| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Marte Mario Jesus
|
4
|
|
|
Sysorex, Inc.
|
10-Q
|
|
|
Jones Cecilia
|
4
|
|
|
Konold Aina E.
|
4
|
|
|
MCGIVNEY MARK C
|
4
|
|
|
MARSH & MCLENNAN COMPANIES, INC.
|
4
|
Financial Statements
|
|
Apollo Realty Income Solutions, Inc.
|
8-K
|
|
|
TORTOISE ENERGY INDEPENDENCE FUND, INC.
|
SC 13D/A
|
|
|
ViewRay, Inc.
|
8-K
|
Financial Statements
|
|
Federal Home Loan Bank of Cincinnati
|
8-K
|
|
|
NEW RELIC, INC.
|
DEFA14A
|
Financial Statements
|
|
Terry Katharine
|
4
|
|
|
IGC Pharma, Inc.
|
NT 10-K
|
|
|
CC Fund IV Investors, LLC
|
D
|
|
|
Black Diamond Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Hunsinger T. Charles
|
4
|
|
|
Vistagen Therapeutics, Inc.
|
424B5
|
Financial Statements
|
|
MJ Real Estate Investment Trust
|
D
|
|
|
Muecke William
|
4
|
|
|
Clever Leaves Holdings Inc.
|
4
|
|
|
LAKE SHORE BANCORP, INC.
|
8-K
|
Financial Statements
|
|
Collver Robyn A.
|
4
|
|
|
ClearBridge Energy Midstream Opportunity Fund Inc.
|
SC 13D/A
|
|
|
NEW RELIC, INC.
|
DEF 14A
|
Financial Statements
|
|
Milanova Tsveta
|
4
|
|
|
INCYTE CORP
|
S-8
|
Financial Statements
|
|
COMPASS MINERALS INTERNATIONAL INC
|
8-K/A
|
Financial Statements
|
|
ALLEN WILLIAM T
|
4
|
|
|
Nova Vision Acquisition Corp
|
425
|
|
|
GELESIS HOLDINGS, INC.
|
DEFA14A
|
|
|
Forward Industries, Inc.
|
8-K
|
Financial Statements
|
|
ARGENX SE
|
6-K
|
Financial Statements
|
|
Orbital Infrastructure Group, Inc.
|
8-K
|
|
|
Larkin Diane M
|
4
|
|
|
VALMONT INDUSTRIES INC
|
4
|
Financial Statements
|
|
AquaBounty Technologies, Inc.
|
SC 13D/A
|
Financial Statements
|
|
KIRK RANDAL J
|
SC 13D/A
|
|
|
FIRST CAPITAL INC
|
8-K
|
Financial Statements
|
|
FS Credit Opportunities Corp.
|
N-23C-2
|
|
|
IDEAYA Biosciences, Inc.
|
8-K
|
Financial Statements
|
|
Vipshop Holdings Ltd
|
6-K
|
Financial Statements
|
|
FISERV INC
|
25-NSE
|
Financial Statements
|
|
Julien Gary M
|
4
|
|
|
Black Diamond Therapeutics, Inc.
|
424B5
|
Financial Statements
|
|
Constas Stacey
|
4
|
|
|
SPRUCE POWER HOLDING CORP
|
4
|
|
|
Xiangtian Aerodynamic Electricity Ltd.
|
4
|
|
|
Franklin Alternative Strategies Funds
|
497K
|
|
|
FIRST TRUST COMBINED SERIES 358
|
485BPOS
|
|
|
Planet Green Holdings Corp.
|
4
|
|
|
Bain Irwin Allen
|
SC 13G/A
|
|
|
ClearBridge MLP & Midstream Total Return Fund Inc.
|
SC 13D/A
|
|
|
Tortoise Midstream Energy Fund, Inc.
|
SC 13D/A
|
|
|
NAVIDEA BIOPHARMACEUTICALS, INC.
|
SC 13G/A
|
Financial Statements
|
|
Xiangtian Aerodynamic Electricity Ltd.
|
SC 13D/A
|
|
|
Planet Green Holdings Corp.
|
SC 13D/A
|
|
|
Zhihu Inc.
|
6-K
|
Financial Statements
|
|
HH&L Acquisition Co.
|
8-K
|
|
|
Freedom Acquisition I Corp.
|
424B3
|
|
|
Lightwave Logic, Inc.
|
S-8
|
|
|
UWM Holdings Corp
|
8-K
|
Financial Statements
|
|
NEXTIER OILFIELD SOLUTIONS INC.
