| Company Name |
Form Type |
SEC Filings |
|
|
|
|
MB3 Investors, LLC
|
D
|
|
|
Popular Income Plus Fund, Inc.
|
40-17G
|
|
|
SpartanNash Co
|
8-K
|
Financial Statements
|
|
Listed Funds Trust
|
24F-2NT
|
|
|
PROOF Acquisition Corp I
|
8-K
|
|
|
Stonebridge Capital Advisors LLC
|
13F-HR
|
|
|
PredictionStrike, Inc.
|
D/A
|
|
|
MNG GDC Whispering Wind Storage, LLC
|
D
|
|
|
Virtus Convertible & Income Fund
|
N-PX
|
|
|
Bitech Technologies Corp
|
424B3
|
|
|
Federated Hermes Adjustable Rate Securities Trust
|
N-PX
|
|
|
GS Mortgage Securities Trust 2019-GC38
|
10-D
|
|
|
Virtus Convertible & Income Fund II
|
N-PX
|
|
|
GS Mortgage Securities Trust 2017-GS7
|
10-D
|
|
|
PRUDENTIAL SERIES FUND
|
N-PX
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 2
|
N-PX
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 16
|
N-PX
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 12
|
N-PX
|
|
|
PGIM Private Real Estate Fund, Inc.
|
N-PX
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 18
|
N-PX
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10
|
N-PX
|
|
|
TARGET PORTFOLIO TRUST
|
N-PX
|
|
|
PRUDENTIAL JENNISON MID-CAP GROWTH FUND, INC.
|
N-PX
|
|
|
PGIM ETF TRUST
|
N-PX
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC.
|
N-PX
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 3
|
N-PX
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 5
|
N-PX
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 9
|
N-PX
|
|
|
PGIM Short Duration High Yield Opportunities Fund
|
N-PX
|
|
|
PGIM High Yield Bond Fund, Inc.
|
N-PX
|
|
|
PGIM Global High Yield Fund, Inc.
|
N-PX
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 17
|
N-PX
|
|
|
GS Mortgage Securities Trust 2019-GC38
|
ABS-EE
|
|
|
SHIFT TECHNOLOGIES, INC.
|
4
|
|
|
CURTIS JASON TRAVIS
|
4
|
|
|
GS Mortgage Securities Trust 2017-GS7
|
ABS-EE
|
|
|
Moore Larry Oscar
|
144
|
|
|
MODINE MANUFACTURING CO
|
144
|
Financial Statements
|
|
Shein Oded
|
4
|
|
|
Pensacola Ventures LLC
|
C/A
|
|
|
Hightimes Holding Corp.
|
1-U
|
|
|
Foy Sean
|
144
|
|
|
SHIFT TECHNOLOGIES, INC.
|
144
|
|
|
AJ DORNOCH FUND LLC
|
D/A
|
|
|
Cottonwood Communities, Inc.
|
8-K
|
|
|
Gray Peter A
|
4
|
|
|
ESSA Bancorp, Inc.
|
4
|
Financial Statements
|
|
COLUMBIA RIVER CAPITAL, LLC
|
D
|
|
|
OGLETHORPE POWER CORP
|
8-K
|
|
|
Virtus Dividend, Interest & Premium Strategy Fund
|
N-PX
|
|
|
Boundless Venture Holdings, LLC
|
D
|
|
|
Popular High Grade Fixed-Income Fund, Inc.
|
40-17G
|
|
|
1888 NPO Fund, LLC
|
D/A
|
|
|
MINIM, INC.
