| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Carvana Auto Receivables Trust 2022-P3
|
10-D
|
|
|
J. Rothschild Capital Management Ltd.
|
13F-NT
|
|
|
Delap Wealth Advisory, LLC
|
13F-HR
|
|
|
Kunju Ravi
|
4
|
|
|
Altair Engineering Inc.
|
4
|
Financial Statements
|
|
Ritter Alpha, LP
|
13F-NT
|
|
|
Franklin Templeton Australia Ltd
|
13F-NT
|
|
|
Interchange Capital Partners, LLC
|
13F-HR
|
|
|
MMTec, Inc.
|
6-K
|
Financial Statements
|
|
Timelo Investment Management Inc.
|
13F-HR
|
|
|
ROSENBLUM SILVERMAN SUTTON S F INC /CA
|
13F-HR
|
|
|
Carvana Auto Receivables Trust 2022-P2
|
10-D
|
|
|
Altus Wealth Group LLC
|
13F-HR
|
|
|
RIT CAPITAL PARTNERS PLC
|
13F-HR
|
|
|
Cornerstone Investment Partners, LLC
|
13F-HR
|
|
|
Roswig Jason
|
4
|
|
|
Skillz Inc.
|
4
|
|
|
New Asia Holdings, Inc.
|
8-K
|
|
|
ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA
|
13F-NT
|
|
|
Valor Management LLC
|
13F-HR
|
|
|
FIDUCIARY TRUST CO INTERNATIONAL
|
13F-NT
|
|
|
Carvana Auto Receivables Trust 2022-P1
|
10-D
|
|
|
Merriman Wealth Management, LLC
|
13F-HR
|
|
|
Norinchukin Zenkyoren Asset Management Co., Ltd.
|
13F-NT
|
|
|
YY Group Holding Ltd.
|
F-1
|
|
|
GlobeStar Therapeutics Corp
|
8-K
|
|
|
PRINCIPAL FUNDS, INC.
|
N-CEN
|
|
|
Tsai Lih Shyng
|
4
|
|
|
Norinchukin Value Investments Co.,Ltd.
|
13F-NT
|
|
|
Aimfinity Investment Corp. I
|
10-Q
|
|
|
Partners Group Holding AG
|
13F-HR
|
|
|
Carvana Auto Receivables Trust 2021-P4
|
10-D
|
|
|
Norinchukin Bank, The
|
13F-HR
|
|
|
VARON LESLIE F
|
4
|
|
|
micromobility.com Inc.
|
8-K
|
|
|
JUNIATA VALLEY FINANCIAL CORP
|
10-Q
|
|
|
RUSH ENTERPRISES INC \TX\
|
8-K
|
Financial Statements
|
|
GLOBEFLEX CAPITAL L P
|
13F-HR
|
|
|
WAVEDANCER, INC.
|
10-Q
|
|
|
LORD PATRICK J
|
4
|
|
|
Carvana Auto Receivables Trust 2021-P3
|
10-D
|
|
|
Tekne Master Fund, L.P.
|
13F-NT
|
|
|
BLACKBOXSTOCKS INC.
|
DEFA14A
|
|
|
FRANKLIN TEMPLETON INVESTMENTS CORP
|
13F-NT
|
|
|
GENERATION INVESTMENT MANAGEMENT LLP
|
13F-HR
|
|
|
Allianz Investment Management U.S. LLC
|
13F-HR
|
|
|
MGT CAPITAL INVESTMENTS, INC.
|
10-Q
|
|
|
Carvana Auto Receivables Trust 2021-P2
|
10-D
|
|
|
BLACKBOXSTOCKS INC.
|
DEF 14A
|
|
|
Allianz Fund Investments, Inc.
|
13F-NT
|
|
|
Goepper Burkhardt LLC
|
13F-HR
|
|
|
HASTINGS CHUCK
|
4
|
|
|
Applied Digital Corp.
|
4
|
Financial Statements
|
|
Podbere Burt W.
|
144
|
|
|
CrowdStrike Holdings, Inc.
|
144
|
Financial Statements
|
|
FrontRange Property Credit Fund, LP
|
D
|
|
|
MCDONALD KELLI
|
4
|
|
|
MILLER DOUGLAS S
|
4
|
|
|
GMT CAPITAL CORP
|
13F-HR
|
|
|
WILLIAMS DAVID PATRICK
|
4
|
|
|
CHEMED CORP
|
4
|
Financial Statements
|
|
Hanson Theodore S.
