| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Morningstar Funds Trust
|
497J
|
|
|
Snow Frederick Philip
|
144
|
|
|
FACTSET RESEARCH SYSTEMS INC
|
144
|
Financial Statements
|
|
TCW STRATEGIC INCOME FUND INC
|
N-CSRS
|
|
|
Gumbs Keir D
|
4
|
|
|
H o M Opportunity II, LLC
|
D
|
|
|
FM Global Select Managers LP
|
D/A
|
|
|
INVO Bioscience, Inc.
|
DEF 14A
|
|
|
BLACKROCK FINANCIAL INSTITUTIONS SERIES TRUST
|
497K
|
|
|
MCINERNEY RYAN
|
144
|
|
|
VISA INC.
|
144
|
Financial Statements
|
|
Infinity Ventures C1
|
D
|
|
|
EQT Exeter Real Estate Income Trust, Inc.
|
8-K
|
|
|
CCO HOLDINGS CAPITAL CORP
|
8-K
|
|
|
CCO HOLDINGS LLC
|
8-K
|
|
|
CHARTER COMMUNICATIONS, INC. /MO/
|
8-K
|
Financial Statements
|
|
LEGG MASON PARTNERS INCOME TRUST
|
497J
|
|
|
Ara BV Co-Investment, LP
|
D
|
|
|
KEWAUNEE SCIENTIFIC CORP /DE/
|
10-Q
|
Financial Statements
|
|
MUSHAKOV ANDREY
|
4
|
|
|
LIGHTBRIDGE Corp
|
4
|
Financial Statements
|
|
GOLDMAN LARRY
|
4
|
|
|
AB FIXED INCOME SHARES INC
|
497K
|
|
|
GRAE SETH
|
4
|
|
|
Invictus Bellator Ventures, LLC
|
D
|
|
|
Geminii, Inc.
|
D
|
|
|
BAILARD REAL ESTATE INVESTMENT TRUST, INC
|
D
|
|
|
CK Diversified Fund LLC
|
D/A
|
|
|
iShares, Inc.
|
497J
|
|
|
PLDT Inc.
|
6-K
|
Financial Statements
|
|
iSHARES TRUST
|
497J
|
|
|
Faulkes Martin Charles
|
4
|
|
|
VOLITIONRX LTD
|
4
|
Financial Statements
|
|
UNDISCOVERED MANAGERS FUNDS
|
N-CSR
|
|
|
TOUCHSTONE FUNDS GROUP TRUST
|
497J
|
|
|
Ategra LS500, LP
|
D/A
|
|
|
RBB FUND, INC.
|
8-A12B
|
|
|
JP MORGAN FLEMING MUTUAL FUND GROUP INC
|
N-CSR
|
|
|
KSL ICE Onshore Co-Invest, L.P.
|
D
|
|
|
ENERPLUS Corp
|
6-K
|
Financial Statements
|
|
Adviser Managed Trust
|
N-PX/A
|
|
|
JP MORGAN MUTUAL FUND INVESTMENT TRUST
|
N-CSR
|
|
|
Ovis U.S. Feeder Fund, L.P.
|
D/A
|
|
|
NEW COVENANT FUNDS
|
N-PX/A
|
|
|
RENASANT CORP
|
8-K
|
Financial Statements
|
|
Franklin Templeton ETF Trust
|
497K
|
|
|
JPMORGAN TRUST IV
|
N-CSR
|
|
|
EQ ADVISORS TRUST
|
497K
|
|
|
Falcon's Beyond Global, Inc.
|
S-4/A
|
|
|
Franklin Templeton ETF Trust
|
497
|
|
|
Comstock Funds, Inc.
