| Company Name |
Form Type |
SEC Filings |
|
|
|
|
CVB FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
Stone Ridge Longevity Risk Premium Fixed Income Trust 69M
|
N-8F ORDR
|
|
|
Ahuja Amrita
|
144
|
|
|
Block, Inc.
|
144
|
Financial Statements
|
|
DiMarco Bret
|
4
|
|
|
AGILENT TECHNOLOGIES, INC.
|
4
|
Financial Statements
|
|
Youakim Charles
|
4
|
|
|
Sezzle Inc.
|
4
|
|
|
Sabzivand Amin
|
4
|
|
|
Hartje Karen
|
4
|
|
|
Crestview W1 Co-Investors, LLC
|
4
|
|
|
Crestview W1 TE Holdings, LLC
|
4
|
|
|
Crestview W1 Holdings, L.P.
|
4
|
|
|
Crestview Partners III GP, L.P.
|
4
|
|
|
WideOpenWest, Inc.
|
4
|
Financial Statements
|
|
Kilpatrick Daniel G.
|
4
|
|
|
Cassidy Brian P
|
4
|
|
|
Crestview Advisors, L.L.C.
|
4
|
|
|
VOLPERT BARRY S
|
4
|
|
|
DiMarco Bret
|
3
|
|
|
AGILENT TECHNOLOGIES, INC.
|
3
|
Financial Statements
|
|
Krause Justin
|
4
|
|
|
Volatility Shares Trust
|
497K
|
|
|
Paradis Paul
|
4
|
|
|
Birmingham Melody
|
4
|
|
|
NISOURCE INC.
|
4
|
Financial Statements
|
|
Elworthy Brian R
|
144
|
|
|
Toast, Inc.
|
144
|
Financial Statements
|
|
Aujla Sandeep
|
144
|
|
|
INTUIT INC.
|
144
|
Financial Statements
|
|
Hoag Jay C
|
4
|
|
|
NETFLIX INC
|
4
|
Financial Statements
|
|
Weinstein Boaz
|
4
|
|
|
Destra Multi-Alternative Fund
|
4
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
Jefferson William Jr.
|
4
|
|
|
Soder Douglas L
|
144
|
|
|
TTM TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
DoubleLine Income Solutions Fund
|
4
|
|
|
Salter John C.
|
4
|
|
|
Samaha Eli
|
4
|
|
|
Stagwell Inc
|
4
|
|
|
Fixed Income Plus Portfolio LP
|
D/A
|
|
|
Vaughan Brandt A.
|
4
|
|
|
ORSER CAPITAL MANAGEMENT, LLC
|
N-PX
|
|
|
Notarainni Mark P.
|
144
|
|
|
Volatility Shares Trust
|
497
|
|
|
DEUTSCHE DWS MUNICIPAL TRUST
|
N-CSRS
|
|
|
Stone Ridge Longevity Risk Premium Fixed Income Trust 69F
|
N-8F ORDR
|
|
|
DEUTSCHE DWS SECURITIES TRUST
|
N-CSRS
|
|
|
Ranpak Holdings Corp.
|
4
|
|
|
Jones Michael Anthony
|
4
|
|
|
DoubleLine Opportunistic Credit Fund
|
4
|
|
|
PECC-NewSpring Franchise Fund II LLC
|
D
|
|
|
Locoh-Donou Francois
|
144
|
|
|
F5, INC.
|
144
|
Financial Statements
|
|
AVITA Medical, Inc.
|
3
|
|
|
KELSEY NICOLE
|
3
|
|
|
James Alpha Funds Trust
|
485BXT
|
|
|
ADAMS NATURAL RESOURCES FUND, INC.
|
4
|
|
|
STEWARD FUNDS, INC.
|
N-CSR
|
|
|
Stone Ridge Longevity Risk Premium Fixed Income Trust 68M
|
N-8F ORDR
|
|
|
Seshadri Salil
|
4
|
|
|
Strategy Shares
|
24F-2NT
|
|
|
Tranen Alicia M.
|
4
|
|
|
Zurbay Donald
|
144
|
|
|
PATTERSON COMPANIES, INC.
|
144
|
Financial Statements
|
|
LOY BERTRAND
|
144
|
|
|
ENTEGRIS INC
|
144
|
Financial Statements
|
|
Grassadonia Brian
|
144
|
|
|
Stone Ridge Longevity Risk Premium Fixed Income Trust 68F
|
N-8F ORDR
|
|
|
DoubleLine Yield Opportunities Fund
|
4
|
|
|
Strategy Shares
|
N-CSR
|
|
|
GUARDIAN SEPARATE ACCOUNT R
|
497
|
|
|
DEUTSCHE DWS INTERNATIONAL FUND, INC.
