| Company Name |
Form Type |
SEC Filings |
|
|
|
|
BMW Vehicle Owner Trust 2020-A
|
10-D
|
|
|
COOL TECHNOLOGIES, INC.
|
8-K
|
|
|
Zacks Trust
|
485APOS
|
|
|
HENNESSY NEIL J
|
4
|
|
|
HENNESSY ADVISORS INC
|
4
|
Financial Statements
|
|
NILSEN TERESA M
|
4
|
|
|
STEADMAN DANIEL B
|
4
|
|
|
LUXURBAN HOTELS INC.
|
S-3
|
Financial Statements
|
|
Milliman Variable Insurance Trust
|
497
|
|
|
Fahy Kathryn
|
4
|
|
|
Manufacturers Life Reinsurance Ltd
|
4
|
|
|
John Hancock GA Mortgage Trust
|
4
|
|
|
AvidXchange Holdings, Inc.
|
8-K/A
|
Financial Statements
|
|
ELEMENTUM 3D, INC.
|
D
|
|
|
ARTISAN PARTNERS FUNDS INC
|
497K
|
|
|
Chase Card Funding LLC
|
424H
|
|
|
CHASE ISSUANCE TRUST
|
424H
|
|
|
ALLSPRING VARIABLE TRUST
|
N-CSRS
|
|
|
Honey & Hops, LLC
|
C-U
|
|
|
Lyon Joseph Douglas
|
144
|
|
|
Boston Fiber Co LLC
|
C-U
|
|
|
EP CSF LP
|
D/A
|
|
|
USCA All Terrain Fund
|
POS AMI
|
|
|
Twelve78 Brewing LLC
|
C-U
|
|
|
Apollo Diversified Credit Fund
|
N-CSRS
|
|
|
2701 Bellfort, LP
|
D
|
|
|
AOG Institutional Fund
|
N-23C3A
|
|
|
Manulife
|
4
|
|
|
Griffin Capital Qualified Opportunity Zone Fund III, L.P.
|
D/A
|
|
|
Black Maria
|
144
|
|
|
AUTOMATIC DATA PROCESSING INC
|
144
|
Financial Statements
|
|
High Low & Co. LLC
|
C-U
|
|
|
HUGHES JAMES A
|
4
|
|
|
UNITY BANCORP INC /NJ/
|
4
|
Financial Statements
|
|
HHG Capital Corp
|
PRER14A
|
|
|
ALLSPRING FUNDS TRUST
|
N-CSR
|
|
|
Chesapeake Investment Trust
|
NPORT-P
|
|
|
Fundrise Midland Opportunistic REIT, LLC
|
1-U
|
|
|
BUBECK JAMES
|
144
|
|
|
COGENT COMMUNICATIONS HOLDINGS, INC.
|
144
|
Financial Statements
|
|
CAMINO & Co LLC
|
C-U
|
|
|
KLX Energy Services Holdings, Inc.
|
144
|
Financial Statements
|
|
Baker Christopher J.
|
144
|
|
|
ROCHE VINCENT
|
144
|
|
|
ANALOG DEVICES INC
|
144
|
Financial Statements
|
|
Ayala John
|
144
|
|
|
CANNAPHARMARX, INC.
|
10-K
|
|
|
PC Feeder VII L.P.
|
D/A
|
|
|
Patron Capital VII Co-investment L.P.
|
D/A
|
|
|
Local Hand LLC
|
C-W
|
|
|
KfW
|
424B5
|
|
|
PC VII Co-investment Feeder L.P.
|
D/A
|
|
|
NileBuilt Corp. / WY
|
1-A/A
|
|
|
ARTISAN PARTNERS FUNDS INC
|
497
|
|
|
LOGIQ, INC.
|
8-K
|
|
|
Patron Capital, VII L.P.
|
D/A
|
|
|
HOLMES FRANK E
|
4
|
|
|
U S GLOBAL INVESTORS INC
|
4
|
Financial Statements
|
|
Bothell Opportunity Fund, LLC
|
D
|
|
|
Magic Sheet Music, Inc.
