| Company Name |
Form Type |
SEC Filings |
|
|
|
|
PROCEPT BioRobotics Corp
|
4
|
Financial Statements
|
|
PRESCOTT THOMAS M
|
4
|
|
|
MONECO Advisors, LLC
|
13F-HR/A
|
|
|
Acri Capital Merger Sub I Inc.
|
S-4/A
|
|
|
CANTOR FITZGERALD INVESTMENT ADVISORS L.P.
|
13F-HR
|
|
|
Alternus Clean Energy, Inc.
|
S-1/A
|
|
|
Blossom Wealth Management
|
13F-HR
|
|
|
Grifols SA
|
6-K
|
Financial Statements
|
|
PREDEX Capital Management, LLC
|
SC 13G/A
|
|
|
HALBERT HARGROVE GLOBAL ADVISORS, LLC
|
SC 13G/A
|
|
|
MUSTANG BIO, INC.
|
S-1
|
Financial Statements
|
|
Arrow Holding Corp.
|
D
|
|
|
Onyx Financial Advisors, LLC
|
13F-HR
|
|
|
RBB FUND, INC.
|
485APOS
|
|
|
Jurich Lynn Michelle
|
144
|
|
|
Sunrun Inc.
|
144
|
Financial Statements
|
|
Safe Pro Group Inc.
|
S-1/A
|
|
|
Above Food Ingredients Inc.
|
6-K
|
|
|
TOFUTTI BRANDS INC
|
8-K
|
|
|
Greylin Investment Management, Inc
|
13F-HR
|
|
|
Fortrea Holdings Inc.
|
4
|
|
|
Smith David Ross
|
4
|
|
|
PROCEPT BioRobotics Corp
|
8-K
|
Financial Statements
|
|
Fund II, a series of BBQ Opportunity Fund 0.1, LP
|
D/A
|
|
|
RAPT Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Johnson Bixby & Associates, LLC
|
13F-HR
|
|
|
XWELL, Inc.
|
DEFA14A
|
Financial Statements
|
|
Fund I, a series of VEST Her, LP
|
D/A
|
|
|
NEUPERT PETER M
|
4
|
|
|
Bettinger Walter W
|
4
|
|
|
SCHWAB CHARLES CORP
|
4
|
Financial Statements
|
|
RBA Wealth Management, LLC
|
13F-HR
|
|
|
CJM Wealth Advisers, Ltd.
|
N-PX
|
|
|
Reagan Bosco International Company, Inc.
|
RW
|
|
|
PACIFIC SUN FINANCIAL CORP
|
13F-HR
|
|
|
Pesicka Edward A
|
4
|
|
|
WELLS FARGO COMMERCIAL MORTGAGE SECURITIES INC
|
ABS-15G
|
|
|
ECKERT R ANDREW
|
4
|
|
|
Western Wealth Management, LLC
|
13F-HR
|
|
|
Northleaf Secondary Partners
|
D
|
|
|
HCM II Acquisition Corp.
|
S-1/A
|
|
|
RESIDEO TECHNOLOGIES, INC.
|
S-3ASR
|
Financial Statements
|
|
Ray Amrit
|
4
|
|
|
Gottschalk Max
|
4
|
|
|
Perfect Moment Ltd.
|
4
|
|
|
Constellation Wealth Capital Fund-A, L.P.
|
D/A
|
|
|
Stonepeak Global Renewables Fund - LCIV
|
D
|
|
|
Voya INVESTORS TRUST
|
N-MFP3/A
|
|
|
WILLNER & HELLER, LLC
|
13F-HR
|
|
|
Constellation Wealth Capital Fund, L.P.
|
D/A
|
|
|
Greenwave Technology Solutions, Inc.
|
8-K
|
|
|
Suriyakumar Kumarakulasingam
|
SC 13D/A
|
|
|
ARC DOCUMENT SOLUTIONS, INC.
|
SC 13D/A
|
Financial Statements
|
|
VOYA GOVERNMENT MONEY MARKET PORTFOLIO
|
N-MFP3/A
|
|
|
Garrett Wealth Advisory Group, LLC
|
13F-HR
|
|
|
Fatpipe Inc/UT
|
S-1
|
|
|
Wiseman Susan
|
4
|
|
|
Braze, Inc.
