| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C17
|
10-D
|
|
|
Adams Brian W
|
4
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C10
|
10-D
|
|
|
AIM INVESTMENT SECURITIES FUNDS
|
497J
|
|
|
Natixis ETF Trust II
|
497
|
|
|
AAH Diverse Hedge Funds, Ltd.
|
D/A
|
|
|
IndexIQ Active ETF Trust
|
N-CSR
|
|
|
Morgan Stanley Capital I Trust 2020-HR8
|
10-D
|
|
|
Natixis ETF Trust
|
497
|
|
|
Berryman Kevin C
|
144
|
|
|
JACOBS SOLUTIONS INC.
|
144
|
|
|
Cook Zerick D
|
4
|
|
|
Morgan Stanley Capital I Trust 2020-HR8
|
ABS-EE
|
|
|
Fundrise Midland Opportunistic REIT, LLC
|
1-U
|
|
|
Federal Home Loan Bank of Atlanta
|
8-K
|
|
|
Citigroup Commercial Mortgage Trust 2016-P3
|
10-D
|
|
|
Good Natured Products Inc.
|
D
|
|
|
IndexIQ ETF Trust
|
N-CSR
|
|
|
S&P Global Ratings
|
NRSRO-UPD
|
|
|
Morgan Stanley Capital I Trust 2016-BNK2
|
10-D
|
|
|
FUNDRISE BALANCED EREIT II, LLC
|
1-U
|
|
|
BANK 2019-BNK23
|
10-D
|
|
|
Gephart LeeAnn
|
4
|
|
|
UBS FUNDS
|
497K
|
|
|
Fundrise West Coast Opportunistic REIT, LLC
|
1-U
|
|
|
Tidal ETF Trust
|
25-NSE
|
|
|
BANK 2019-BNK23
|
ABS-EE
|
|
|
UBS FUNDS
|
497
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Leaderboard Golf, Inc.
|
D
|
|
|
HSBC BANK PLC
|
FWP
|
|
|
Blackstone Horizon Fund L.P.
|
D/A
|
|
|
Blackstone Horizon Fund Cayman L.P.
|
D/A
|
|
|
FEDERATED HERMES CORE TRUST
|
POS AMI
|
|
|
Morgan Stanley Capital I Trust 2019-L3
|
10-D
|
|
|
Burnham Harbor Fund Ltd.
|
D/A
|
|
|
Blackstone Dislocation Fund L.P.
|
D/A
|
|
|
Longduoduo Co Ltd
|
8-K
|
|
|
Virtus Equity & Convertible Income Fund
|
4
|
|
|
BURKE DONALD C
|
4
|
|
|
Morgan Stanley Capital I Trust 2019-L3
|
ABS-EE
|
|
|
TRANSAMERICA FUNDS
|
485APOS
|
|
|
Virtus Dividend, Interest & Premium Strategy Fund
|
4
|
|
|
Virtus Artificial Intelligence & Technology Opportunities Fund
|
4
|
|
|
Blackstone Dislocation Fund Cayman L.P.
|
D/A
|
|
|
INTENSITY THERAPEUTICS, INC.
|
CERT
|
|
|
CURRIE WILLIAM G
|
4
|
|
|
UFP INDUSTRIES INC
|
4
|
Financial Statements
|
|
FT 10815
|
497J
|
|
|
HEFTER MARCIA
|
4
|
|
|
Dime Community Bancshares, Inc. /NY/
|
4
|
Financial Statements
|
|
GAS TRANSPORTER OF THE SOUTH INC
|
6-K
|
Financial Statements
|
|
FT 10814
|
497J
|
|
|
Morgan Stanley Capital I Trust 2018-L1
|
10-D
|
|
|
FT 10813
|
497J
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C15
|
10-D
|
|
|
HYDRO ONE INC
|
6-K
|
|
|
Morgan Stanley Capital I Trust 2018-L1
|
ABS-EE
|
|
|
Morgan Stanley Capital I Trust 2020-L4
|
10-D
|
|
|
Smith Gerald F JR
|
4
|
|
|
FIRST NATIONAL CORP /VA/
|
4
|
|
|
COLUMBIA FUNDS SERIES TRUST
|
N-CSR
|
|
|
FITLIFE BRANDS, INC.
