| Company Name |
Form Type |
SEC Filings |
|
|
|
|
NexPoint Real Estate Finance, Inc.
|
10-Q
|
Financial Statements
|
|
MAUI LAND & PINEAPPLE CO INC
|
8-K
|
Financial Statements
|
|
Lument Finance Trust, Inc.
|
10-Q
|
|
|
Vivian Kevin
|
4
|
|
|
WeWork Inc.
|
NT 10-Q
|
Financial Statements
|
|
River Wealth Advisors LLC
|
13F-HR
|
|
|
Griffin John M.
|
4
|
|
|
LAKE SHORE BANCORP, INC.
|
10-Q
|
Financial Statements
|
|
Marygold Companies, Inc.
|
10-Q
|
Financial Statements
|
|
Healthier Choices Management Corp.
|
10-Q
|
|
|
Lument Finance Trust, Inc.
|
8-K
|
|
|
EYENOVIA, INC.
|
10-Q
|
Financial Statements
|
|
RGM Capital, LLC
|
13F-HR
|
|
|
LIGHTPATH TECHNOLOGIES INC
|
8-K
|
Financial Statements
|
|
Select Asset Management & Trust
|
13F-HR
|
|
|
P10, Inc.
|
10-Q
|
Financial Statements
|
|
ESSENTIAL PROPERTIES REALTY TRUST, INC.
|
8-K
|
|
|
SaxeCap Advisors XXIX, LP
|
D
|
|
|
Weil B. Luke
|
4
|
|
|
TSG7 A Management LLC
|
13F-NT
|
|
|
Breeze Holdings Acquisition Corp.
|
10-Q
|
|
|
Netter Zvika
|
4
|
|
|
Innovid Corp.
|
4
|
|
|
Ballast Asset Management, LP
|
13F-HR
|
|
|
FIRST FINANCIAL CORP /IN/
|
8-K
|
Financial Statements
|
|
CLARK FINANCIAL SERVICES GROUP INC /BD
|
13F-HR
|
|
|
DiaMedica Therapeutics Inc.
|
8-K
|
Financial Statements
|
|
ADVENT CAPITAL MANAGEMENT /DE/
|
13F-HR
|
|
|
HF Sinclair Corp
|
8-K
|
|
|
Sientra, Inc.
|
10-Q
|
Financial Statements
|
|
TSG7 B Management L.L.C.
|
13F-NT
|
|
|
HONG YUAN HOLDING GROUP
|
10-Q
|
|
|
Guerra Deborah L
|
4
|
|
|
Digital Media Solutions, Inc.
|
8-K
|
|
|
Gallacher Capital Management LLC
|
13F-HR
|
|
|
Marks Angelique Strong
|
4
|
|
|
ThermoGenesis Holdings, Inc.
|
10-Q
|
|
|
Shattock Matthew J
|
4
|
|
|
V F CORP
|
4
|
|
|
Whitehair Chris
|
4
|
|
|
COHN BENJAMIN JORDAN
|
4
|
|
|
ARCH Venture Partners XII, LLC
|
4
|
|
|
ARCH Venture Fund XII, L.P.
|
4
|
|
|
GILLIS STEVEN
|
4
|
|
|
NELSEN ROBERT
|
4
|
|
|
CRANDELL KEITH
|
4
|
|
|
MFS HIGH YIELD MUNICIPAL TRUST
|
4
|
|
|
Welch Jamie
|
4
|
|
|
Strategic Value Capital Solutions Master Fund, L.P.
|
4
|
|
|
SVP Special Situations V LLC
|
4
|
|
|
Strategic Value Special Situations Master Fund V, L.P.
|
4
|
|
|
Strategic Value Special Situations Master Fund IV, L.P.
|
4
|
|
|
Strategic Value Opportunities Fund, L.P.
|
4
|
|
|
SVP Dislocation LLC
|
4
|
|
|
SVP Special Situations IV LLC
|
4
|
|
|
SVP Special Situations III-A LLC
|
4
|
|
|
Khosla Victor
|
4
|
|
|
Strategic Value Partners, LLC
|
4
|
|
|
CBL & ASSOCIATES PROPERTIES INC
|
4
|
Financial Statements
|
|
Radhakrishnan Anup
|
4
|
|
|
CARGO Therapeutics, Inc.
|
4
|
|
|
Pearce Rebecca
|
4
|
|
|
Autodesk, Inc.
|
4
|
Financial Statements
|
|
Miller Sharon L.
|
4
|
|
|
Lamb Weston Holdings, Inc.
