| Company Name |
Form Type |
SEC Filings |
|
|
|
|
UBS Commercial Mortgage Trust 2018-C10
|
ABS-EE
|
|
|
PIXIE DUST TECHNOLOGIES, INC.
|
F-1/A
|
|
|
Cube Cowork, LLC
|
C/A
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C26
|
10-D
|
|
|
BENCHMARK 2021-B23 MORTGAGE TRUST
|
ABS-EE
|
|
|
Natixis Funds Trust IV
|
497
|
|
|
Natixis Funds Trust II
|
497
|
|
|
UBS Commercial Mortgage Trust 2019-C18
|
10-D
|
|
|
BENCHMARK 2020-B19 MORTGAGE TRUST
|
10-D
|
|
|
Third Seven Capital Pet Assistant a series of Third Seven Capital SPV Master Series LLC
|
D/A
|
|
|
UBS Commercial Mortgage Trust 2019-C18
|
ABS-EE
|
|
|
BENCHMARK 2020-B19 MORTGAGE TRUST
|
ABS-EE
|
|
|
Phase Two Ventures Fund I, LP
|
D
|
|
|
Templeton & Phillips Partners Fund, LLC
|
D/A
|
|
|
UBS Commercial Mortgage Trust 2017-C3
|
10-D
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2020-GC46
|
10-D
|
|
|
Natixis Funds Trust I
|
497
|
|
|
UBS Commercial Mortgage Trust 2018-C8
|
10-D
|
|
|
UBS Commercial Mortgage Trust 2017-C3
|
ABS-EE
|
|
|
SAS AirCare Holdings, L.P.
|
D
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2020-GC46
|
ABS-EE
|
|
|
FIAM Global Founders Fund, LP
|
D/A
|
|
|
UBS Commercial Mortgage Trust 2018-C8
|
ABS-EE
|
|
|
LOOMIS SAYLES FUNDS II
|
497
|
|
|
EVERLAKE FINANCIAL ADVISORS SEPARATE ACCOUNT I
|
497
|
|
|
Mueller Brian
|
4
|
|
|
BIOMARIN PHARMACEUTICAL INC
|
4
|
Financial Statements
|
|
CONCOURSE CAPITAL PARTNERS LP
|
D/A
|
|
|
WILTON REASSURANCE LIFE CO OF NEW YORK SEPARATE ACCOUNT A
|
497
|
|
|
DW RMBS Offshore Fund, LP
|
D/A
|
|
|
ALLIANCE-ONE INVESTMENTS, LLC
|
X-17A-5
|
|
|
LOOMIS SAYLES FUNDS I
|
497
|
|
|
PHAXIAM Therapeutics S.A.
|
6-K
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2018-C9
|
10-D
|
|
|
DEUTSCHE DWS MUNICIPAL TRUST
|
N-CSRS
|
|
|
360 Funds
|
497
|
|
|
UBS Commercial Mortgage Trust 2017-C7
|
10-D
|
|
|
FIAM Global Credit Ex-U.S. Hedged Fund, LP
|
D/A
|
|
|
UBS Commercial Mortgage Trust 2018-C9
|
ABS-EE
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C24
|
10-D
|
|
|
DW RMBS FUND, LP
|
D/A
|
|
|
DEUTSCHE DWS SECURITIES TRUST
|
N-CSRS
|
|
|
Kiernan Daniel J.
|
4
|
|
|
DARDEN RESTAURANTS INC
|
4
|
Financial Statements
|
|
AlphaQuest Original LLC
|
D/A
|
|
|
DEUTSCHE DWS INTERNATIONAL FUND, INC.
|
N-CSRS
|
|
|
KKR Credit Opportunities Portfolio
|
N-CSRS
|
|
|
UBS Commercial Mortgage Trust 2017-C2
|
10-D
|
|
|
Gateway Trust
|
497
|
|
|
Myos SPV - Xploration Capital LLC
|
D/A
|
|
|
Energem Corp
|
S-4/A
|
Financial Statements
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-C7
|
10-D
|
|
|
UBS Commercial Mortgage Trust 2017-C7
|
ABS-EE
|
|
|
UBS Commercial Mortgage Trust 2017-C2
|
ABS-EE
|
|
|
WRAP TECHNOLOGIES, INC.