|
8-K
|
|
|
Virtus Equity & Convertible Income Fund
|
N-PX
|
|
|
Surge Real Estate Fund I LP
|
D
|
|
|
MICROCHIP TECHNOLOGY INC
|
8-K
|
Financial Statements
|
|
Beneath the Waves Enterprises, LLC
|
D
|
|
|
Series Portfolios Trust
|
497
|
|
|
Summer Book Movie, LLC
|
D
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Virtus Diversified Income & Convertible Fund
|
N-PX
|
|
|
POPULAR TOTAL RETURN FUND INC
|
40-17G
|
|
|
FORD MOTOR CREDIT CO LLC
|
S-3ASR
|
|
|
Federated Hermes Short-Intermediate Duration Municipal Trust
|
NPORT-P
|
|
|
Federated Hermes Managed Pool Series
|
NPORT-P
|
|
|
Circle of Wealth Fund III LLC
|
1-A POS
|
|
|
Virtus Convertible & Income 2024 Target Term Fund
|
N-PX
|
|
|
Douglass Stephen
|
4
|
|
|
LATTICE SEMICONDUCTOR CORP
|
4
|
Financial Statements
|
|
FEDERATED HERMES CORE TRUST
|
NPORT-P
|
|
|
LILLY ENDOWMENT INC
|
144
|
|
|
ELI LILLY & Co
|
144
|
Financial Statements
|
|
ANDERSON JAMES ROBERT
|
4
|
|
|
USQ Core Real Estate Fund
|
NPORT-P
|
|
|
SPI NB Equity 164 DE, LLC
|
D
|
|
|
Nevada Canyon Gold Corp.
|
8-K
|
|
|
Fracassa Philip D.
|
144
|
|
|
TIMKEN CO
|
144
|
Financial Statements
|
|
Burbach Gerhard F
|
144
|
|
|
STANDARD BIOTOOLS INC.
|
144
|
|
|
GS Gamma Investments Ltd
|
D/A
|
|
|
Linacre Michael
|
4
|
|
|
INNOVATIVE SOLUTIONS & SUPPORT INC
|
4
|
Financial Statements
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Federated Hermes Total Return Series, Inc.
|
NPORT-P
|
|
|
Omnivore Agritech & Climate Sustainability VCC
|
D/A
|
|
|
Federated Hermes Income Securities Trust
|
NPORT-P
|
|
|
GS Mortgage Securities Trust 2013-GCJ14
|
10-D
|
|
|
Virtus Stone Harbor Emerging Markets Income Fund
|
N-PX
|
|
|
PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B
|
497VPU
|
|
|
Harley-Davidson Motorcycle Trust 2023-A
|
10-D
|
|
|
Virtus Artificial Intelligence & Technology Opportunities Fund
|
N-PX
|
|
|
Refer Rasmus
|
SC 13D
|
|
|
Trustfeed Corp.
|
SC 13D
|
|
|
Federated Hermes Sustainable High Yield Bond Fund, Inc.
|
NPORT-P
|
|
|
ZEUUS, INC.
|
8-K
|
|
|
Rappaport Reiches Capital Management, LLC
|
13F-HR
|
|
|
New Era Investors, LP
|
D/A
|
|
|
Investment Managers Series Trust II
|
497
|
|
|
AJ PORTRUSH FUND LLC
|
D/A
|
|
|
Federated Hermes Project & Trade Finance Tender Fund
|
NPORT-P
|
|
|
Group Variable Annuity Series I Separate Account
|
D/A
|
|
|
Zurich American Life Insurance Co
|
D/A
|
|
|
Harley-Davidson Motorcycle Trust 2023-A
|
ABS-EE
|
|
|
HARLEY-DAVIDSON CUSTOMER FUNDING CORP.
|
ABS-EE
|
|
|
Federated Hermes Core Trust III
|
NPORT-P
|
|
|
Virtus Stone Harbor Emerging Markets Total Income Fund
|
N-PX
|
|
|
PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B
|
497VPI
|
|
|
CHINA LIFE INSURANCE CO LTD
|
6-K
|
|
|
FEDERATED HERMES INSURANCE SERIES
|
NPORT-P
|
|
|
noco-noco Inc.
|
8-A12B
|
|
|
GS GAMMA INVESTMENTS LLC
|
D/A
|
|
|
Genufood Energy Enzymes Corp.