|
4
|
Financial Statements
|
|
Lubner David Charles
|
4
|
|
|
Orwin John A
|
4
|
|
|
Su Min
|
4
|
|
|
Nova Lifestyle, Inc.
|
4
|
Financial Statements
|
|
Viswanadhan Krishnan
|
4
|
|
|
Huber Reid M
|
4
|
|
|
Bassan Abraham
|
4
|
|
|
MCCORMICK ROBERT J
|
4
|
|
|
TRUSTCO BANK CORP N Y
|
4
|
Financial Statements
|
|
AXMACHER THOMAS
|
4
|
|
|
GLOBAL INDUSTRIAL Co
|
4
|
|
|
WEBER MARK
|
4
|
|
|
FEDERAL SIGNAL CORP /DE/
|
4
|
Financial Statements
|
|
Zuckerberg Mark
|
4
|
|
|
Meta Platforms, Inc.
|
4
|
Financial Statements
|
|
Epstein David R
|
144
|
|
|
Seagen Inc.
|
144
|
Financial Statements
|
|
Harris David Gerard
|
4
|
|
|
Local Bounti Corporation/DE
|
4
|
|
|
VALIASEK KATHLEEN
|
4
|
|
|
Drake Mimi K
|
4
|
|
|
Hudson Global, Inc.
|
4
|
Financial Statements
|
|
Nelson Connia M
|
4
|
|
|
Pearse Robert G.
|
4
|
|
|
Sneed Michael E
|
4
|
|
|
Wood Morgan Colby
|
144
|
|
|
PROCEPT BioRobotics Corp
|
144
|
Financial Statements
|
|
Melnikov Dmitry
|
4
|
|
|
SEMrush Holdings, Inc.
|
4
|
Financial Statements
|
|
Montrose Environmental Group, Inc.
|
4
|
Financial Statements
|
|
Field Janet Risi
|
4
|
|
|
Palleschi Craig
|
3
|
|
|
SUBURBAN PROPANE PARTNERS LP
|
3
|
Financial Statements
|
|
Tu Thomas
|
144
|
|
|
CARLSON DOUGLAS J
|
4
|
|
|
MILLER SCOTT DAVID
|
4
|
|
|
PAYCOR HCM, INC.
|
4
|
Financial Statements
|
|
McClurg Ronald W.
|
4
|
|
|
LIPSCHULTZ MARC S
|
4
|
|
|
Clarkson J. Palmer
|
4
|
|
|
COLTHARP DOUGLAS E
|
144
|
|
|
Encompass Health Corp
|
144
|
Financial Statements
|
|
Brownie William
|
144
|
|
|
Eargo, Inc.
|
144
|
Financial Statements
|
|
Smith Dylan C
|
4
|
|
|
BOX INC
|
4
|
Financial Statements
|
|
Hyer Raymond T
|
4
|
|
|
INTRUSION INC
|
4
|
|
|
Jain Akhil
|
4
|
|
|
Simmons Sidney S. II
|
4
|
|
|
Nightingale Todd
|
144
|
|
|
Orozco Tomas
|
3
|
|
|
Bright Health Group Inc.
|
3
|
Financial Statements
|
|
Parrett William G
|
4
|
|
|
Wartinbee William James III
|
4
|
|
|
Taylor Alan
|
4
|
|
|
Weave Communications, Inc.
|
4
|
Financial Statements
|
|
FIGS, Inc.
|
144
|
Financial Statements
|
|
Hasson Heather L.
|
144
|
|
|
Altmaier Judy L
|
4
|
|
|
Ostrover Douglas I
|
4
|
|
|
Sharecare, Inc.
|
4
|
|
|
ARNOLD JEFFREY T
|
4
|
|
|
KELLOGG W K FOUNDATION TRUST
|
4/A
|
|
|
KELLOGG W K FOUNDATION
|
4/A
|
|
|
KELLANOVA
|
4/A
|
Financial Statements
|
|
Zahr Marc
|
4
|
|
|
Pepose Jay
|
4
|
|
|
Divisar Partners, L.P.
|
D/A
|
|
|
ARROYO A ALLEN
|
4
|
|
|
ORG Partners LLC
|
13F-HR/A
|
|
|
Hangman Brewing Co LLC
|
C
|
|
|
Velan Capital Investment Management LP
|
13F-HR
|
|
|
Bath Leeds, LP
|
D/A
|
|
|
BLACKROCK FINANCIAL MANAGEMENT INC/DE
|
13F-NT
|
|
|
Newfoundland Capital Management
|
13F-HR
|
|
|
CHC Partners, L.L.C.