|
8-K
|
|
|
USEDC 2023 Drilling Fund LP
|
D/A
|
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
N-CSRS
|
|
|
EXCHANGE TRADED CONCEPTS TRUST
|
N-CSR
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-C7
|
ABS-EE
|
|
|
Sierra Timeshare 2023-2 Receivables Funding LLC
|
ABS-15G
|
|
|
Sierra Deposit Company, LLC
|
ABS-15G
|
|
|
Dongre Neal
|
4
|
|
|
MSC INDUSTRIAL DIRECT CO INC
|
4
|
Financial Statements
|
|
KKR Income Opportunities Fund
|
N-CSRS
|
|
|
360 Funds
|
497J
|
|
|
Westwood Parent, Inc.
|
D
|
|
|
Biophyx Surgical, Inc.
|
D
|
|
|
DEUTSCHE DWS MARKET TRUST
|
N-CSRS
|
|
|
ZPC - The Garage Syndicate Master LLC
|
D/A
|
|
|
DEUTSCHE DWS INCOME TRUST
|
N-CSRS
|
|
|
UBS Commercial Mortgage Trust 2019-C17
|
10-D
|
|
|
Guardian Variable Products Trust
|
497
|
|
|
Listed Funds Trust
|
485BXT
|
|
|
UBS Commercial Mortgage Trust 2019-C17
|
ABS-EE
|
|
|
Panasol USA Holdings, LLC
|
D
|
|
|
UBS Commercial Mortgage Trust 2017-C6
|
10-D
|
|
|
Bancorp 34, Inc.
|
425
|
Financial Statements
|
|
CBOA FINANCIAL, INC.
|
425
|
|
|
BENCHMARK 2019-B15 MORTGAGE TRUST
|
10-D
|
|
|
CENTRAL & EASTERN EUROPE FUND, INC.
|
N-CSRS
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-LC24
|
10-D
|
|
|
Broadcrest Committed Capital Fund II, L.P.
|
D
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C23
|
10-D
|
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
485APOS
|
|
|
UBS Commercial Mortgage Trust 2017-C6
|
ABS-EE
|
|
|
CASH ACCOUNT TRUST
|
N-CSR
|
|
|
FT 10888
|
S-6
|
|
|
Keko, Inc
|
C/A
|
|
|
BENCHMARK 2019-B15 MORTGAGE TRUST
|
ABS-EE
|
|
|
Ward Chicares Elizabeth
|
4
|
|
|
BARINGS CORPORATE INVESTORS
|
4
|
Financial Statements
|
|
Carlyle Credit Solutions, Inc.
|
SC TO-I
|
|
|
Colombier Acquisition Corp.
|
DEFA14A
|
|
|
FIAM CONCENTRATED BLUE CHIP GROWTH FUND, LLC
|
D/A
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
Sauerland John P
|
4
|
|
|
PROGRESSIVE CORP/OH/
|
4
|
Financial Statements
|
|
ILS RE Capital II LLC
|
D/A
|
|
|
Merritt Sears
|
4
|
|
|
CasaDova Apartments LLC
|
D
|
|
|
Lafayette Square USA, Inc.
|
8-K
|
|
|
Natixis ETF Trust
|
497K
|
|
|
James Hardie Industries plc
|
6-K
|
Financial Statements
|
|
Colombier Acquisition Corp.
|
425
|
|
|
UBS Commercial Mortgage Trust 2017-C1
|
10-D
|
|
|
PUTNAM FUNDS TRUST
|
497K
|
|
|
THISSEN KAREN WILSON
|
4
|
|
|
GENERAL MILLS INC
|
4
|
Financial Statements
|
|
Bon Natural Life Ltd
|
6-K
|
Financial Statements
|
|
CF 2019-CF2 Mortgage Trust
|
10-D
|
|
|
UBS Commercial Mortgage Trust 2017-C1
|
ABS-EE
|
|
|
PUTNAM FUNDS TRUST
|
497
|
|
|
Colombier Acquisition Corp.