|
144
|
|
|
ASGN Inc
|
144
|
Financial Statements
|
|
FIDUCIARY TRUST Co OF CANADA
|
13F-NT
|
|
|
Verduin Patricia
|
3/A
|
|
|
FMC CORP
|
3/A
|
Financial Statements
|
|
MOORE VIRGINIA
|
4
|
|
|
Prospera Financial Services Inc
|
13F-HR
|
|
|
Carvana Auto Receivables Trust 2021-P1
|
10-D
|
|
|
Nottenburg Richard N
|
4
|
|
|
Meyer Megan D.
|
4
|
|
|
Opendoor Technologies Inc.
|
4
|
|
|
LEE SPENCER S
|
4
|
|
|
REED KATE
|
4
|
|
|
M3F, Inc.
|
13F-HR
|
|
|
REED KATE
|
3
|
|
|
Applied Digital Corp.
|
3
|
Financial Statements
|
|
Insight Partners XIII Access Offshore LP
|
D
|
|
|
Keizer Henry R.
|
4
|
|
|
GRAFTECH INTERNATIONAL LTD
|
4
|
Financial Statements
|
|
Integrity Financial Corp /WA
|
13F-HR
|
|
|
Putnam Target Date Funds
|
DEFA14A
|
|
|
PUTNAM FUNDS TRUST
|
DEFA14A
|
|
|
PUTNAM INVESTMENT FUNDS
|
DEFA14A
|
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
DEFA14A
|
|
|
PUTNAM INTERNATIONAL EQUITY FUND
|
DEFA14A
|
|
|
PUTNAM NEW JERSEY TAX EXEMPT INCOME FUND
|
DEFA14A
|
|
|
PUTNAM DIVERSIFIED INCOME TRUST
|
DEFA14A
|
|
|
PUTNAM OHIO TAX EXEMPT INCOME FUND
|
DEFA14A
|
|
|
PUTNAM PENNSYLVANIA TAX EXEMPT INCOME FUND
|
DEFA14A
|
|
|
PUTNAM GLOBAL INCOME TRUST
|
DEFA14A
|
|
|
PUTNAM MINNESOTA TAX EXEMPT INCOME FUND
|
DEFA14A
|
|
|
PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND/MA/
|
DEFA14A
|
|
|
PUTNAM HIGH YIELD FUND
|
DEFA14A
|
|
|
PUTNAM TAX FREE INCOME TRUST
|
DEFA14A
|
|
|
PUTNAM MORTGAGE SECURITIES FUND
|
DEFA14A
|
|
|
PUTNAM NEW YORK TAX EXEMPT INCOME FUND
|
DEFA14A
|
|
|
PUTNAM CALIFORNIA TAX EXEMPT INCOME FUND
|
DEFA14A
|
|
|
PUTNAM TAX EXEMPT INCOME FUND
|
DEFA14A
|
|
|
PUTNAM INCOME FUND
|
DEFA14A
|
|
|
PUTNAM CONVERTIBLE SECURITIES FUND
|
DEFA14A
|
|
|
KOPIN CORP
|
8-K
|
Financial Statements
|
|
Carvana Auto Receivables Trust 2021-N4
|
10-D
|
|
|
Franklin Managed Options Strategies, LLC
|
13F-NT
|
|
|
Epsilon Healthcare Innovation Fund II, LP
|
D/A
|
|
|
SMITH JAMES C
|
144/A
|
|
|
GARTNER INC
|
144/A
|
Financial Statements
|
|
RMB Capital Management, LLC
|
13F-HR
|
|
|
Madison International Realty Holdings, LLC
|
13F-HR
|
|
|
ATHENA GOLD CORP
|
10-Q
|
|
|
HST Ventures, LLC
|
13F-HR
|
|
|
Spark Networks SE/ADR
|
424B3
|
|
|
Insight Partners XIII Access LLC
|
D
|
|
|
Intelligent Group Ltd
|
F-1/A
|
|
|
Carvana Auto Receivables Trust 2021-N3
|
10-D
|
|
|
Hilton Capital Management, LLC
|
13F-HR
|
|
|
Concentric Capital Strategies, LP
|
13F-HR
|
|
|
Beacon Harbor Wealth Advisors, Inc.
|
13F-HR
|
|
|
McKinley Alaska Private Investment, LLC
|
13F-HR
|
|
|
Rapid Therapeutic Science Laboratories, Inc.
