| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Strong Global Entertainment, Inc.
|
8-K
|
|
|
Hyundai Investments Co., Ltd.
|
13F-HR
|
|
|
Rainwater Charitable Foundation
|
13F-HR
|
|
|
Zerify, Inc.
|
NT 10-Q
|
|
|
UNITED BREWERIES CO INC
|
6-K
|
Financial Statements
|
|
Baillie Gifford Investment Management
|
13F-NT
|
|
|
AngloGold Ashanti PLC
|
6-K
|
|
|
Boersma Travis
|
4
|
|
|
Dutch Bros Inc.
|
4
|
Financial Statements
|
|
ZRCN Inc.
|
8-K
|
|
|
ORGANIGRAM HOLDINGS INC.
|
6-K
|
|
|
Wearable Devices Ltd.
|
424B5
|
|
|
CMC Galaxy Holdings Ltd
|
SC 13G/A
|
|
|
Secoo Holding Ltd
|
SC 13G/A
|
Financial Statements
|
|
Ingredion Inc
|
8-K
|
Financial Statements
|
|
BUNGELTD
|
15-15D
|
Financial Statements
|
|
PHOENIX MOTOR INC.
|
8-K
|
Financial Statements
|
|
VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITTEN FUNDING, LLC
|
305B2
|
|
|
Yinfu Gold Corp.
|
10-Q
|
|
|
Nxu, Inc.
|
10-Q
|
|
|
RLX Technology Inc.
|
6-K
|
Financial Statements
|
|
BAILLIE GIFFORD & CO LTD
|
13F-NT
|
|
|
Rafferty Asset Management, LLC
|
13F-HR
|
|
|
Chavant Capital Acquisition Corp.
|
S-4/A
|
|
|
James River Group Holdings, Ltd.
|
8-K
|
Financial Statements
|
|
MYRIAD GENETICS INC
|
424B5
|
Financial Statements
|
|
TAT TECHNOLOGIES LTD
|
6-K
|
Financial Statements
|
|
WESTPAC BANKING CORP
|
424B5
|
|
|
BAILLIE GIFFORD & CO
|
13F-HR
|
|
|
22nd Century Group, Inc.
|
8-K
|
Financial Statements
|
|
Electra Battery Materials Corp
|
6-K
|
|
|
GameSquare Holdings, Inc.
|
6-K
|
|
|
Spring Donald J.
|
4
|
|
|
Midland States Bancorp, Inc.
|
4
|
Financial Statements
|
|
Foremost Lithium Resource & Technology Ltd.
|
424B3
|
|
|
Marchioni John J.
|
4
|
|
|
SELECTIVE INSURANCE GROUP INC
|
4
|
Financial Statements
|
|
Maven Investment Partners US Ltd
|
13F-NT
|
|
|
CARRIER GLOBAL Corp
|
8-K
|
|
|
SEQUANS COMMUNICATIONS
|
6-K/A
|
Financial Statements
|
|
Qurate Retail, Inc.
|
4
|
Financial Statements
|
|
ROMRELL LARRY E
|
4
|
|
|
Corebridge Financial, Inc.
|
4
|
Financial Statements
|
|
AMERICAN INTERNATIONAL GROUP, INC.
|
4
|
Financial Statements
|
|
Safehold Inc.
|
8-K/A
|
Financial Statements
|
|
ALMADEN MINERALS LTD
|
6-K
|
Financial Statements
|
|
Dowdle Jeffrey A
|
4
|
|
|
RAYMOND JAMES FINANCIAL INC
|
4
|
Financial Statements
|
|
Ostryniec Robert Paul
|
4
|
|
|
LANCASTER COLONY CORP
|
4
|
Financial Statements
|
|
KEOWN MICHAEL H
|
4
|
|
|
HARRIS ALAN F
|
4
|
|
|
Fullen Elliot K.
|
4
|
|
|
FOX ROBERT L
|
4
|
|
|
BRASIER BARBARA L
|
4
|
|
|
Knight George F. III
|
4
|
|
|
Arnold Zena Srivatsa
|
4
|
|
|
KNOT Offshore Partners LP
|
6-K
|
Financial Statements
|
|
Schutt Ethan
|
4
|
|
|
NOVAGOLD RESOURCES INC
|
4
|
Financial Statements
|
|
Brookfield Asset Management Ltd.
|
6-K
|
Financial Statements
|
|
Boot Barn Holdings, Inc.