|
4
|
Financial Statements
|
|
Voya FUNDS TRUST
|
N-MFP3/A
|
|
|
SHAYNE & JACOBS, LLC
|
13F-HR
|
|
|
Wurster Richard A
|
4
|
|
|
BetterWealth, LLC
|
13F-HR
|
|
|
Mara Poling Growth Fund II, LLC
|
D/A
|
|
|
Gottschalk Jane
|
4
|
|
|
Newton One Investments LLC
|
N-PX
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
Piccinini Laura
|
4
|
|
|
Nighan Warren JR
|
4
|
|
|
ANGIODYNAMICS INC
|
4
|
Financial Statements
|
|
Campbell Chad Thomas
|
4
|
|
|
REED JAN STERN
|
4
|
|
|
Tarnoff Michael E
|
4
|
|
|
JOHNSON WESLEY
|
4
|
|
|
Clemmer James C
|
4
|
|
|
DONNELLY HOWARD W
|
4
|
|
|
Burgess Lorinda
|
4
|
|
|
Trowbridge Stephen A
|
4
|
|
|
Licitra Karen A
|
4
|
|
|
Auen Eileen O'Shea
|
4
|
|
|
Pasadena Private Wealth, LLC
|
13F-HR
|
|
|
Frazier Life Sciences Public Overage Fund, L.P.
|
D/A
|
|
|
Hyzon Motors Inc.
|
PRE 14A
|
|
|
Ironwood Financial, llc
|
13F-HR
|
|
|
BlackRock Funds III
|
N-14/A
|
|
|
Shah Rajeev M.
|
4
|
|
|
Cidara Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Kolchinsky Peter
|
4
|
|
|
RA CAPITAL MANAGEMENT, L.P.
|
4
|
|
|
RA Capital Healthcare Fund LP
|
4
|
|
|
Janover Inc.
|
8-K
|
|
|
Greenwave Technology Solutions, Inc.
|
S-3
|
|
|
Frazier Life Sciences Public Fund, L.P.
|
D/A
|
|
|
CPR Investments Inc.
|
13F-HR
|
|
|
Vivakor, Inc.
|
8-K/A
|
Financial Statements
|
|
Brera Holdings PLC
|
6-K
|
|
|
MultiPlan Corp
|
PRE 14A
|
|
|
Ontrak, Inc.
|
PRE 14A
|
|
|
Super League Enterprise, Inc.
|
D
|
Financial Statements
|
|
Monroe Capital Income Plus Corp
|
8-K
|
|
|
Volato Group, Inc.
|
8-K
|
|
|
Novastar Ventures Africa People & Planet Fund III LP
|
D
|
|
|
Healthcare AI Acquisition Corp.
|
8-K
|
|
|
Kini Narasimha
|
4
|
|
|
ExlService Holdings, Inc.
|
4
|
Financial Statements
|
|
Salarius Pharmaceuticals, Inc.
|
8-K
|
|
|
CNS Pharmaceuticals, Inc.
|
S-1/A
|
Financial Statements
|
|
MIRA PHARMACEUTICALS, INC.
|
8-K
|
|
|
Great Elm Capital Corp.
|
40-17G
|
Financial Statements
|
|
Starboard Investment Trust
|
N-CSR
|
|
|
Riverwater Partners LLC
|
13F-HR
|
|
|
PFS FUNDS
|
N-CSRS
|
|
|
D-Wave Quantum Inc.
|
8-K
|
|
|
Fat Brands, Inc
|
8-K
|
Financial Statements
|
|
Baird Medical Investment Holdings Ltd
|
F-4/A
|
|
|
NEXTERA ENERGY PARTNERS, LP
|
POS AM
|
Financial Statements
|
|
ECF Mortgage Fund I LLC
|
D/A
|
|
|
Leeward Investments, LLC - MA
|
13F-HR
|
|
|
Trinity Financial Advisors LLC
|
N-PX
|
|
|
Western Financial Corp/CA
|
13F-HR
|
|
|
Turtle Creek Equity U.S. Feeder LP
|
D/A
|
|
|
Noble Corp plc
|
S-4/A
|
Financial Statements
|
|
Chesley Taft & Associates LLC
|
13F-HR
|
|
|
Price David R
|
144
|
|
|
CHAPIN DAVIS, INC.