|
DEF 14A
|
|
|
Holt George Edwin III
|
4
|
|
|
Morgan Stanley Capital I Trust 2020-L4
|
ABS-EE
|
|
|
Hydro One Ltd
|
6-K
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2016-C3
|
10-D
|
|
|
GIS Gas Infusion Systems Inc.
|
D
|
|
|
Granular Fund I L.P.
|
D/A
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C13
|
10-D
|
|
|
Bluerock High Income Institutional Credit Fund
|
40-17G
|
|
|
Politan Capital Management LP
|
SC 13D/A
|
|
|
MASIMO CORP
|
SC 13D/A
|
Financial Statements
|
|
AIM SECTOR FUNDS
|
N-CSR
|
|
|
Citigroup Commercial Mortgage Trust 2015-P1
|
10-D
|
|
|
Federated Hermes Project & Trade Finance Tender Fund
|
424B3
|
|
|
AIM INTERNATIONAL MUTUAL FUNDS
|
N-CSRS
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2017-C33
|
10-D
|
|
|
Eat Gelat-oh LLC
|
C
|
|
|
Morgan Stanley Capital I Trust 2019-L2
|
10-D
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2017-C33
|
ABS-EE
|
|
|
US GLOBAL INVESTORS FUNDS
|
497
|
|
|
AIM INVESTMENT FUNDS
|
N-CSRS
|
|
|
Morgan Stanley Capital I Trust 2019-L2
|
ABS-EE
|
|
|
Strategies TRM Equity Fund II Access Fund, LLC
|
D/A
|
|
|
BANK 2021-BNK38
|
10-D
|
|
|
Morgan Stanley Capital I Trust 2018-H4
|
10-D
|
|
|
Meghalaya Capital Partners, L.P.
|
D/A
|
|
|
Austin Gold Corp.
|
S-8
|
Financial Statements
|
|
TIG ARBITRAGE ASSOCIATES
|
D/A
|
|
|
EVR Opportunity Fund, LP
|
D/A
|
|
|
AIM EQUITY FUNDS
|
N-CSRS
|
|
|
BANK 2021-BNK38
|
ABS-EE
|
|
|
Rossabi Anthony R
|
3
|
|
|
PC TEL INC
|
3
|
Financial Statements
|
|
Morgan Stanley Capital I Trust 2018-H4
|
ABS-EE
|
|
|
Abdiel Qualified Onshore Partners LP
|
D/A
|
|
|
EVR Offshore Partners Fund, Ltd.
|
D/A
|
|
|
Hedgehog UNO Edgewater Token Issuer, LLC
|
D
|
|
|
Mountain Crest Acquisition Corp. V
|
PRE 14A
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C12
|
10-D
|
|
|
Boguski Michael Leonard
|
4
|
|
|
PROASSURANCE CORP
|
4
|
Financial Statements
|
|
SlideRule Labs, Inc.
|
D
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
N-CSR
|
|
|
Delphinus Medical Technologies, Inc.
|
D
|
|
|
ZeroFox Holdings, Inc.
|
424B3
|
|
|
Jericho Capital Partners L.P.
|
D/A
|
|
|
BANK 2021-BNK32
|
10-D
|
|
|
NEUBERGER BERMAN INCOME FUNDS
|
497
|
|
|
Neuberger Berman ETF Trust
|
497
|
|
|
ZeroFox Holdings, Inc.
|
8-K
|
|
|
NEUBERGER BERMAN EQUITY FUNDS
|
497
|
|
|
NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST
|
497
|
|
|
NEUBERGER BERMAN ALTERNATIVE FUNDS
|
497
|
|
|
BANK 2021-BNK32
|
ABS-EE
|
|
|
Guggenheim Variable Funds Trust
|
497K
|
|
|
Guggenheim Variable Funds Trust
|
497
|
|
|
GUGGENHEIM FUNDS TRUST
|
497K
|
|
|
GUGGENHEIM FUNDS TRUST
|
497
|
|
|
SANFILIPPO JOHN B & SON INC
|
8-K
|
Financial Statements
|
|
TREND INNOVATIONS HOLDING INC.