|
13F-NT
|
|
|
MORGAN STANLEY PATHWAY FUNDS
|
N-CEN
|
|
|
CSM Advisors, LLC
|
13F-HR
|
|
|
Commodity Asset Management Partners LP
|
D/A
|
|
|
BROWN BROTHERS HARRIMAN & CO
|
13F-HR
|
|
|
NEIRG Wealth Management, LLC
|
13F-HR
|
|
|
Atlas Venture Associates VIII, Inc.
|
13F-NT
|
|
|
PPM AMERICA INC/IL
|
13F-HR
|
|
|
EATON VANCE NEW YORK MUNICIPAL BOND FUND
|
4
|
|
|
BANCPLUS CORP
|
8-K
|
|
|
FR AP4 CO-INVESTMENT, L.P.
|
D
|
|
|
CONTINENTAL CORP
|
13F-NT
|
|
|
BLACKROCK CAPITAL MANAGEMENT INC
|
13F-NT
|
|
|
ClearBridge Energy Midstream Opportunity Fund Inc.
|
4
|
|
|
Fiduciary Trust Co of New England
|
13F-NT
|
|
|
Crosby Advisors LLC
|
13F-NT
|
|
|
CONTINENTAL CASUALTY CO
|
13F-NT
|
|
|
Longview Secure Fund, LLC
|
D
|
|
|
Jacobsen Per A.
|
SC 13G/A
|
|
|
Bridgeline Digital, Inc.
|
SC 13G/A
|
|
|
BOSTON FAMILY OFFICE LLC
|
13F-HR
|
|
|
HUT 8 MINING CORP.
|
425
|
|
|
BlackRock Capital Investment Advisors, LLC
|
13F-NT
|
|
|
Northern Lights Fund Trust
|
497
|
|
|
Saxon Capital Group, Inc./DE
|
NT 10-Q
|
|
|
VWF Bancorp, Inc.
|
NT 10-Q
|
|
|
Atlas Venture Associates IX, LLC
|
13F-HR
|
|
|
LENDSMART, INC.
|
D
|
|
|
Texas Tail Holdings, Inc.
|
C
|
|
|
LFL Advisers, LLC
|
13F-HR
|
|
|
QUEST INVESTMENT MANAGEMENT LLC
|
13F-HR
|
|
|
FIDUCIARY MANAGEMENT INC /WI/
|
13F-HR
|
|
|
Manna Michael Edward
|
4
|
|
|
TELECOM ARGENTINA SA
|
6-K
|
|
|
ULTRALIFE CORP
|
4
|
Financial Statements
|
|
Carmignac Gestion
|
13F-HR
|
|
|
Ansari Jon
|
4
|
|
|
Magyar Bancorp, Inc.
|
4
|
Financial Statements
|
|
Wells Fargo Central Pacific Holdings, Inc.
|
13F-NT
|
|
|
BARROW HANLEY MEWHINNEY & STRAUSS LLC
|
13F-HR
|
|
|
CROSBY Co OF NEW HAMPSHIRE LLC
|
13F-HR
|
|
|
CNA FINANCIAL CORP
|
13F-HR
|
Financial Statements
|
|
BlackRock ESG Capital Allocation Term Trust
|
4
|
|
|
BlackRock Brasil Gestora de Investimentos Ltd.
|
13F-NT
|
|
|
Medifocus Inc.
|
REVOKED
|
|
|
THORNBURG INVESTMENT MANAGEMENT INC
|
13F-HR
|
|
|
Gates Richard P.
|
144/A
|
|
|
Walgreens Boots Alliance, Inc.
|
144/A
|
Financial Statements
|
|
Campbell Wealth Management
|
13F-HR
|
|
|
1 800 FLOWERS COM INC
|
10-Q
|
Financial Statements
|
|
Shah Amit
|
4
|
|
|
BlackRock Asset Management Schweiz AG
|
13F-NT
|
|
|
Atlas Venture Advisors, Inc.
|
13F-HR
|
|
|
Vesey Street Capital Partners, L.L.C.
|
13F-HR
|
|
|
CIBC WORLD MARKET INC.
|
13F-HR
|
|
|
CREDIT SUISSE AG/
|
13F-HR
|
|
|
Spark Investment Management LLC
|
13F-HR
|
|
|
Ceiley Glen
|
144
|
|
|
EACO CORP
|
144
|
|
|
ClearBridge MLP & Midstream Total Return Fund Inc.
|
4
|
|
|
CIBC National Trust Co
|
13F-NT
|
|
|
Airspan Networks Holdings Inc.