|
10-K/A
|
|
|
Investment Managers Series Trust II
|
497K
|
|
|
PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B
|
497
|
|
|
CD 2017-CD6 Mortgage Trust
|
10-D
|
|
|
Empty Saddle Holdings LLC
|
D
|
|
|
BLACKROCK FUNDS
|
485BPOS
|
|
|
Harley-Davidson Motorcycle Trust 2022-A
|
10-D
|
|
|
TIMBERLAND BANCORP INC
|
8-K
|
Financial Statements
|
|
CD 2017-CD6 Mortgage Trust
|
ABS-EE
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Hatteras Core Alternatives TEI Institutional Fund, L.P.
|
N-PX
|
|
|
MegaCap Funds, LP - CX Holding
|
D
|
|
|
Epsilyte Holdings LLC
|
D
|
|
|
Harley-Davidson Motorcycle Trust 2022-A
|
ABS-EE
|
|
|
Hatteras Core Alternatives TEI Fund, L.P.
|
N-PX
|
|
|
LQR House Inc.
|
8-K/A
|
|
|
Anderson Cynthia Lynn
|
4
|
|
|
Vistagen Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Federated Hermes Adviser Series
|
NPORT-P
|
|
|
CONESTOGA FUNDS
|
497
|
|
|
Anderson Cynthia Lynn
|
3
|
|
|
Vistagen Therapeutics, Inc.
|
3
|
Financial Statements
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Hatteras Core Alternatives Institutional Fund, L.P.
|
N-PX
|
|
|
Savannah Minerals Corp.
|
D
|
|
|
MARTIN JOSEPH R
|
144
|
|
|
ALLEGRO MICROSYSTEMS, INC.
|
144
|
Financial Statements
|
|
Hatteras Core Alternatives Fund, L.P.
|
N-PX
|
|
|
E-Valuator Funds Trust
|
NPORT-P
|
|
|
Bhalla Vikas
|
144
|
|
|
ExlService Holdings, Inc.
|
144
|
Financial Statements
|
|
Harley-Davidson Motorcycle Trust 2021-B
|
10-D
|
|
|
MILKIE BRETT P
|
4
|
|
|
BUCKLE INC
|
4
|
Financial Statements
|
|
HELLING LARRY J
|
4
|
|
|
QCR HOLDINGS INC
|
4
|
Financial Statements
|
|
Hatteras Master Fund, L.P.
|
N-PX
|
|
|
Esquire Financial Holdings, Inc.
|
4
|
Financial Statements
|
|
ZISES SELIG
|
4
|
|
|
iVerify, Inc.
|
D
|
|
|
Federated Hermes Municipal Bond Fund, Inc.
|
NPORT-P
|
|
|
OCIF Mill Partners 1, LLC
|
D
|
|
|
AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC.
|
N-CSR
|
|
|
DEUTSCHE DWS VARIABLE SERIES II
|
NPORT-P
|
|
|
DEUTSCHE DWS INVESTMENTS VIT FUNDS
|
NPORT-P
|
|
|
DEUTSCHE DWS INCOME TRUST
|
NPORT-P
|
|
|
DEUTSCHE DWS INSTITUTIONAL FUNDS
|
NPORT-P
|
|
|
DEUTSCHE DWS STATE TAX-FREE INCOME SERIES
|
NPORT-P
|
|
|
DEUTSCHE DWS INVESTMENT TRUST
|
NPORT-P
|
|
|
DEUTSCHE DWS SECURITIES TRUST
|
NPORT-P
|
|
|
DEUTSCHE DWS EQUITY 500 INDEX PORTFOLIO
|
NPORT-P
|
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
NPORT-P
|
|
|
DEUTSCHE DWS VARIABLE SERIES I
|
NPORT-P
|
|
|
DEUTSCHE DWS MARKET TRUST
|
NPORT-P
|
|
|
Harley-Davidson Motorcycle Trust 2021-B
|
ABS-EE
|
|
|
GS Mortgage Securities Trust 2015-GC28
|
10-D
|
|
|
Nutex Health, Inc.
|
8-K
|
|
|
Bjornholt James Eric
|
144
|
|
|
MICROCHIP TECHNOLOGY INC
|
144
|
Financial Statements
|
|
Fortune V Separate Account
|
NPORT-P
|
|
|
Federated Hermes Fixed Income Securities, Inc.