|
10-K
|
|
|
BANK 2022-BNK44
|
10-D
|
|
|
DEERE FUNDING CANADA Corp
|
S-3ASR
|
|
|
DEERE & CO
|
S-3ASR
|
Financial Statements
|
|
BANK 2019-BNK20
|
10-D
|
|
|
J.P. Morgan Chase Commercial Mortgage Securities Trust 2014-C20
|
10-D
|
|
|
Federated Hermes World Investment Series, Inc.
|
497K
|
|
|
TRxADE HEALTH, INC
|
425
|
|
|
TRxADE HEALTH, INC
|
8-K
|
|
|
HC CAPITAL TRUST
|
485BPOS
|
|
|
Trieu Vuong
|
4
|
|
|
Oncotelic Therapeutics, Inc.
|
4
|
|
|
BANK 2022-BNK44
|
ABS-EE
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
N-CSRS
|
|
|
BANK 2019-BNK20
|
ABS-EE
|
|
|
Morgan Stanley Capital I Trust 2018-H3
|
10-D
|
|
|
iSHARES TRUST
|
497J
|
|
|
Ecofin Tax-Exempt Private Credit Fund, Inc.
|
N-23C3A
|
|
|
Morgan Stanley Capital I Trust 2018-H3
|
ABS-EE
|
|
|
Hello Group Inc.
|
SC TO-I/A
|
Financial Statements
|
|
Jamestown Invest 1, LLC
|
1-U
|
|
|
TANTECH HOLDINGS LTD
|
6-K
|
Financial Statements
|
|
TH International Ltd
|
424B3
|
|
|
Bausch Health Companies Inc.
|
8-K
|
Financial Statements
|
|
TH International Ltd
|
6-K
|
|
|
Paratek Pharmaceuticals, Inc.
|
PREM14A
|
Financial Statements
|
|
Morgan Stanley Capital I Trust 2017-H1
|
10-D
|
|
|
Columbia Funds Series Trust II
|
N-CSRS
|
|
|
Castor Maritime Inc.
|
3
|
|
|
Eagle Bulk Shipping Inc.
|
3
|
Financial Statements
|
|
Royalty Pharma plc
|
4
|
Financial Statements
|
|
Fernandez Henry A
|
4
|
|
|
ATTINGER MARKETABLE ALTERNATIVES LLC
|
D/A
|
|
|
Castor Maritime Inc.
|
SC 13G
|
|
|
Eagle Bulk Shipping Inc.
|
SC 13G
|
Financial Statements
|
|
Morgan Stanley Capital I Trust 2017-H1
|
ABS-EE
|
|
|
Morgan Stanley Capital I Trust 2019-H7
|
10-D
|
|
|
Bassler Bonnie L
|
4
|
|
|
DTF TAX-FREE INCOME 2028 TERM FUND INC
|
N-CSRS
|
Financial Statements
|
|
Morgan Stanley Capital I Trust 2019-H7
|
ABS-EE
|
|
|
DNP SELECT INCOME FUND INC
|
N-CSRS
|
Financial Statements
|
|
Datum One Series Trust
|
497K
|
|
|
GREENLEA LANE CAPITAL PARTNERS LP
|
D/A
|
|
|
Columbia ETF Trust I
|
N-CSRS
|
|
|
Jamestown Invest 1, LLC
|
253G2
|
|
|
BANK 2018-BNK11
|
10-D
|
|
|
William Blair Emerging Markets Ex China Growth Fund LLC
|
D/A
|
|
|
Tidal ETF Trust
|
497
|
|
|
SEMTECH CORP
|
8-K
|
Financial Statements
|
|
BANK 2018-BNK11
|
ABS-EE
|
|
|
Tidal ETF Trust
|
AW
|
|
|
BROWN RONALD
|
4
|
|
|
NEW ENGLAND REALTY ASSOCIATES LIMITED PARTNERSHIP
|
4
|
|
|
ALNYLAM PHARMACEUTICALS, INC.
|
8-K
|
Financial Statements
|
|
ECARX Holdings Inc.
|
6-K
|
|
|
Federated Hermes International Series, Inc.
|
497
|
|
|
IRSA INVESTMENTS & REPRESENTATIONS INC
|
6-K
|
Financial Statements
|
|
Federated Hermes World Investment Series, Inc.
