| Company Name |
Form Type |
SEC Filings |
|
|
|
|
AUTOMOTIVE CALIBRATION & TECHNOLOGY SERVICES, LLC
|
S-4
|
|
|
ASSURED QUALITY TESTING SERVICES, LLC
|
S-4
|
|
|
KAIR IL, LLC
|
S-4
|
|
|
American Recycling International, Inc.
|
S-4
|
|
|
LKQ Auto Parts of Central California, Inc.
|
S-4
|
|
|
LKQ Best Automotive Corp.
|
S-4
|
|
|
LKQ Foster Auto Parts, Inc.
|
S-4
|
|
|
LKQ Lakenor Auto & Truck Salvage, Inc.
|
S-4
|
|
|
LKQ Central, Inc.
|
S-4
|
|
|
LKQ Pick Your Part Midwest, LLC
|
S-4
|
|
|
LKQ Taiwan Holding Co
|
S-4
|
|
|
LKQ Trading Co
|
S-4
|
|
|
Redding Auto Center, Inc.
|
S-4
|
|
|
LKQ Midwest, Inc.
|
S-4
|
|
|
North American ATK Corp
|
S-4
|
|
|
Pick-Your-Part-Auto Wrecking
|
S-4
|
|
|
Potomac German Auto, Inc.
|
S-4
|
|
|
A&A AUTO PARTS STORES INC
|
S-4
|
|
|
DRIVERFX COM INC
|
S-4
|
|
|
KEYSTONE AUTOMOTIVE OPERATIONS OF CANADA INC
|
S-4
|
|
|
LKQ CORP
|
S-4
|
Financial Statements
|
|
KEYSTONE AUTOMOTIVE OPERATIONS INC
|
S-4
|
|
|
KEYSTONE AUTOMOTIVE INDUSTRIES INC
|
S-4
|
|
|
QUAGLIO KENNETH L
|
4
|
|
|
SHENANDOAH TELECOMMUNICATIONS CO/VA/
|
4
|
Financial Statements
|
|
VanEck Merk Gold Trust
|
FWP
|
|
|
YieldStreet Prism Fund Inc.
|
SC TO-I
|
|
|
Sigma Lithium Corp
|
6-K
|
|
|
Managed Portfolio Series
|
N-CSRS
|
|
|
Steele Creek Capital Corp
|
40-17G
|
|
|
Vidal Daniel
|
144
|
|
|
Expensify, Inc.
|
144
|
Financial Statements
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
AFL CIO HOUSING INVESTMENT TRUST
|
N-CSRS
|
|
|
Axxes Private Markets Fund
|
N-8A
|
|
|
Sethi Subi
|
4
|
|
|
Clearwater Analytics Holdings, Inc.
|
4
|
Financial Statements
|
|
Erickson Scott Stanley
|
4
|
|
|
Koontz Richard L Jr
|
4
|
|
|
Kentucky First Federal Bancorp
|
8-K
|
|
|
Sahai Sandeep
|
4
|
|
|
Cox James S
|
4
|
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
497
|
|
|
BRCC EW Investco, LLC
|
D
|
|
|
Smith Steven F
|
4
|
|
|
DecisionPoint Systems, Inc.
|
4
|
|
|
Kankanwadi Sudhindra
|
144
|
|
|
SYNOPSYS INC
|
144
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
Resnik Josh
|
144
|
|
|
FiscalNote Holdings, Inc.
|
144
|
|
|
JOHN WILEY & SONS, INC.
|
8-K
|
Financial Statements
|
|
Carroll Charles Benner Jr
|
4
|
|
|
FRANKLIN FINANCIAL SERVICES CORP /PA/
|
4
|
|
|
Paterna BioSciences HoldCo Inc.
|
D
|
|
|
Fitzsimmons Tracy
|
4
|
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
497K
|
|
|
Better Home & Finance Holding Co
|
SC 13G
|
|
|
AMERICAN EXPRESS CO
|
SC 13G
|
Financial Statements
|
|
EA Series Trust
|
497K
|
|
|
IMMRSIV Inc.
|
F-1/A
|
|
|
BRCC EW F&F Investors, LLC
|
D
|
|
|
WAYNE DONALD
|
144
|
|
|
QUANTA SERVICES, INC.
|
144
|
Financial Statements
|
|
Cactus, Inc.
|
144
|
Financial Statements
|
|
MARSH WILLIAM D
|
144
|
|
|
Austin Debbie Mino
|
4
|
|
|
SOLITARIO RESOURCES CORP.
|
4
|
Financial Statements
|
|
Eaton Vance Floating-Rate Opportunities Fund
|
3
|
|
|
Walsh Deidre E
|
3
|
|
|
Enhanced Compliance Solutions, Inc.
