| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Schneider Robert Andrew
|
4
|
|
|
Liberty Resources Acquisition Corp.
|
10-Q
|
|
|
PIMCO Energy & Tactical Credit Opportunities Fund
|
4
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
MAUPIN JOHN E JR D D S
|
4
|
|
|
Pivotal WN Partners, LLC
|
D
|
|
|
RYANAIR HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Ridley Bruce A
|
4
|
|
|
LaMonica Susan
|
4
|
|
|
BlackRock ESG Capital Allocation Term Trust
|
4
|
|
|
Qomolangma Acquisition Corp.
|
8-K
|
|
|
Olivier Darla J.
|
4
|
|
|
Morgan Stanley Capital I Trust 2016-UBS9
|
10-D
|
|
|
Roundhill ETF Trust
|
N-8A
|
|
|
WASHINGTON MUTUAL INVESTORS FUND
|
497K
|
|
|
AIP Alternative Lending Fund P
|
SC TO-I
|
|
|
CHECK POINT SOFTWARE TECHNOLOGIES LTD
|
6-K
|
Financial Statements
|
|
JPMDB Commercial Mortgage Securities Trust 2016-C4
|
10-D
|
|
|
FORD MOTOR CREDIT CO LLC
|
424B3
|
|
|
Kaser Jeffrey S
|
4
|
|
|
WASHINGTON MUTUAL INVESTORS FUND
|
485BPOS
|
|
|
1290 Funds
|
N-CSRS
|
|
|
ETF Series Solutions
|
497
|
|
|
Connelly Capital Series Fund II LLC
|
D/A
|
|
|
Global Water Resources, Inc.
|
8-K
|
Financial Statements
|
|
Connexa Sports Technologies Inc.
|
10-Q
|
Financial Statements
|
|
ROBOTTI ROBERT
|
4
|
|
|
TIDEWATER INC
|
4
|
Financial Statements
|
|
Features Capital SSBCI Fund, LP
|
D
|
|
|
Barnes Pamela A.
|
4
|
|
|
Marchese Anthony G.
|
4
|
|
|
Texas Mineral Resources Corp.
|
4
|
|
|
McCurdy Kay W
|
144
|
|
|
Arthur J. Gallagher & Co.
|
144
|
Financial Statements
|
|
ClearBridge MLP & Midstream Fund Inc.
|
4
|
|
|
FIAM Select International Small Cap Equity Fund, LLC
|
D/A
|
|
|
Equinox Fund International, Ltd.
|
D/A
|
|
|
Cheng Chi Fung
|
4
|
|
|
Credo Technology Group Holding Ltd
|
4
|
Financial Statements
|
|
Hyundai Auto Receivables Trust 2023-B
|
ABS-15G
|
|
|
HYUNDAI ABS FUNDING LLC
|
ABS-15G
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C31
|
10-D
|
|
|
Pear Tree Funds
|
NPORT-P/A
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C30
|
10-D
|
|
|
Features Capital Fund, LP
|
D
|
|
|
Carter Charles J.
|
4
|
|
|
StoneX Group Inc.
|
DEFA14A
|
Financial Statements
|
|
Hamilton James C
|
144
|
|
|
ARROWHEAD PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
Connelly Capital Series Fund I LLC
|
D
|
|
|
Morgan Stanley Capital I Inc.
|
ABS-15G
|
|
|
Konektis Capital Partners Fund LP
|
D
|
|
|
GMO TRUST
|
485BPOS
|
|
|
AIP Alternative Lending Fund A
|
SC TO-I
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Mundy Robert P.
|
4
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C29
|
10-D
|
|
|
StoneX Group Inc.
|
DEF 14A
|
Financial Statements
|
|
IPC Yellowstone Co-Invest, L.P.
|
D
|
|
|
HSBC BANK PLC
|
424B2
|
|
|
CHOWSCANO KARL
|
4
|
|
|
4Front Ventures Corp.
|
4
|
|
|
CERTCO INC
|
D
|
|
|
Benton Patrick M.
