SEC Filings


1963
  
Company Name Form Type SEC Filings
NISA INVESTMENT ADVISORS, LLC 13F-HR
iMetabolic Biopharma Corp C-AR
NORTHERN LIGHTS FUND TRUST III 485BPOS
RIVERVIEW BANCORP INC DEFA14A Financial Statements
AZZ INC 8-K Financial Statements
UWHARRIE CAPITAL CORP 8-K
TPG Life Sciences Innovations FOF, L.P. D
RBB Fund Trust 497
Nuveen Churchill Private Capital Income Fund 8-K
WALTERS KEITH S 4
BLACKROCK FUNDS 485BPOS
Hennion & Walsh Asset Management, Inc. 13F-HR
Climate Asset Management - Nature Based Carbon Fund B SCSp D/A
NEOS ETF Trust N-14/A
EquityZen Growth Technology Fund LLC - Series 1935 D
Legg Mason Global Asset Management Trust 497J
BANK OF HAWAII CORP 8-K Financial Statements
Altus Wealth Management, LLC 13F-HR
Zhang Financial LLC 13F-HR
GABELLI MARIO J 4
GABELLI MULTIMEDIA TRUST INC. 4
QUINBROOK D/A
WELLS FARGO & COMPANY/MN 424B2 Financial Statements
Tor Asia Credit Fund D/A
SB FINANCIAL GROUP, INC. 8-K Financial Statements
Clark Fork Trust NPORT-P
QUINBROOK D/A
R1 RCM Inc. /DE SC 13D/A Financial Statements
TCP-ASC ACHI Series LLLP SC 13D/A
Carsley Mimi 4
JACK HENRY & ASSOCIATES INC 4 Financial Statements
TORONTO DOMINION BANK 424B2 Financial Statements
AAFMAA Wealth Management & Trust LLC 13F-HR
Pod Capital Fund I, LP D
Apollon Financial, LLC 13F-HR
Sara-Bay Financial 13F-HR
WALTERS MARGARET A 4
Jennifer McKay Design Inc. D/A
Mendal Jayme 144
EverQuote, Inc. 144 Financial Statements
FARAH ROGER N 4
PROGRESSIVE CORP/OH/ 4 Financial Statements
RIVERVIEW BANCORP INC DEF 14A Financial Statements
EVERMAY WEALTH MANAGEMENT LLC N-PX
PRUDENTIAL PLC 6-K Financial Statements
Fund I, a series of 1947 Rise, LP D/A
BOSTON MOUNTAIN MONEY MANAGEMENT INC 13F-HR
Timeplast, Inc. C-AR
MILESTONE ASSET MANAGEMENT, LLC 13F-HR
QUIROZ ALEJANDRO 4
ANAFLASH Inc. D
GMF Floorplan Owner Revolving Trust ABS-15G
GMF Wholesale Receivables LLC ABS-15G
Apollon Wealth Management, LLC 13F-HR
LAURELIN INVESTORS LLC D
COLE M RAY JR 4
FIRST BANCSHARES INC /MS/ 4 Financial Statements
HSBC Bank USA, N.A. 13F-NT
Tor Asia Credit Fund LP D/A
UNITED BANKSHARES INC/WV 424B3 Financial Statements
Fund 1, a series of Explorer Capital, LP D/A
MEANS INVESTMENT CO., INC. 13F-HR
Lloyds Banking Group plc 6-K Financial Statements
Schaefer Michael J 4
Burchard Curtis 4
SOUTHSIDE BANCSHARES INC 4 Financial Statements
BP Commercial Funding Trust, Series SPL-IX D/A
Cantor Commercial Real Estate Lending, L.P. ABS-15G
NatWest Group plc 6-K Financial Statements
CapeView Azri Strategic Fund D/A
PPG INDUSTRIES INC 10-Q Financial Statements
BP Commercial Funding Trust, Series SPL-VII D/A
Bridgecrest Lending Auto Securitization Trust 2024-3 8-K
Bridgecrest Auto Funding LLC 8-K
AFL CIO HOUSING INVESTMENT TRUST 497
