| Company Name |
Form Type |
SEC Filings |
|
|
|
|
CIM REAL ESTATE FINANCE TRUST, INC.
|
SC TO-T
|
|
|
CISCO SYSTEMS, INC.
|
4
|
Financial Statements
|
|
CISCO SYSTEMS, INC.
|
8-K
|
Financial Statements
|
|
CISCO SYSTEMS, INC.
|
DEFA14A
|
Financial Statements
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
CITIZENS & NORTHERN CORP
|
8-K
|
Financial Statements
|
|
CLARKE JEFF
|
3
|
|
|
CLEVENGER S GREGORY
|
4
|
|
|
CMN, INC.
|
C/A
|
|
|
CNS Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
COLUMBIA FUNDS SERIES TRUST
|
497
|
|
|
COLUMBIA FUNDS SERIES TRUST
|
497K
|
|
|
COLUMBIA FUNDS SERIES TRUST
|
NPORT-P
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
497
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
497K
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
NPORT-P
|
|
|
COMM 2012-CCRE3 Mortgage Trust
|
10-D
|
|
|
COMM 2012-LC4 Mortgage Trust
|
10-D
|
|
|
COMM 2013-CCRE11 Mortgage Trust
|
10-D
|
|
|
COMM 2013-CCRE13 Mortgage Trust
|
10-D
|
|
|
COMM 2013-CCRE8 Mortgage Trust
|
10-D
|
|
|
COMM 2013-CCRE9 Mortgage Trust
|
10-D
|
|
|
COMM 2013-LC13 Mortgage Trust
|
10-D
|
|
|
COMM 2014-CCRE14 Mortgage Trust
|
10-D
|
|
|
COMM 2014-UBS2 Mortgage Trust
|
10-D
|
|
|
COMM 2014-UBS4 Mortgage Trust
|
10-D
|
|
|
COMM 2015-CCRE22 Mortgage Trust
|
10-D
|
|
|
COMM 2015-CCRE25 Mortgage Trust
|
10-D
|
|
|
COMM 2015-LC21 Mortgage Trust
|
10-D
|
|
|
COMM 2016-DC2 Mortgage Trust
|
10-D
|
|
|
COMMUNITY BANK SYSTEM, INC.
|
4
|
Financial Statements
|
|
COMPOUND REAL ESTATE BONDS INC
|
1-SA
|
|
|
CONTRAFECT Corp
|
DEF 14A
|
Financial Statements
|
|
COOPER COMPANIES, INC.
|
25
|
Financial Statements
|
|
COOPER COMPANIES, INC.
|
8-A12B
|
Financial Statements
|
|
COOPER COMPANIES, INC.
|
CERT
|
Financial Statements
|
|
CORE MOLDING TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
COTY INC.
|
4
|
Financial Statements
|
|
COTY INC.
|
4/A
|
Financial Statements
|
|
COTY INC.
|
424B5
|
Financial Statements
|
|
COTY INC.
|
S-3ASR
|
Financial Statements
|
|
CP VI Evergreen Holdings, L.P.
|
144
|
|
|
CPG Focused Access Fund, LLC
|
NPORT-P
|
|
|
CR Group L.P.
|
4
|
|
|
CRANDELL KEITH
|
4
|
|
|
CRESTA WESTHALL LLP
|
X-17A-5
|
|
|
CRG Partners III
|
4
|
|
|
CRG Partners III
|
4
|
|
|
CRG Partners III - Parallel Fund
|
4
|
|
|
CRG Partners III L.P.
|
4
|
|
|
CRH PUBLIC LTD CO
|
25-NSE
|
Financial Statements
|
|
CRH PUBLIC LTD CO
|
6-K
|
Financial Statements
|
|
CRM Mutual Fund Trust
|
40-17G
|
|
|
CROWN US INVEST LLC
|
D/A
|
|
|
CURO Group Holdings Corp.
|
8-K
|
Financial Statements
|
|
CYBIN INC.
|
6-K
|
|
|
Cable Car Capital LLC
|
4
|
|
|
Caci James
|
4
|
|
|
Calidi Biotherapeutics, Inc.