|
13F-HR
|
|
|
Pioneer Series Trust VI
|
497
|
|
|
Pioneer Series Trust V
|
497
|
|
|
Pioneer Series Trust IV
|
497
|
|
|
Pioneer Series Trust III
|
497
|
|
|
PIONEER ASSET ALLOCATION TRUST
|
497
|
|
|
PIONEER SHORT TERM INCOME FUND
|
497
|
|
|
PIONEER SERIES TRUST II
|
497
|
|
|
PIONEER SERIES TRUST X
|
497
|
|
|
PIONEER SERIES TRUST VII
|
497
|
|
|
PIONEER HIGH YIELD FUND
|
497
|
|
|
PIONEER SERIES TRUST XIV
|
497
|
|
|
PIONEER SERIES TRUST XII
|
497
|
|
|
PIONEER SERIES TRUST VIII
|
497
|
|
|
PIONEER EQUITY INCOME FUND
|
497
|
|
|
PIONEER MID CAP VALUE FUND
|
497
|
|
|
PIONEER MONEY MARKET TRUST
|
497
|
|
|
PIONEER BOND FUND /DE/
|
497
|
|
|
PIONEER SERIES TRUST XI
|
497
|
|
|
PIONEER FUND /MA/
|
497
|
|
|
Stokes Capital Advisors, LLC
|
13F-HR
|
|
|
INTUITIVE SURGICAL INC
|
S-8
|
Financial Statements
|
|
SFG Wealth Management, LLC.
|
13F-HR
|
|
|
Weingarten Tomer
|
4
|
|
|
SentinelOne, Inc.
|
4
|
Financial Statements
|
|
Novo Integrated Sciences, Inc.
|
10-Q
|
|
|
Sarasin Asset Management Ltd
|
13F-NT
|
|
|
Sarasin & Partners LLP
|
13F-HR
|
|
|
Iterum Therapeutics plc
|
424B3
|
Financial Statements
|
|
Pioneer ILS Interval Fund
|
497
|
|
|
T2 Biosystems, Inc.
|
S-3
|
Financial Statements
|
|
Clay Northam Wealth Management, LLC
|
13F-HR
|
|
|
Bark, Inc.
|
PRE 14A
|
|
|
Jorgensen Nathan D.
|
144
|
|
|
Vor Biopharma Inc.
|
144
|
Financial Statements
|
|
POET TECHNOLOGIES INC.
|
6-K
|
|
|
INTUITIVE SURGICAL INC
|
10-Q
|
Financial Statements
|
|
Kintara Therapeutics, Inc.
|
S-4/A
|
|
|
PIONEER VARIABLE CONTRACTS TRUST /MA/
|
497
|
|
|
La Rosa Holdings Corp.
|
8-K
|
|
|
ALE Group Holding Ltd
|
20-F
|
|
|
SOLENO THERAPEUTICS INC
|
424B5
|
Financial Statements
|
|
Monterey Acquisition Sponsor, LLC
|
SC 13D
|
|
|
ConnectM Technology Solutions, Inc.
|
SC 13D
|
|
|
Family Trust No. S4
|
144
|
|
|
Zeta Global Holdings Corp.
|
144
|
Financial Statements
|
|
Integris Wealth Management, LLC
|
13F-HR
|
|
|
Viveon Health Acquisition Corp.
|
425
|
|
|
APPFOLIO INC
|
SC 13D/A
|
Financial Statements
|
|
DUCA MAURICE J
|
SC 13D/A
|
|
|
Viomi Technology Co., Ltd
|
6-K
|
Financial Statements
|
|
Zapp Electric Vehicles Group Ltd
|
F-1
|
|
|
Viveon Health Acquisition Corp.
|
8-K
|
|
|
Novo Integrated Sciences, Inc.
|
8-K
|
|
|
NextTrip, Inc.
|
8-K
|
|
|
LiveOne, Inc.