|
D
|
|
|
Sweitzer David P
|
4
|
|
|
Quest Resource Holding Corp
|
4
|
Financial Statements
|
|
Rishel Jeremy
|
144
|
|
|
SoFi Technologies, Inc.
|
144
|
Financial Statements
|
|
Sveen Andrew
|
3
|
|
|
Stein Eric
|
3
|
|
|
Revitate Cherry Tree Fund II, LP
|
D
|
|
|
Kirchner James F
|
3
|
|
|
Hinckley Ralph
|
3
|
|
|
Beckett Thomas
|
4
|
|
|
Lavaca Convexity Offshore Fund
|
D/A
|
|
|
Firsthand Technology Value Fund, Inc.
|
8-K
|
|
|
LYONS JEANNE M
|
4
|
|
|
GENCOR INDUSTRIES INC
|
4
|
Financial Statements
|
|
RYDEX VARIABLE TRUST
|
N-CSRS
|
|
|
Brookstone Capital Management
|
SC 13G/A
|
|
|
Innovator ETFs Trust
|
SC 13G/A
|
|
|
Salvation Nutraceuticals Inc.
|
D
|
|
|
Henderson Michael A
|
144
|
|
|
MARATHON OIL CORP
|
144
|
Financial Statements
|
|
Guggenheim Variable Funds Trust
|
N-CSRS
|
|
|
Araiza Ronald Anthony
|
3
|
|
|
CALAVO GROWERS INC
|
3
|
Financial Statements
|
|
American Investment Return Opportunity Fund, LP
|
D
|
|
|
AMERICAN BEACON FUNDS
|
N-CEN
|
|
|
SWEDISH EXPORT CREDIT CORP /SWED/
|
6-K
|
|
|
Lepage Kenneth Robert
|
144
|
|
|
WATTS WATER TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
Browne Michael A
|
3
|
|
|
Cudahy Theresa Ellen
|
4
|
|
|
CuriosityStream Inc.
|
4
|
|
|
Vo Thomas T.
|
4
|
|
|
Nutex Health, Inc.
|
4
|
|
|
CION Ares Diversified Credit Fund
|
N-CSRS
|
|
|
L A M Y
|
10-K
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
1/0 Mortgage Investment, LLC
|
SC 13D
|
|
|
Better Home & Finance Holding Co
|
SC 13D
|
|
|
Harrison Paul Alan
|
3
|
|
|
B. Riley Private Shares 2023-2 QP, LLC
|
D
|
|
|
VNG Ltd
|
F-1/A
|
|
|
Pamlico Shoals Capital, LLC
|
D
|
|
|
Alpha Alternative Assets Fund
|
3
|
|
|
Uhl Theodore
|
3
|
|
|
Franklin BSP Private Credit Fund
|
N-23C3A
|
|
|
Strategy Shares
|
497J
|
|
|
Langsafe Inc.
|
D
|
|
|
Lavaca Capital Partners I, LP
|
D/A
|
|
|
EA Series Trust
|
497J
|
|
|
MOORE H LYNN JR
|
144
|
|
|
TYLER TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
F-3/A
|
Financial Statements
|
|
Dorward-King Elaine J
|
4
|
|
|
NOVAGOLD RESOURCES INC
|
4
|
Financial Statements
|
|
Symetryx Corp
|
3
|
|
|
NeuBase Therapeutics, Inc.
|
3
|
Financial Statements
|
|
Cambridge Sarah
|
3
|
|
|
Charlotte's Web Holdings, Inc.
|
3
|
|
|
GARRETT DIANE R
|
4
|
|
|
EA Series Trust
|
8-A12B
|
|
|
Northern Lights Fund Trust
|
497
|
|
|
Rizing Tides, Inc.
|
D
|
|
|
MORGAN STANLEY INSTITUTIONAL FUND INC
|
N-CSRS
|
|
|
KYLE HUME D.
|
4
|
|
|
BCE Multifamily Opportunity Fund V, LLC
|
D
|
|
|
Jones Eric T
|
4
|
|
|
THUNDER MOUNTAIN GOLD INC
|
4
|
|
|
MCARTHUR C. KEVIN
|
4
|
|
|
HUMPHREYS STEVEN
|
4
|
|
|
Identiv, Inc.
|
4
|
Financial Statements
|
|
HSBC BANK PLC
|
424B2
|
|
|
Muniz Quintanilla Daniel
|
4
|
|
|
Scripps Safe, Inc.
|
S-1/A
|
|
|
Madison ETFs Trust
|
CERT
|
|
|
MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I
|
485APOS
|
|
|
Bitwise Funds Trust
|
N-CSRS
|
|
|
Schutt Ethan
|
4
|
|
|
Etchart Eric
|
4
|
|
|
ALAMO GROUP INC
|
4
|
Financial Statements
|
|
Walsh Anthony P.