|
3
|
|
|
Calkins Daniel
|
4
|
|
|
Camaisa Allan
|
3
|
|
|
Campbell Wendy Pizarro
|
3
|
|
|
Cannon-Brookes Michael
|
4
|
|
|
Cao Ying
|
3
|
|
|
Capital Factory Ventures, LP - C2
|
D/A
|
|
|
Capital One Auto Receivables LLC
|
ABS-15G
|
|
|
Capital Product Partners L.P.
|
F-3
|
Financial Statements
|
|
Carbon Revolution Public Ltd Co
|
424B3
|
|
|
Carbon Revolution Public Ltd Co
|
425
|
|
|
Cardio Diagnostics Holdings, Inc.
|
8-K
|
|
|
CareDx, Inc.
|
8-K
|
Financial Statements
|
|
Carlson Jan
|
4
|
|
|
Carlyle Partners VI Evergreen Holdings, L.P.
|
144
|
|
|
Carolinarel LLC
|
D
|
|
|
Carpenter Tod E.
|
4
|
|
|
Carson William H.
|
4
|
|
|
Casalena Anthony
|
4
|
|
|
Cascadia Acquisition Corp.
|
15-12G
|
|
|
Cassidy Charles D
|
4
|
|
|
Castellano James G
|
144
|
|
|
Celsius Holdings, Inc.
|
4
|
Financial Statements
|
|
Cencora, Inc.
|
144
|
Financial Statements
|
|
Chandler Fanya
|
3
|
|
|
Chapman Joyce Ann
|
4
|
|
|
ChargePoint Holdings, Inc.
|
4
|
Financial Statements
|
|
Charles Faith L.
|
4
|
|
|
Chavez Rebecca
|
4
|
|
|
Che Austin
|
144
|
|
|
Cheng Andrew
|
4
|
|
|
Cheng Marvin
|
SC 13D/A
|
|
|
China Dongsheng International, Inc.
|
RW
|
|
|
Chun Jay
|
3
|
|
|
Cibus, Inc.
|
3
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
Citius Pharmaceuticals, Inc.
|
8-K
|
Financial Statements
|
|
Clark Gina
|
144
|
|
|
ClearBridge Energy Midstream Opportunity Fund Inc.
|
4
|
|
|
ClearBridge Energy Midstream Opportunity Fund Inc.
|
SC 13D/A
|
|
|
ClearBridge MLP & Midstream Total Return Fund Inc.
|
4
|
|
|
Clearside Biomedical, Inc.
|
4
|
Financial Statements
|
|
Cleary Kenneth J
|
4
|
|
|
Clene Inc.
|
8-K
|
|
|
Clermont Ralph W
|
4
|
|
|
Cockroft Bettina M.
|
4
|
|
|
Cohen Andrew M.
|
4
|
|
|
Coherix Inc
|
1-K
|
|
|
Coherix Inc
|
1-SA
|
|
|
Coinbase Global, Inc.
|
4
|
Financial Statements
|
|
Collins James C. Jr.
|
3
|
|
|
Columbia ETF Trust I
|
NPORT-P
|
|
|
Columbia Funds Series Trust II
|
497
|
|
|
Columbia Funds Series Trust II
|
497K
|
|
|
Columbia Funds Series Trust II
|
NPORT-P
|
|
|
Commonwealth Thoroughbreds LLC
|
1-A/A
|
|
|
Compass Diversified Holdings
|
4
|
Financial Statements
|
|
Comrit Investments 1, LP
|
SC TO-T
|
|
|
Concentrix Corp
|
8-K
|
|
|
Confluent, Inc.
|
4
|
Financial Statements
|
|
Connealy Pamela Ann
|
4
|
|
|
Core & Main, Inc.
|
144
|
Financial Statements
|
|
Coterra Energy Inc.
|
144
|
Financial Statements
|
|
Couchbase, Inc.