|
497J
|
|
|
Incentive Active Value Fund - a sub-fund of Incentive Investment Funds Plc
|
D/A
|
|
|
Incentive Active Value Long Only Fund - a sub-fund of Incentive Investment Funds Plc
|
D/A
|
|
|
EQ ADVISORS TRUST
|
497
|
|
|
TRI-CONTINENTAL CORP
|
N-CSRS
|
Financial Statements
|
|
Legg Mason Global Asset Management Trust
|
497K
|
|
|
LEGG MASON PARTNERS INVESTMENT TRUST
|
497K
|
|
|
PEP IX LP
|
D/A
|
|
|
HG Vora Special Opportunities Fund LP
|
D/A
|
|
|
JPMORGAN TRUST II
|
N-CSR
|
|
|
CENTRUS ENERGY CORP
|
8-K
|
Financial Statements
|
|
AMGEN INC
|
8-K
|
Financial Statements
|
|
Sector Global Emerging Markets Fund, sub-fund of Sector Investment Funds Plc
|
D/A
|
|
|
Harraden Circle Investments, LLC
|
SC 13G
|
|
|
Cartica Acquisition Corp
|
SC 13G
|
|
|
Legg Mason Global Asset Management Trust
|
497
|
|
|
VOYA CREDIT INCOME FUND
|
N-23C3A
|
|
|
LEGG MASON PARTNERS INVESTMENT TRUST
|
497
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
497J
|
|
|
Chatham Lodging Trust
|
8-K
|
|
|
Gavelle Jean-Luc
|
4
|
|
|
AMPHENOL CORP /DE/
|
4
|
Financial Statements
|
|
BBX Capital, Inc.
|
4
|
|
|
LEVAN ALAN B
|
4
|
|
|
JPMorgan Trust I
|
N-CSR
|
|
|
British American Tobacco p.l.c.
|
6-K
|
Financial Statements
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
485BXT
|
|
|
AB FIXED INCOME SHARES INC
|
497
|
|
|
Horizon Therapeutics Public Ltd Co
|
8-K
|
Financial Statements
|
|
Yatra Online, Inc.
|
6-K
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2019-C16
|
10-D
|
|
|
Wilton Reassurance Life Co of New York Variable Annuity Account
|
N-30D
|
|
|
Schneider National, Inc.
|
8-K
|
Financial Statements
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
N-CSR
|
|
|
Lingotto Alternative Investments Feeder Fund ICAV - Lingotto Innovation Feeder Fund
|
D/A
|
|
|
UBS Commercial Mortgage Trust 2019-C16
|
ABS-EE
|
|
|
Wilton Reassurance Life Co of New York Variable Life Separate Account A
|
N-30D
|
|
|
Teoxane SA
|
SC 13D
|
|
|
Revance Therapeutics, Inc.
|
SC 13D
|
Financial Statements
|
|
Barings Private Credit Corp
|
SC TO-I
|
|
|
BNY MELLON NEW YORK AMT-FREE MUNICIPAL BOND FUND
|
485APOS
|
|
|
NOVONIX Ltd
|
6-K
|
|
|
MILLERKNOLL, INC.
|
ARS
|
Financial Statements
|
|
NEXTERA ENERGY INC
|
25-NSE
|
Financial Statements
|
|
PROSPECTOR FUNDS, INC.
|
N-CSRS
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-C34
|
10-D
|
|
|
VanEck ETF Trust
|
497J
|
|
|
Wells Fargo Commercial Mortgage Trust 2014-LC18
|
10-D
|
|
|
Carisma Therapeutics Inc.
|
8-K
|
Financial Statements
|
|
Leveen Calgary Granger
|
SC 13D/A
|
|
|
Wheeler Real Estate Investment Trust, Inc.
|
SC 13D/A
|
|
|
Jaycox Kenneth E
|
4
|
|
|
UNITED STATES STEEL CORP
|
4
|
Financial Statements
|
|
WFRBS Commercial Mortgage Trust 2012-C10
|
10-D
|
|
|
UBS Commercial Mortgage Trust 2018-C15
|
10-D
|
|
|
BALL Corp
|
8-K
|
|
|
UBS Commercial Mortgage Trust 2018-C15
|
ABS-EE
|
|
|
NewtekOne, Inc.
|
CERT
|
Financial Statements
|
|
UNILEVER PLC
|
6-K
|
Financial Statements
|
|
MILLERKNOLL, INC.