|
NT 10-Q
|
|
|
Commonwealth Financial Services, LLC
|
13F-HR
|
|
|
Altegris Winton Futures Fund, L.P.
|
10-Q
|
|
|
Spiegel Reuven
|
4
|
|
|
Delek Logistics Partners, LP
|
4
|
Financial Statements
|
|
FORTE CAPITAL LLC /ADV
|
13F-HR
|
|
|
TEMPLETON GLOBAL ADVISORS LTD
|
13F-NT
|
|
|
Coco Enterprises, LLC
|
13F-HR
|
|
|
KKR Asia Next Generation Technology Growth Fund SCSp
|
D/A
|
|
|
Carvana Auto Receivables Trust 2021-N2
|
10-D
|
|
|
BARING ASSET MANAGEMENT Ltd
|
13F-NT
|
|
|
Azure Power Global Ltd
|
6-K
|
Financial Statements
|
|
FORWARD AIR CORP
|
8-K
|
Financial Statements
|
|
FRANKLIN COVEY CO
|
10-K
|
Financial Statements
|
|
GYROSCOPE CAPITAL MANAGEMENT GROUP, LLC
|
13F-HR
|
|
|
TABLE TRAC INC
|
10-Q
|
|
|
Solomon Joanne
|
4
|
|
|
LINCOLN LIFE VARIABLE ANNUITY ACCOUNT N
|
497VPU
|
|
|
VIAVI SOLUTIONS INC.
|
4
|
Financial Statements
|
|
LINCOLN NEW YORK ACCOUNT N FOR VARIABLE ANNUITIES
|
497VPU
|
|
|
JABBAR MASOOD
|
4
|
|
|
Sandy Cove Advisors, LLC
|
13F-HR
|
|
|
Robert P. Holding Foundation, Inc.
|
144
|
|
|
FIRST CITIZENS BANCSHARES INC /DE/
|
144
|
Financial Statements
|
|
Barrier Capital Management, LLC
|
13F-HR
|
|
|
AGF Investments LLC
|
13F-NT
|
|
|
Gilstrap Doug
|
4
|
|
|
Bank of New York Mellon Corp
|
SC 13G/A
|
Financial Statements
|
|
iSHARES TRUST
|
SC 13G/A
|
|
|
ACK Asset Management LLC
|
13F-HR
|
|
|
PepperLime Health Acquisition Corp
|
10-Q
|
|
|
Mansueto Joseph D
|
4
|
|
|
Morningstar, Inc.
|
4
|
Financial Statements
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
Elgethun Capital Management
|
13F-HR
|
|
|
COLVIN DONALD A
|
4
|
|
|
LINCOLN LIFE VARIABLE ANNUITY ACCOUNT N
|
497VPI
|
|
|
Delek US Holdings, Inc.
|
4
|
Financial Statements
|
|
R.M.SINCERBEAUX CAPITAL MANAGEMENT LLC
|
13F-HR
|
|
|
OLEARY JAMES
|
3
|
|
|
DMC Global Inc.
|
3
|
Financial Statements
|
|
ARM HOLDINGS PLC /UK
|
6-K
|
|
|
Braham Tor
|
4
|
|
|
THUNDERBIRD PARTNERS LLP
|
13F-HR
|
|
|
Hartford Funds Exchange-Traded Trust
|
SC 13G/A
|
|
|
Carvana Auto Receivables Trust 2021-N1
|
10-D
|
|
|
AGF INVESTMENTS INC.
|
13F-NT
|
|
|
TS-NANO, INC.
|
D
|
|
|
Black Laura A.
|
4
|
|
|
Williams Stephen D.
|
4
|
|
|
WARRIOR MET COAL, INC.
|
4
|
Financial Statements
|
|
INTENSITY THERAPEUTICS, INC.
|
10-Q
|
|
|
Rain Capital Management, LLC
|
13F-HR
|
|
|
BELLUZZO RICHARD
|
4
|
|
|
MainStreet Bancshares, Inc.
|
10-Q
|
|
|
EquityZen Growth Technology Fund LLC - Series 1787
|
D
|
|
|
Coastwise Capital Group, LLC
|
13F-HR
|
|
|
AuraSource, Inc.
|
NT 10-Q
|
|
|
Carvana Auto Receivables Trust 2020-P1
|
10-D
|
|
|
Resurgent Financial Advisors LLC
|
13F-HR
|
|
|
C2E ENERGY, INC.