|
N-CSRS
|
|
|
Kurv ETF Trust
|
40-17G
|
|
|
CHART INDUSTRIES INC
|
8-K
|
Financial Statements
|
|
MPC HI 2024 LIHTC ICF, LLC
|
D
|
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
N-CSRS
|
|
|
El Pamela K.
|
4
|
|
|
Stone Ridge Longevity Risk Premium Fixed Income Trust 67M
|
N-8F ORDR
|
|
|
ADVENT CONVERTIBLE & INCOME FUND
|
N-CSRS
|
|
|
DEUTSCHE DWS MARKET TRUST
|
N-CSRS
|
|
|
COSSE STEVEN A
|
4
|
|
|
USMAN NASSIM
|
144
|
|
|
GYRE THERAPEUTICS, INC.
|
144
|
Financial Statements
|
|
CLARK WILLIAM E II
|
4
|
|
|
HUNTER JERRY
|
4
|
|
|
DEUTSCHE DWS INCOME TRUST
|
N-CSRS
|
|
|
TCW Direct Lending VII LLC
|
8-K
|
|
|
BRLAS LAURIE
|
4
|
|
|
ALBEMARLE CORP
|
4
|
Financial Statements
|
|
Purvis Tom E.
|
4
|
|
|
Stone Ridge Longevity Risk Premium Fixed Income Trust 67F
|
N-8F ORDR
|
|
|
Cramer Ralf Hans
|
4
|
|
|
PRUDENTIAL PLC
|
6-K
|
Financial Statements
|
|
Invesco High Income 2024 Target Term Fund
|
DEFA14A
|
|
|
Invesco Senior Income Trust
|
DEFA14A
|
|
|
Invesco Advantage Municipal Income Trust II
|
DEFA14A
|
|
|
Invesco California Value Municipal Income Trust
|
DEFA14A
|
|
|
Invesco Pennsylvania Value Municipal Income Trust
|
DEFA14A
|
|
|
Invesco Value Municipal Income Trust
|
DEFA14A
|
|
|
Invesco Quality Municipal Income Trust
|
DEFA14A
|
|
|
Invesco Municipal Opportunity Trust
|
DEFA14A
|
|
|
Invesco Trust for Investment Grade New York Municipals
|
DEFA14A
|
|
|
Invesco Trust for Investment Grade Municipals
|
DEFA14A
|
|
|
Invesco Municipal Trust
|
DEFA14A
|
|
|
Invesco High Income Trust II
|
DEFA14A
|
|
|
Invesco Municipal Income Opportunities Trust
|
DEFA14A
|
|
|
Invesco Bond Fund
|
DEFA14A
|
|
|
MINOR GLENDA J
|
4
|
|
|
Hagerty, Inc.
|
144
|
|
|
KAUFFMAN ROBERT I
|
144
|
|
|
PIMCO Dynamic Income Strategy Fund
|
4
|
|
|
Wolff Alejandro Daniel
|
4
|
|
|
OBRIEN JAMES J /KY
|
4
|
|
|
Funk Paul II
|
4
|
|
|
Red Cat Holdings, Inc.
|
4
|
Financial Statements
|
|
OConnell Diarmuid B.
|
4
|
|
|
Hannay Michael Charles Ferguson
|
144
|
|
|
BICYCLE THERAPEUTICS PLC
|
144
|
Financial Statements
|
|
Seavers Dean
|
4
|
|
|
Team Ignite YC Fund II, LP
|
D/A
|
|
|
KORSH LES B
|
144
|
|
|
Stone Ridge Longevity Risk Premium Fixed Income Trust 66M
|
N-8F ORDR
|
|
|
CENTRAL & EASTERN EUROPE FUND, INC.
|
N-CSRS
|
|
|
CONSTELLATION BRANDS, INC.
|
10-Q
|
Financial Statements
|
|
Arsov Robert
|
144
|
|
|
Rumble Inc.
|
144
|
|
|
STEINER GERALD A
|
4
|
|
|
Thompson Travis Alvin
|
144
|
|
|
Alphabet Inc.
|
144
|
Financial Statements
|
|
Pichai Sundar
|
144
|
|
|
Pichai Family Foundation
|
144
|
|
|
Can-Fite BioPharma Ltd.
|
6-K
|
Financial Statements
|
|
Van Deursen Holly
|
4
|
|
|
MATTERA VINCENT D JR
|
144
|
|
|
COHERENT CORP.
|
144
|
Financial Statements
|
|
QuidelOrtho Corp
|
4
|
Financial Statements
|
|
TC Group VI Cayman, L.P.
|
4
|
|
|
Carlyle Partners VI Cayman Holdings, L.P.
|
4
|
|
|
TC Group VI Cayman, L.L.C.
|
4
|
|
|
CG Subsidiary Holdings L.L.C.
|
4
|
|
|
TC Group Cayman Investment Holdings Sub L.P.