|
8-K
|
|
|
SWK Holdings Corp
|
8-K
|
|
|
COMMUNITY FINANCIAL SYSTEM, INC.
|
8-K
|
Financial Statements
|
|
CTO Realty Growth, Inc.
|
8-K
|
Financial Statements
|
|
Aptose Biosciences Inc.
|
8-K
|
Financial Statements
|
|
Alpine Income Property Trust, Inc.
|
8-K
|
|
|
TOP SHIPS INC.
|
6-K
|
Financial Statements
|
|
Visionary Holdings Inc.
|
6-K
|
Financial Statements
|
|
Family Investment Center, Inc.
|
13F-HR
|
|
|
Collective Mining Ltd.
|
SEC STAFF ACTION
|
|
|
Benitec Biopharma Inc.
|
PRE 14A
|
Financial Statements
|
|
MainStay CBRE Global Infrastructure Megatrends Term Fund
|
PRRN14A
|
|
|
Saba Capital Management, L.P.
|
PRRN14A
|
|
|
McKinnon Todd
|
144
|
|
|
Okta, Inc.
|
144
|
Financial Statements
|
|
Turtle Creek Equity Fund
|
D/A
|
|
|
Summit Midstream Partners, LP
|
425
|
Financial Statements
|
|
Farquhar Scott
|
4
|
|
|
Atlassian Corp
|
4
|
Financial Statements
|
|
Lutz Financial Services LLC
|
N-PX
|
|
|
Fat Brands, Inc
|
424B5
|
Financial Statements
|
|
Applied Digital Corp.
|
8-K
|
Financial Statements
|
|
Summit Midstream Partners, LP
|
8-K
|
Financial Statements
|
|
BURGESS DANIEL D
|
4
|
|
|
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.
|
13F-HR
|
|
|
Rizvi Ken
|
3
|
|
|
SYNAPTICS Inc
|
3
|
Financial Statements
|
|
Nova Minerals Ltd
|
F-1/A
|
|
|
Cannon-Brookes Michael
|
4
|
|
|
Sentage Holdings Inc.
|
F-3
|
Financial Statements
|
|
Bassler Bonnie L
|
4
|
|
|
WestHill Financial Advisors, Inc.
|
13F-HR
|
|
|
DELANEY MARTIN J
|
4
|
|
|
DLH Holdings Corp.
|
4
|
Financial Statements
|
|
Geofy, Inc.
|
D
|
|
|
Cidara Therapeutics, Inc.
|
S-1
|
Financial Statements
|
|
ABRAMS STEVEN J
|
4
|
|
|
INTEST CORP
|
4
|
Financial Statements
|
|
Canale-Theakston Carin
|
4
|
|
|
CONSUMER PORTFOLIO SERVICES, INC.
|
8-K
|
Financial Statements
|
|
Hannah Dennis Jay
|
4
|
|
|
BANCFIRST CORP /OK/
|
4
|
Financial Statements
|
|
Merson James
|
4
|
|
|
Nature's Miracle Holding Inc.
|
8-K
|
|
|
VISTA INVESTMENT PARTNERS LLC
|
13F-HR
|
|
|
Mineo Chrysa
|
4
|
|
|
Uniti Group Inc.
|
425
|
Financial Statements
|
|
MONTCHANIN ASSET MANAGEMENT, LLC
|
13F-HR
|
|
|
Marshall Financial Group LLC
|
13F-HR
|
|
|
RiskOn International, Inc.
|
RW
|
|
|
Desroches Jeff
|
144
|
|
|
BJ's Wholesale Club Holdings, Inc.
|
144
|
Financial Statements
|
|
Maheshwari Aditya
|
4
|
|
|
DOLLAR TREE, INC.
|
4
|
Financial Statements
|
|
Caltier Fund I LP
|
1-K
|
|
|
Turtle Creek Canadian Equity Fund
|
D/A
|
|
|
Del Bene Robert F
|
4
|
|
|
DXC Technology Co
|
4
|
Financial Statements
|
|
Schroeder Theodore R
|
4
|
|
|
Streetlife Ventures Fund I, LP
|
D
|
|
|
AptDeco, Inc.