|
4
|
Financial Statements
|
|
Coulter Michael J
|
4
|
|
|
Craig Kevin W
|
4
|
|
|
Credo Technology Group Holding Ltd
|
144
|
Financial Statements
|
|
Crexendo, Inc.
|
4
|
|
|
Crown Equity Holdings, Inc.
|
S-1
|
|
|
Curran Bentley
|
144
|
|
|
Curran Dennis
|
4
|
|
|
CytoDyn Inc.
|
8-K
|
|
|
CytoDyn Inc.
|
DEF 14A
|
|
|
CytoMed Therapeutics Ltd
|
6-K
|
|
|
D1 Capital Partners L.P.
|
4
|
|
|
DAVENPORT TIMOTHY J
|
3
|
|
|
DEFENSE TECHNOLOGIES INTERNATIONAL CORP.
|
10-Q
|
|
|
DEUTSCHE DWS SECURITIES TRUST
|
485BPOS
|
|
|
DIANA SHIPPING INC.
|
6-K
|
Financial Statements
|
|
DINGES DAN O
|
144
|
|
|
DIORIO CHRIS PH.D.
|
144
|
|
|
DLH Holdings Corp.
|
8-K
|
Financial Statements
|
|
DNP SELECT INCOME FUND INC
|
NPORT-P
|
Financial Statements
|
|
DOLAN CHARLES F
|
SC 13D/A
|
|
|
DOLLAR TREE, INC.
|
4
|
Financial Statements
|
|
DOLLOFF J MITCHELL
|
4
|
|
|
DOMINION ENERGY, INC
|
4
|
Financial Statements
|
|
DONALDSON Co INC
|
4
|
Financial Statements
|
|
DOSSETT JEFFREY
|
144
|
|
|
DOW CHEMICAL CO /DE/
|
424B3
|
|
|
DUDA DONALD W
|
4
|
|
|
DUKE ENERGY FLORIDA, LLC.
|
424B5
|
|
|
DUVALL DAVID L.
|
144
|
|
|
DYNARESOURCE INC
|
8-K
|
|
|
Dadgar Armon
|
4
|
|
|
Dahlgren Andrew C
|
4
|
|
|
Darling Scott
|
144
|
|
|
Data Knights Acquisition Corp.
|
425
|
|
|
Data Knights Acquisition Corp.
|
8-K
|
|
|
Datta Sanjay
|
144
|
|
|
Davis Todd C
|
4
|
|
|
Decibel Therapeutics, Inc.
|
25-NSE
|
Financial Statements
|
|
Decibel Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Decibel Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Decibel Therapeutics, Inc.
|
POS AM
|
Financial Statements
|
|
Decibel Therapeutics, Inc.
|
S-8 POS
|
Financial Statements
|
|
Decibel Therapeutics, Inc.
|
SC 14D9/A
|
Financial Statements
|
|
Decibel Therapeutics, Inc.
|
SC TO-T/A
|
Financial Statements
|
|
Deering Suzette
|
3
|
|
|
Deering Suzette
|
4
|
|
|
Denali Capital Acquisition Corp.
|
DEF 14A
|
|
|
DiModica Jeffrey F.
|
4
|
|
|
Dianthus Therapeutics, Inc. /DE/
|
4
|
Financial Statements
|
|
Digital Brands Group, Inc.
|
8-K
|
|
|
DigitalBridge Zeus Partners VII, LP
|
D
|
|
|
Dimensional ETF Trust
|
CERT
|
|
|
Dinobi Detergent LLC
|
C-U
|
|
|
Disc Medicine, Inc.
|
SC 13G
|
|
|
Dogness
|
6-K
|
Financial Statements
|
|
Douglas Scott S
|
4
|
|
|
Downey Chris A
|
4
|
|
|
Draber Ross M
|
4
|
|
|
DragonX Fund I, LP
|
D/A
|
|
|
Dragonfly Energy Holdings Corp.
|
POS AM
|
|
|
Driver Management Co LLC
|
DFAN14A
|
|
|
Duff & Phelps Utility & Infrastructure Fund Inc.