|
D
|
|
|
Amplify ETF Trust
|
485BXT
|
|
|
Grover Vikram P
|
4
|
|
|
FOMO WORLDWIDE, INC.
|
4
|
|
|
iShares, Inc.
|
497K
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Poleg Tamir
|
144
|
|
|
Real Brokerage Inc
|
144
|
|
|
Hottinger Tyson
|
144
|
|
|
Array Technologies, Inc.
|
144
|
Financial Statements
|
|
JPMorgan Chase Financial Co. LLC
|
424B3
|
|
|
JPMORGAN CHASE & CO
|
424B3
|
Financial Statements
|
|
Teton Crypto Capital Fund I LLC
|
D/A
|
|
|
CARLYLE COMMODITIES CORP.
|
D
|
|
|
Aqua Research Inc.
|
C-U
|
|
|
MicroMGx, Inc.
|
C-U
|
|
|
Griffin Capital Development Partners Fund II, L.P.
|
D/A
|
|
|
Artificial Intelligence Economic Development Corp
|
C-U
|
|
|
WST Investment Trust
|
40-17G
|
|
|
NUVASIVE INC
|
S-8 POS
|
Financial Statements
|
|
Manufacturers Life Insurance Co
|
4
|
|
|
ETF Series Solutions
|
485BXT
|
|
|
Ferraiolo Caetano Roberto
|
4
|
|
|
STONERIDGE INC
|
4
|
Financial Statements
|
|
MARANON CENTRE-B STREET PARTNERSHIP, L.P.
|
D
|
|
|
Kleczynski Robert A
|
4
|
|
|
EXELON CORP
|
4
|
Financial Statements
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
Callicotte Lisa
|
4
|
|
|
CCRC MALIBU CONDOS LLC
|
D
|
|
|
Owens Gary M
|
144
|
|
|
MESA LABORATORIES INC /CO/
|
144
|
Financial Statements
|
|
RIO TINTO LTD
|
6-K
|
|
|
RIO TINTO PLC
|
6-K
|
Financial Statements
|
|
OHIO NATIONAL VARIABLE ACCOUNT A
|
497VPU
|
|
|
Grewal Harpreet
|
144
|
|
|
Penumbra Inc
|
144
|
Financial Statements
|
|
Alternative Strategies Fund
|
497
|
|
|
NUVASIVE INC
|
POS AM
|
Financial Statements
|
|
Hyundai HK Lease, LLC
|
ABS-15G
|
|
|
Solib Solutions LLC
|
C-U
|
|
|
Curelab Veterinary, Inc.
|
C-U
|
|
|
MAGFAST LLC
|
C-U
|
|
|
Ares Private Markets Fund
|
SC TO-I
|
|
|
OHIO NATIONAL VARIABLE ACCOUNT R
|
N-VP/A
|
|
|
BP PLC
|
6-K
|
Financial Statements
|
|
BranchOut Food Inc.
|
424B4
|
|
|
iSHARES TRUST
|
497K
|
|
|
KURNICK ROBERT H JR
|
144
|
|
|
PENSKE AUTOMOTIVE GROUP, INC.
|
144
|
Financial Statements
|
|
EPWK Holdings Ltd.
|
F-1/A
|
|
|
Toyota Lease Capital LLC
|
ABS-15G
|
|
|
Clearjet Inc.
|
D
|
|
|
GREP GP III, LLC
|
SC 13D
|
|
|
Granite Ridge Resources, Inc.
|
SC 13D
|
|
|
OCA Preferred Income LLC
|
D
|
|
|
MongoDB, Inc.
|
144
|
Financial Statements
|
|
MERRIMAN DWIGHT A
|
144
|
|
|
3DIO Investors LLC
|
D
|
|
|
GCDP II REIT Feeder, LLC
|
D/A
|
|
|
AOG Institutional Fund
|
424B3
|
|
|
NUVASIVE INC
|
POSASR
|
Financial Statements
|
|
MustWatch LLC
|
C-U
|
|
|
OHIO NATIONAL VARIABLE ACCOUNT A
|
497
|
|
|
Isaacson Christopher A
|
144
|
|
|
Cboe Global Markets, Inc.