|
4/A
|
|
|
UFP INDUSTRIES INC
|
4/A
|
Financial Statements
|
|
Themes ETF Trust
|
N-1A/A
|
|
|
AIP Alternative Lending Fund P
|
SC TO-I/A
|
|
|
GONTMAKHER LEONID
|
4
|
|
|
Equitybee 22-86517, a Series of Equitybee cFund Master LLC
|
D
|
|
|
FIAM SELECT INTERNATIONAL EQUITY FUND, LLC
|
D/A
|
|
|
VARIABLE ANNUITY ACCOUNT SEVEN
|
497
|
|
|
Trotta Mitchell
|
3
|
|
|
Nuveen S&P 500 BuyWrite Income Fund
|
3
|
|
|
UBS Commercial Mortgage Trust 2018-C14
|
10-D
|
|
|
DAILY DAVID RYAN
|
4
|
|
|
BARTEL RALPH
|
4
|
|
|
TRAVELZOO
|
4
|
Financial Statements
|
|
GULATI CHETAN
|
4
|
|
|
SA FUNDS INVESTMENT TRUST
|
PRE 14A
|
|
|
UBS Commercial Mortgage Trust 2018-C14
|
ABS-EE
|
|
|
AIP Alternative Lending Fund A
|
SC TO-I/A
|
|
|
Purcell Paul Martin
|
4
|
|
|
Sezzle Inc.
|
4
|
|
|
Preply, Inc.
|
D
|
|
|
Heidenmark Cook Pia Johanna
|
144
|
|
|
KOWLZAN MARK W
|
4
|
|
|
Varnedoe Heeth IV
|
4
|
|
|
FLOWERS FOODS INC
|
4
|
Financial Statements
|
|
THUT ANDREW
|
4
|
|
|
Fat Brands, Inc
|
8-K
|
Financial Statements
|
|
Kayne Anderson NextGen Energy & Infrastructure, Inc.
|
425
|
|
|
Kayne Anderson Energy Infrastructure Fund, Inc.
|
425
|
Financial Statements
|
|
NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I
|
497VPU
|
|
|
VARIABLE ANNUITY ACCOUNT SEVEN
|
497VPI
|
|
|
KRANE KRISTOPHER
|
4
|
|
|
H. Mulligan Bespoke Libations Co.
|
C/A
|
|
|
Rapid Scale LLC
|
D
|
|
|
micromobility.com Inc.
|
424B3
|
|
|
BLACKROCK FUNDS
|
N-CEN/A
|
|
|
VARIABLE ANNUITY ACCOUNT SEVEN
|
497VPU
|
|
|
PARKE BANCORP, INC.
|
NT 11-K/A
|
Financial Statements
|
|
ATLANTICA INC
|
10-K/A
|
|
|
Pflederer Kent A.
|
4
|
|
|
Pavo Ventures LLC
|
D
|
|
|
Hassfurther Thomas A
|
4
|
|
|
UBS Commercial Mortgage Trust 2018-C13
|
10-D
|
|
|
Persperion Diagnostics Inc.
|
D/A
|
|
|
Caswell Ryan R.
|
3
|
|
|
System1, Inc.
|
3
|
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
485BXT
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Manta Biofuel, Inc.
|
C/A
|
|
|
UBS Commercial Mortgage Trust 2018-C13
|
ABS-EE
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT 11
|
497
|
|
|
Atlanta Braves Holdings, Inc.
|
425
|
|
|
Liberty Media Corp
|
425
|
Financial Statements
|
|
SPDR INDEX SHARES FUNDS
|
485BXT
|
|
|
FORD CREDIT FLOORPLAN MASTER OWNER TRUST A
|
10-D/A
|
|
|
Liberty Media Corp
|
8-K
|
Financial Statements
|
|
NETLIST INC
|
ARS
|
|
|
CGB Green Liberty Notes LLC
|
C-U
|
|
|
ELMTREE U.S. NET LEASE FUND V-B, L.P.
|
D
|
|
|
Elizabeth T Haney TR UA 10/16/2020
|
144
|
|
|
Kinsale Capital Group, Inc.
|
144
|
Financial Statements
|
|
ELMTREE U.S. NET LEASE FUND V-A, L.P.