CapeView Azri 2X Fund D/A
ROGERS CORP 8-K/A Financial Statements
Banco Santander, S.A. 8-A12B Financial Statements
BP Commercial Funding Trust, Series SPL-V D/A
Hondius Energy Infrastructure Financing Fund, LP D
Bridgecrest Lending Auto Securitization Trust 2024-3 424B5
Bridgecrest Auto Funding LLC 424B5
NATIONAL GRID PLC 6-K Financial Statements
Jacked Up Fitness, Inc C/A
OCA VenBio V LLC D
Logos Opportunities Fund IV LP D/A
MOZINA GARY S 4
CapeView Azri Fund D/A
Portman Square Capital LLP 13F-HR
NC Global L.P. - NC Cohere Series I D
OCA H Specialty Lending INT VI Segregated Portfolio D
GOLDMAN SACHS TRUST N-CSRS
UNILEVER PLC 6-K Financial Statements
Dreyfus Institutional Liquidity Funds N-CSRS
Family Generation I, L.P. D/A
McKenney Cecilia K 4
UNIFIRST CORP 4 Financial Statements
Summit Financial Strategies, Inc. 13F-HR
FIVE STAR BANCORP 8-K Financial Statements
Seifert Charles 3
Pioneer Bancorp, Inc./MD 3
TurboLearn, Inc. D
Logos Global US Fund LP D/A
BRIGHTHOUSE LIFE INSURANCE Co FWP
Flying Fish Fund III, LP D
Hedeker Wealth, LLC 13F-HR
Hildene-CCC Depositor, LLC ABS-15G
OCA EQ Segregated Portfolio D
EXCHANGE TRADED CONCEPTS TRUST N-CSRS
PermRock Royalty Trust 8-K
Marietta Wealth Management, LLC 13F-HR
MATRIX PRIVATE CAPITAL GROUP LLC N-PX
CLEMENS BARBARA T 4
Blue Ocean Acquisition Corp 8-K
Nissan Auto Lease Trust 2024-B 8-K
NISSAN AUTO LEASING LLC II 8-K
Upstate Upstarts Fund D
Nissan Auto Lease Trust 2024-B 424B5
NISSAN AUTO LEASING LLC II 424B5
TOUCHSTONE FUNDS GROUP TRUST 497K
National Energy Services Reunited Corp. S-8 Financial Statements
Three Oaks Fund, LLC D/A
Grayscale Ethereum Trust 8-A12B
OCA EQ LLC D
PERMIAN BASIN ROYALTY TRUST 8-K
TOUCHSTONE FUNDS GROUP TRUST 497
Carter Aaron 4
Advanced Health Intelligence Ltd 6-K
Raymond James Financial Services Advisors, Inc. 13F-HR
Grayscale Ethereum Mini Trust 8-A12B
Logos Global Offshore Fund Ltd. D/A
Dunamis Charge, Inc. C-U
Launch One Acquisition Corp. 4
BARCLAYS PLC 4 Financial Statements
Knauf Christopher Albert 4
Luvu Brands, Inc. 4
Soryn IP Fund II, L.P. D/A
Global Clean Energy Holdings, Inc. 8-K
Tidal Trust II 24F-2NT
CLEARWATER INVESTMENT TRUST 497
GlassPoint, Inc. D
Brand Asset Management Group, Inc. 13F-HR
RAYMOND JAMES & ASSOCIATES 13F-HR
SYMETRA SEPARATE ACCOUNT SL N-30B-2
AMERICAN EXPRESS CO 10-Q Financial Statements
Launch One Acquisition Corp. 3
BARCLAYS PLC 3 Financial Statements
SYMETRA RESOURCE VARIABLE ACCOUNT B N-30B-2
Legend Financial Advisors, Inc. N-PX
ExchangeRight Income Fund 8-K
GS Finance Corp. FWP
GOLDMAN SACHS GROUP INC FWP Financial Statements
gC I, a series of gradCapital, LP D/A
HUGOTON ROYALTY TRUST 8-K
Volcanic, LLC C/A
Sweetwater III D LP D
TOKIO MARINE HOLDINGS, INC. 13F-NT
