SEC Filings


4170
  
Company Name Form Type SEC Filings
PRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO., LTD. 13F-NT
Beutel, Goodman & Co Ltd. 13F-HR
Douglass Winthrop Advisors, LLC 13F-HR
EDMOND DE ROTHSCHILD ASSET MANAGEMENT 13F-NT
Cresset Employee Fund I, LLC D/A
PRUDENTIAL LIFE INSURANCE COMPANY, LTD. 13F-NT
Iris&Romeo, Inc. D
Smith Paul John 144
ServiceNow, Inc. 144 Financial Statements
SHOREPOWER TECHNOLOGIES INC. S-1/A
Barnes Stephen H. 144
Accolade, Inc. 144 Financial Statements
Baker Global Asset Management Inc. 253G2
CANTOR SELECT PORTFOLIOS TRUST 485BPOS
SECURITY FEDERAL CORP 10-Q
Gavilan Investment Partners LLC 13F-HR
SYNOVUS FINANCIAL CORP 13F-HR Financial Statements
MILESTONE ASSET MANAGEMENT, LLC 13F-HR
DE BURLO GROUP INC 13F-HR
QUIET OA ACCESS LP D
KKR REPE III Feeder D
USEDC 2023 Drilling Fund LP D/A
Kenan Thomas S III 13F-NT
Pegasus Partners Ltd. 13F-HR
Founders Financial Alliance, LLC 13F-HR
Launch Cart, Inc, C
Ensign Peak Advisors, Inc 13F-HR
Grayscale Bitcoin Trust FWP
Lumina Fund Management LLC 13F-HR
KnightSwan Acquisition Corp 10-Q
QUIET ACCESS X, LP D
TIEMANN INVESTMENT ADVISORS, LLC 13F-HR
SAWGRASS ASSET MANAGEMENT LLC 13F-HR
GUIDED THERAPEUTICS INC 10-Q
Greenhorse MN, LLC D
Edmond de Rothschild 13F-NT
SUNHYDROGEN, INC. 10-Q
TWIN FOCUS CAPITAL PARTNERS, LLC 13F-HR
WeTrade Group Inc. 8-K Financial Statements
Weinstein Boaz 4/A
Saba Capital Management, L.P. 4/A
MFS HIGH YIELD MUNICIPAL TRUST 4/A
Ares Real Estate Income Trust Inc. 10-Q
GS Finance Corp. FWP
Guardian Partners Inc. 13F-NT
Treasurer of the State of North Carolina 13F-HR
McKenna John M 4
TOMPKINS FINANCIAL CORP 4 Financial Statements
First Northwest Bancorp 10-Q Financial Statements
1919 Investment Counsel, LLC 13F-NT
Fiduciary Group LLC 13F-HR/A
Daly Joseph Patrick 4
BUTLER NATIONAL CORP 4
Putnam ETF Trust N-CEN
Turtle Creek Trust Company, LTA 13F-NT
IIOT-OXYS, Inc. 10-Q
Long Road Investment Counsel, LLC 13F-HR
GOLDMAN SACHS GROUP INC 424B2 Financial Statements
Cavanaugh Robert N 144
RC Largo Apartments LLC D/A
CARSON LAWRENCE S 4
REINSURANCE GROUP OF AMERICA INC 4 Financial Statements
Webb Matthew Scott 144
Solo Brands, Inc. 144 Financial Statements
Eagle Bay Advisors LLC 13F-HR
GOLDMAN SACHS GROUP INC FWP Financial Statements
ALTI PRIVATE EQUITY ACCESS & COMMITMENTS FUND POS 8C
Mendel Money Management 13F-HR
Qomolangma Acquisition Corp. 10-Q
XTX Midco Ltd 13F-NT
AMERICOLD REALTY TRUST 144
NOVOSEL THOMAS C 144
EDMOND DE ROTHSCHILD 13F-NT
SEVEN MILE ADVISORY 13F-HR