|
10-Q
|
|
|
BARNES KEITH
|
4
|
|
|
ADVISORY RESEARCH INC
|
13F-HR
|
|
|
DB SERVICES AMERICAS INC /TA
|
TA-1/A
|
|
|
GSK plc
|
6-K
|
Financial Statements
|
|
FRONT BARNETT ASSOCIATES LLC
|
13F-HR
|
|
|
AGF Investments America Inc.
|
13F-NT
|
|
|
ShawSpring Partners LLC
|
13F-HR
|
|
|
AMERICAN CENTURY INVESTMENT MANAGEMENT INC
|
13F-NT
|
|
|
WEITZ INVESTMENT MANAGEMENT, INC.
|
13F-HR
|
|
|
AMERICAN CENTURY COMPANIES INC
|
13F-HR
|
|
|
NWK Group, Inc.
|
13F-HR
|
|
|
Armock Greg L.
|
4
|
|
|
CHOICEONE FINANCIAL SERVICES INC
|
4
|
|
|
Contrarian Emerging Markets, L.P.
|
13F-NT
|
|
|
abrdn ETFs
|
40-17G
|
|
|
MFS INVESTMENT GRADE MUNICIPAL TRUST
|
SC 13D/A
|
|
|
JLLX Ardenwood II, DST
|
D/A
|
|
|
Shipal International, Inc.
|
D
|
|
|
Ensemble Capital Management, LLC
|
13F-HR
|
|
|
OXFORD FINANCIAL GROUP LTD
|
13F-HR
|
|
|
Harbor Spring Capital, LLC
|
13F-HR
|
|
|
LINCOLN LIFE VARIABLE ANNUITY ACCOUNT N
|
497
|
|
|
SANTA MONICA PARTNERS LP
|
13F-HR
|
|
|
WS MANAGEMENT LLLP
|
13F-HR
|
|
|
Vantage Financial Partners Ltd., Inc.
|
13F-HR
|
|
|
Motley Fool Wealth Management, LLC
|
13F-HR
|
|
|
LINCOLN NEW YORK ACCOUNT N FOR VARIABLE ANNUITIES
|
497
|
|
|
Lingotto Investment Management LLP
|
13F-HR
|
|
|
CropFiQ, Inc.
|
D
|
|
|
Cell MedX Corp.
|
8-K
|
|
|
HIGHBRIDGE CAPITAL MANAGEMENT LLC
|
13F-HR
|
|
|
Boussard & Gavaudan Investment Management LLP
|
13F-HR
|
|
|
Blue Line Protection Group, Inc.
|
10-Q
|
|
|
CONTRARIAN CAPITAL MANAGEMENT, L.L.C.
|
13F-HR
|
|
|
Apriem Advisors
|
13F-HR
|
|
|
TWIN CAPITAL MANAGEMENT INC
|
13F-HR
|
|
|
CHASE GENERAL CORP
|
10-Q
|
|
|
Twin Ridge Capital Acquisition Corp.
|
15-12G
|
|
|
TMD Wealth Management, LLC
|
13F-HR
|
|
|
TORTOISE ENERGY INDEPENDENCE FUND, INC.
|
SC 13D/A
|
|
|
Western Asset Management Company, LLC
|
13F-HR
|
|
|
Harvard Apparatus Regenerative Technology, Inc.
|
10-Q
|
|
|
BioXcel Therapeutics, Inc.
|
RW WD
|
Financial Statements
|
|
CHARTER RESEARCH & INVESTMENT GROUP, INC.
|
13F-HR
|
|
|
ApolloMD Partners, Inc.
|
D
|
|
|
Weaver Outdoors, LLC
|
C/A
|
|
|
Crowne at Hickory Grove, Limited Partnership
|
D
|
|
|
Lexington Partners L.P.
|
13F-HR
|
|
|
TOUCHSTONE STRATEGIC TRUST
|
DEFA14A
|
|
|
F2 Equity LLC
|
D
|
|
|
LPL Financial LLC
|
13F-HR
|
|
|
Kishon Eyal
|
144
|
|
|
Valens Semiconductor Ltd.
|
144
|
|
|
Frontier Asset Management, LLC
|
13F-HR
|
|
|
Pratt Derrick Lee
|
144
|
|
|
Portillo's Inc.
|
144
|
Financial Statements
|
|
Clearbridge Investments, LLC
|
13F-HR
|
|
|
Galaxy Gaming, Inc.