|
4
|
|
|
Carlyle Holdings II L.L.C.
|
4
|
|
|
Carlyle Holdings II GP L.L.C.
|
4
|
|
|
Carlyle Group Inc.
|
4
|
Financial Statements
|
|
TC Group Cayman Investment Holdings, L.P.
|
4
|
|
|
Clark Eliana
|
4
|
|
|
Intellia Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Dube Michael P
|
4
|
|
|
Robinhood Markets, Inc.
|
144
|
Financial Statements
|
|
Gallagher Daniel Martin Jr
|
144
|
|
|
Keen Nicholas
|
144
|
|
|
Wasson John
|
144
|
|
|
ICF International, Inc.
|
144
|
Financial Statements
|
|
LeSueur Daniel
|
144
|
|
|
Health Catalyst, Inc.
|
144
|
Financial Statements
|
|
Koerl Carsten
|
144
|
|
|
Sportradar Group AG
|
144
|
Financial Statements
|
|
Wittmann Michael
|
144
|
|
|
indie Semiconductor, Inc.
|
144
|
Financial Statements
|
|
GEORGE W WHITNEY
|
4
|
|
|
SPROTT FOCUS TRUST INC.
|
4
|
|
|
Saintil Merline
|
144
|
|
|
Gitlab Inc.
|
144
|
Financial Statements
|
|
Dambkowski Carl
|
144
|
|
|
Apogee Therapeutics, Inc.
|
144
|
|
|
CASH ACCOUNT TRUST
|
N-CSR
|
|
|
SI-BONE, Inc.
|
144
|
Financial Statements
|
|
RECUPERO ANTHONY J
|
144
|
|
|
GoEx Venture Capital Fund I, LP
|
D
|
|
|
BlackRock Innovation & Growth Term Trust
|
4
|
|
|
Crockett Nigel
|
144
|
|
|
Cloudflare, Inc.
|
144
|
Financial Statements
|
|
SEIFERT THOMAS J
|
144
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
Arteris, Inc.
|
144
|
Financial Statements
|
|
Hawkins Nicholas B.
|
144
|
|
|
JANAC K CHARLES
|
144
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
Mellion Michelle L
|
4
|
|
|
PepGen Inc.
|
4
|
|
|
Aldous Alexandros
|
144
|
|
|
Chefs' Warehouse, Inc.
|
144
|
Financial Statements
|
|
Stone Ridge Longevity Risk Premium Fixed Income Trust 66F
|
N-8F ORDR
|
|
|
UNIFIED SERIES TRUST
|
485BPOS
|
|
|
Goel Amar K.
|
144
|
|
|
PubMatic, Inc.
|
144
|
|
|
Skynner Michael
|
144
|
|
|
Funk Paul II
|
3
|
|
|
Red Cat Holdings, Inc.
|
3
|
Financial Statements
|
|
Pantelick Steven
|
144
|
|
|
YOUNT SAMUEL
|
144
|
|
|
NERDWALLET, INC.
|
144
|
Financial Statements
|
|
Papadopoulos Didier
|
144
|
|
|
Joby Aviation, Inc.
|
144
|
Financial Statements
|
|
EXIGENT X.AI HOLDINGS LP
|
D
|
|
|
PLBY Group, Inc.
|
8-K
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B3
|
|
|
JPMORGAN CHASE & CO
|
424B3
|
Financial Statements
|
|
Milnes Alistair
|
144
|
|
|
TERAWULF INC.
|
8-K
|
|
|
ASHFORD HOSPITALITY TRUST INC
|
8-K
|
|
|
Lee Kevin
|
144
|
|
|
Leibel Matthew
|
144
|
|
|
Xometry, Inc.
|
144
|
Financial Statements
|
|
Goguen Peter
|
144
|
|
|
COURTER STEPHEN E
|
4
|
|
|
Baratta Joseph
|
144
|
|
|
Blackstone Inc.
|
144
|
Financial Statements
|
|
Reap Fund I, LLC
|
D
|
|
|
EATON VANCE GROWTH TRUST
|
497K
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Bailey Kathryn M
|
4
|
|
|
PEOPLES BANCORP INC
|
4
|
Financial Statements
|
|
Beckles Kathy Card
|
144
|
|
|
Verisk Analytics, Inc.
|
144
|
Financial Statements
|
|
Pizzuti Dana
|
144
|
|
|
Crinetics Pharmaceuticals, Inc.
|
144
|
Financial Statements
|
|
Salesky Bryan Scott
|
4
|
|
|
PNC FINANCIAL SERVICES GROUP, INC.
|
4
|
Financial Statements
|
|
EATON VANCE GROWTH TRUST
|
497
|
|
|
Augenstein Mark
|
4
|
|
|
Donlon Hugh J
|
4
|
|
|
Desktop Metal, Inc.