|
DEFA14A
|
Financial Statements
|
|
MFS SERIES TRUST IX
|
497J
|
|
|
MFS SERIES TRUST XII
|
497J
|
|
|
SHOE CARNIVAL INC
|
10-Q
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2016-NXS6
|
10-D
|
|
|
TRANSAMERICA CORPORATE SEPARATE ACCOUNT SIXTEEN
|
N-30B-2
|
|
|
Rivian Automotive, Inc. / DE
|
8-K
|
Financial Statements
|
|
WRL SERIES LIFE CORPORATE ACCOUNT
|
N-30B-2
|
|
|
PRUCO LIFE INSURANCE CO
|
RW
|
|
|
BarberWind Turbines, LLC
|
D/A
|
|
|
FundVantage Trust
|
497K
|
|
|
Grayscale Digital Large Cap Fund LLC
|
10-K
|
|
|
HABER PARTNERS LP
|
D/A
|
|
|
Grayscale Litecoin Trust
|
10-K
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-NXS3
|
10-D
|
|
|
Grayscale Bitcoin Cash Trust
|
10-K
|
|
|
BOSTON TRUST WALDEN FUNDS
|
497
|
|
|
illumin Holdings Inc.
|
25
|
|
|
Walsh John F
|
3
|
|
|
Accenture plc
|
3
|
Financial Statements
|
|
CHINA PETROLEUM & CHEMICAL CORP
|
6-K
|
|
|
MILLERKNOLL, INC.
|
DEF 14A
|
Financial Statements
|
|
COCA-COLA EUROPACIFIC PARTNERS plc
|
6-K
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2015-NXS2
|
10-D
|
|
|
Blackstone Floating Rate Enhanced Income Fund
|
N-23C3A
|
|
|
Petco Health & Wellness Company, Inc.
|
10-Q
|
Financial Statements
|
|
NATIONWIDE VARIABLE ACCOUNT 4
|
497VPI
|
|
|
Taoping Inc.
|
6-K
|
Financial Statements
|
|
STEWART INFORMATION SERVICES CORP
|
8-K
|
Financial Statements
|
|
Cohn Charles K.
|
4
|
|
|
Nerdy Inc.
|
4
|
|
|
Dwyer Robert J
|
4
|
|
|
BIMINI CAPITAL MANAGEMENT, INC.
|
4
|
|
|
Cohen & Steers Preferred Securities & Income SMA Shares, Inc.
|
497
|
|
|
Cohen & Steers MLP & Energy Opportunity Fund, Inc.
|
497
|
|
|
Cohen & Steers Real Assets Fund, Inc.
|
497
|
|
|
COHEN & STEERS PREFERRED SECURITIES & INCOME FUND, INC.
|
497
|
|
|
Cohen & Steers International Realty Fund, Inc.
|
497
|
|
|
Cohen & Steers Alternative Income Fund, Inc.
|
497
|
|
|
COHEN & STEERS GLOBAL INFRASTRUCTURE FUND INC
|
497
|
|
|
COHEN & STEERS INSTITUTIONAL REALTY SHARES INC
|
497
|
|
|
COHEN & STEERS REAL ESTATE SECURITIES FUND INC
|
497
|
|
|
COHEN & STEERS GLOBAL REALTY SHARES, INC
|
497
|
|
|
COHEN & STEERS REALTY SHARES INC
|
497
|
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
NUVASIVE INC
|
25-NSE
|
Financial Statements
|
|
Cohen & Steers Low Duration Preferred & Income Fund, Inc.
|
497J
|
|
|
Prosight Management, LP
|
SC 13G
|
|
|
NanoString Technologies Inc
|
SC 13G
|
Financial Statements
|
|
NATIONWIDE VARIABLE ACCOUNT 4
|
497J
|
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
N-CSRS
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-C26
|
10-D
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-LC25
|
10-D
|
|
|
EATON VANCE SENIOR INCOME TRUST
|
SC TO-C
|
|
|
Hillenbrand, Inc.
|
8-K
|
Financial Statements
|
|
NATIONWIDE VARIABLE ACCOUNT 4
|
485BPOS
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-NXS4
|
10-D
|
|
|
LUXURBAN HOTELS INC.
|
8-K
|
Financial Statements
|
|
Eaton Vance Floating-Rate Income Trust
|
SC TO-C
|
|
|
Chroma Medicine, Inc.
|
D/A
|
|
|
WFRBS Commercial Mortgage Trust 2014-LC14
|
10-D
|
|
|
AXIS CAPITAL HOLDINGS LTD
|
8-K
|
Financial Statements
|
|
ImmunityBio, Inc.
