| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Weaver Aaron Ngoc Dung
|
3
|
|
|
BIONOMICS LIMITED/FI
|
3
|
Financial Statements
|
|
HDFC BANK LTD
|
6-K
|
Financial Statements
|
|
Papapetropoulos Spyros
|
3
|
|
|
SemiLEDs Corp
|
8-K
|
Financial Statements
|
|
Revelyst, Inc.
|
425
|
|
|
Vista Outdoor Inc.
|
425
|
Financial Statements
|
|
ZTO Express
|
6-K
|
Financial Statements
|
|
VAPOTHERM INC
|
PREM14A
|
Financial Statements
|
|
Vista Outdoor Inc.
|
8-K
|
Financial Statements
|
|
CHINA YUCHAI INTERNATIONAL LTD
|
6-K
|
Financial Statements
|
|
Baozun Inc.
|
6-K
|
Financial Statements
|
|
JPMorgan Chase Financial Co. LLC
|
424B2
|
|
|
JPMORGAN CHASE & CO
|
424B2
|
Financial Statements
|
|
Japan Bank for International Cooperation
|
424B5
|
|
|
PHI GROUP INC
|
8-K
|
|
|
IDEAYA Biosciences, Inc.
|
8-K
|
Financial Statements
|
|
BIOXYTRAN, INC
|
RW
|
|
|
BlueRiver Acquisition Corp.
|
425
|
|
|
Roan Holdings Group Co., Ltd.
|
6-K
|
|
|
BLUE DOLPHIN ENERGY CO
|
8-K
|
|
|
BlueRiver Acquisition Corp.
|
8-K
|
|
|
Galiano Gold Inc.
|
6-K
|
|
|
NICE Ltd.
|
6-K
|
Financial Statements
|
|
MAKATUU INC
|
D
|
|
|
Roots Real Estate Investment Community I, LLC
|
253G2
|
|
|
Eeum, Inc.
|
D
|
|
|
Versant Capital Management, Inc
|
13F-HR
|
|
|
TENARIS SA
|
6-K
|
Financial Statements
|
|
Better Choice Co Inc.
|
S-1
|
|
|
BROOKMOUNT EXPLORATIONS INC
|
1-A/A
|
|
|
OLB GROUP, INC.
|
424B5
|
|
|
Decatur Rome, LLC
|
D
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
IMAC Holdings, Inc.
|
8-K
|
|
|
SILVERCORP METALS INC
|
6-K
|
Financial Statements
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
CERO THERAPEUTICS HOLDINGS, INC.
|
424B3
|
|
|
BRAZILIAN ELECTRIC POWER CO
|
6-K
|
Financial Statements
|
|
THRIVENT VARIABLE ANNUITY ACCOUNT I
|
497
|
|
|
Itau Unibanco Holding S.A.
|
6-K
|
Financial Statements
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
PAYDEN & RYGEL INVESTMENT GROUP
|
N-MFP3
|
|
|
Cardiol Therapeutics Inc.
|
F-X
|
|
|
ASHFORD HOSPITALITY TRUST INC
|
8-K
|
|
|
TIAA-CREF FUNDS
|
N-MFP3
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
GLOBAL ACQUISITIONS Corp
|
8-K
|
|
|
Lord Abbett Special Situations Income Fund
|
424B3
|
|
|
RUSSELL INVESTMENT CO
|
497
|
|
|
RUSSELL INVESTMENT FUNDS
|
497
|
|
|
Lord Abbett Floating Rate High Income Fund
|
424B3
|
|
|
Hooten & Young, LLC
|
D
|
|
|
TIM S.A.
|
6-K
|
|
|
Neurosom, Inc.
|
C/A
|
|
|
Lord Abbett Credit Opportunities Fund
|
424B3
|
|
|
Cambria ETF Trust
|
N-CSR
|
|
|
LORD ABBETT TRUST I
|
497
|
|
|
LORD ABBETT INVESTMENT TRUST
|
497
|
|
|
LORD ABBETT SECURITIES TRUST
|
497
|
|
|
LORD ABBETT RESEARCH FUND INC
|
497
|
|
|
LORD ABBETT SERIES FUND INC
|
497
|
|
|
LORD ABBETT GLOBAL FUND INC
|
497
|
|
|
LORD ABBETT MUNICIPAL INCOME FUND INC
|
497
|
|
|
LORD ABBETT MID CAP STOCK FUND INC
|
497
|
|
|
LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND
|
497
|
|
|
LORD ABBETT DEVELOPING GROWTH FUND, INC.