|
NPORT-P
|
|
|
Saha Saugata
|
4
|
|
|
S&P Global Inc.
|
4
|
Financial Statements
|
|
Rusnak Walter
|
4
|
|
|
Pathfinder Bancorp, Inc.
|
4
|
Financial Statements
|
|
GS Mortgage Securities Trust 2018-GS10
|
10-D
|
|
|
Investment Managers Series Trust II
|
N-PX
|
|
|
Federated Hermes Equity Funds
|
NPORT-P
|
|
|
AMERICAN CENTURY VARIABLE PORTFOLIOS INC
|
N-CSRS
|
|
|
GS Mortgage Securities Trust 2018-GS10
|
ABS-EE
|
|
|
Chang Robert
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
ONESPAWORLD HOLDINGS Ltd
|
4
|
|
|
FLUXMAN LEONARD I
|
4
|
|
|
AIREX Portfolio 7 DST
|
D
|
|
|
LAZARUS STEPHEN
|
4
|
|
|
FIRST NATIONAL CAPITAL MARKETS, INC.
|
MA-I/A
|
|
|
UBS AG
|
424B3
|
|
|
Federated Hermes Adviser Series
|
N-PX
|
|
|
Harley-Davidson Motorcycle Trust 2021-A
|
10-D
|
|
|
S23, a series of LBS Investments I, LP
|
D
|
|
|
QP-S23, a series of LBS Investments I, LP
|
D
|
|
|
InFinT Acquisition Corp
|
4
|
|
|
WOLVERINE ASSET MANAGEMENT LLC
|
4
|
|
|
SWEDISH EXPORT CREDIT CORP /SWED/
|
6-K
|
|
|
Exor N.V.
|
SC 13D
|
|
|
KONINKLIJKE PHILIPS NV
|
SC 13D
|
Financial Statements
|
|
AMERICAN CENTURY VARIABLE PORTFOLIOS II INC
|
N-CSRS
|
|
|
Saba Capital Income & Opportunities Fund
|
N-PX
|
|
|
Investors Small Cap Growth Fund LLC
|
D/A
|
|
|
Operand IV Fund LP
|
D
|
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
Harley-Davidson Motorcycle Trust 2021-A
|
ABS-EE
|
|
|
SRNG Growth Investment Partners, LLC
|
D
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
Tatsis Ourania
|
144
|
|
|
VERTEX PHARMACEUTICALS INC / MA
|
144
|
Financial Statements
|
|
CDK Fund II, LP
|
D
|
|
|
VL Series Account-1
|
D/A
|
|
|
Harley-Davidson Motorcycle Trust 2020-A
|
10-D
|
|
|
Aquilo Capital Special Opportunity, L.P.
|
D/A
|
|
|
WILSHIRE MUTUAL FUNDS INC
|
N-PX
|
|
|
DRIEHAUS MUTUAL FUNDS
|
NPORT-P
|
|
|
Kafene, Inc.
|
D
|
|
|
Liquid Media Group Ltd.
|
6-K
|
Financial Statements
|
|
GS Mortgage Securities Trust 2015-GS1
|
10-D
|
|
|
Simon Frederic
|
4
|
|
|
JFrog Ltd
|
4
|
|
|
FMI FUNDS INC
|
N-PX
|
|
|
Harley-Davidson Motorcycle Trust 2020-A
|
ABS-EE
|
|
|
Paradice China Focus Fund, L.P.
|
D/A
|
|
|
FPPG Investors, LP
|
D
|
|
|
Vaquero Beanstalk LLC
|
D
|
|
|
Masterworks Vault 3, LLC
|
1-U
|
|
|
Masterworks Vault 1, LLC
|
1-U
|
|
|
Krane Shares Trust
|
8-A12B
|
|
|
Cell Source, Inc.
|
10-Q
|
|
|
WILSHIRE VARIABLE INSURANCE TRUST
|
N-PX
|
|
|
Managed Account Series II
|
485BPOS
|
|
|
hhgregg, Inc.