|
144
|
|
|
Liebowitz Michael
|
144
|
|
|
Standard Family Office LLC
|
13F-HR
|
|
|
Fogassa Marc
|
4
|
|
|
Atlas Lithium Corp
|
4
|
|
|
Yorktown Energy Partners XI, L.P.
|
144
|
|
|
Yorktown Energy Partners X, L.P.
|
144
|
|
|
Signing Day Sports, Inc.
|
S-1MEF
|
|
|
Yorktown Energy Partners IX, L.P.
|
144
|
|
|
Merris John
|
4
|
|
|
Solo Brands, Inc.
|
4
|
Financial Statements
|
|
INCLUSIVE CAPITAL PARTNERS, L.P.
|
144
|
|
|
VERRA MOBILITY Corp
|
144
|
Financial Statements
|
|
Webb Somer
|
4
|
|
|
Mason Roger
|
3
|
|
|
Gusky Adam Samuel
|
4
|
|
|
Lanphere Martin
|
3
|
|
|
Rodgers Elliott
|
4
|
|
|
Christensen Kent Roger
|
4
|
|
|
Zeng Phil
|
3
|
|
|
Atara Biotherapeutics, Inc.
|
EFFECT
|
Financial Statements
|
|
Mama's Creations, Inc.
|
EFFECT
|
|
|
Prime Medicine, Inc.
|
EFFECT
|
Financial Statements
|
|
PROOF Acquisition Corp I
|
EFFECT
|
|
|
1427702 B.C. Ltd
|
EFFECT
|
|
|
InMed Pharmaceuticals Inc.
|
EFFECT
|
|
|
INPIXON
|
EFFECT
|
Financial Statements
|
|
RumbleOn, Inc.
|
EFFECT
|
Financial Statements
|
|
NXG Cushing Midstream Energy Fund
|
EFFECT
|
|
|
Shimmick Corp
|
EFFECT
|
|
|
Bancorp 34, Inc.
|
EFFECT
|
Financial Statements
|
|
RICHTECH ROBOTICS INC.
|
EFFECT
|
|
|
Applied UV, Inc.
|
EFFECT
|
Financial Statements
|
|
PSYENCE BIOMEDICAL LTD.
|
EFFECT
|
|
|
Elevai Labs Inc.
|
EFFECT
|
|
|
Brilliant Acquisition Corp
|
EFFECT
|
|
|
BioXcel Therapeutics, Inc.
|
EFFECT
|
Financial Statements
|
|
Signing Day Sports, Inc.
|
EFFECT
|
|
|
Electriq Power Holdings, Inc.
|
EFFECT
|
|
|
Global Lights Acquisition Corp
|
EFFECT
|
|
|
Aurora Technology Acquisition Corp.
|
EFFECT
|
|
|
TREASURE GLOBAL INC
|
EFFECT
|
Financial Statements
|
|
Nexscient, Inc.
|
EFFECT
|
|
|
Chavant Capital Acquisition Corp.
|
EFFECT
|
|
|
EQUITABLE FINANCIAL LIFE INSURANCE CO OF AMERICA
|
EFFECT
|
|
|
Capstone Dental Pubco, Inc.
|
EFFECT
|
|
|
SURF AIR MOBILITY INC.
|
EFFECT
|
|
|
DarkPulse, Inc.
|
EFFECT
|
|
|
Equitable Financial Life Insurance Co
|
EFFECT
|
|
|
Cannaisseur Group Inc.
|
EFFECT
|
|
|
7GC & Co. Holdings Inc.
|
EFFECT
|
|
|
Masterworks Vault 1, LLC
|
QUALIF
|
|
|
Neoleukin Therapeutics, Inc.
|
EFFECT
|
Financial Statements
|
|
MIDLAND NATIONAL LIFE INSURANCE CO
|
EFFECT
|
|
|
Cabbacis Inc
|
QUALIF
|
|
|
EA Series Trust
|
EFFECT
|
|
|
Kim Glen
|
3
|
|
|
Nelson Daniel D
|
3
|
|
|
Markscheid Stephen
|
3
|
|
|
Epstein David R
|
144/A
|
|
|
Seagen Inc.
|
144/A
|
Financial Statements
|
|
KINETA, INC./DE
|
EFFECT
|
|
|
STIFEL, NICOLAUS & COMPANY, INCORPORATED
|
MA-I/A
|
|
|
RAYMOND JAMES & ASSOCIATES, INC.
|
MA-I/A
|
|
|
DWS Service Co
|
TA-1/A
|
|
|
Aditxt, Inc.
|
EFFECT
|
|
|
Invesco
|
TA-1/A
|
|
|
MEMX LLC
|
1/A
|
|