|
497
|
|
|
Brown Jameson Pruitt
|
4
|
|
|
BANK 2017-BNK8
|
10-D
|
|
|
Invesco High Income 2024 Target Term Fund
|
DEFA14A
|
|
|
INVESCO HIGH INCOME 2023 TARGET TERM FUND
|
DEFA14A
|
|
|
Invesco Senior Income Trust
|
DEFA14A
|
|
|
Invesco Advantage Municipal Income Trust II
|
DEFA14A
|
|
|
Invesco California Value Municipal Income Trust
|
DEFA14A
|
|
|
Invesco Pennsylvania Value Municipal Income Trust
|
DEFA14A
|
|
|
Invesco Value Municipal Income Trust
|
DEFA14A
|
|
|
Invesco Quality Municipal Income Trust
|
DEFA14A
|
|
|
Invesco Municipal Opportunity Trust
|
DEFA14A
|
|
|
Invesco Trust for Investment Grade New York Municipals
|
DEFA14A
|
|
|
Invesco Trust for Investment Grade Municipals
|
DEFA14A
|
|
|
Invesco Municipal Trust
|
DEFA14A
|
|
|
Invesco High Income Trust II
|
DEFA14A
|
|
|
Invesco Municipal Income Opportunities Trust
|
DEFA14A
|
|
|
Invesco Bond Fund
|
DEFA14A
|
|
|
VICTORY PORTFOLIOS
|
497K
|
|
|
VICTORY PORTFOLIOS
|
497
|
|
|
T. Rowe Price Equity Funds, Inc.
|
497
|
|
|
William Blair International Leaders Fund, LLC
|
D/A
|
|
|
BayFirst Financial Corp.
|
8-K
|
|
|
BANK 2017-BNK8
|
ABS-EE
|
|
|
Ascent Solar Technologies, Inc.
|
8-K
|
|
|
Yatra Online, Inc.
|
6-K
|
Financial Statements
|
|
Valneva SE
|
SC 13D/A
|
Financial Statements
|
|
Bpifrance Participations SA
|
SC 13D/A
|
|
|
Sonnet BioTherapeutics Holdings, Inc.
|
8-K
|
|
|
TIGO ENERGY, INC.
|
8-K
|
|
|
Gift Alicia M
|
4
|
|
|
180 DEGREE CAPITAL CORP. /NY/
|
4
|
Financial Statements
|
|
SCHADLER ALLETTA M
|
4
|
|
|
Golden Eagle Growth Fund LP
|
D/A
|
|
|
QIWI
|
6-K
|
Financial Statements
|
|
AMERICAN PACIFIC BWP INVESTORS LLC
|
D
|
|
|
OurCrowd
|
D
|
|
|
Pony Group Inc.
|
10-K/A
|
|
|
General Fluidics Corp
|
D/A
|
|
|
BANK 2017-BNK5
|
10-D
|
|
|
William Blair Emerging Markets Growth Fund LLC
|
D/A
|
|
|
GREIF, INC
|
8-K
|
Financial Statements
|
|
BANK 2017-BNK5
|
ABS-EE
|
|
|
Brighthouse Variable Annuity Account C
|
497
|
|
|
Brighthouse Variable Annuity Account B
|
497
|
|
|
Brighthouse Variable Annuity Account C
|
497VPU
|
|
|
OurCrowd
|
D
|
|
|
Sams Louise S
|
4
|
|
|
Loop Industries, Inc.
|
4
|
Financial Statements
|
|
Baijiayun Group Ltd
|
6-K
|
|
|
ILS RE CAPITAL III LLC
|
D
|
|
|
Exela Technologies, Inc.
|
8-K
|
Financial Statements
|
|
William Blair International Leaders Concentrated Fund LLC
|
D/A
|
|
|
NeuBase Therapeutics, Inc.
|
424B5
|
Financial Statements
|
|
Ocean Power Technologies, Inc.
|
S-3
|
Financial Statements
|
|
NeuBase Therapeutics, Inc.
|
424B3
|
Financial Statements
|
|
Galata Acquisition Corp.
|
424B3
|
|
|
Markey John
|
SC 13G
|
|
|
Sonnet BioTherapeutics Holdings, Inc.
|
SC 13G
|
|
|
Galata Acquisition Corp.