|
4
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND
|
497K
|
|
|
RYDEX SERIES FUNDS
|
N-CSRS
|
|
|
Whittaker Dawn Patricia
|
4
|
|
|
MADHAVPEDDI KALIDAS V
|
4
|
|
|
Incommercial BTS GP I LP
|
D
|
|
|
FROIO RICHARD F SR
|
3
|
|
|
LQR House Inc.
|
8-K
|
|
|
Genesis Real Estate Fund, 2023, LLC
|
D
|
|
|
Schwartz Mark
|
3
|
|
|
Sculptor Diversified Real Estate Income Trust, Inc.
|
3
|
|
|
Levine David Michael
|
3
|
|
|
DiLorenzo Nicholas
|
3
|
|
|
WINSTON ROBERT W III
|
3
|
|
|
Ritchea Dava
|
3
|
|
|
Jackson Kristi
|
3
|
|
|
Jenks John
|
3
|
|
|
Geanakos Jonathan G.
|
3
|
|
|
Hecker Nicholas
|
3
|
|
|
Kalhan Anshu
|
3
|
|
|
PROOF Acquisition Corp I
|
10-Q/A
|
|
|
Conti Ellen
|
3
|
|
|
Cohen Andrew Ian
|
3
|
|
|
Zeiden David
|
3
|
|
|
Perlstein Cory
|
3
|
|
|
Orbuch Steven
|
3
|
|
|
Ciccone Scott
|
3
|
|
|
Swisher Daniel N JR
|
144
|
|
|
CORCEPT THERAPEUTICS INC
|
144
|
Financial Statements
|
|
Ameresco, Inc.
|
144
|
Financial Statements
|
|
WISNESKI FRANCIS V JR
|
144
|
|
|
Zip Capital Fund I L.P.
|
D
|
|
|
SPROTT FOCUS TRUST INC.
|
N-CSRS
|
|
|
LEONETTI OLIVIER
|
4
|
|
|
Johnson Controls International plc
|
4
|
Financial Statements
|
|
UBS Series Funds
|
497J
|
|
|
Greenbacker Renewable Energy Co LLC
|
8-K
|
|
|
Leiken Jonathan
|
3
|
|
|
DOLLAR TREE, INC.
|
3
|
Financial Statements
|
|
FINANCIAL INVESTORS TRUST
|
497
|
|
|
Lavaca Capital Convexity Fund, LP
|
D/A
|
|
|
Manulife Private Credit Plus Fund
|
3
|
|
|
Arnott Andrew
|
3
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
FRANK MORGAN C.
|
4
|
|
|
Modular Medical, Inc.
|
4
|
|
|
UBS Series Funds
|
497
|
|
|
DAVIS SERIES INC
|
N-CSRS
|
|
|
BARNES VICTOR CHRISTOPHER
|
4
|
|
|
Langston Lindy
|
144
|
|
|
Goosehead Insurance, Inc.
|
144
|
Financial Statements
|
|
Rialto Trading Holdings LLC
|
C
|
|
|
SELECTED INTERNATIONAL FUND, INC
|
N-CSRS
|
|
|
RICHTECH ROBOTICS INC.
|
S-1/A
|
|
|
Nexii Building Solutions Inc.
|
D
|
|
|
Truepill, Inc.
|
D
|
|
|
Personal AI I, A Series of Republic Deal Room Master Fund, LP
|
D
|
|
|
ENTERPRISE BANCORP INC /MA/
|
FWP
|
Financial Statements
|
|
SELECTED AMERICAN SHARES INC
|
N-CSRS
|
|
|
PRAXIS MUTUAL FUNDS
|
N-CSRS
|
|
|
Snyder Barbara R
|
4
|
|
|
PROGRESSIVE CORP/OH/
|
4
|
Financial Statements
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
STOGDILL MARK
|
4
|
|
|
HAMMER FIBER OPTICS HOLDINGS CORP
|
4
|
|
|
Agate Hound Fund I, LP
|
D
|
|
|
NB Bancorp, Inc.
|
S-1/A
|
|
|
ALIGHT SERIES TRUST
|
N-CSRS
|
|
|
ProFunds
|
N-CSRS
|
|
|
Seven Seas Capital Partners, LLC
|
D
|
|
|
Affirm, Inc.
|
ABS-15G
|
|
|
Mill City Ventures III, Ltd
|
4
|
Financial Statements
|
|
ZIPKIN LAURENCE S
|
4
|
|
|
NYIAX, INC.
|
8-K
|
|
|
ASSET MANAGEMENT FUND
|
N-CSR
|
|
|
B2GOLD CORP
|
F-3D
|
Financial Statements
|
|
Fire Department Coffee, Inc.