|
4
|
Financial Statements
|
|
Watkins James M
|
4
|
|
|
ATS Corp /ATS
|
6-K
|
|
|
Hygienic Dress League Corp
|
SEC STAFF ACTION
|
|
|
Aclarion, Inc.
|
DEF 14A
|
|
|
AI Transportation Acquisition Corp
|
424B4
|
|
|
Carbon Revolution Public Ltd Co
|
20-F
|
|
|
Blink Charging Co.
|
8-K
|
Financial Statements
|
|
OneMeta Inc.
|
10-Q
|
|
|
Systematic Alpha Investments, LLC
|
13F-HR
|
|
|
LIGAND PHARMACEUTICALS INC
|
8-K/A
|
Financial Statements
|
|
Cano Health, Inc.
|
NT 10-Q
|
|
|
Library Research Ltd
|
13F-HR
|
|
|
Conifer Holdings, Inc.
|
10-Q
|
Financial Statements
|
|
Winder Pte. Ltd.
|
13F-HR
|
|
|
Rovren Inc.
|
C
|
|
|
Homeroom Fund 2023 LLC
|
D/A
|
|
|
HAWAIIAN ELECTRIC INDUSTRIES INC
|
NT 10-Q/A
|
Financial Statements
|
|
Spirit AeroSystems Holdings, Inc.
|
424B5
|
Financial Statements
|
|
OceanTech Acquisitions I Corp.
|
425
|
|
|
Ensysce Biosciences, Inc.
|
DEFA14A
|
|
|
PLASMA INNOVATIVE INC.
|
8-K/A
|
|
|
GYRE THERAPEUTICS, INC.
|
S-3
|
Financial Statements
|
|
Stepstone Private Credit Fund LLC
|
10-Q
|
|
|
Ensysce Biosciences, Inc.
|
DEF 14A
|
|
|
ATOMVEST Ltd
|
13F-HR
|
|
|
Slam Corp.
|
10-Q
|
|
|
Magnitude U.S. Partners
|
D/A
|
|
|
K8 Calypso, LLC
|
D
|
|
|
Azolla, Inc.
|
C
|
|
|
Target Group Inc.
|
8-K
|
|
|
CITIGROUP INC
|
424B8
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B8
|
|
|
Magnitude International
|
D/A
|
|
|
BSTech Ventures, a Series of Vauban Platform LP
|
D
|
|
|
WAGMI 45 - Sharding Holdings Management LLC
|
D
|
|
|
Eastspring Securities Investment Trust Co. Ltd
|
13F-NT
|
|
|
Old West Investment Management, LLC
|
13F-HR
|
|
|
EASTSPRING INVESTMENTS
|
13F-NT
|
|
|
Freemont Management S.A.
|
13F-HR
|
|
|
Eastspring Asset Management Korea Co. Ltd.
|
13F-NT
|
|
|
Freemont Capital Pte Ltd
|
13F-HR
|
|
|
Eastspring Asset Management
|
13F-NT
|
|
|
INVO Bioscience, Inc.
|
8-K
|
|
|
Digital Media Solutions, Inc.
|
424B3
|
|
|
ANTIPODES PARTNERS Ltd
|
13F-HR
|
|
|
PRUDENTIAL PLC
|
13F-HR
|
|
|
CLC Global Management Pte. Ltd.
|
13F-NT
|
|
|
Worthington Steel, Inc.
|
10-12B/A
|
|
|
SB - The Garage Syndicate Master LLC
|
D
|
|
|
WEALTHSOURCE PARTNERS, LLC
|
13F-HR
|
|
|
Charles-Lim Capital Ltd
|
13F-HR
|
|
|
SMX
|
F-1/A
|
|
|
In-Person Donations, Inc.
|
D
|
|
|
Xpansiv Ltd
|
D/A
|
|
|
Turnstone Biologics Corp.
|
10-Q
|
|
|
Immix Biopharma, Inc.
|
10-Q
|
Financial Statements
|
|
EMPIRE PETROLEUM CORP
|
8-K
|
|
|
Urbanite Fund 5, LLC
|
D
|
|
|
Pacific Ridge Capital Partners, LLC
|
13F-HR
|
|
|
Prime Property Fund Asia Limited Partnership
|
D/A
|
|
|
CHARLES & COLVARD LTD
|
10-Q
|
Financial Statements
|
|
Critical Metals Corp.