|
144
|
Financial Statements
|
|
HURT CLINT
|
4
|
|
|
PRIMEENERGY RESOURCES CORP
|
4
|
Financial Statements
|
|
Catailyst Inc.
|
C/A
|
|
|
Provident Bancorp, Inc. /MD/
|
4
|
Financial Statements
|
|
Stilwell Activist Investments, L.P.
|
4
|
|
|
Stilwell Activist Fund, L.P.
|
4
|
|
|
Stilwell Value LLC
|
4
|
|
|
STILWELL JOSEPH
|
4
|
|
|
STILWELL PARTNERS L P
|
4
|
|
|
UBS AG
|
FWP
|
|
|
OHIO NATIONAL VARIABLE ACCOUNT D
|
N-VP/A
|
|
|
BANK 2021-BNK38
|
10-D
|
|
|
Baker Hughes Co
|
144
|
Financial Statements
|
|
BORRAS MARIA C
|
144
|
|
|
FT 10937
|
487
|
|
|
FT 10938
|
487
|
|
|
BANK 2021-BNK38
|
ABS-EE
|
|
|
FIRSTSUN CAPITAL BANCORP
|
8-K
|
|
|
OHIO NATIONAL VARIABLE ACCOUNT B
|
497
|
|
|
KB Global Holdings Ltd
|
10-Q
|
|
|
SMITH & NEPHEW PLC
|
6-K
|
Financial Statements
|
|
Harbor ETF Trust
|
497J
|
|
|
Sonder Investments LLC
|
D
|
|
|
FT 10939
|
487
|
|
|
FT 10940
|
487
|
|
|
Victory Portfolios II
|
485APOS
|
|
|
BMW Vehicle Lease Trust 2023-1
|
ABS-EE
|
|
|
HSBC BANK PLC
|
FWP
|
|
|
Galaxy Payroll Group Ltd
|
F-1/A
|
|
|
PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT
|
497VPU
|
|
|
Krane Shares Trust
|
485BPOS
|
|
|
Boyle Kevin S. Sr.
|
144
|
|
|
Alaunos Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Jefferies Financial Group Inc.
|
424B2
|
Financial Statements
|
|
BMW Vehicle Lease Trust 2022-1
|
ABS-EE
|
|
|
BLACKROCK FUNDS
|
497K
|
|
|
MYERS MARIE
|
144
|
|
|
HP INC
|
144
|
Financial Statements
|
|
PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT
|
497VPI
|
|
|
GATORCLEANSE LLC
|
D
|
|
|
PNC NMTC Fund 4, LLC
|
D
|
|
|
PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT
|
485BPOS
|
|
|
BMW Vehicle Lease Trust 2021-2
|
ABS-EE
|
|
|
CHAOUKI STEVEN M
|
144
|
|
|
TransUnion
|
144
|
Financial Statements
|
|
Hyde Matthew C.
|
144
|
|
|
Weave Communications, Inc.
|
144
|
Financial Statements
|
|
iSHARES TRUST
|
497
|
|
|
Zhan Jue Cheng Ltd
|
3
|
|
|
Yang Yu
|
3
|
|
|
TANCHENG GROUP CO., LTD.
|
3
|
|
|
Listed Funds Trust
|
N-CSRS
|
|
|
BMW Vehicle Owner Trust 2023-A
|
ABS-EE
|
|
|
Gigaland Fund 1 LLC
|
D/A
|
|
|
WILSHIRE MUTUAL FUNDS INC
|
N-CSRS
|
|
|
OHIO NATIONAL VARIABLE ACCOUNT R
|
497
|
|
|
Galaxy Plus Hedge Fund-Falvey Capital Short-Term Private Credit
|
D
|
|
|
OHIO NATIONAL VARIABLE ACCOUNT B
|
N-VP/A
|
|
|
BMW Vehicle Owner Trust 2022-A
|
ABS-EE
|
|
|
Flexxbotics, Inc.