|
497
|
|
|
LORD ABBETT BOND DEBENTURE FUND INC
|
497
|
|
|
LORD ABBETT AFFILIATED FUND INC
|
497
|
|
|
GRUPO SIMEC, S.A.B. de C.V.
|
6-K
|
Financial Statements
|
|
SemiLEDs Corp
|
3
|
Financial Statements
|
|
ENTEGRIS INC
|
8-K
|
Financial Statements
|
|
Ryan Jane
|
3
|
|
|
Bionano Genomics, Inc.
|
424B5
|
Financial Statements
|
|
BRB Foods Inc.
|
S-1/A
|
|
|
Wilson David Ian
|
3
|
|
|
Fisher Alan
|
3
|
|
|
Prudential Government Money Market Fund, Inc.
|
N-MFP3
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
Cruz Pilar
|
4
|
|
|
DONALDSON Co INC
|
4
|
Financial Statements
|
|
North Square Investments Trust
|
N-CSRS
|
|
|
BLACKROCK LIQUIDITY FUNDS
|
N-MFP3
|
|
|
ADVISORS' INNER CIRCLE FUND
|
N-CSRS
|
|
|
BLACKROCK FUNDS
|
N-MFP3
|
|
|
BlackRock Series Fund, Inc.
|
N-MFP3
|
|
|
BlackRock Variable Series Funds, Inc.
|
N-MFP3
|
|
|
LANDY SAMUEL A
|
4
|
|
|
UMH PROPERTIES, INC.
|
4
|
Financial Statements
|
|
PULSE BIOSCIENCES, INC.
|
SC 13D/A
|
Financial Statements
|
|
DUGGAN ROBERT W
|
SC 13D/A
|
|
|
PGIM Wadhwani LLP
|
N-PX
|
|
|
Equitybee 22-81143, a Series of Equitybee cFund Master LLC
|
D
|
|
|
Dentgroup LLC
|
13F-HR
|
|
|
LOY BERTRAND
|
4
|
|
|
ENTEGRIS INC
|
4
|
Financial Statements
|
|
CMG HOLDINGS GROUP, INC.
|
10-Q
|
|
|
Mock James M
|
144
|
|
|
Moderna, Inc.
|
144
|
Financial Statements
|
|
Newhouse Michael A
|
4
|
|
|
CHARTER COMMUNICATIONS, INC. /MO/
|
4
|
Financial Statements
|
|
T. Rowe Price U.S. Treasury Funds, Inc.
|
N-MFP3
|
|
|
ANDERSON JAMES ROBERT
|
4
|
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
N-CSRS
|
|
|
T. Rowe Price Reserve Investment Funds, Inc.
|
N-MFP3
|
|
|
SECOR TANIA
|
144
|
|
|
INTEGRAL AD SCIENCE HOLDING CORP.
|
144
|
Financial Statements
|
|
GABELLI DIVIDEND & INCOME TRUST
|
SC 13G/A
|
Financial Statements
|
|
WELLS FARGO & COMPANY/MN
|
SC 13G/A
|
Financial Statements
|
|
T. Rowe Price Tax-Exempt Money Fund, Inc.
|
N-MFP3
|
|
|
Sandlot Partners Allevio SPV I LLC
|
D
|
|
|
OptimumBank Holdings, Inc.
|
S-3/A
|
Financial Statements
|
|
T. Rowe Price State Tax-Free Funds, Inc.
|
N-MFP3
|
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
T. Rowe Price Government Money Fund, Inc.
|
N-MFP3
|
|
|
T. Rowe Price Summit Funds, Inc.
|
N-MFP3
|
|
|
Woodland Daniel D.
|
4
|
|
|
NEWHOUSE FAMILY HOLDINGS, L.P.