|
F-4/A
|
|
|
indie Semiconductor, Inc.
|
10-Q
|
Financial Statements
|
|
CURIOSITY GROUP OPPORTUNITY ONE, LP
|
D
|
|
|
STANDARD LITHIUM LTD.
|
6-K
|
|
|
Real Brokerage Inc
|
6-K
|
|
|
AZUL SA
|
6-K
|
Financial Statements
|
|
Journey Medical Corp
|
10-Q
|
Financial Statements
|
|
IMMRSIV Inc.
|
F-1/A
|
|
|
KEYSTONE INVESTORS PTE LTD
|
13F-HR
|
|
|
Heart Test Laboratories, Inc.
|
424B5
|
|
|
Photon Effect, LLC
|
D
|
|
|
Heart Test Laboratories, Inc.
|
8-K
|
|
|
IDEANOMICS, INC.
|
NT 10-Q
|
Financial Statements
|
|
WCG Wealth Advisors LLC
|
13F-HR
|
|
|
CAUSEWAY CAPITAL MANAGEMENT LLC
|
13F-HR
|
|
|
Latash Investments, LLC
|
13F-HR
|
|
|
Amplify ETF Trust
|
485BPOS
|
|
|
ILLUMINA, INC.
|
8-K/A
|
Financial Statements
|
|
Concorde Asset Management, LLC
|
13F-HR
|
|
|
LATAM AIRLINES GROUP S.A.
|
6-K
|
|
|
Yes Inc
|
D
|
|
|
Moser Wealth Advisors, LLC
|
13F-HR
|
|
|
PETROCHINA CO LTD
|
6-K
|
|
|
Capital Square, LLC
|
13F-HR
|
|
|
Unifoil Holdings, Inc.
|
S-1/A
|
|
|
Wave BTC Income & Growth Digital US Feeder Fund LLC
|
D/A
|
|
|
Bitwise Multi-Strategy Alpha Master Fund, Ltd.
|
D/A
|
|
|
Virtus Family Office LLC
|
13F-HR
|
|
|
Financial Engines Advisors L.L.C.
|
13F-HR
|
|
|
SILVERCORP METALS INC
|
6-K
|
Financial Statements
|
|
Northgate Growth Fund III, L.P.
|
D
|
|
|
Tea Dating Advice Inc.
|
D
|
|
|
Bitwise Multi-Strategy Alpha Fund Onshore, LP
|
D/A
|
|
|
Amplify ETF Trust
|
8-A12B
|
|
|
Kesler, Norman & Wride, LLC
|
13F-HR
|
|
|
BUCKHEAD CAPITAL MANAGEMENT LLC
|
13F-HR
|
|
|
Checchi Capital Advisers, LLC
|
13F-HR
|
|
|
LanzaTech Global, Inc.
|
10-Q
|
|
|
EXCALIBUR MANAGEMENT CORP
|
13F-HR
|
|
|
American Investment Services, Inc.
|
13F-HR
|
|
|
BROADMARK ASSET MANAGEMENT LLC
|
13F-HR
|
|
|
US FINANCIAL ADVISORS, LLC
|
13F-HR
|
|
|
Garrett Wealth Advisory Group, LLC
|
13F-HR
|
|
|
Charles Schwab Trust Bank
|
13F-NT
|
|
|
Members Advisory Group LLC
|
13F-HR
|
|
|
Pineapple Energy Inc.
|
8-K
|
|
|
TANDEM DIABETES CARE INC
|
8-K
|
Financial Statements
|
|
Acutus Medical, Inc.
|
8-K
|
Financial Statements
|
|
Carlyle Credit Solutions, Inc.
|
SC TO-I/A
|
|
|
CLIFFORD SWAN INVESTMENT COUNSEL LLC
|
13F-HR
|
|
|
Carlyle Credit Solutions, Inc.
|
10-Q
|
|
|
Verizon Master Trust
|
FWP
|
|
|
Verizon ABS II LLC
|
FWP
|
|
|
CaliberCos Inc.
|
10-Q
|
|
|
NantBio, Inc.
|
D
|
|
|
Lionkey Digital Asset Fund, LP
|
D/A
|
|
|
ILLUMINA, INC.
|
10-Q
|
Financial Statements
|
|
TAMPA ELECTRIC CO
|
10-Q
|
|
|
Yellow Corp
|
NT 10-Q
|
Financial Statements
|
|
Amprius Technologies, Inc.