|
DFAN14A
|
Financial Statements
|
|
Nano Dimension Ltd.
|
DFAN14A
|
Financial Statements
|
|
AGREE REALTY CORP
|
8-K
|
Financial Statements
|
|
Snyder Barbara R
|
4
|
|
|
KEYCORP /NEW/
|
4
|
Financial Statements
|
|
Ashford Inc.
|
8-K
|
Financial Statements
|
|
Tempus AI, Inc.
|
SC 13D
|
|
|
Personalis, Inc.
|
SC 13D
|
Financial Statements
|
|
NIBLOCK ROBERT A
|
4
|
|
|
Pelorus Fund, LLC
|
D/A
|
|
|
Republic Asset Funding, LLC
|
ABS-15G
|
|
|
Macia Matthew Joseph
|
4
|
|
|
Tower Preferred Investor, LLC
|
D
|
|
|
Edgell Matthew
|
4
|
|
|
Khator Renu
|
4
|
|
|
TD SYNNEX CORP
|
10-Q
|
Financial Statements
|
|
Kirkham Michael Ryan
|
4
|
|
|
Wonderfund Trust
|
40-17G
|
|
|
Spinnaker ETF Series
|
40-17G
|
|
|
Starboard Investment Trust
|
40-17G
|
|
|
INSTINET, LLC
|
ATS-N/CA
|
|
|
HESSE DANIEL
|
4
|
|
|
Wilcox Tyler J
|
4
|
|
|
Polanco Richard Garcia
|
4
|
|
|
CORDA Investment Management, LLC.
|
N-PX
|
|
|
Mink Brook Partners LP
|
SC 13G
|
|
|
DLH Holdings Corp.
|
SC 13G
|
Financial Statements
|
|
Vuzix Corp
|
8-K
|
Financial Statements
|
|
HARSHMAN RICHARD J
|
4
|
|
|
PV Nano Cell, Ltd.
|
6-K
|
|
|
CRG Downtown Evansville, LLC
|
D
|
|
|
Antoine Robert
|
4
|
|
|
CAPITAL CITY BANK GROUP INC
|
4
|
Financial Statements
|
|
Tornehl Tobin
|
4
|
|
|
SENSIENT TECHNOLOGIES CORP
|
4
|
Financial Statements
|
|
Feldstein Andrew T
|
4
|
|
|
Ecphora Capital SPV11, LP
|
D
|
|
|
INSTITUTIONAL DRILLING FUND I LP
|
D/A
|
|
|
Crowell Kimberly
|
4
|
|
|
Vanderleest Adam
|
4
|
|
|
CAMPBELL FUND TRUST
|
8-K
|
|
|
Cheshire Marjorie Rodgers
|
4
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Grant William E
|
4
|
|
|
CAFARO DEBRA A
|
4
|
|
|
Mobiquity Technologies, Inc.
|
8-K
|
|
|
Johnson Laura L
|
4
|
|
|
HINES GLOBAL INCOME TRUST, INC.
|
DEFA14A
|
|
|
Woodland Daniel D.
|
144
|
|
|
HINES GLOBAL INCOME TRUST, INC.
|
DEF 14A
|
|
|
Lombard Kenneth T
|
4
|
|
|
SAMPLE JOHN G JR
|
4
|
|
|
MRCP Fund I, LLC
|
D
|
|
|
SANTANDER UK GROUP HOLDINGS PLC
|
F-N
|
|
|
aRobotics, Inc.
|
D
|
|
|
LCM HEALTHCARE FUND II, LP
|
D/A
|
|
|
Frost Giant Studios, Inc.
|
C/A
|
|
|
Davenport Bonnie
|
4
|
|
|
Stone Ridge Longevity Risk Premium Fixed Income Trust 65M
|
N-8F ORDR
|
|
|
MCP Private Capital Fund V
|
D/A
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Gupta Arun
|
4
|
|
|
LXP Industrial Trust
|
4
|
|
|
Stone Ridge Longevity Risk Premium Fixed Income Trust 65F
|
N-8F ORDR
|
|
|
BlackRock Funds III
|
N-CSRS
|
|
|
MCP Private Capital Fund V SCSp
|
D/A
|
|
|
LANDY DANIEL O.
|
4
|
|
|
UMH PROPERTIES, INC.
|
4
|
Financial Statements
|
|
Rimrock Funds Trust
|
N-8F ORDR
|
|
|
GEO GROUP INC
|
11-K
|
Financial Statements
|
|
PIONEER RESEARCH FUND
|
N-8F ORDR
|
|
|
Webb de Macias Carolyn D
|
4
|
|
|
Ultimus Managers Trust
|
497
|
|
|
Series Wave, a series of TE Holdings I LLC
|
D
|
|
|
Volatility Shares Trust
|
497J
|
|