Baird Financial Group, Inc. 13F-HR
First Eagle Credit Opportunities Fund SC 13D/A
Bleichroeder LP SC 13D/A
Haas Margaret E. 4
LEVI STRAUSS & CO 4 Financial Statements
BRANT POINT INVESTMENT MANAGEMENT LLC 13F-HR
HERMES INVESTMENT MANAGEMENT LTD 13F-NT
Koharik Edward Joseph III 4
Air Transport Services Group, Inc. 4 Financial Statements
SINGH RAJEEV 144
Zavery Amit 4
BROADRIDGE FINANCIAL SOLUTIONS, INC. 4 Financial Statements
Nazareth Annette L. 4
MURRAY EILEEN K 4
Ciovacco Capital Management LLC 13F-HR
KELLER BRETT 4
FLOWERS MELVIN L 4
Markus Maura A. 4
Duelks Robert N 4
Turtle Creek Management, LLC 13F-NT
BBCMS Mortgage Trust 2023-5C23 FWP
Barclays Commercial Mortgage Securities LLC FWP
Carter Pamela L 4
BRUN LESLIE A 4
Beta12 LP D
Gotham Green Partners LLC SC 13D/A
MedMen Enterprises, Inc. SC 13D/A
MATTHEWS DARRYL R 144
TRIMBLE INC. 144 Financial Statements
Pursuit Hospitality - Jefferson City, LLC D
UNIVERSAL SECURITY INSTRUMENTS INC NT 10-Q Financial Statements
DRW Securities, LLC 13F-HR
Parsow Management LLC 13F-NT
EDMOND DE ROTHSCHILD HOLDING S.A. 13F-HR
CHARTIST INC /CA/ 13F-HR
CQENS Technologies Inc. 10-Q
GPI CAPITAL, L.P. 13F-HR
AMERICAN SHARED HOSPITAL SERVICES 8-K Financial Statements
SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO 497
ELKHORN PARTNERS LIMITED PARTNERSHIP 13F-HR
LITHIUM SOUTH DEVELOPMENT Corp D/A
SYNCHRONOSS TECHNOLOGIES INC DEF 14A Financial Statements
IMPAX FUNDS SERIES TRUST I 497
FEDERATED MDTA LLC 13F-NT
Quest Water Global, Inc. 10-Q
Fairbanks Capital Management, Inc. 13F-HR
New Mountain Guardian IV Income Fund, L.L.C. 10-Q
Mastantuono Gina 144
ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 144
Vertex, Inc. 144 Financial Statements
Alta Fundamental Advisers LLC 13F-HR
JPMorgan Chase Financial Co. LLC FWP
FEDERATED INVESTMENT MANAGEMENT CO 13F-NT
Portfolio Strategies, Inc. 13F-HR
JPMORGAN CHASE & CO FWP Financial Statements
Nordicus Partners Corp 10-Q
GS Finance Corp. 424B2
UBS AG 424B2
Morgan Stanley Finance LLC FWP
PUTNAM FUNDS TRUST N-CEN
MARRIOTT INTERNATIONAL INC /MD/ 424B1 Financial Statements
Lloyd Advisory Services, LLC. 13F-HR
MORGAN STANLEY FWP Financial Statements
FEDERATED INVESTMENT COUNSELING 13F-NT
Meeder Funds NPORT-P
ENERGY RESOURCES 12, L.P. 10-Q
Knight-Swift Transportation Holdings Inc. 8-K Financial Statements
Roers Farmers Branch Apartments LLC D/A
XTX Topco Ltd 13F-HR
Truadvice, LLC 13F-HR
Carlyle Secured Lending, Inc. FWP Financial Statements
WOMBLE DUSTIN R 144
TYLER TECHNOLOGIES INC 144 Financial Statements