|
8-K
|
|
|
FORD MOTOR CO
|
8-K
|
Financial Statements
|
|
Sonnet BioTherapeutics Holdings, Inc.
|
8-K
|
|
|
Butterfly Network, Inc.
|
4
|
|
|
DEVIVO JOSEPH
|
4
|
|
|
Franklin Federal Tax Free Income Fund
|
497K
|
|
|
Workhorse Group Inc.
|
8-K
|
Financial Statements
|
|
JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT G
|
497VPI
|
|
|
Nationwide Variable Account-15
|
497VPI
|
|
|
Jefferson National Life of New York Annuity Account 1
|
497VPI
|
|
|
WFRBS Commercial Mortgage Trust 2014-C24
|
10-D
|
|
|
UBS Commercial Mortgage Trust 2018-C10
|
10-D
|
|
|
UBS Commercial Mortgage Trust 2018-C10
|
ABS-EE
|
|
|
Saba Capital Management, L.P.
|
SC 13D
|
|
|
ADAMS DIVERSIFIED EQUITY FUND, INC.
|
SC 13D
|
|
|
Treint Investment Inc.
|
D
|
|
|
BSP Absolute Return Fund of Funds LP
|
D/A
|
|
|
Flynn Peter J.
|
4
|
|
|
KADANT INC
|
4
|
Financial Statements
|
|
Volt Coinvest, SCSp
|
D
|
|
|
Su Zhen
|
4
|
|
|
Karyopharm Therapeutics Inc.
|
4
|
Financial Statements
|
|
JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT G
|
497
|
|
|
Jefferson National Life of New York Annuity Account 1
|
497
|
|
|
NATIONWIDE VARIABLE ACCOUNT II
|
497
|
|
|
Nationwide Variable Account-15
|
497
|
|
|
NATIONWIDE VARIABLE ACCOUNT 7
|
497
|
|
|
COLUMBIA FUNDS SERIES TRUST
|
497J
|
|
|
Su Zhen
|
3
|
|
|
Karyopharm Therapeutics Inc.
|
3
|
Financial Statements
|
|
Sabre Corp
|
25-NSE
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2015-NXS1
|
10-D
|
|
|
FARADAY FUTURE INTELLIGENT ELECTRIC INC.
|
8-K
|
|
|
Robinhood Markets, Inc.
|
8-K
|
Financial Statements
|
|
Nikola Corp
|
424B3
|
Financial Statements
|
|
Xunlei Ltd
|
6-K
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2015-LC22
|
10-D
|
|
|
Tatnall Christopher
|
3
|
|
|
AXCELIS TECHNOLOGIES INC
|
3
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2018-C14
|
10-D
|
|
|
Japan Credit Rating Agency, Ltd.
|
NRSRO-UPD
|
|
|
UBS Commercial Mortgage Trust 2018-C14
|
ABS-EE
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-LC20
|
10-D
|
|
|
Nikola Corp
|
8-K
|
Financial Statements
|
|
NxGen Brands, Inc.
|
1-A
|
|
|
Karyopharm Therapeutics Inc.
|
8-K
|
Financial Statements
|
|
RYANAIR HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Itau Unibanco Holding S.A.
|
6-K
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2016-BNK1
|
10-D
|
|
|
PAYCHEX INC
|
ARS
|
Financial Statements
|
|
PAYCHEX INC
|
DEFA14A
|
Financial Statements
|
|
MAINSTAY FUNDS TRUST
|
497J
|
|
|
PAYCHEX INC
|
DEF 14A
|
Financial Statements
|
|
SYNLOGIC, INC.
|
DEF 14A
|
Financial Statements
|
|
U.S. Lighting Group, Inc.
|
S-1
|
|
|
Ameris Bancorp
|
8-K
|
Financial Statements
|
|
illumin Holdings Inc.
|
6-K
|
|
|
Centogene N.V.
|
6-K
|
Financial Statements
|
|
Plastec Technologies, Ltd.
|
6-K
|
|
|
Invesco Exchange-Traded Fund Trust II
|
485BXT
|
|
|
WFRBS Commercial Mortgage Trust 2014-C22
|
10-D
|
|
|
JANUS INVESTMENT FUND
|
497
|
|
|
Walgreens Boots Alliance, Inc.