waypoint wealth counsel 13F-HR
Hutjens Brad Vincent 144
NICOLET BANKSHARES INC 144 Financial Statements
VSBLTY GROUPE TECHNOLOGIES CORP. D
Nisan Fredi 4
RYVYL Inc. 4
EVERGREEN CAPITAL MANAGEMENT LLC N-PX
Viewbix Inc. 8-K
AgiiPlus Inc. F-1/A
Errez Ben 4
Signet Investment Advisory Group, Inc. 13F-HR
FARADAY FUTURE INTELLIGENT ELECTRIC INC. DEFA14A
Tenstorrent June 2024 V a Series of Node Master LLC D
PEIX Prado Co-Invest, LP D
CROSS TIMBERS ROYALTY TRUST 8-K
Bow River Credit Opportunities Master Fund, LP APP WD
Bow River Advisers, LLC APP WD
Bow River Asset Management, LLC APP WD
Bow River Capital Evergreen Fund APP WD
E.S. Nutrition, Inc C/A
CALTON & ASSOCIATES, INC. 13F-HR
WealthShield Partners, LLC N-PX
Pershing Edward 4
PROVECTUS BIOPHARMACEUTICALS, INC. 4
PE A KEYSTONE OFFSHORE FEEDER FUND, LTD. D/A
Tenstorrent June 2024 IV a Series of Node Master LLC D
BROADWAY FINANCIAL CORP \DE\ 8-K Financial Statements
Knauf Christopher Albert 3
Luvu Brands, Inc. 3
Biodexa Pharmaceuticals Plc 6-K/A
Nutrithority LLC C/A
PALINGEN HOLDINGS, LLC D/A
HCW 5 PACK 3, LP D
Madrona Financial Services, LLC 13F-HR
ADVANCED SERIES TRUST POS AMI
Exchange Listed Funds Trust 485BXT
Berenson Acquisition Corp. I 8-K
Nova Private Equity Partners IV, L.P. D/A
Apogem Secondary Fund VII D
KANE JACQUELINE P 144
COMERICA INC /NEW/ 144 Financial Statements
Saba Capital Management, L.P. SC 13D/A
ELLSWORTH GROWTH & INCOME FUND LTD SC 13D/A
Advisors Disciplined Trust 2235 487
Spokane Workers Cooperative, LCA D/A
Bagley Stephen James 144
SONO TEK CORP 144
Wong Gregory 4
QUINSTREET, INC 4 Financial Statements
VALT Investor Group Inc. D
Continuum Advisory, LLC 13F-HR
ATWELL ROBERT BRUCE 144
Golub Capital BDC 4, Inc. D/A
Tenstorrent June 2024 III a Series of Node Master LLC D
First Pacific Financial 13F-HR
TEI QUARTERLY DEBT FUND LLC D
ARBOR CAPITAL MANAGEMENT INC /ADV N-PX
Tenstorrent June 2024 II a Series of Node Master LLC D
Accredited Investors Inc. 13F-HR
China Universal Asset Management Co., Ltd. N-PX
ATLANTIC INTERNATIONAL CORP. S-1/A
Forethought Life Insurance Co Separate Account A 497
Nova Private Equity Partners III, L.P. D/A
Boston Trust Walden Inc. 13F-NT
Walton Jonathon James 3
SPECTRAL CAPITAL Corp 3
MP KofP JV LLC D
ZE II a Series of Fourth Realm Investments LLC D
PARSONS CAPITAL MANAGEMENT INC/RI 13F-HR
Boston Trust Walden Co 13F-NT
LL Flooring Holdings, Inc. 3 Financial Statements
WITTER JILL 3
Sullivan Thomas 3
GOLUB CAPITAL DIRECT LENDING CORP D/A
HSBC USA INC /MD/ 424B2
Emergencetek Group, Inc D
Delves John Jason 3
Anduril May 2024 a Series of CGF2021 LLC D
1606 CORP. 1-A
Nova Private Equity Partners II, L.P. D/A
Bey-Douglas LLC 13F-HR
GM Financial Consumer Automobile Receivables Trust 2024-2 ABS-EE