|
4
|
|
|
ADVANCE LONG-TERM MANAGEMENT TRUST
|
4
|
|
|
ADVANCE/NEWHOUSE PARTNERSHIP
|
4
|
|
|
ADVANCE PUBLICATIONS, INC
|
4
|
|
|
NEWHOUSE BROADCASTING CORP
|
4
|
|
|
Ruzynski Joseph A.
|
3
|
|
|
FRANKLIN ELECTRIC CO INC
|
3
|
Financial Statements
|
|
ARES INDUSTRIAL REAL ESTATE INCOME TRUST Inc.
|
DEFA14A
|
|
|
EquityZen Growth Technology Fund LLC - Series 1894
|
D
|
|
|
FRANKLIN COVEY CO
|
10-Q
|
Financial Statements
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
MICROCHIP TECHNOLOGY INC
|
ARS
|
Financial Statements
|
|
Ares Real Estate Income Trust Inc.
|
DEFA14A
|
|
|
FSD Pharma Inc.
|
6-K
|
|
|
Shileny Lisa A
|
4
|
|
|
HILLS BANCORPORATION
|
4
|
|
|
UBS AG
|
424B2
|
|
|
VanEck ETF Trust
|
N-CSR
|
|
|
ADVISORS SERIES TRUST
|
N-CSRS
|
|
|
KUANG JIN
|
4
|
|
|
Voip-pal.com Inc
|
4
|
|
|
White Mark Andrew
|
144
|
|
|
ROCKET PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
Rocky Mountain Chocolate Factory, Inc.
|
DEFA14A
|
Financial Statements
|
|
Birch Capital Management, LLC
|
13F-HR
|
|
|
Imago Rehab, Inc.
|
D
|
|
|
Arcanum Emerging Technologies Fund II ISA
|
D
|
|
|
MICROCHIP TECHNOLOGY INC
|
DEFA14A
|
Financial Statements
|
|
Ares Real Estate Income Trust Inc.
|
8-K
|
|
|
Little Village Play Cafe LLC
|
C
|
|
|
Finney S11 2 Joint Venture
|
D
|
|
|
BVI Core Q32021-6 Series, a Series of Blu Venture Investors Core, LLC
|
D/A
|
|
|
ARES INDUSTRIAL REAL ESTATE INCOME TRUST Inc.
|
8-K
|
|
|
Roetlin Anthony V
|
4
|
|
|
Shopoff DHS Industrial Development Fund, LLC
|
D/A
|
|
|
Wildermuth Fund
|
497
|
|
|
BancFirst Trust & Investment Management
|
13F-HR
|
|
|
Caldwell Christopher L.
|
4
|
|
|
COMMUNITY BANCORP /VT
|
4
|
|
|
NB Capital Solutions Fund III Cayman LP
|
D
|
|
|
Westend Capital Management, LLC
|
13F-HR
|
|
|
Roundhill ETF Trust
|
485BXT
|
|
|
TELECOM ARGENTINA SA
|
6-K
|
|
|
Wildermuth Fund
|
40-8B25
|
|
|
Simplify Exchange Traded Funds
|
485BXT
|
|
|
GuideStone Funds
|
N-MFP3
|
|
|
EquityZen Growth Technology Fund LLC - Series 1907
|
D
|
|
|
Cascade Investment Advisors, Inc.
|
13F-HR
|
|
|
Series Portfolios Trust
|
N-CSRS
|
|
|
NB Capital Solutions Fund III Delaware LP
|
D
|
|
|
Wilson Anthony L
|
4
|
|
|
SOUTHERN CO
|
4
|
Financial Statements
|
|
FINANCIAL INVESTORS TRUST
|
N-CSRS
|
|
|
NISSAN AUTO LEASING LLC II
|
ABS-15G
|
|
|
Advisors' Inner Circle Fund III
|
N-CSRS
|
|
|
Innovator ETFs Trust
|
N-CSRS
|
|
|
Madison River Capital I-B, L.P.
|
D/A
|
|
|
Soundbytes II Fund, LP
|
D/A
|
|
|
Madison River Capital I-A, L.P.
|
D/A
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
Oasis Management Co Ltd.