New Mountain Guardian IV BDC, L.L.C. 10-Q
TCTC Holdings, LLC 13F-HR
BRADLEY FOSTER & SARGENT INC/CT 13F-HR
PGIM ETF TRUST N-CEN
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP 13F-NT
PRUDENTIAL JENNISON BLEND FUND, INC. N-CEN
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 15 N-CEN
PRUDENTIAL INVESTMENT PORTFOLIOS 6 N-CEN
PRUDENTIAL NATIONAL MUNI FUND, INC. N-CEN
PRUDENTIAL JENNISON MID-CAP GROWTH FUND, INC. N-CEN
PRUDENTIAL INVESTMENT PORTFOLIOS 4 N-CEN
PRUDENTIAL INVESTMENT PORTFOLIOS 7 N-CEN
Donato Leslie E 144
Cencora, Inc. 144 Financial Statements
Legorreta Pablo G. 13F-NT
Mirova US LLC 13F-HR
BEKHealth Corp D
Labran Renee E 4
National Wealth Management Group, LLC 13F-HR
RP Management, LLC 13F-HR
Energy 11, L.P. 10-Q
Sirris Inc. D
RIVERSIDE ICE CREAM LLC D
Strategic Student & Senior Housing Trust, Inc. 10-Q
EASTERLY INVESTMENT PARTNERS LLC 13F-HR/A
BANK OF AMERICA NA ABS-15G
Cellectis S.A. SC 13D/A Financial Statements
Bpifrance Participations SA SC 13D/A
INVENIO WEALTH PARTNERS LLC 13F-HR
Investment Managers Series Trust II N-CEN
RBO & CO LLC 13F-HR
Maytus Capital Management, LLC 13F-HR
BBCMS Mortgage Trust 2023-5C23 ABS-EE
Barclays Commercial Mortgage Securities LLC ABS-EE
Putnam Target Date Funds N-CEN
GQG Partners LLC 13F-HR
Fidelity National Financial, Inc. 4 Financial Statements
SADOWSKI PETER T 4
Fiduciary Group LLC 13F-HR
EQUITABLE FINANCIAL LIFE INSURANCE CO OF AMERICA S-3
BROADWIND, INC. 10-Q Financial Statements
QUIRK RAYMOND R 4
PUTNAM INVESTMENT FUNDS N-CEN
Royale Energy, Inc. 10-Q
PARK ANTHONY 4
Nevada Canyon Gold Corp. 10-Q
Bain Capital Private Credit 10-Q
Hackworth Bryan M 4
UNIVERSAL ELECTRONICS INC 4 Financial Statements
AEI INCOME & GROWTH FUND 25 LLC 10-Q
Providence Wealth Advisors, LLC 13F-HR
MILLER BRIAN K 144
ARLING PAUL D 4
Nolan Michael Joseph 4
AEI INCOME & GROWTH FUND XXII LTD PARTNERSHIP 10-Q
PUTNAM GLOBAL HEALTH CARE FUND N-CEN
AEI INCOME & GROWTH FUND XXI LTD PARTNERSHIP 10-Q
Ammari Ramzi 4
APIS CAPITAL ADVISORS, LLC 13F-HR
Fortis Advisors, LLC 13F-HR
Gravelle Michael L 4
Mason & Associates, LLC 13F-NT
NAVIDEA BIOPHARMACEUTICALS, INC. DEFA14A Financial Statements
PUTNAM ASSET ALLOCATION FUNDS N-CEN
Alaethes Wealth LLC 13F-HR
BANC OF AMERICA FUNDING CORP ABS-15G
Monetiva Inc. S-1/A
Avertix Medical, Inc. D
FOLEY WILLIAM P II 4
BURNS J W & CO INC/NY 13F-HR
FEDERATED EQUITY MANAGEMENT CO OF PENNSYLVANIA 13F-NT
Tenner Mandy 144
Amalgamated Financial Corp. 144 Financial Statements
GS MORTGAGE SECURITIES CORP ABS-15G
AKRE CAPITAL MANAGEMENT LLC 13F-HR