|
NPORT-P
|
|
|
Duffey Gregory A
|
4
|
|
|
Dunnam Deborah A.
|
4
|
|
|
EA Series Trust
|
24F-2NT
|
|
|
EA Series Trust
|
NPORT-P
|
|
|
EATON VANCE MUNICIPALS TRUST
|
N-CSR
|
|
|
EATON VANCE MUNICIPALS TRUST II
|
N-CSRS
|
|
|
EATON VANCE MUTUAL FUNDS TRUST
|
N-CSRS
|
|
|
EBIX INC
|
8-K
|
Financial Statements
|
|
ECHOVC SEED FUND 2021 LP
|
D/A
|
|
|
ELITE PHARMACEUTICALS INC /NV/
|
8-K
|
|
|
ELLIOTT G WARREN
|
4
|
|
|
EMERGING MARKETS GROWTH FUND INC
|
24F-2NT
|
|
|
EMPIRE PETROLEUM CORP
|
8-K
|
|
|
ENBRIDGE INC
|
8-K
|
Financial Statements
|
|
ENVESTNET, INC.
|
8-K
|
Financial Statements
|
|
EREZ CAPITAL FUND, LP
|
D
|
|
|
ESGEN Acquisition Corp
|
PRER14A
|
|
|
ESGL Holdings Ltd
|
SC 13D
|
|
|
ESPE MATTHEW J
|
3
|
|
|
ESPE MATTHEW J
|
4
|
|
|
ESS Tech, Inc.
|
3
|
|
|
ESS Tech, Inc.
|
8-K
|
|
|
ESS Tech, Inc.
|
SC 13G
|
|
|
ETF Opportunities Trust
|
40-APP
|
|
|
ETF Opportunities Trust
|
485BXT
|
|
|
ETF Opportunities Trust
|
497
|
|
|
ETFis Series Trust I
|
24F-2NT
|
|
|
ETFis Series Trust I
|
NPORT-P
|
|
|
EVERGEN EQUITY 11, LP
|
D
|
|
|
EVERSPIN TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
EVgo Inc.
|
8-K
|
Financial Statements
|
|
Eagle Point Credit Management LLC
|
4
|
|
|
Eagle Point DIF GP I LLC
|
4
|
|
|
Eaton Vance Municipal Income 2028 Term Trust
|
N-CSRS
|
|
|
Eaton Vance Series Fund, Inc
|
N-CSR
|
|
|
Echelon Fund 1 Series of Fundviews Series, LLC
|
D/A
|
|
|
EchoStar CORP
|
SC 13G
|
Financial Statements
|
|
EchoVC Chain I Fund LP
|
D/A
|
|
|
Eco Bright Future, Inc.
|
1-SA
|
|
|
Education Loan Finance, Inc.
|
ABS-15G
|
|
|
Ellis Donald Douglas JR
|
SC 13G
|
|
|
Ellison Marvin R
|
4
|
|
|
Emeren Group Ltd
|
4
|
Financial Statements
|
|
Empirical Long Short Fund, L.P.
|
D/A
|
|
|
Endexx Corp
|
10-Q
|
|
|
Energea Portfolio 3 Africa LLC
|
1-A/A
|
|
|
EngageSmart, Inc.
|
4
|
Financial Statements
|
|
Enlight Renewable Energy Ltd.
|
6-K
|
|
|
Enliven Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Enovis CORP
|
8-K
|
|
|
Enphys Acquisition Corp.
|
DEFA14A
|
|
|
Envirotech Vehicles, Inc.
|
10-K
|
|
|
EquiLottery LLC
|
D
|
|
|
Equitybee 22-37984, a Series of Equitybee cFund Master LLC
|
D
|
|
|
Equitybee 22-63395, a Series of Equitybee cFund Master LLC
|
D
|
|
|
Eva Live Inc
|
S-1/A
|
|
|
Evans Carl Anthony
|
4
|
|
|
Evaxion Biotech A/S
|
6-K
|
Financial Statements
|
|
Everpage Inc.