|
425
|
|
|
BlackRock Innovation & Growth Term Trust
|
SC 13D/A
|
|
|
SERVOTRONICS INC /DE/
|
8-K
|
Financial Statements
|
|
Franklin Alternative Strategies Funds
|
497
|
|
|
Edwards Harold S
|
4
|
|
|
Limoneira CO
|
4
|
Financial Statements
|
|
GAMCO INVESTORS, INC. ET AL
|
SC 13D/A
|
|
|
MUELLER INDUSTRIES INC
|
SC 13D/A
|
Financial Statements
|
|
SL Investment Corp.
|
8-K
|
|
|
Cassella James V
|
4
|
|
|
Heffernan Michael Thomas
|
4
|
|
|
Jones John William
|
3
|
|
|
GMR Ltd
|
SC 13G
|
|
|
Applied Digital Corp.
|
SC 13G
|
Financial Statements
|
|
PALAMOUNTAIN MARK
|
4
|
|
|
Meeker David P
|
4
|
|
|
Colangelo Dominick
|
4
|
|
|
VANLENT ANNE
|
4
|
|
|
BAKER ROBERT K
|
4
|
|
|
CSB Bancorp, Inc.
|
4
|
|
|
Deep Track Capital, LP
|
SC 13G
|
|
|
CIL&D, LLC
|
8-K
|
|
|
THEUER CHARLES
|
4
|
|
|
Oncternal Therapeutics, Inc.
|
4
|
|
|
STRATTEC SECURITY CORP
|
8-K
|
Financial Statements
|
|
CONSTELLATION BRANDS, INC.
|
10-Q
|
Financial Statements
|
|
Nova Vision Acquisition Corp
|
8-K
|
|
|
CARTER MICHAEL G
|
4
|
|
|
QDM International Inc.
|
10-K/A
|
|
|
LARUE WILLIAM R
|
4
|
|
|
Wills Robert James
|
4
|
|
|
MAZANET ROSEMARY
|
4
|
|
|
Crypto Co
|
8-K
|
|
|
Nakanishi Xin
|
4
|
|
|
Nova Vision Acquisition Corp
|
PRE 14A
|
|
|
KISNER DANIEL L
|
4
|
|
|
MILESTONE SCIENTIFIC INC.
|
8-K
|
Financial Statements
|
|
HALE DAVID F
|
4
|
|
|
DeSimone Jill
|
4
|
|
|
VanEck ETF Trust
|
40-17G
|
|
|
Torgerson Lance
|
SC 13D/A
|
|
|
Civeo Corp
|
SC 13D/A
|
Financial Statements
|
|
Metacare, Inc.
|
D
|
|
|
TYLER BRIAN S.
|
4
|
|
|
MCKESSON CORP
|
4
|
Financial Statements
|
|
Beneficient
|
NT 10-K
|
|
|
SmartStory Technologies, Inc.
|
D/A
|
|
|
FIRST TRUST COMBINED SERIES 355
|
485BPOS
|
|
|
Smith Barbara
|
144
|
|
|
COMMERCIAL METALS Co
|
144
|
Financial Statements
|
|
Cantor Fitzgerald Income Trust, Inc.
|
POS AM
|
|
|
COMSCORE, INC.
|
S-8
|
Financial Statements
|
|
Heuland Noemie Clemence
|
144
|
|
|
Ceridian HCM Holding Inc.
|
144
|
Financial Statements
|
|
ATLANTIC AMERICAN CORP
|
8-K
|
Financial Statements
|
|
Yamamoto Sumitaka
|
4
|
|
|
HeartCore Enterprises, Inc.
|
4
|
Financial Statements
|
|
TULANEY THOMAS P
|
4
|
|
|
Lofton Kevin E
|
4
|
|
|
Squires Nelson John III
|
144
|
|
|
WESCO INTERNATIONAL INC
|
144
|
Financial Statements
|
|
Exos Collateralized SPAC Holdings Fund LP
|
3
|
|
|
Industrial Tech Acquisitions II, Inc.
|
3
|
|
|
Exos Asset Management LLC
|
3
|
|
|
CC Fund III Investors, LLC
|
D
|
|
|
JOHCM Funds Trust
|
497
|
|
|
Angel Oak Strategic Credit Fund
|
486BPOS
|
|
|
Golden Pear Funding AssetCo, LLC
|
ABS-15G
|
|
|
INTENSITY THERAPEUTICS, INC.
|
424B4
|
|
|
Industrial Tech Acquisitions II, Inc.
|
SC 13D
|
|
|
Exos Asset Management LLC
|
SC 13D
|
|
|
Listed Funds Trust
|
485BPOS
|
|
|
HEP Fund 23, LLC
|
D
|
|
|
Valet Lighting Co LLC
|
D
|
|
|
American Marketplace Capital Corp
|
10-12G
|
|
|
WEHRLE RICHARD J
|
4
|
|
|
ALAMO GROUP INC
|
4
|
Financial Statements
|
|
NYSE NATIONAL, INC.