|
D
|
|
|
Walters Gina Goldych
|
3
|
|
|
LEDUC ROBERT F
|
4
|
|
|
AAR CORP
|
4
|
Financial Statements
|
|
Corrigan Financial, Inc.
|
13F-HR
|
|
|
Saratoga Credit Fund I, L.P.
|
40-APP/A
|
|
|
SIA-Vector, Inc.
|
40-APP/A
|
|
|
SIA-VR, Inc.
|
40-APP/A
|
|
|
SIA-AAP, Inc.
|
40-APP/A
|
|
|
Saratoga Investment Funding II LLC
|
40-APP/A
|
|
|
Saratoga Investment Corp. SBIC III LP
|
40-APP/A
|
|
|
Saratoga Investment Corp. SBIC II LP
|
40-APP/A
|
|
|
SIA-MDP Inc.
|
40-APP/A
|
|
|
SIA-SZ, Inc.
|
40-APP/A
|
|
|
SIA-TT, Inc.
|
40-APP/A
|
|
|
SIA-TG, Inc.
|
40-APP/A
|
|
|
SIA-PP, Inc.
|
40-APP/A
|
|
|
SIA-MAC, Inc.
|
40-APP/A
|
|
|
SIA-GH, Inc.
|
40-APP/A
|
|
|
SIA-G4, Inc.
|
40-APP/A
|
|
|
SIA-AX, Inc.
|
40-APP/A
|
|
|
SIA-Avionte, Inc.
|
40-APP/A
|
|
|
SIA-ARC, Inc.
|
40-APP/A
|
|
|
Saratoga Investment Corp. CLO 2013-1, LTD
|
40-APP/A
|
|
|
Saratoga Investment Corp. SBIC LP
|
40-APP/A
|
|
|
Saratoga Investment Advisors, LLC
|
40-APP/A
|
|
|
SARATOGA INVESTMENT CORP.
|
40-APP/A
|
Financial Statements
|
|
SARATOGA MANAGEMENT CO LLC
|
40-APP/A
|
|
|
JAG CAPITAL MANAGEMENT, LLC
|
13F-HR/A
|
|
|
LUXURBAN HOTELS INC.
|
8-K/A
|
Financial Statements
|
|
BMW Vehicle Owner Trust 2020-A
|
ABS-EE
|
|
|
WALFISH MARC JAY
|
4
|
|
|
Standard Broadcast LLC
|
D
|
|
|
Rakuten Medical, Inc.
|
D
|
|
|
Harbor ETF Trust
|
497K
|
|
|
Reper LLC
|
C-U
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Bradley Alexander R.
|
144
|
|
|
FIRST SOLAR, INC.
|
144
|
Financial Statements
|
|
Tosca Mid Cap
|
D/A
|
|
|
Harpoon Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Vittoria Ltd
|
F-1/A
|
|
|
FIRST FINANCIAL CORP /IN/
|
8-K
|
Financial Statements
|
|
SEI Structured Credit Fund, LP
|
N-CSRS
|
|
|
WILSHIRE VARIABLE INSURANCE TRUST
|
N-CSRS
|
|
|
ACME ATRONOMATIC INC
|
C/A
|
|
|
Tassinari Michael
|
3
|
|
|
OHIO NATIONAL VARIABLE ACCOUNT A
|
N-VP/A
|
|
|
COHEN & STEERS INFRASTRUCTURE FUND INC
|
N-CSRS
|
|
|
NATIONAL SECURITY VARIABLE ACCOUNT N
|
497
|
|
|
Bedi Christopher
|
144
|
|
|
ServiceNow, Inc.
|
144
|
Financial Statements
|
|
BG286 HOLDINGS, LLC
|
D
|
|
|
Putnam ETF Trust
|
497J
|
|
|
KEYSTONE GROUP, L.P.