|
10-Q
|
|
|
Altiora Financial Group, LLC
|
13F-HR
|
|
|
AP GIIS Co-Invest Holdings, L.P.
|
D
|
|
|
YieldStreet Prism Fund Inc.
|
SC TO-I
|
|
|
KIM, LLC
|
13F-HR
|
|
|
HUT 8 MINING CORP.
|
6-K
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
Main Street Investment Fund LLC
|
D
|
|
|
Las Verse LLC
|
D/A
|
|
|
Fundrise Income Real Estate Fund, LLC
|
497AD
|
|
|
BISLETT MANAGEMENT, LLC
|
13F-HR
|
|
|
CapitalG II LP
|
13F-NT
|
|
|
Verily Life Sciences LLC
|
13F-NT
|
|
|
Kestra Advisory Services, LLC
|
13F-HR
|
|
|
CapitalG LP
|
13F-NT
|
|
|
GV Management Company, L.L.C.
|
13F-NT
|
|
|
GAIA, INC
|
8-K
|
Financial Statements
|
|
SigFig Wealth Management, LLC
|
13F-HR
|
|
|
Google LLC
|
13F-NT
|
|
|
Alphabet Inc.
|
13F-HR
|
Financial Statements
|
|
STRATEGY ASSET MANAGERS LLC
|
13F-HR
|
|
|
JOINT Corp
|
10-Q
|
Financial Statements
|
|
Archer Aviation Inc.
|
S-3
|
|
|
North Country Investment Advisers, Inc.
|
13F-NT
|
|
|
KINNEY ASSET MANAGEMENT, LLC
|
13F-HR
|
|
|
GLENS FALLS NATIONAL BANK & TRUST CO /NY
|
13F-NT
|
|
|
Golden Minerals Co
|
10-Q
|
Financial Statements
|
|
MARK SHEPTOFF FINANCIAL PLANNING, LLC
|
13F-HR
|
|
|
ARROW FINANCIAL CORP
|
13F-HR
|
Financial Statements
|
|
270 Life Sciences Private Capital Employee Fund I LP
|
D
|
|
|
StepStone Private Infrastructure Fund
|
N-23C3A
|
|
|
Madison Technologies Inc.
|
SC 14F1
|
|
|
KORE Group Holdings, Inc.
|
424B3
|
|
|
AMH Holdings
|
424B5
|
|
|
Apollo Principal Holdings XII, L.P.
|
424B5
|
|
|
Apollo Principal Holdings IV, L.P.
|
424B5
|
|
|
Apollo Principal Holdings X, L.P.
|
424B5
|
|
|
Apollo Principal Holdings VI, L.P.
|
424B5
|
|
|
Apollo Principal Holdings VII, L.P.
|
424B5
|
|
|
Apollo Principal Holdings VIII, L.P.
|
424B5
|
|
|
Apollo Global Management, Inc.
|
424B5
|
Financial Statements
|
|
Apollo Principal Holdings III, L.P.
|
424B5
|
|
|
Apollo Principal Holdings V, L.P.
|
424B5
|
|
|
Apollo Principal Holdings IX, L.P.
|
424B5
|
|
|
Apollo Principal Holdings II, L.P.
|
424B5
|
|
|
Apollo Management Holdings, L.P.
|
424B5
|
|
|
Apollo Principal Holdings I, L.P.
|
424B5
|
|
|
Apollo Asset Management, Inc.
|
424B5
|
|
|
ExodusPoint Capital Management, LP
|
13F-HR
|
|
|
IAMGOLD CORP
|
6-K
|
Financial Statements
|
|
StepStone Private Markets
|
SC TO-I
|
|
|
Cano Health, Inc.
|
10-Q
|
|
|
D-Wave Quantum Inc.
|
424B3
|
|
|
Puerto Rico Residents Tax-Free Fund II, Inc.
|
N-CSR
|
|
|
Puerto Rico Residents Tax-Free Fund, Inc.
|
N-CSR
|
|
|
Westpac Financial Services Ltd
|
13F-NT
|
|
|
BT Funds Management
|
13F-NT
|
|
|
7G CAPITAL MANAGEMENT, LLC
|
13F-HR
|
|
|
Puerto Rico Residents Tax-Free Fund IV, Inc.
|
N-CSR
|
|
|
WESTPAC BANKING CORP
|
13F-HR
|
|
|
Protocol Pool Operations Bravo LLC
|
D
|
|
|
Global Net Lease, Inc.
