| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Beneficient
|
424B3
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B2
|
|
|
JPMORGAN CHASE & CO
|
424B2
|
Financial Statements
|
|
Twin Vee PowerCats, Co.
|
8-K
|
Financial Statements
|
|
Yanofsky Theresa
|
4
|
|
|
Canopy Growth Corp
|
4
|
Financial Statements
|
|
WESTERN ASSET HIGH INCOME FUND II INC.
|
N-CEN
|
|
|
Mongeau Luc
|
4
|
|
|
Beneficient
|
8-K
|
|
|
Lazzarato David Angelo
|
4
|
|
|
Kruh Willy
|
4
|
|
|
LEGG MASON PARTNERS INCOME TRUST
|
N-CEN
|
|
|
BW LPG Ltd
|
6-K
|
|
|
Brown Stone Capital Ltd
|
SC 13G/A
|
|
|
VivoPower International PLC
|
SC 13G/A
|
Financial Statements
|
|
Polestar Automotive Holding UK PLC
|
6-K
|
|
|
BLUE OWL CAPITAL INC.
|
8-K
|
|
|
Tecnoglass Inc.
|
8-K
|
Financial Statements
|
|
ARDELYX, INC.
|
8-K
|
Financial Statements
|
|
Lion Electric Co
|
6-K
|
|
|
Immuron Ltd
|
6-K
|
Financial Statements
|
|
EQUITY BANCSHARES INC
|
8-K
|
Financial Statements
|
|
GILAT SATELLITE NETWORKS LTD
|
6-K
|
Financial Statements
|
|
Ming Tracy
|
4
|
|
|
T Stamp Inc
|
4
|
|
|
PRUDENTIAL PLC
|
6-K
|
Financial Statements
|
|
McDonnell Kevin Patrick
|
4
|
|
|
AeroVironment Inc
|
4
|
Financial Statements
|
|
ENCORE WIRE CORP
|
S-8 POS
|
Financial Statements
|
|
Alvotech
|
6-K
|
|
|
Pensionfund Sabic
|
13F-HR
|
|
|
Alibaba Group Holding Ltd
|
6-K
|
Financial Statements
|
|
MSC INDUSTRIAL DIRECT CO INC
|
8-K
|
Financial Statements
|
|
VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
|
497
|
|
|
SUPER HI INTERNATIONAL HOLDING LTD.
|
6-K
|
|
|
ENCORE WIRE CORP
|
POS AM
|
Financial Statements
|
|
H World Group Ltd
|
6-K
|
Financial Statements
|
|
Cartesian Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
ENCORE WIRE CORP
|
8-K
|
Financial Statements
|
|
Pluri Inc.
|
8-K
|
|
|
Pensionfund DSM Netherlands
|
13F-HR
|
|
|
RYANAIR HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
VARIABLE ANNUITY ACCOUNT B OF VOYA RETIREMENT INSURANCE & ANNUITY Co
|
497
|
|
|
ME-0224 Fund I, a series of Eric Feldman Syndicates, LP
|
D
|
|
|
ME-0224 Fund I AL Vehicle, a series of Eric Feldman Syndicates, LP
|
D
|
|
|
SI-0130 Fund III, a series of Chaos Ventures Syndicate, LP
|
D
|
|
|
AIP Alternative Lending Fund P
|
SC TO-I
|
|
|
AIP Alternative Lending Fund P
|
SC TO-I/A
|
|
|
TAKEDA PHARMACEUTICAL CO LTD
|
6-K
|
Financial Statements
|
|
CO-0502 Fund I, a series of MV Funds, LP
|
D
|
|
|
Banco Santander, S.A.
|
6-K
|
Financial Statements
|
|
EQUINOR ASA
|
6-K
|
Financial Statements
|
|
Stem Holdings, Inc.
|
15-12G
|
|
|
Li Zhenyu
|
4
|
|
|
Blue World Acquisition Corp
|
4
|
|
|
Hubilu Venture Corp
|
8-K
|
|
|
SUMITOMO MITSUI FINANCIAL GROUP, INC.
|
424B5
|
Financial Statements
|
|
Bok Buhdy Sin Swee
|
4
|
|
|
Artificial Intelligence Technology Solutions Inc.
|
8-K
|
|
|
Beneficient
|
NT 10-K
|
|
|
ING GROEP NV
|
6-K
|
Financial Statements
|
|
KE Holdings Inc.
|
6-K
|
Financial Statements
|
|
Yiren Digital Ltd.
|
6-K
|
Financial Statements
|
|
Odyssey Semiconductor Technologies, Inc.
|
8-K
|
|
|
REPUBLIC OF CHILE
|
424B3
|
|
|
Burford Capital Ltd
|
6-K
|
|
|
SmartTrust 661
|
S-6/A
|
|
|
Freedom Holdings, Inc.
|
8-K
|
|
|
RF Acquisition Corp II
|
8-K
|
|
|
Saba Capital Management, L.P.
|
DEFC14A
|
|
|
EATON VANCE NEW YORK MUNICIPAL BOND FUND
|
DEFC14A
|
|
|
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND
|
DEFC14A
|
|
|
NOVO NORDISK A S
|
6-K
|
Financial Statements
|
|
T. Rowe Price OHA Flexible Credit Income Fund
|
40-APP
|
|
|
OHA Private Credit Advisors II, L.P.
|
40-APP
|
|
|
WalkMe Ltd.
|
6-K
|
Financial Statements
|
|
TORTOISE ENERGY INDEPENDENCE FUND, INC.