|
1/A
|
|
|
NYSE CHICAGO, INC.
|
1/A
|
|
|
NYSE ARCA, INC.
|
1/A
|
|
|
NYSE AMERICAN LLC
|
1/A
|
|
|
NEW YORK STOCK EXCHANGE LLC
|
1/A
|
|
|
WARRANTEE INC.
|
EFFECT
|
|
|
Colombier Acquisition Corp.
|
EFFECT
|
|
|
FARADAY FUTURE INTELLIGENT ELECTRIC INC.
|
EFFECT
|
|
|
Golub Capital Private Credit Fund
|
EFFECT
|
|
|
ECARX Holdings Inc.
|
EFFECT
|
|
|
First American Funds Trust
|
EFFECT
|
|
|
Able View Global Inc.
|
EFFECT
|
|
|
Stran & Company, Inc.
|
EFFECT
|
|
|
INDUS REALTY TRUST, INC.
|
EFFECT
|
|
|
INDUS RT, LP
|
EFFECT
|
|
|
Pyxis Oncology, Inc.
|
EFFECT
|
Financial Statements
|
|
Freedom Acquisition I Corp.
|
EFFECT
|
|
|
REPUBLIC OF KOREA
|
EFFECT
|
|
|
EXPORT IMPORT BANK OF KOREA
|
EFFECT
|
|
|
Prestige Wealth Inc.
|
EFFECT
|
|
|
Aptose Biosciences Inc.
|
EFFECT
|
Financial Statements
|
|
BGC Partners, Inc.
|
EFFECT
|
Financial Statements
|
|
C3is Inc.
|
EFFECT
|
|
|
LUXURBAN HOTELS INC.
|
EFFECT
|
Financial Statements
|
|
MEDALLION FINANCIAL CORP
|
EFFECT
|
Financial Statements
|
|
Fundhomes I, LLC
|
QUALIF
|
|
|
Oriental Culture Holding LTD
|
EFFECT
|
Financial Statements
|
|
Norhart Invest LLC
|
QUALIF
|
|
|
Investors Exchange LLC
|
1/A
|
|
|
Long-Term Stock Exchange, Inc.
|
1/A
|
|
|
BOX Exchange LLC
|
1/A
|
|
|
ViewRay, Inc.
|
4
|
Financial Statements
|
|
EBRAHIMI FARHAD FRED
|
4
|
|
|
von Blottnitz Andreas
|
4
|
|
|
APPFOLIO INC
|
4
|
Financial Statements
|
|
Webb Winifred Markus
|
4
|
|
|
Armada Hoffler Properties, Inc.
|
4
|
Financial Statements
|
|
Hoffler Daniel A
|
4
|
|
|
Nottebohm Olivia
|
4
|
|
|
Molineaux Susan
|
4
|
|
|
GERON CORP
|
4
|
Financial Statements
|
|
Spiegel Robert J.
|
4
|
|
|
Kapur Anil
|
4
|
|
|
PineBridge GEM II G.P., L.P.
|
3
|
|
|
KERR JANET
|
4
|
|
|
Bundy Scanlan Agnes
|
4
|
|
|
Howell Robin Robinson
|
4
|
|
|
GRAY TELEVISION INC
|
4
|
Financial Statements
|
|
HOWELL HILTON H JR
|
4
|
|
|
Khaishgi Mohammedulla
|
3
|
|
|
Allen George F
|
4
|
|
|
Carroll James A
|
4
|
|
|
Cherry James C.
|
4
|
|
|
HARDY EVA S
|
4
|
|
|
RH
|
4
|
Financial Statements
|
|
DEMILIO MARK S
|
4
|
|
|
SCHLESINGER LEONARD A
|
4
|
|
|
Mitic Kathleen C.
|
4
|
|
|
Belling Keith
|
4
|
|
|
Krane Hilary K
|
4
|
|
|
ALBERINI CARLOS
|
4
|
|
|
SVF Endurance
|
4
|
|
|
SOFTBANK VISION FUND
|
4
|
|
|
SB INVESTMENT ADVISERS
|
4
|
|
|
Vir Biotechnology, Inc.
|
4
|
Financial Statements
|
|
Rowghani Ali
|
4
|
|
|
KIRK A RUSSELL
|
4
|
|
|
Snow John W.
|
4
|
|
|
Gartman Dennis H.
|
4
|
|
|
Richie Steven L
|
4
|
|
|
Laird Superfood, Inc.