|
424B3
|
Financial Statements
|
|
BofA Finance LLC
|
FWP
|
|
|
TCW ETF Trust
|
497
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
Lavoro Ltd
|
POS AM
|
|
|
Puerto Rico Residents Tax-Free Fund III, Inc.
|
N-CSR
|
|
|
Equi Special Opportunities Fund I, LP
|
D/A
|
|
|
OmniAb, Inc.
|
424B3
|
|
|
PDC South Austin Commerce Center, Ltd
|
D
|
|
|
Global Net Lease, Inc.
|
8-K
|
Financial Statements
|
|
ONTO INNOVATION INC.
|
10-Q
|
Financial Statements
|
|
MayTech Global Investments, LLC
|
13F-HR
|
|
|
Phunware, Inc.
|
10-Q
|
|
|
Blue Owl Technology Finance Corp.
|
10-Q
|
|
|
Nuvve Holding Corp.
|
10-Q
|
|
|
KINGSTONE COMPANIES, INC.
|
8-K
|
Financial Statements
|
|
Ceridian HCM Holding Inc.
|
NT 10-Q
|
Financial Statements
|
|
James River Group Holdings, Ltd.
|
NT 10-Q
|
Financial Statements
|
|
Forge First Asset Management Inc.
|
13F-HR
|
|
|
DEUTSCHE DWS STATE TAX-FREE INCOME SERIES
|
24F-2NT
|
|
|
Oxford Park Income Fund, Inc.
|
POS EX
|
|
|
Kenan Sterling Holt
|
13F-NT
|
|
|
Golden Growers Cooperative
|
10-Q
|
|
|
DEUTSCHE DWS INTERNATIONAL FUND, INC.
|
24F-2NT
|
|
|
XTX Holdings
|
13F-NT
|
|
|
Greater Cannabis Company, Inc.
|
10-Q
|
|
|
BOLTEN JOSHUA B.
|
4
|
|
|
EMERSON ELECTRIC CO
|
4
|
Financial Statements
|
|
Navios Maritime Holdings Inc.
|
SC 13E3
|
Financial Statements
|
|
Synovus Securities, Inc.
|
13F-NT
|
|
|
INVESTORS CASH TRUST
|
24F-2NT
|
|
|
ARES INDUSTRIAL REAL ESTATE INCOME TRUST Inc.
|
10-Q
|
|
|
AXAR CAPITAL MANAGEMENT L.P.
|
13F-HR
|
|
|
Jackson Square Partners, LLC
|
13F-HR
|
|
|
BSQUARE CORP /WA
|
SC 13D
|
Financial Statements
|
|
GARDNER LEWIS ASSET MANAGEMENT L P
|
SC 13D
|
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
24F-2NT
|
|
|
BAIRD TRUST Co
|
13F-NT
|
|
|
PRUCO SECURITIES, LLC.
|
13F-NT
|
|
|
BBCMS Mortgage Trust 2023-5C23
|
424H
|
|
|
Barclays Commercial Mortgage Securities LLC
|
424H
|
|
|
BIP Ventures Evergreen BDC
|
10-Q
|
|
|
Evolutionary Tree Capital Management, LLC
|
13F-HR
|
|
|
EDMOND DE ROTHSCHILD ASSET MANAGEMENT
|
13F-NT
|
|
|
DEUTSCHE DWS ASSET ALLOCATION TRUST
|
24F-2NT
|
|
|
2420 Berryhill, LLC
|
D
|
|
|
AI Transportation Acquisition Corp
|
8-K
|
|
|
Starwood Real Estate Income Trust, Inc.
|
10-Q
|
|
|
BLACKHILL CAPITAL INC
|
13F-HR
|
|
|
Prudential Trust Co
|
13F-NT
|
|
|
BERKSHIRE CAPITAL HOLDINGS INC
|
13F-HR
|
|
|
WK Kellogg Co
|
SC 13G
|
|
|
NORTHERN TRUST CORP
|
SC 13G
|
|
|
enGene Holdings Inc.
|
SC 13D
|
|
|
Forbion Growth Sponsor FEAC I B.V.
|
SC 13D
|
|
|
MANUFACTURED HOUSING PROPERTIES INC.
|
10-Q
|
|
|
HOWELL ELIZABETH KENAN
|
13F-NT
|
|