Avid Wealth Partners LLC 13F-HR
Cartography Capital Fund II a Series of PBC LLC D
GM Financial Consumer Automobile Receivables Trust 2024-1 ABS-EE
Octagon CLO Opportunity Fund V D/A
GM Financial Consumer Automobile Receivables Trust 2023-4 ABS-EE
GM Financial Consumer Automobile Receivables Trust 2023-3 ABS-EE
METHANEX CORP 6-K Financial Statements
Hey Jane x GoldenHourVentures May24 a Series of CGF2021 LLC D
VALIC Co I 497K
First Horizon Advisors, Inc. 13F-HR
GM Financial Consumer Automobile Receivables Trust 2023-2 ABS-EE
Federal Home Loan Bank of Boston 8-K
Exum Instruments, Inc. D
GM Financial Consumer Automobile Receivables Trust 2023-1 ABS-EE
Lexington CIP VI D/A
PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT 497VPU
Anduril Riverside Ventures June a Series of CGF2021 LLC D
Coutts & Co 13F-NT
GM Financial Consumer Automobile Receivables Trust 2022-4 ABS-EE
KAVAR CAPITAL PARTNERS GROUP, LLC 13F-HR
PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT 497
GM Financial Consumer Automobile Receivables Trust 2022-3 ABS-EE
Nissan Auto Receivables 2023-B Owner Trust ABS-EE
NISSAN AUTO RECEIVABLES Co II LLC ABS-EE
Nissan Auto Receivables 2024-A Owner Trust ABS-EE
BBH Trust 497
Nissan Auto Receivables 2023-A Owner Trust ABS-EE
FIRST HORIZON CORP 13F-NT Financial Statements
Nissan Auto Receivables 2022-B Owner Trust ABS-EE
Tidal ETF Trust 24F-2NT
VALIC Co I 497
GM Financial Consumer Automobile Receivables Trust 2022-2 ABS-EE
NatWest Group plc 13F-HR Financial Statements
Capital Investment Services of America, Inc. 13F-HR
Ohm Health Inc Jun 2024 a Series of CGF2021 LLC D
Takumi Capital Small Cap Fund, LP D/A
SHAW THOMAS J 4
RETRACTABLE TECHNOLOGIES INC 4 Financial Statements
Stovall Bryan Lee 4
AZZ INC 4 Financial Statements
GM Financial Consumer Automobile Receivables Trust 2022-1 ABS-EE
Clarion Gables Multifamily Trust, L.P. D/A
Wells Fargo Commercial Mortgage Trust 2017-C39 8-K
GM Financial Consumer Automobile Receivables Trust 2021-4 ABS-EE
Invesco Unit Trusts Series 2371 497J
GAZDER XERXES P 4
AAON, INC. 4 Financial Statements
Wells Fargo Commercial Mortgage Trust 2017-C40 8-K
GM Financial Consumer Automobile Receivables Trust 2021-3 ABS-EE
RumbleOn, Inc. 4 Financial Statements
Cohen Mark Alexander 4
Stone House Capital Management, LLC 4
SH Capital Partners, L.P. 4
Stephens Group, LLC N-PX
Rainwater Charitable Foundation N-PX
SunRocket Capital, LLC D/A
Neo Ivy Capital Management 13F-HR
HSBC HOLDINGS PLC 6-K Financial Statements
GM Financial Consumer Automobile Receivables Trust 2021-2 ABS-EE
GM Financial Consumer Automobile Receivables Trust 2021-1 ABS-EE
GM Financial Consumer Automobile Receivables Trust 2020-4 ABS-EE