|
13F-HR/A
|
|
|
FINANCIAL INVESTORS TRUST
|
N-CSR
|
|
|
Forward Industries, Inc.
|
8-K
|
Financial Statements
|
|
Landa App LLC
|
1-U
|
|
|
MASIMO CORP
|
DEFA14A
|
Financial Statements
|
|
IntelGenx Technologies Corp.
|
POS AM
|
|
|
MICROCHIP TECHNOLOGY INC
|
DEF 14A
|
Financial Statements
|
|
DAVIS MICHAEL A /
|
4
|
|
|
CYANOTECH CORP
|
4
|
Financial Statements
|
|
Farmers & Merchants Bancshares, Inc.
|
SC 13D/A
|
|
|
RENBAUM BARRY J.
|
SC 13D/A
|
|
|
BLV Arcadia Investor LLC
|
D/A
|
|
|
GS Finance Corp.
|
FWP
|
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
ARGA International Small-Cap Fund, a series of ARGA Funds Trust
|
D
|
|
|
Invesco Commercial Real Estate Finance Trust, Inc.
|
8-K
|
|
|
Northern Lights Fund Trust IV
|
497K
|
|
|
BBX Capital, Inc.
|
8-K
|
|
|
Capital Group Central Fund Series
|
N-MFP3
|
|
|
American Funds U.S. Government Money Market Fund
|
N-MFP3
|
|
|
JANUS INVESTMENT FUND
|
N-MFP3
|
|
|
ETF Series Solutions
|
N-CSRS
|
|
|
ADVISORS SERIES TRUST
|
N-CSR
|
|
|
Northern Lights Fund Trust IV
|
497
|
|
|
CONCREIT FUND I LLC
|
1-A-W/A
|
|
|
Quent Capital, LLC
|
13F-HR
|
|
|
ETF Series Solutions
|
N-CSR
|
|
|
CITY NATIONAL ROCHDALE FUNDS
|
N-MFP3/A
|
|
|
Deutsche Bank Trust Co Americas/ ADR Group
|
F-6EF
|
|
|
CARREFOUR SA
|
F-6EF
|
|
|
Legg Mason ETF Investment Trust
|
N-CSR/A
|
|
|
Two Roads Shared Trust
|
N-CSRS
|
|
|
Let Us Wear It Inc.
|
C
|
|
|
Hammann Jerald
|
PX14A6G
|
|
|
LL Flooring Holdings, Inc.
|
PX14A6G
|
Financial Statements
|
|
GMO TRUST
|
497J
|
|
|
JPMorgan Trust I
|
N-MFP3
|
|
|
JPMORGAN TRUST IV
|
N-MFP3
|
|
|
JPMORGAN TRUST II
|
N-MFP3
|
|
|
VOXX International Corp
|
DEFA14A
|
Financial Statements
|
|
Content Raven, Inc.
|
D/A
|
|
|
WI-0123 Fund I, a series of Syntax Ventures, LP
|
D
|
|
|
LEGG MASON PARTNERS INSTITUTIONAL TRUST
|
N-MFP3
|
|
|
TANDEM CAPITAL MANAGEMENT CORP /ADV
|
13F-HR
|
|
|
LEGG MASON PARTNERS MONEY MARKET TRUST
|
N-MFP3
|
|
|
MASTER PORTFOLIO TRUST
|
N-MFP3
|
|
|
8150 I, LLC
|
D
|
|
|
MDS 2024-Shale Development, LP
|
D/A
|
|
|
First American Funds Trust
|
N-MFP3
|
|
|
3P Livery LLC
|
C/A
|
|
|
21Shares Core Ethereum ETF
|
S-1/A
|
|
|
ALLSPRING FUNDS TRUST
|
N-14/A
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
UBS AG
|
424B3
|
|
|
Advisor Managed Portfolios
|
N-MFP3
|
|
|
SevenBridge Financial Group, LLC
|
N-PX
|
|
|
Dyme Medical, Inc.
|
D
|
|
|
Reliant Holdings, Inc.
|
PRE 14A
|
|
|
Advisors' Inner Circle Fund II
|
N-CSRS
|
|
|
Benefitbay Inc.