|
8-K
|
|
|
PAYDEN & RYGEL INVESTMENT GROUP
|
N-CSRS
|
|
|
Natixis Funds Trust II
|
497K
|
|
|
CF 2019-CF2 Mortgage Trust
|
ABS-EE
|
|
|
Emery Christina
|
4
|
|
|
C21 Investments Inc.
|
6-K
|
|
|
PUTNAM INVESTMENT FUNDS
|
497K
|
|
|
FIAM EMERGING MARKET DEBT FUND LLC
|
D/A
|
|
|
3650R 2021-PF1 Commercial Mortgage Trust
|
10-D
|
|
|
Tutas David A.
|
4/A
|
|
|
PUTNAM INVESTMENT FUNDS
|
497
|
|
|
Natixis Funds Trust I
|
497K
|
|
|
FIDELITY HEREFORD STREET TRUST
|
497J
|
|
|
BlackRock Private Credit Fund
|
8-K
|
|
|
3650R 2021-PF1 Commercial Mortgage Trust
|
ABS-EE
|
|
|
NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III
|
497VPU
|
|
|
NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV
|
497VPU
|
|
|
NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT I
|
497VPU
|
|
|
NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT II
|
497VPU
|
|
|
TORtec Group Corp
|
NT 10-K
|
|
|
Ayr Wellness Inc.
|
RW
|
|
|
BENCHMARK 2019-B12 MORTGAGE TRUST
|
10-D
|
|
|
ARI Founders Fund, LP
|
D/A
|
|
|
DTF TAX-FREE INCOME 2028 TERM FUND INC
|
N-23C-2
|
Financial Statements
|
|
BENCHMARK 2019-B12 MORTGAGE TRUST
|
ABS-EE
|
|
|
DATA I/O CORP
|
8-K
|
Financial Statements
|
|
INDIVIOR PLC
|
6-K
|
|
|
PARKE BANCORP, INC.
|
NT 11-K
|
Financial Statements
|
|
KEWAUNEE SCIENTIFIC CORP /DE/
|
10-K
|
Financial Statements
|
|
BrasilAgro - Brazilian Agricultural Real Estate Co
|
6-K
|
Financial Statements
|
|
FIDELITY CONCORD STREET TRUST
|
497J
|
|
|
MassMutual Asset Finance LLC
|
ABS-15G
|
|
|
Scholar Rock Holding Corp
|
8-K
|
Financial Statements
|
|
H/2 Special Opportunities IV L.P.
|
SC 13D
|
|
|
DIVERSIFIED HEALTHCARE TRUST
|
SC 13D
|
|
|
Next Bridge Hydrocarbons, Inc.
|
3
|
|
|
McCabe Greg
|
3
|
|
|
BBCMS Mortgage Trust 2022-C17
|
10-D
|
|
|
FIAM CORE PLUS FUND, LLC
|
D/A
|
|
|
BBCMS Mortgage Trust 2022-C17
|
ABS-EE
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
40-17F2
|
|
|
Senior Solutions, LLC
|
D
|
|
|
Columbia Funds Variable Series Trust II
|
40-17F2
|
|
|
Reed Semiconductor Corp
|
D
|
|
|
CHO ALEX
|
144
|
|
|
RENN Fund, Inc.
|
4
|
|
|
HP INC
|
144
|
Financial Statements
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C21
|
10-D
|
|
|
FIDELITY ADVISOR SERIES VII
|
497K
|
|
|
Capitol Series Trust
|
497
|
|
|
FIDELITY SUMMER STREET TRUST
|
497J
|
|
|
UBS Commercial Mortgage Trust 2017-C5
|
10-D
|
|
|
CF 2019-CF1 Mortgage Trust
|
10-D
|
|
|
Yinfu Gold Corp.
|
10-K
|
|
|
BANK 2021-BNK35
|
10-D
|
|
|
JAFFE SETH
|
144
|
|
|
LEVI STRAUSS & CO
|
144
|
Financial Statements
|
|
FIDELITY SALEM STREET TRUST
|
497J
|
|
|
Bluerock Homes Trust, Inc.
|
424B4
|
|
|
LOOMIS SAYLES FUNDS II
|
497K
|
|
|
Blackstone Partners Offshore Fund Ltd.