|
10-Q
|
|
|
DARK FOREST CAPITAL MANAGEMENT LP
|
13F-HR
|
|
|
Gebski Christine
|
144
|
|
|
REPLIGEN CORP
|
144
|
Financial Statements
|
|
NOVAGANT CORP
|
10-Q
|
|
|
CLEAR STREET MARKETS LLC
|
13F-HR
|
|
|
Sycale Advisors
|
13F-HR
|
|
|
CARDIFF PARK ADVISORS, LLC
|
13F-HR
|
|
|
MFS HIGH YIELD MUNICIPAL TRUST
|
SC 13D/A
|
|
|
ClearBridge Investments Ltd
|
13F-HR
|
|
|
SweetBio, Inc.
|
D
|
|
|
Johnston Hugh F
|
144
|
|
|
Fresenius Medical Care AG & Co. KGaA
|
6-K
|
Financial Statements
|
|
PEPSICO INC
|
144
|
Financial Statements
|
|
DENTON ROBERT L
|
4
|
|
|
COPT DEFENSE PROPERTIES
|
4
|
|
|
SMITH & NEPHEW PLC
|
6-K
|
Financial Statements
|
|
MARINE PETROLEUM TRUST
|
10-Q
|
|
|
Blue Whale Capital LLP
|
13F-HR
|
|
|
FULGONI GIAN
|
4
|
|
|
PETMED EXPRESS INC
|
4
|
Financial Statements
|
|
Rajendra Ajita G
|
4
|
|
|
International Finance Corp
|
DSTRBRPT
|
|
|
BESSEMER VENTURES INC
|
13F-NT
|
|
|
5353 Belt Line, LLC
|
D
|
|
|
Mork Capital Management, LLC
|
13F-HR
|
|
|
Earth Science Tech, Inc.
|
8-K
|
|
|
Winton Capital Management Ltd
|
13F-NT
|
|
|
Graves Light Lenhart Wealth, Inc.
|
13F-HR
|
|
|
Regal Investment Advisors LLC
|
13F-HR
|
|
|
Webstar Technology Group Inc.
|
10-Q
|
|
|
AGM GROUP HOLDINGS, INC.
|
20-F
|
Financial Statements
|
|
BESSEMER SECURITIES CORP
|
13F-NT
|
|
|
TOWNSQUARE CAPITAL LLC
|
13F-HR
|
|
|
Saba Capital Management, L.P.
|
SC 13D
|
|
|
DWS MUNICIPAL INCOME TRUST
|
SC 13D
|
|
|
MARTIN CURRIE LTD
|
13F-HR
|
|
|
SOTHERLY HOTELS LP
|
10-Q
|
|
|
Sotherly Hotels Inc.
|
10-Q
|
Financial Statements
|
|
Norwegian Cruise Line Holdings Ltd.
|
SC 13G
|
Financial Statements
|
|
Capital Research Global Investors
|
SC 13G
|
|
|
Nierenberg Investment Management Company, Inc.
|
13F-HR
|
|
|
Zeta Surgical Inc.
|
D
|
|
|
Virginia National Bankshares Corp
|
10-Q
|
|
|
Bessemer Private Investment Fund I LLC
|
13F-NT
|
|
|
LANDMARK BANCORP INC
|
10-Q
|
Financial Statements
|
|
ALBER LAURA
|
4
|
|
|
WILLIAMS SONOMA INC
|
4
|
Financial Statements
|
|
AMJ Financial Wealth Management
|
13F-HR
|
|
|
GOLDENTREE ASSET MANAGEMENT LP
|
13F-HR
|
|
|
Brandywine Global Investment Management, LLC
|
13F-HR
|
|
|
BESSEC FUNDING LLC
|
13F-NT
|
|
|
Symmetry Panoramic Trust
|
N-CEN
|
|
|
LASALLE INVESTMENT MANAGEMENT SECURITIES LLC
|
13F-HR
|
|
|
Azimuth Capital Investment Management LLC
|
13F-HR
|
|
|
Altshuler Shaham Ltd
|
13F-HR
|
|
|
HFR Wealth Management, LLC
|
13F-HR
|
|
|
McDermott Michele
|
4
|
|
|
Hub Group, Inc.
|
4
|
Financial Statements
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Stilwell Value LLC
|
13F-HR
|
|
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REUTER JAMES WEALTH MANAGEMENT, LLC
|
13F-HR
|
|
|
Pactiv General Employee Benefit Trust
|
13F-HR
|
|
|
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND
|
SC 13D/A
|
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