp
|
425
|
|
|
PUTNAM CALIFORNIA TAX EXEMPT INCOME FUND
|
N-PX
|
|
|
PUTNAM ARIZONA TAX EXEMPT INCOME FUND
|
N-PX
|
|
|
Volcon, Inc.
|
8-K
|
Financial Statements
|
|
Putnam Target Date Funds
|
N-PX
|
|
|
EXICURE, INC.
|
8-K
|
|
|
Nerbonne Robert A
|
4
|
|
|
MIDDLEBY Corp
|
4
|
Financial Statements
|
|
Entera Bio Ltd.
|
4
|
Financial Statements
|
|
LIEBERMAN GERALD M
|
4
|
|
|
PUTNAM GLOBAL HEALTH CARE FUND
|
N-PX
|
|
|
EARTHSTONE ENERGY INC
|
425
|
Financial Statements
|
|
PGD ECO SOLUTIONS
|
1-SA
|
|
|
PUTNAM FUNDS TRUST
|
N-PX
|
|
|
NRX Pharmaceuticals, Inc.
|
4
|
|
|
Javitt Jonathan C
|
4
|
|
|
COMPUTER TASK GROUP INC
|
SC 14D9
|
Financial Statements
|
|
Panacea Financial Holdings, LLC
|
D
|
|
|
Real Brokerage Inc
|
6-K
|
|
|
PUTNAM INTERNATIONAL EQUITY FUND
|
N-PX
|
|
|
CALIFORNIA FIRST LEASING CORP
|
40-17F2
|
|
|
PUTNAM SUSTAINABLE LEADERS FUND
|
N-PX
|
|
|
GTS Systematic Equity Index Feeder Fund LP
|
D/A
|
|
|
WK Kellogg Co
|
10-12B/A
|
|
|
PUTNAM FOCUSED INTERNATIONAL EQUITY FUND
|
N-PX
|
|
|
Dunhill Financial, LLC
|
13F-HR
|
|
|
Freight Technologies, Inc.
|
20-F/A
|
|
|
Tuuk Kuras Mary
|
4/A
|
|
|
UFP INDUSTRIES INC
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4/A
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Financial Statements
|
|
Polen Credit Opportunities Fund
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APP ORDR
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|
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GEORGE PUTNAM BALANCED FUND
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N-PX
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|
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SELINA HOSPITALITY PLC
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6-K
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|
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AMERIPRISE CERTIFICATE CO
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497
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|
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Fanger Lewis A.
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4
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|
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FULL HOUSE RESORTS INC
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4
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Financial Statements
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PUTNAM LARGE CAP VALUE FUND
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N-PX
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|
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KULICKE & SOFFA INDUSTRIES INC
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8-K
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Financial Statements
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ON SEMICONDUCTOR CORP
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8-K
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Financial Statements
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Hancock Park Corporate Income, Inc.
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SC TO-I
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|
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PUTNAM INVESTMENT FUNDS
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N-PX
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|
|
ModivCare Inc
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8-K
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Financial Statements
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|
Citigroup Commercial Mortgage Trust 2014-GC21
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10-D
|
|