|
C-AR
|
|
|
SMITHBRIDGE ASSET MANAGEMENT INC/DE
|
13F-HR
|
|
|
A. Gile & Co. LLC
|
SCHEDULE 13G
|
|
|
STAR EQUITY HOLDINGS, INC.
|
SCHEDULE 13G
|
|
|
Bannock Partners LLC
|
D
|
|
|
TriSalus Life Sciences, Inc.
|
DEF 14A
|
|
|
JP MORGAN CHASE COMMERCIAL MORTGAGE SECURITIES CORP
|
ABS-15G
|
|
|
SinglePoint Inc.
|
10-K
|
|
|
Jindal Piyush
|
4
|
|
|
LifeMD, Inc.
|
4
|
|
|
Complete Solaria, Inc.
|
POS AM
|
|
|
Wan Tim M
|
4
|
|
|
Asana, Inc.
|
4
|
Financial Statements
|
|
TriSalus Life Sciences, Inc.
|
ARS
|
|
|
Roundhill ETF Trust
|
485BXT
|
|
|
Launch One Acquisition Corp.
|
8-K
|
|
|
BlackRock Science & Technology Term Trust
|
SC TO-I
|
|
|
LIGHTBRIDGE Corp
|
8-K
|
Financial Statements
|
|
Zenvia Inc.
|
6-K
|
Financial Statements
|
|
Kline Hill Partners Solutions II Expansion Fund LP
|
D
|
|
|
BlackRock Resources & Commodities Strategy Trust
|
SC TO-I
|
|
|
Masterworks Vault 2, LLC
|
1-A POS
|
|
|
Hesperia BeMe I, LLC
|
D
|
|
|
SPMC Feeder Fund LP
|
D
|
|
|
FINN MARY ELIZABETH
|
4
|
|
|
SIGNET JEWELERS LTD
|
4
|
Financial Statements
|
|
AE RED HOLDINGS, LLC
|
144
|
|
|
Redwire Corp
|
144
|
|
|
Hagerty, Inc.
|
4
|
|
|
KAUFFMAN ROBERT I
|
4
|
|
|
Edelman Oded
|
4
|
|
|
STAR EQUITY HOLDINGS, INC.
|
8-K
|
|
|
IMPERIAL OIL LTD
|
8-K
|
Financial Statements
|
|
Blaize, Inc.
|
425
|
|
|
BurTech Acquisition Corp.
|
425
|
|
|
Subramanian Bala
|
4
|
|
|
UNITED PARCEL SERVICE INC
|
4
|
Financial Statements
|
|
TEREX CORP
|
8-K
|
Financial Statements
|
|
BlackRock Enhanced Global Dividend Trust
|
SC TO-I
|
Financial Statements
|
|
BROWN ROBERT G/
|
144
|
|
|
SPAR Group, Inc.
|
144
|
Financial Statements
|
|
Turtle Creek United States Equity Fund
|
D/A
|
|
|
Shake Shack Inc.
|
4
|
Financial Statements
|
|
Flug Jeffrey
|
4
|
|
|
Teichmann Sarah A.
|
3
|
|
|
10x Genomics, Inc.
|
3
|
Financial Statements
|
|
Point.me Inc.
|
D
|
|
|
FS Bancorp, Inc.
|
8-K
|
Financial Statements
|
|
EquityZen Growth Technology Fund LLC - Series 1906
|
D
|
|
|
BurTech Acquisition Corp.
|
8-K
|
|
|
SOUTHERN COPPER CORP/
|
8-K
|
Financial Statements
|
|
Ng Andrew Y.
|
4
|
|
|
Coursera, Inc.
|
4
|
Financial Statements
|
|
Mason Christopher Scott
|
4
|
|
|
Sonos Inc
|
4
|
Financial Statements
|
|
AbbVie Inc.
|
4
|
Financial Statements
|
|
GONZALEZ RICHARD A
|
4
|
|
|
Walter Matthew R.
|
4
|
|
|
Medtronic plc
|
4
|
Financial Statements
|
|
Hippo Holdings Inc.
|
4
|
|
|
McCathron Richard
|
4
|
|
|
Spencer Ryan
|
4
|
|