|
D
|
|
|
ACURA PHARMACEUTICALS, INC
|
10-K
|
|
|
FIAM Select Emerging Markets Equity Fund, LP
|
D/A
|
|
|
NETLIST INC
|
DEF 14A
|
|
|
Husted Amy D.
|
144
|
|
|
KIRBY CORP
|
144
|
Financial Statements
|
|
Barrett & Benitez Development
|
C/A
|
|
|
Kisses From Italy Inc.
|
8-K
|
|
|
Whistler Ultimate Parent Holdings, Inc.
|
D/A
|
|
|
PLAINS GP HOLDINGS LP
|
4
|
Financial Statements
|
|
PAA GP Holdings LLC
|
4
|
|
|
Plains All American GP LLC
|
4
|
|
|
Plains AAP, L.P.
|
4
|
|
|
PLAINS ALL AMERICAN PIPELINE LP
|
4
|
Financial Statements
|
|
Fisher Park Capital, L.P.
|
D/A
|
|
|
Morgan Stanley Capital I Trust 2015-MS1
|
10-D
|
|
|
ATS Corp /ATS
|
S-8
|
|
|
Maven Ventures Fund IV, L.P.
|
D/A
|
|
|
Tapville Franchising, Inc.
|
C
|
|
|
TREND INNOVATIONS HOLDING INC.
|
10-K/A
|
|
|
Ardmore Shipping Corp
|
144
|
Financial Statements
|
|
McWilliams Curtis B
|
144
|
|
|
P1Padel Group, Inc.
|
D/A
|
|
|
NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I
|
497VPI
|
|
|
VARIABLE SEPARATE ACCOUNT
|
497
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C27
|
10-D
|
|
|
Cambria ETF Trust
|
485BXT
|
|
|
AEGON NV
|
425
|
Financial Statements
|
|
ISRAEL, STATE OF
|
FWP
|
|
|
R3 Printing, Inc.
|
C/A
|
|
|
BIOT Holdings, Inc.
|
D
|
|
|
Global X Funds
|
497
|
|
|
Monroe Capital Income Plus Corp
|
SC TO-I/A
|
|
|
SK TELECOM CO LTD
|
6-K
|
Financial Statements
|
|
Seattle Funding Group, Ltd.
|
D
|
|
|
ONEILL ROBERT E
|
4
|
|
|
PARK NATIONAL CORP /OH/
|
4
|
Financial Statements
|
|
Willow Lakes Management, LLC
|
D
|
|
|
Morgan Stanley Capital I Trust 2021-L6
|
10-D
|
|
|
NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I
|
497
|
|
|
Morgan Stanley Capital I Trust 2021-L6
|
ABS-EE
|
|
|
Westphal Jeffery
|
144/A
|
|
|
Vertex, Inc.
|
144/A
|
Financial Statements
|
|
Hammes Gregory P.
|
3
|
|
|
Sterling Real Estate Trust
|
3
|
|
|
POLK DENNIS
|
144
|
|
|
TD SYNNEX CORP
|
144
|
Financial Statements
|
|
Versus Capital Multi-Manager Real Estate Income Fund LLC
|
N-23C3A
|
|
|
Curio Wellness Corp
|
D
|
|
|
Yandex N.V.
|
6-K
|
Financial Statements
|
|
Shipley William G
|
144
|
|
|
Legacy Housing Corp
|
144
|
Financial Statements
|
|
DYNEX CAPITAL INC
|
11-K
|
Financial Statements
|
|
Vahanna Tech Edge Acquisition I Corp.
|
8-K
|
|
|
FIRST UNITED CORP/MD/
|
8-K
|
Financial Statements
|
|
CALAVO GROWERS INC
|
8-K
|
Financial Statements
|
|
King River Investments Fund 3, L.P.
|
D
|
|
|
ECOPETROL S.A.
|
424B2
|
Financial Statements
|
|
PENDARVIS DAVID
|
4
|
|
|
RESMED INC
|
4
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2019-C16
|
10-D
|
|
|
NEW WORLD FUND INC
|
N-CSRS
|
|
|
Enterprise Investors Fund IX SCSp
|
D
|
|
|
UBS Commercial Mortgage Trust 2019-C16
|
ABS-EE
|
|
|
American Funds International Vantage Fund
|
N-CSRS
|
|
|
Community Redevelopment Inc.