|
425
|
|
|
Hilfiger Janie M
|
4
|
|
|
Galata Acquisition Corp.
|
8-K
|
|
|
OurCrowd
|
D
|
|
|
JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT G
|
497VPI
|
|
|
NATIONWIDE VARIABLE ACCOUNT II
|
497VPI
|
|
|
Nationwide Variable Account-15
|
497VPI
|
|
|
Nationwide VL Separate Account-G
|
497VPI
|
|
|
NATIONWIDE VARIABLE ACCOUNT 4
|
497VPI
|
|
|
Jefferson National Life of New York Annuity Account 1
|
497VPI
|
|
|
Golden Matrix Group, Inc.
|
8-K
|
|
|
Ocean Power Technologies, Inc.
|
8-A12B
|
Financial Statements
|
|
Painter John P II
|
4
|
|
|
FSD Pharma Inc.
|
6-K
|
|
|
GigaCloud Technology Inc
|
144
|
Financial Statements
|
|
JD.com, Inc.
|
144
|
Financial Statements
|
|
IMMUNIC, INC.
|
8-K
|
Financial Statements
|
|
HENDRAKA ANGELINA
|
4
|
|
|
POWERSCHOOL HOLDINGS, INC.
|
4
|
Financial Statements
|
|
Shander Eric Ryan
|
4
|
|
|
Galiano Gold Inc.
|
6-K
|
|
|
Ocean Power Technologies, Inc.
|
8-K
|
Financial Statements
|
|
Starboard Value LP
|
SC 13D
|
|
|
ALGONQUIN POWER & UTILITIES CORP.
|
SC 13D
|
Financial Statements
|
|
DANIEL MARCY
|
4
|
|
|
SINGH DEVENDRA
|
4
|
|
|
Silvergate Capital Corp
|
NT 11-K
|
Financial Statements
|
|
GULATI HARDEEP
|
4
|
|
|
Rubric Capital Management LP
|
SC 13D/A
|
|
|
TherapeuticsMD, Inc.
|
SC 13D/A
|
Financial Statements
|
|
DePaola Rinaldo A
|
4
|
|
|
Arcturus Therapeutics Holdings Inc.
|
8-K
|
Financial Statements
|
|
CION Ares Diversified Credit Fund
|
SC 13G
|
|
|
NORTHWESTERN MUTUAL LIFE INSURANCE CO
|
SC 13G
|
|
|
Federated Hermes Money Market Obligations Trust
|
497
|
|
|
NATIONWIDE VLI SEPARATE ACCOUNT 4
|
497
|
|
|
NATIONWIDE VARIABLE ACCOUNT 4
|
497
|
|
|
NATIONWIDE VLI SEPARATE ACCOUNT 2
|
497
|
|
|
NATIONWIDE VARIABLE ACCOUNT 7
|
497
|
|
|
NATIONWIDE VARIABLE ACCOUNT II
|
497
|
|
|
NATIONWIDE VARIABLE ACCOUNT 9
|
497
|
|
|
JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT G
|
497
|
|
|
Nationwide VLI Separate Account-7
|
497
|
|
|
Nationwide VL Separate Account-G
|
497
|
|
|
Nationwide Variable Account-15
|
497
|
|
|
Jefferson National Life of New York Annuity Account 1
|
497
|
|
|
Lanuto Frank P
|
4
|
|
|
Stagwell Inc
|
4
|
|
|
Gulati Manisha Shetty
|
4
|
|
|
MODEL N, INC.
|
4
|
Financial Statements
|
|
Monroe David Christopher
|
4
|
|
|
Texas Roadhouse, Inc.
|
4
|
Financial Statements
|
|
SULLIVAN CRAIG F
|
4
|
|
|
MONARCH CASINO & RESORT INC
|
4
|
Financial Statements
|
|
Bloom Energy Corp
|
4
|
Financial Statements
|
|
WARNER CYNTHIA J
|
4
|
|
|
IMMELT JEFFREY R
|
4
|
|
|
Suri Rajat
|
4/A
|
|
|
Presto Automation Inc.
|
4/A
|
|
|
Digital Media Solutions, Inc.
|
3
|
|
|
Flanders Scott N
|
3
|
|
|
Celularity Inc
|
4/A
|
|