|
8-K
|
Financial Statements
|
|
urban-gro, Inc.
|
4
|
Financial Statements
|
|
WILKS LEWIS
|
4
|
|
|
Zinman Eran
|
144
|
|
|
Invesco Exchange-Traded Self-Indexed Fund Trust
|
485BXT
|
|
|
INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FUND TRUST
|
485BXT
|
|
|
UNIVERSAL STAINLESS & ALLOY PRODUCTS INC
|
8-K
|
Financial Statements
|
|
OLIN Corp
|
8-K
|
Financial Statements
|
|
Pyxis Tankers Inc.
|
6-K
|
Financial Statements
|
|
YORK WATER CO
|
8-K
|
Financial Statements
|
|
Velge Bertrand
|
4/A
|
|
|
LifeMD, Inc.
|
4/A
|
|
|
NexGen Energy Ltd.
|
6-K
|
Financial Statements
|
|
Virax Biolabs Group Ltd
|
6-K
|
Financial Statements
|
|
Mann Roy
|
144
|
|
|
FRANKLIN STRATEGIC SERIES
|
497K
|
|
|
KT CORP
|
6-K
|
Financial Statements
|
|
DraftKings Inc.
|
4
|
|
|
Liberman Paul
|
4
|
|
|
Kalish Matthew
|
4
|
|
|
Dodge R Stanton
|
4
|
|
|
Bradbury Erik
|
4
|
|
|
BioAtla, Inc.
|
4
|
Financial Statements
|
|
SHORT JAY M PHD
|
4
|
|
|
Nabi Sue
|
4
|
|
|
COTY INC.
|
4
|
Financial Statements
|
|
Gulati Manisha Shetty
|
4
|
|
|
MODEL N, INC.
|
4
|
Financial Statements
|
|
Graham Juan
|
4
|
|
|
FIBROGEN INC
|
4
|
Financial Statements
|
|
Chung Christine
|
4
|
|
|
Klarich Lee
|
4
|
|
|
Palo Alto Networks Inc
|
4
|
Financial Statements
|
|
Tkacz Brian
|
4/A
|
|
|
UNITED SECURITY BANCSHARES
|
4/A
|
Financial Statements
|
|
ELLITHORPE G THOMPSON
|
4
|
|
|
UNITED SECURITY BANCSHARES
|
4
|
Financial Statements
|
|
QUIGLEY SUSAN
|
4/A
|
|
|
Senkypl Dusan
|
4
|
|
|
Groupon, Inc.
|
4
|
Financial Statements
|
|
CAVALLA STANLEY J
|
4
|
|
|
SWAMI ASHU
|
4
|
|
|
MARATHON DIGITAL HOLDINGS, INC.
|
4
|
Financial Statements
|
|
Powell Mary
|
4
|
|
|
Sunrun Inc.
|
4
|
Financial Statements
|
|
WOODS DENNIS R
|
4
|
|
|
Westerlund Dora
|
4/A
|
|
|
Stinchcomb Clinton Larry
|
4
|
|
|
Seaberg Karen
|
144/A
|
|
|
MGP INGREDIENTS INC
|
144/A
|
Financial Statements
|
|
GLASSER MICHAEL A
|
4
|
|
|
OLD POINT FINANCIAL CORP
|
4
|
Financial Statements
|
|
Adaptimmune Therapeutics PLC
|
4
|
Financial Statements
|
|
Rawcliffe Adrian
|
4
|
|
|
Moderna, Inc.
|
4
|
Financial Statements
|
|
AFEYAN NOUBAR
|
4
|
|
|
Hirsch Brian
|
4
|
|
|
ACV Auctions Inc.
|
4
|
Financial Statements
|
|
O'Sullivan Michael J.
|
4
|
|
|
Snap Inc
|
4
|
Financial Statements
|
|
TuSimple Holdings Inc.
|
4
|
Financial Statements
|
|
Tapia Eric R
|
4
|
|
|
Martin Ronald C.
|
144
|
|
|
Oak Valley Bancorp
|
144
|
Financial Statements
|
|
Hirsch Brian
|
4/A
|
|
|
ACV Auctions Inc.
|
4/A
|
Financial Statements
|
|
ADVANCED DRAINAGE SYSTEMS, INC.
|
4
|
Financial Statements
|