|
10-K
|
|
|
American Funds Global Insight Fund
|
N-CSRS
|
|
|
Morgan Stanley Capital I Trust 2016-UBS11
|
10-D
|
|
|
COX MATTHEW J
|
144
|
|
|
Matson, Inc.
|
144
|
Financial Statements
|
|
AMERICAN FUNDS GLOBAL BALANCED FUND
|
N-CSRS
|
|
|
UBS Commercial Mortgage Trust 2018-C12
|
10-D
|
|
|
COLE MICHAEL R
|
4/A
|
|
|
CAPITAL INCOME BUILDER
|
N-CSRS
|
|
|
UBS Commercial Mortgage Trust 2018-C12
|
ABS-EE
|
|
|
HOVNANIAN ARA K
|
4
|
|
|
HOVNANIAN ENTERPRISES INC
|
4
|
Financial Statements
|
|
Pacific Dataport Inc.
|
D/A
|
|
|
Jumpbutton Studio, LLC
|
D/A
|
|
|
CAPITAL GROUP PRIVATE CLIENT SERVICES FUNDS
|
N-CSRS
|
|
|
UBS Commercial Mortgage Trust 2018-C15
|
10-D
|
|
|
MORGAN STANLEY INSTITUTIONAL FUND TRUST
|
497
|
|
|
Capital Group Central Fund Series
|
N-CSRS
|
|
|
Black Swift Special Situations Fund, LP
|
D/A
|
|
|
GeoSolar Technologies, Inc.
|
1-K
|
|
|
LITMAN GREGORY FUNDS TRUST
|
497J
|
|
|
UBS Commercial Mortgage Trust 2018-C15
|
ABS-EE
|
|
|
Capital Group U.S. Equity Fund
|
N-CSRS
|
|
|
Ocean Power Technologies, Inc.
|
CERT
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2018-C11
|
10-D
|
|
|
Isaacs Ian
|
4
|
|
|
GREENLIGHT CAPITAL RE, LTD.
|
4
|
Financial Statements
|
|
AMERICAN MUTUAL FUND
|
N-CSRS
|
|
|
Chicago Healthcare MOB DST
|
D/A
|
|
|
PetroGas Co
|
NT 10-K
|
|
|
American Funds Target Date Retirement Series
|
N-CSRS
|
|
|
Bright Health Group Inc.
|
8-K/A
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2018-C11
|
ABS-EE
|
|
|
Masterworks 181, LLC
|
1-Z
|
|
|
CREDIT SUISSE OPPORTUNITY FUNDS
|
N-CSRS
|
|
|
American Funds Retirement Income Portfolio Series
|
N-CSRS
|
|
|
Urban Gateway Capital Ltd.
|
D
|
|
|
Danzik Dennis M
|
4
|
|
|
flooidCX Corp.
|
4
|
|
|
Masterworks 181, LLC
|
1-U
|
|
|
FT 10903
|
S-6
|
|
|
Stewart Barbara Lynn
|
3
|
|
|
ZeroFox Holdings, Inc.
|
3
|
|
|
AMERICAN FUNDS PORTFOLIO SERIES
|
N-CSRS
|
|
|
Nushares ETF Trust
|
497K
|
|
|
Hooper Paul
|
3
|
|
|
Encore Energy, Inc.