|
4
|
Financial Statements
|
|
Daniels Michael A
|
4/A
|
|
|
CACI INTERNATIONAL INC /DE/
|
4/A
|
Financial Statements
|
|
Daniels Michael A
|
4
|
|
|
Furman Christopher
|
3/A
|
|
|
Vitro Biopharma, Inc.
|
3/A
|
|
|
Koenig Edwin S.
|
4
|
|
|
Suri Rajat
|
4
|
|
|
Presto Automation Inc.
|
4
|
|
|
Andrews Paul
|
4
|
|
|
TAN LIP BU
|
4
|
|
|
Ziebell Mark R
|
4
|
|
|
Avid Bioservices, Inc.
|
4
|
Financial Statements
|
|
Richieri Richard A.
|
4
|
|
|
Kwietniak Matthew R.
|
4
|
|
|
Hart Daniel R
|
4
|
|
|
Green Nicholas Stewart
|
4
|
|
|
Nelson Christopher John
|
4
|
|
|
STANLEY BLACK & DECKER, INC.
|
4
|
Financial Statements
|
|
Leone John
|
3
|
|
|
Yip Christopher J.
|
4
|
|
|
Taylor Morrison Home Corp
|
4
|
Financial Statements
|
|
Zymeworks Inc.
|
4
|
Financial Statements
|
|
Campoy Carlos
|
4
|
|
|
Zymeworks Inc.
|
3
|
Financial Statements
|
|
Campoy Carlos
|
3
|
|
|
DraftKings Inc.
|
4
|
|
|
Robins Jason
|
4
|
|
|
ANAVEX LIFE SCIENCES CORP.
|
4
|
Financial Statements
|
|
MISSLING CHRISTOPHER U
|
4
|
|
|
Vicapsys Life Sciences, Inc.
|
S-1
|
|
|
BIDS TRADING L.P.
|
ATS-N/MA
|
|
|
NewBridge Global Ventures, Inc.
|
REVOKED
|
|
|
L.J. HART AND COMPANY
|
MA/A
|
|
|
VANGUARD GROUP INC
|
TA-1/A
|
|
|
Tritower Real Estate Capital, LLC
|
FOCUSN
|
|
|
DRW EXECUTION SERVICES, LLC
|
FOCUSN
|
|
|
TRADELINK SECURITIES, LLC
|
FOCUSN
|
|
|
CYPRESS PARTNERS LLC
|
FOCUSN
|
|
|
DEVENIR, LLC
|
FOCUSN
|
|
|
DRW SECURITIES, L.L.C.
|
FOCUSN
|
|
|
DMK ADVISOR GROUP, INC.
|
FOCUSN
|
|
|
CLARKSONS SECURITIES, INC.
|
FOCUSN
|
|
|
MOTILAL OSWAL SECURITIES INTERNATIONAL PRIVATE LIMITED
|
X-17A-5
|
|
|
BRASIL PLURAL SECURITIES LLC
|
X-17A-5
|
|
|
HUNNICUTT & CO. LLC
|
X-17A-5
|
|
|
AVM, L.P.
|
X-17A-5
|
|
|
R. F. LAFFERTY & CO., INC.
|
X-17A-5
|
|
|
INVESTMENT VISA CONSULTANTS, LLC
|
X-17A-5
|
|
|
UNEST SECURITIES, LLC
|
X-17A-5
|
|
|
AXIS CAPITAL USA, LLC
|
X-17A-5
|
|
|
Vahanna Tech Edge Acquisition I Corp.
|
CORRESP
|
|
|
ACESIS HOLDINGS CORP.
|
DRS/A
|
|
|
SUNPOWER CORP
|
CORRESP
|
Financial Statements
|
|
AUSDAL FINANCIAL PARTNERS, INC.
|
FOCUSN
|
|
|
Polen Credit Opportunities Fund
|
CORRESP
|
|
|
YORK SECURITIES, INC.
|
FOCUSN
|
|
|
YORK SECURITIES, INC.
|
X-17A-5
|
|
|
Brookwood Fenton Investments LLC
|
CORRESP
|
|
|
Digital Media Solutions, Inc.
|
CORRESP
|
|
|
AEGON NV
|
CORRESP
|
Financial Statements
|
|
Listed Funds Trust
|
CORRESP
|
|
|
FORTE SECURITIES LLC
|
FOCUSN
|
|
|
SRIVARU Holding Ltd
|
UPLOAD
|
|
|
Veralto Corp
|
DRSLTR
|
|
|
Anzu Special Acquisition Corp I
|
CORRESP
|
|
|
Neumora Therapeutics, Inc.
|
DRSLTR
|
|