|
C/A
|
|
|
Listed Funds Trust
|
N-CSR
|
|
|
ABS Long/Short Strategies Fund
|
SC TO-I/A
|
|
|
FUTURES PORTFOLIO FUND L.P.
|
8-K
|
|
|
GGV Discovery IV Kohl-US, L.P.
|
D
|
|
|
GGV Capital IX Kohl Plus L.P.
|
D
|
|
|
GGV Capital IX Kohl L.P.
|
D
|
|
|
GGV Discovery IV Kohl-ASIA, L.P.
|
D
|
|
|
TOUCHSTONE STRATEGIC TRUST
|
DEFA14A
|
|
|
Clipper Funds Trust
|
N-CSRS
|
|
|
GTCR
|
D
|
|
|
Chang Robert
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
Coinbase Credit, Inc.
|
D
|
|
|
Advisors' Inner Circle Fund III
|
497J
|
|
|
Orchard Capital Management, LLC
|
13F-HR/A
|
|
|
B. Riley Private Shares 2023-2 QC, LLC
|
D
|
|
|
AMERICAN SOFTWARE INC
|
10-Q
|
Financial Statements
|
|
Minan Peter Francis
|
4
|
|
|
ENVIRI Corp
|
4
|
Financial Statements
|
|
Catalent, Inc.
|
4
|
Financial Statements
|
|
GREISCH JOHN J
|
4
|
|
|
ALLSPRING FUNDS TRUST
|
497J
|
|
|
BLACKLINE, INC.
|
144
|
Financial Statements
|
|
Unterman Thomas
|
144
|
|
|
ETF Opportunities Trust
|
485BXT
|
|
|
MVMT Labs, Inc.
|
D
|
|
|
Karbon-X Corp.
|
NT 10-K
|
|
|
ALLSPRING FUNDS TRUST
|
497
|
|
|
Elevation Series Trust
|
485BXT
|
|
|
Ventures 7000, Inc.
|
D/A
|
|
|
FORUM FUNDS
|
497J
|
|
|
Blue Ocean Acquisition Corp
|
8-K
|
|
|
ARS Pharmaceuticals, Inc.
|
144
|
Financial Statements
|
|
Shawver Laura
|
144
|
|
|
PETTERSON MATTHEW KING
|
3
|
|
|
KAMAN Corp
|
3
|
Financial Statements
|
|
Stereotaxis, Inc.
|
4
|
|
|
Isaac Paul J
|
4
|
|
|
Maxeon Solar Technologies, Ltd.
|
144
|
Financial Statements
|
|
Aschenbrenner Peter Claus
|
144
|
|
|
AmeriCredit Automobile Receivables Trust 2023-2
|
ABS-15G
|
|
|
AFS SENSUB CORP.
|
ABS-15G
|
|
|
Actis-Grande Kristen
|
4
|
|
|
MSC INDUSTRIAL DIRECT CO INC
|
4
|
Financial Statements
|
|
HOPE BANCORP INC
|
S-8
|
Financial Statements
|
|
Francois Cedric
|
144
|
|
|
Apellis Pharmaceuticals, Inc.
|
144
|
Financial Statements
|
|
OXFORD INDUSTRIES INC
|
10-Q
|
Financial Statements
|
|
Quoin Pharmaceuticals, Ltd.
|
PRE 14A
|
|
|
JOHNSON RADY A
|
4
|
|
|
PFIZER INC
|
4
|
Financial Statements
|
|
DAMICO JENNIFER B.
|
4
|
|
|
BOURLA ALBERT
|
4
|
|
|
BMW Vehicle Lease Trust 2023-1
|
10-D
|
|
|
BMW Vehicle Lease Trust 2022-1
|
10-D
|
|
|
Medallion Arts Inc.
|
D
|
|
|
PROLUNG INC
|
8-K
|
|
|
Bueker Kathryn
|
144
|
|
|
HUBSPOT INC
|
144
|
Financial Statements
|
|
BMW Vehicle Lease Trust 2021-2
|
10-D
|
|
|
Antares Private Credit Fund
|
40-APP/A
|
|
|
Antares Capital Credit Advisers LLC
|
40-APP/A
|
|
|
BMW Vehicle Owner Trust 2023-A
|
10-D
|
|
|
VICTORY PORTFOLIOS III
|
497
|
|
|
BMW Vehicle Owner Trust 2022-A
|
10-D
|
|
|
Victory Portfolios II
|
497
|
|
|
Forum Real Estate Income Fund
|
N-CSRS
|
|
|
VICTORY PORTFOLIOS
|
497
|
|
|
ALLSPRING FUNDS TRUST
|
N-CSRS
|
|
|
GMO TRUST
|
NPORT-P/A
|
|
|
Palmer Thomas Ronald
|
144
|
|
|
NEWMONT Corp /DE/
|
144
|
Financial Statements
|