|
D
|
|
|
Shea Teresa H
|
3
|
|
|
LAZARD RETIREMENT SERIES INC
|
497
|
|
|
LAZARD FUNDS INC
|
497
|
|
|
Masterworks 078, LLC
|
1-Z
|
|
|
AUSCRETE Corp
|
1-A/A
|
|
|
Credit Suisse Commodity Strategy Funds
|
N-CSRS
|
|
|
Masterworks 078, LLC
|
1-U
|
|
|
Columna Capital Fund III SCSp
|
D/A
|
|
|
Tran Associates, LP
|
D/A
|
|
|
Morgan Stanley Capital I Trust 2021-L5
|
10-D
|
|
|
E2P Group LLC
|
D
|
|
|
Masterworks 028, LLC
|
1-Z
|
|
|
Pro Cyclist Institutional Fund, LP
|
D/A
|
|
|
Masterworks 028, LLC
|
1-U
|
|
|
Morgan Stanley Capital I Trust 2021-L5
|
ABS-EE
|
|
|
Columna Fund III Co-Investment Opportunities SCSp
|
D
|
|
|
MASON HILL PARTNERS LP
|
D/A
|
|
|
BANK 2022-BNK41
|
10-D
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
497K
|
|
|
EDUCATIONAL DEVELOPMENT CORP
|
8-K
|
Financial Statements
|
|
AMERICAN FUNDS COLLEGE TARGET DATE SERIES
|
N-CSRS
|
|
|
KUROTO FUND INTERNATIONAL LTD
|
D/A
|
|
|
Morgan Stanley Capital I Trust 2015-UBS8
|
10-D
|
|
|
BANK 2022-BNK41
|
ABS-EE
|
|
|
WASHINGTON MUTUAL INVESTORS FUND
|
N-CSR
|
|
|
PENN SERIES FUNDS INC
|
497
|
|
|
PRUCO LIFE OF NEW JERSEY VARIABLE APPRECIABLE ACCOUNT
|
485APOS
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
497
|
|
|
Morgan Stanley Capital I Trust 2021-L7
|
10-D
|
|
|
FIAM Leveraged Loan LP
|
D/A
|
|
|
KUROTO FUND LP
|
D/A
|
|
|
PRUCO LIFE VARIABLE UNIVERSAL ACCOUNT
|
485APOS
|
|
|
Morgan Stanley Capital I Trust 2021-L7
|
ABS-EE
|
|
|
Diasome Pharmaceuticals, Inc.
|
D
|
|
|
BENCHMARK 2021-B31 MORTGAGE TRUST
|
10-D
|
|
|
COLUMBIA BANKING SYSTEM, INC.
|
8-K
|
Financial Statements
|
|
AlphaQuest Original Ltd
|
D/A
|
|
|
Morgan Stanley Capital I Trust 2016-UBS12
|
10-D
|
|
|
HPS Corporate Lending Fund
|
N-2/A
|
|
|
BENCHMARK 2021-B31 MORTGAGE TRUST
|
ABS-EE
|
|
|
EQUINOX PARTNERS LP
|
D/A
|
|
|
NovAccess Global Inc.
|
8-K
|
|
|
FIAM High Yield Fund, LLC
|
D/A
|
|
|
BENCHMARK 2021-B27 MORTGAGE TRUST
|
10-D
|
|
|
MISSAD MATTHEW J
|
4/A
|
|
|
SHP ETF Trust
|
497
|
|
|
Lava SPV a series of Sharding Holdings Management LLC
|
D/A
|
|
|
Morgan Stanley Capital I Trust 2017-HR2
|
10-D
|
|
|
BENCHMARK 2021-B27 MORTGAGE TRUST
|
ABS-EE
|
|
|
Keep Technologies Inc.
|
D
|
|
|
Pro Cyclist Fund, LP
|
D/A
|
|
|
Morgan Stanley Capital I Trust 2017-HR2
|
ABS-EE
|
|
|
First Eagle DCF-A Funding, LLC
|
D
|
|
|
Investment Managers Series Trust
|
497
|
|
|
FIAM Global Low Volatility Equity Fund, L.P.
|
D/A
|
|
|
Myocardial Solutions, Inc.
|
D
|
|
|
UBS Commercial Mortgage Trust 2018-C10
|
10-D
|
|
|
Sharding Holdings 90 a series of Sharding Holdings Management LLC
|
D/A
|
|
|
Ares Private Markets Fund
|
486BPOS
|
|
|
FT 10817
|
487
|
|
|
FT 10818
|
487
|
|
|
BENCHMARK 2021-B23 MORTGAGE TRUST
|
10-D
|
|
|
FT 10883
|
487
|
|
|
FT 10816
|
487
|
|