|
8-K
|
|
|
Westlake Chemical Partners LP
|
4
|
Financial Statements
|
|
Kenner Andrew
|
4
|
|
|
GS Mortgage Securities Trust 2014-GC18
|
10-D
|
|
|
Wall Street EWM Funds Trust
|
N-PX
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
NPORT-P
|
|
|
DAVID RAN
|
4
|
|
|
Jet.AI Inc.
|
4
|
|
|
TWEEDY, BROWNE FUND INC.
|
N-PX
|
|
|
AMERICAN FUNDS CORPORATE BOND FUND
|
24F-2NT
|
|
|
Lexaria Bioscience Corp.
|
DEF 14A
|
|
|
UBS AG
|
FWP
|
|
|
Lipesky Scott D.
|
144
|
|
|
ABERCROMBIE & FITCH CO /DE/
|
144
|
Financial Statements
|
|
GREENSPRING FUND INC
|
NPORT-P
|
|
|
TriSalus Life Sciences, Inc.
|
SC 13G
|
|
|
Lombard International Assurance S.A.
|
SC 13G
|
|
|
Momento Labs, Inc.
|
C
|
|
|
BERMAN MARC H
|
144
|
|
|
Dorman Products, Inc.
|
144
|
Financial Statements
|
|
BNY Mellon Large Cap Securities Fund, Inc.
|
N-CSRS
|
|
|
UNIFIED SERIES TRUST
|
N-PX
|
|
|
Krane Shares Trust
|
497J
|
|
|
BIP Ventures Evergreen BDC
|
N-54A
|
|
|
Applied Impact Robotics Inc.
|
D/A
|
|
|
NELSON JOHN PATRICK
|
4
|
|
|
AMES NATIONAL CORP
|
4
|
Financial Statements
|
|
WEITZ FUNDS
|
NPORT-P
|
|
|
Brauckmuller Christopher
|
4
|
|
|
Fundrise Growth Tech Fund, LLC
|
4
|
|
|
IIOT-OXYS, Inc.
|
8-K
|
|
|
CLARK R KERRY
|
4
|
|
|
TEXTRON INC
|
4
|
Financial Statements
|
|
YieldStreet Prism Fund Inc.
|
DEF 14A
|
|
|
Bomvida Farms LLC
|
C
|
|
|
Investment House Funds
|
N-PX
|
|
|
UBS AG
|
424B2
|
|
|
TALMOR EHUD
|
4
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
VPC INVESTOR FUND L, L.P.
|
D/A
|
|
|
GS Mortgage Securities Trust 2019-GC40
|
10-D
|
|
|
Mill City Ventures III, Ltd
|
S-8
|
Financial Statements
|
|
Super League Gaming, Inc.
|
424B5
|
Financial Statements
|
|
GS Mortgage Securities Trust 2016-GS4
|
10-D
|
|
|
GS Mortgage Securities Trust 2019-GC40
|
ABS-EE
|
|
|
GOLAR LNG LTD
|
6-K
|
Financial Statements
|
|
Kelly Jason R
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Community Development Fund
|
497
|
|
|
ADVISORS SERIES TRUST
|
N-PX
|
|
|
GreenWood Builders Fund II, LP
|
D/A
|
|
|
Voya VARIABLE PRODUCTS TRUST
|
N-PX
|
|
|
FT 10977
|
487
|
|
|
ZALICO VL Series Account - 2
|
D/A
|
|
|
Voya VARIABLE PORTFOLIOS INC
|
N-PX
|
|
|
Braxia Scientific Corp.
|
D/A
|
|
|
FT 10978
|
487
|
|
|
Garcia Jorge J.
|
4
|
|
|
POPULAR, INC.
|
4
|
Financial Statements
|
|
BNY MELLON APPRECIATION FUND, INC.
|
N-CSRS
|
|
|
Voya VARIABLE INSURANCE TRUST
|
N-PX
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Invesco Unit Trusts Series 2253
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24F-2NT
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Invesco Unit Trusts Series 2247
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24F-2NT
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GS Mortgage Securities Trust 2017-GS5
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10-D
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Invesco Unit Trusts Series 2246
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24F-2NT
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Invesco Unit Trusts Series 2244
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24F-2NT
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