Anson Capital, Inc. 13F-HR
Accuvest Global Advisors 13F-HR
Toscafund Asset Management LLP 13F-HR
Equitable Financial Life Insurance Co S-3
Maquia Capital Acquisition Corp NT 10-Q
TYLER BRIAN S. 144
MCKESSON CORP 144 Financial Statements
VERIZON COMMUNICATIONS INC 424B2 Financial Statements
New Game Plus, Inc. D
Tao Capital Management LP 13F-HR
BC Gestao de Recursos Ltda. 13F-HR
FEDERATED ADVISORY SERVICES CO 13F-NT
Braddock Partners Offshore, LP 13F-NT
Parrot.MD Inc. D
COMMUNITY BANCORP /VT 10-Q
LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 13F-HR
INTERCEPT PHARMACEUTICALS, INC. 4 Financial Statements
AKKARAJU SRINIVAS 4
Mentor Capital, Inc. 10-Q
Oak Woods Acquisition Corp 10-Q
FORA Capital, LLC 13F-HR
Richard C. Young & CO., LTD. 13F-HR
Darwin Asset Management, LLC 13F-NT
Venezia Rocco 4
Ford Credit Auto Owner Trust 2023-C FWP
NORTHERN TRUST GLOBAL INVESTMENTS LTD 13F-NT
BVI Core Q22021-7 Series, a Series of Blu Venture Investors Core, LLC D/A
Berrey M Michelle 4
MacKenzie Realty Capital, Inc. 1-A POS
DIFILLIPPO DAVID A 4
UNIFIRST CORP 4 Financial Statements
RYAN JOHN T III 4
MSA Safety Inc 4 Financial Statements
Steward Partners Investment Advisory, LLC 13F-HR
Baker Global Asset Management Inc. 1-U
NORTHERN TRUST CO 13F-NT
UTG INC 10-Q
BayCom Corp 10-Q Financial Statements
Fundaro Paolo 4
INTREPID CAPITAL MANAGEMENT INC 13F-HR
Bedi Christopher 144
Richardson Linda M 4
AGF MANAGEMENT LTD 13F-HR
Zalatoris Acquisition Corp. 10-Q
EAM Global Investors LLC 13F-HR
Northern Trust Investments, Inc 13F-NT
Benatti Luca 4
SBLENDORIO GLENN 4
SPRUCEGROVE INVESTMENT MANAGEMENT LTD 13F-HR
FORD CREDIT AUTO RECEIVABLES TWO LLC FWP
Lipocine Inc. 8-K Financial Statements
RockCreek 13F-NT
Processa Pharmaceuticals, Inc. 8-K
Smurfit Dermot S. 144
GAN Ltd 144 Financial Statements
SANTINI GINO 4
TRANSAMERICA SERIES TRUST 497K
Miller-Rich Nancy 4
ROSA-BJORKESON DAGMAR 4
Target Global Acquisition I Corp. 10-Q
Gottesdiener Keith Michael 4
New Found Gold Corp. 6-K
Sharp Capital Gestora de Recursos Ltda. 13F-HR
Xometry, Inc. SC 13G Financial Statements
EVENTIDE ASSET MANAGEMENT, LLC SC 13G
NORTHERN TRUST CORP 13F-HR
Ford David A 4
TRANSAMERICA SERIES TRUST 497
Tilly Edward T 144
Cboe Global Markets, Inc. 144 Financial Statements
SECURITY NATIONAL BANK OF SO DAK 13F-HR
Ford Credit Auto Owner Trust 2023-C 424H
FORD CREDIT AUTO RECEIVABLES TWO LLC 424H
Freedberg Jared 4
LGL PARTNERS, LLC 13F-HR
Barberio Mark G 4
GIBRALTAR INDUSTRIES, INC. 4 Financial Statements
UNITY GROWTH SERIES FUND LLC - FUND 002 D