|
D/A
|
|
|
Oxford Park Income Fund, Inc.
|
POS EX
|
|
|
EquityZen Growth Technology Fund LLC - Series 1902
|
D
|
|
|
Federal Home Loan Bank of Atlanta
|
8-K
|
|
|
Jefferies Credit Partners BDC Inc.
|
D/A
|
|
|
Pioneer Municipal High Income Opportunities Fund, Inc.
|
N-CSR
|
|
|
AFA Private Credit Fund
|
N-23C3A
|
|
|
Pioneer Series Trust VI
|
N-CSRS
|
|
|
PIONEER EQUITY INCOME FUND
|
N-CSRS
|
|
|
AHP Cooper Sidecar, LP
|
D
|
|
|
Accountable Care Transactions, Inc.
|
D
|
|
|
PIONEER MUNICIPAL HIGH INCOME FUND, INC.
|
N-CSR
|
|
|
PIONEER MID CAP VALUE FUND
|
N-CSRS
|
|
|
Federated Hermes Money Market Obligations Trust
|
N-CEN
|
|
|
DELAWARE GROUP LIMITED-TERM GOVERNMENT FUNDS
|
485BPOS
|
|
|
PIONEER SERIES TRUST VII
|
N-CSRS
|
|
|
SEI DAILY INCOME TRUST /MA/
|
N-MFP3
|
|
|
Pioneer ILS Interval Fund
|
N-CSRS
|
|
|
VIOZZI VINCENT ANTHONY
|
4
|
|
|
DONEGAL GROUP INC
|
4
|
Financial Statements
|
|
Federated Hermes Income Securities Trust
|
N-CEN
|
|
|
Royal Mail plc/ADR
|
F-6 POS
|
|
|
Citibank,N.A./ADR
|
F-6 POS
|
|
|
Healdsburg Bagel, Inc.
|
C
|
|
|
PIONEER HIGH YIELD FUND
|
N-CSRS
|
|
|
Securian Funds Trust
|
N-MFP3
|
|
|
The Felix
|
4
|
|
|
Unity Software Inc.
|
4
|
Financial Statements
|
|
Gupta Anirma
|
4
|
|
|
MCCLANATHAN JOSEPH W
|
4
|
|
|
LEGGETT & PLATT INC
|
4
|
Financial Statements
|
|
SGIF3 Meridiam NTE LBJ, LLC
|
D
|
|
|
PANDEY SANJAY
|
4
|
|
|
Pioneer Diversified High Income Fund, Inc.
|
N-CSR
|
|
|
Miller/Howard High Income Equity Fund
|
N-CSRS
|
|
|
HENDRIX DANIEL T
|
144
|
|
|
INTERFACE INC
|
144
|
Financial Statements
|
|
TRUST CO OF TOLEDO NA /OH/
|
13F-HR
|
|
|
Federated Hermes ETF Trust
|
N-CEN
|
|
|
Douglas Lane & Associates, LLC
|
13F-HR
|
|
|
MILLER JEFFREY DEAN
|
4
|
|
|
WILLIAMS KEVIN BRYAN
|
4
|
|
|
IVY FUNDS
|
485BPOS
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Puig Brands S.A./ADR
|
F-6EF
|
|
|
Citibank,N.A./ADR
|
F-6EF
|
|
|
LONG ROBERT RICHARD JR
|
4
|
|
|
ELFUN GOVERNMENT MONEY MARKET FUND
|
N-MFP3
|
|
|
EA Series Trust
|
CERT
|
|
|
LCP Quantum Partners IV, LLC
|
D/A
|
|
|
HOFFMAN CHRISTINA MARIE
|
4
|
|
|
STATE STREET MASTER FUNDS
|
N-MFP3
|
|
|
CGB Green Liberty Notes LLC
|
C
|
|
|
STATE STREET INSTITUTIONAL INVESTMENT TRUST
|
N-MFP3
|
|
|
HAY JEFFERY TIM
|
4
|
|
|
WINTER P CLINTON
|
4
|
|
|
UNITED BANKSHARES INC/WV
|
4
|
Financial Statements
|