|
D/A
|
|
|
GenesisAI Corp
|
C/A
|
|
|
SRS Equity Fund III LLC
|
D
|
|
|
Fundrise Development eREIT, LLC
|
253G2
|
|
|
UBS Commercial Mortgage Trust 2017-C5
|
ABS-EE
|
|
|
EarthGrid PBC
|
C/A
|
|
|
CF 2019-CF1 Mortgage Trust
|
ABS-EE
|
|
|
BANK 2021-BNK35
|
ABS-EE
|
|
|
BANK 2020-BNK29
|
10-D
|
|
|
Mycor All-Weather Credit Onshore Fund, LP
|
D
|
|
|
BCB BANCORP INC
|
11-K
|
Financial Statements
|
|
FIDELITY SELECT PORTFOLIOS
|
497K
|
|
|
SOLITARIO ZINC CORP.
|
8-K
|
Financial Statements
|
|
FIDELITY ADVISOR SERIES VII
|
497
|
|
|
BANK 2020-BNK29
|
ABS-EE
|
|
|
AdvisorShares Trust
|
25-NSE
|
|
|
NYSE ARCA, INC.
|
25-NSE
|
|
|
Wellington Focused Asia Equity, L.P.
|
D/A
|
|
|
Charlie's Holdings, Inc.
|
8-K
|
|
|
Fundrise Development eREIT, LLC
|
1-U
|
|
|
Verizon Master Trust
|
8-K
|
|
|
Verizon ABS II LLC
|
8-K
|
|
|
FIDELITY SELECT PORTFOLIOS
|
497
|
|
|
ETF Series Solutions
|
497J
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C20
|
10-D
|
|
|
VARIABLE INSURANCE PRODUCTS FUND IV
|
497K
|
|
|
ETF Series Solutions
|
497K
|
|
|
DeMont Ross D
|
4
|
|
|
SAFEGUARD SCIENTIFICS INC
|
4
|
Financial Statements
|
|
VARIABLE INSURANCE PRODUCTS FUND IV
|
497
|
|
|
Abdiel Capital LP
|
D/A
|
|
|
FIDELITY SUMMER STREET TRUST
|
497K
|
|
|
BENCHMARK 2019-B9 MORTGAGE TRUST
|
10-D
|
|
|
FIDELITY SUMMER STREET TRUST
|
497
|
|
|
Fundrise East Coast Opportunistic REIT, LLC
|
253G2
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C9
|
10-D
|
|
|
Dell Technologies Inc.
|
144
|
Financial Statements
|
|
ELIAS HOWARD D
|
144
|
|
|
BENCHMARK 2019-B9 MORTGAGE TRUST
|
ABS-EE
|
|
|
Fundrise East Coast Opportunistic REIT, LLC
|
1-U
|
|
|
Stone Susan Ann
|
4
|
|
|
CNA FINANCIAL CORP
|
4
|
Financial Statements
|
|
BUCHAN MELISSA JANE
|
4
|
|
|
GLOBE LIFE INC.
|
4
|
|
|
CCUBS Commercial Mortgage Trust 2017-C1
|
10-D
|
|
|
Starwood Real Estate Income Trust, Inc.
|
8-K
|
|
|
CD 2017-CD5 MORTGAGE TRUST
|
10-D
|
|
|
CCUBS Commercial Mortgage Trust 2017-C1
|
ABS-EE
|
|
|
Scott John K Jr.
|
4
|
|
|
NAVIDEA BIOPHARMACEUTICALS, INC.
|
4
|
Financial Statements
|
|
FIAM BROAD MARKET DURATION FUND, LLC
|
D/A
|
|
|
SCHWARTZ WILLIAM DANNY
|
4/A
|
|
|
Hodgson Curtis Drew
|
4
|
|
|
Legacy Housing Corp
|
4
|
Financial Statements
|
|
CD 2017-CD5 MORTGAGE TRUST
|
ABS-EE
|
|
|
Libra Fund QP, L.P.
|
D/A
|
|
|
Morgan Stanley Capital I Trust 2019-H6
|
10-D
|
|
|
Cutting Edge Superconductors, Inc.