|
13F-HR/A
|
|
|
New Rising Sun, SPC
|
D
|
|
|
Sheena Jonathan
|
144
|
|
|
Natera, Inc.
|
144
|
Financial Statements
|
|
JLL Income Property Trust, Inc.
|
424B3
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
Swanberg Trevor
|
3
|
|
|
DENISON MINES CORP.
|
6-K
|
Financial Statements
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C24
|
10-D
|
|
|
BANK 2022-BNK41
|
10-D
|
|
|
Cohen & Steers Real Estate Opportunities & Income Fund
|
N-CSRS
|
|
|
SWD Renibus Final B LLC
|
D/A
|
|
|
Tactical Investment Series Trust
|
40-17G
|
|
|
BANK 2022-BNK41
|
ABS-EE
|
|
|
Total Fund Solution
|
N-CSRS
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
Cohen & Steers Ltd Duration Preferred & Income Fund, Inc.
|
N-CSRS
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C14
|
10-D
|
|
|
Condella Sarah
|
144
|
|
|
EXACT SCIENCES CORP
|
144
|
Financial Statements
|
|
Sechler Christopher
|
3
|
|
|
Atkinson Robert D
|
144
|
|
|
Cohen & Steers Select Preferred & Income Fund, Inc.
|
N-CSRS
|
|
|
Morgan Stanley Capital I Trust 2018-H4
|
10-D
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C29
|
10-D
|
|
|
AMERICAS CARMART INC
|
8-K
|
Financial Statements
|
|
Morgan Stanley Capital I Trust 2018-H4
|
ABS-EE
|
|
|
Belle Core Europe Eiger Fund, LLC
|
D/A
|
|
|
Cambria ETF Trust
|
497K
|
|
|
COHEN & STEERS REIT & PREFERRED & INCOME FUND INC
|
N-CSRS
|
|
|
BlackRidge Stallions I LP
|
D
|
|
|
COHEN & STEERS QUALITY INCOME REALTY FUND INC
|
N-CSRS
|
|
|
Cohen & Steers Closed-End Opportunity Fund, Inc.
|
N-CSRS
|
|
|
COHEN & STEERS GLOBAL INFRASTRUCTURE FUND INC
|
N-CSRS
|
|
|
BLACKROCK FUNDS
|
N-CSRS
|
|
|
Hellum Erik
|
4
|
|
|
Townsquare Media, Inc.
|
4
|
Financial Statements
|
|
Morgan Stanley Capital I Trust 2016-BNK2
|
10-D
|
|
|
Cohen & Steers International Realty Fund, Inc.
|
N-CSRS
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Xu Jinghuai
|
4
|
|
|
Ingredion Inc
|
4
|
Financial Statements
|
|
Desai Neil
|
144
|
|
|
Aadi Bioscience, Inc.
|
144
|
|
|
Yenicay Claire Marie
|
4
|
|
|
MSWF Commercial Mortgage Trust 2023-1
|
10-D
|
|
|
Portside Wealth Group, LLC
|
13F-HR/A
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C9
|
10-D
|
|
|
BLACKROCK LARGE CAP FOCUS VALUE FUND, INC.
|
N-CSR
|
|
|
Guggenheim Active Allocation Fund
|
4
|
|
|
TOUPIN RONALD E JR
|
4
|
|
|
Schatz Scott
|
4
|
|
|
DULUTH HOLDINGS INC.
|
10-Q
|
Financial Statements
|
|
MSWF Commercial Mortgage Trust 2023-1
|
ABS-EE
|
|
|
Applied Impact Robotics Inc.
|
D/A
|
|
|
Puerto Rico Residents Bond Fund I
|
40-17G
|
|
|
Puerto Rico Residents Tax-Free Fund II, Inc.
|
40-17G
|
|
|
Puerto Rico Residents Tax-Free Fund III, Inc.
|
40-17G
|
|
|
Puerto Rico Residents Tax-Free Fund IV, Inc.
|
40-17G
|
|