|
D
|
|
|
Eves Karan E
|
4
|
|
|
Eves Marshall J
|
4
|
|
|
Exchange Listed Funds Trust
|
NPORT-P
|
|
|
Eye C Better Corp.
|
C
|
|
|
F/M Funds Trust
|
24F-2NT
|
|
|
FA-0918 Fund II, a series of AX-RN-Funds, LP
|
D
|
|
|
FARMER CURTIS C
|
4
|
|
|
FAST Acquisition Corp. II
|
425
|
|
|
FAST Acquisition Corp. II
|
8-K
|
|
|
FAST CASUAL CONCEPTS, INC.
|
1-SA
|
|
|
FEDERATED HERMES CORE TRUST
|
NPORT-P
|
|
|
FEDEX CORP
|
4
|
Financial Statements
|
|
FIBROGEN INC
|
4
|
Financial Statements
|
|
FIDELITY ADVISOR SERIES I
|
NPORT-P
|
|
|
FIDELITY ADVISOR SERIES VII
|
NPORT-P
|
|
|
FIDELITY ADVISOR SERIES VIII
|
NPORT-P
|
|
|
FIDELITY CAPITAL TRUST
|
NPORT-P
|
|
|
FIDELITY CHERRY STREET TRUST
|
NPORT-P
|
|
|
FIDELITY CONCORD STREET TRUST
|
NPORT-P
|
|
|
FIDELITY COVINGTON TRUST
|
NPORT-P
|
|
|
FIDELITY DEVONSHIRE TRUST
|
NPORT-P
|
|
|
FIDELITY HEREFORD STREET TRUST
|
NPORT-P
|
|
|
FIDELITY INCOME FUND /MA/
|
NPORT-P
|
|
|
FIDELITY INVESTMENT TRUST
|
NPORT-P
|
|
|
FIDELITY MASSACHUSETTS MUNICIPAL TRUST
|
NPORT-P
|
|
|
FIDELITY NEW YORK MUNICIPAL TRUST
|
NPORT-P
|
|
|
FIDELITY OXFORD STREET TRUST
|
NPORT-P
|
|
|
FIDELITY PURITAN TRUST
|
NPORT-P
|
|
|
FIDELITY SALEM STREET TRUST
|
NPORT-P
|
|
|
FIDELITY SECURITIES FUND
|
NPORT-P
|
|
|
FIDELITY SELECT PORTFOLIOS
|
NPORT-P
|
|
|
FIDELITY SUMMER STREET TRUST
|
NPORT-P
|
|
|
FIKE CARIN L
|
4
|
|
|
FINGER ALISON CECILY
|
4
|
|
|
FIRST MERCHANTS CORP
|
4
|
Financial Statements
|
|
FIRST TRUST EXCHANGE-TRADED FUND III
|
NPORT-P
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND IV
|
NPORT-P
|
|
|
FIRST TRUST SERIES FUND
|
497
|
|
|
FIRST TRUST SERIES FUND
|
NPORT-P
|
|
|
FIRST TRUST VARIABLE INSURANCE TRUST
|
497
|
|
|
FJ Labs Entrepreneurs Fund 2023, a series of FJ Labs Funds,
|
D/A
|
|
|
FLOTEK INDUSTRIES INC/CN/
|
8-K
|
Financial Statements
|
|
FO-0817 Fund II, a series of Roll Up Vehicles, LP
|
D
|
|
|
FOMO WORLDWIDE, INC.
|
4
|
|
|
FORD CREDIT FLOORPLAN MASTER OWNER TRUST A
|
10-D
|
|
|
FRANKLIN FINANCIAL SERVICES CORP /PA/
|
4
|
|
|
FROST PHILLIP MD ET AL
|
SC 13D/A
|
|
|
FT 10964
|
497J
|
|
|
FT 10965
|
497J
|
|
|
FT 10966
|
487
|
|
|
FT 10967
|
487
|
|
|
FT 10968
|
487
|
|
|
FT 11052
|
S-6
|
|
|
FT 11061
|
S-6
|
|
|
FT 11067
|
S-6
|
|