|
C
|
|
|
NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV
|
497VPI
|
|
|
NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III
|
497VPI
|
|
|
Chang Robert
|
144
|
|
|
Michelson Beth
|
4
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
Innovator ETFs Trust
|
CERT
|
|
|
Morgan Stanley Capital I Trust 2022-L8
|
10-D
|
|
|
Morgan Stanley Capital I Trust 2019-H6
|
ABS-EE
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P7
|
10-D
|
|
|
Morgan Stanley Capital I Trust 2022-L8
|
ABS-EE
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2012-C6
|
10-D
|
|
|
Phoenix Capital Group Holdings I LLC
|
1-A/A
|
|
|
Sassine Victoria
|
4
|
|
|
AMG Pantheon Fund, LLC
|
4
|
|
|
Invesco Real Estate Income Trust Inc.
|
8-K
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C19
|
10-D
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P7
|
ABS-EE
|
|
|
Paratek Pharmaceuticals, Inc.
|
SC 13E3
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2017-C4
|
10-D
|
|
|
Cyteir Therapeutics, Inc.
|
DEFA14A
|
Financial Statements
|
|
MERRILL LYNCH LIFE VARIABLE ANNUITY SEPARATE ACCOUNT D
|
N-30B-2
|
|
|
ML OF NEW YORK VARIABLE ANNUITY SEPARATE ACCOUNT D
|
N-30B-2
|
|
|
Radcliffe Short Duration Fund, L.P.
|
D/A
|
|
|
UBS Commercial Mortgage Trust 2017-C4
|
ABS-EE
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P8
|
10-D
|
|
|
LOOMIS SAYLES FUNDS I
|
497K
|
|
|
BANK 2019-BNK17
|
10-D
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P8
|
ABS-EE
|
|
|
Banco Santander, S.A.
|
6-K
|
Financial Statements
|
|
Route One Offshore Fund, Ltd.
|
D/A
|
|
|
BANK 2019-BNK17
|
ABS-EE
|
|
|
Glass Russell D
|
4
|
|
|
Fundrise Equity REIT, LLC
|
253G2
|
|
|
Carter Todd Alfred
|
144
|
|
|
Voyager Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Greenhalgh Michael
|
4
|
|
|
Tabula Rasa HealthCare, Inc.
|
4
|
Financial Statements
|
|
Leader Capital Holdings Corp.
|
10-Q
|
|
|
Fundrise Equity REIT, LLC
|
1-U
|
|
|
BANK 2018-BNK15
|
10-D
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-B1
|
10-D
|
|
|
J.P. Morgan Real Estate Income Trust, Inc.
|
8-K
|
|
|
Abdiel Qualified Offshore Partners Ltd.
|
D/A
|
|
|
Fundrise Growth eREIT II, LLC
|
253G2
|
|
|
BANK 2018-BNK15
|
ABS-EE
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-B1
|
ABS-EE
|
|
|
Fundrise Growth eREIT II, LLC
|
1-U
|
|
|
NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV
|
497
|
|
|
NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III
|
497
|
|
|
NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT I
|
497
|
|
|
NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT II
|
497
|
|
|
ASPAC II Acquisition Corp.
|
PRE 14A
|
|
|
OBERWEIS FUNDS
|
NPORT-P/A
|
|
|
RBB FUND, INC.
|
497
|
|
|
NanoCellect Biomedical, Inc.
|
D
|
|
|
AIM TAX-EXEMPT FUNDS
|
497J
|
|
|
Fundrise Growth eREIT III, LLC
|
1-U
|
|
|
ASSOCIATED BANC-CORP
|
S-8
|
Financial Statements
|
|
Colombier Acquisition Corp.
|
424B3
|
|
|
BANK 2020-BNK26
|
10-D
|
|
|
Invesco Senior Loan Fund
|
497J
|
|
|
FUNDRISE GROWTH EREIT VII, LLC
|
253G2
|
|
|
Invesco Dynamic Credit Opportunity Fund
|
497J
|
|
|
Guillaume Stephen J
|
4
|
|
|
Federated Hermes Core Trust III
|
POS AMI
|
|
|
BANK 2020-BNK26
|
ABS-EE
|
|
|
FUNDRISE GROWTH EREIT VII, LLC
|
1-U
|
|
|
Cyteir Therapeutics, Inc.
|
8-K
|
Financial Statements
|