|
PRER14A
|
|
|
ROYAL BANK OF CANADA
|
424B8
|
Financial Statements
|
|
T. Rowe Price OHA Flexible Credit Income Fund
|
N-2
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
Metros Development Co., Ltd.
|
POS AM
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
Focus Impact BH3 Acquisition Co
|
DEF 14A
|
|
|
Bukit Jalil Global Acquisition 1 Ltd.
|
8-K
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
BlackRock Science & Technology Term Trust
|
SC TO-C
|
|
|
MORGAN STANLEY INSTITUTIONAL FUND INC
|
497J
|
|
|
BlackRock Innovation & Growth Term Trust
|
SC TO-C
|
|
|
BlackRock Health Sciences Term Trust
|
SC TO-C
|
|
|
BlackRock ESG Capital Allocation Term Trust
|
SC TO-C
|
|
|
BlackRock Enhanced International Dividend Trust
|
SC TO-C
|
Financial Statements
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
Luxspin Global Holding
|
D
|
|
|
BlackRock Enhanced Global Dividend Trust
|
SC TO-C
|
Financial Statements
|
|
BlackRock Energy & Resources Trust
|
SC TO-C
|
|
|
Miniac Films, LLC
|
D
|
|
|
BlackRock Resources & Commodities Strategy Trust
|
SC TO-C
|
|
|
BLACKROCK MUNIVEST FUND, INC.
|
SC TO-C
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
BlackRock Health Sciences Trust
|
SC TO-C
|
|
|
BlackRock Enhanced Equity Dividend Trust
|
SC TO-C
|
|
|
Wells Fargo Commercial Mortgage Trust 2024-5C1
|
FWP
|
|
|
WELLS FARGO COMMERCIAL MORTGAGE SECURITIES INC
|
FWP
|
|
|
BLACKROCK ENHANCED CAPITAL & INCOME FUND, INC.
|
SC TO-C
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
BlackRock Capital Allocation Term Trust
|
SC TO-C
|
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
JPMorgan Chase Financial Co. LLC
|
424B3
|
|
|
JPMORGAN CHASE & CO
|
424B3
|
Financial Statements
|
|
Call Center Mangement, Inc.
|
D
|
|
|
Six Flags Entertainment Corp/OLD
|
S-8 POS
|
Financial Statements
|
|
Atualani LLC
|
D/A
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
MCI Income Fund VII, LLC
|
1-A/A
|
|
|
Matthew Owen LLC
|
D
|
|
|
Talen Energy Corp
|
S-1/A
|
|
|
CIV Fund One, L.P.
|
D/A
|
|
|
FEDERAL HOME LOAN MORTGAGE CORP
|
ABS-15G
|
|
|
CEDAR FAIR L P
|
S-8 POS
|
Financial Statements
|
|
Estrella Immunopharma, Inc.
|
8-K
|
|
|
Caesars Entertainment, Inc.
|
8-K
|
Financial Statements
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
Processa Pharmaceuticals, Inc.
|
8-K
|
|
|
RealtyMogul Income REIT, LLC
|
253G2
|
|
|
UBS AG
|
424B2
|
|
|
Total Fund Solution
|
497
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
BLACK UNICORN FACTORY
|
8-A12B
|
|
|
MESOBLAST LTD
|
6-K
|
Financial Statements
|
|
NEWS CORP
|
8-K
|
Financial Statements
|
|
PETROBRAS - PETROLEO BRASILEIRO SA
|
6-K
|
Financial Statements
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
MESA AIR GROUP INC
|
ARS
|
Financial Statements
|
|
Eagle Riverside Holdings, LLC
|
D
|
|
|
MESA AIR GROUP INC
|
DEF 14A
|
Financial Statements
|
|
GABELLI ASSET FUND
|
497
|
|
|
Politan Capital Management LP
|
DFAN14A
|
|
|
MASIMO CORP
|
DFAN14A
|
Financial Statements
|
|
PEOPLES FINANCIAL SERVICES CORP.
|
S-8
|
Financial Statements
|
|
Venerable Variable Insurance Trust
|
497K
|
|
|
701 Fund 3 LLLP
|
D
|
|
|
Yieldstreet Alternative Income Fund Inc.
|
424B3
|
|
|
PV Acanthus LP
|
D
|
|
|
Werlinich Asset Management, LLC
|
N-PX
|
|
|
Western Asset Mortgage Opportunity Fund Inc.
|
424B3
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Landsea Homes Corp
|
8-K
|
|
|
Command Holdings, LLC
|
D
|
|
|
Perma-Pipe International Holdings, Inc.
|
DEFR14A
|
Financial Statements
|
|
BRAZILIAN ELECTRIC POWER CO
|
6-K
|
Financial Statements
|
|
Avenue 4 Special Situations Fund I LLC - Series 6
|
D
|
|
|
Great Lakes Land Holdings, LLC
|
D
|
|
|
Fundrise Midland Opportunistic REIT, LLC
|
1-U/A
|
|
|
Quantum Qool, Inc.
|
D
|
|
|
Anne Arundel-SCA Surgicenter, LLC
|
D
|
|
|
Bespoke Extracts, Inc.
|
10-Q
|
|
|
Dime Community Bancshares, Inc. /NY/
|
CERT
|
Financial Statements
|
|
LAKELAND INDUSTRIES INC
|
8-K
|
Financial Statements
|
|
Nordicus Partners Corp
|
NT 10-K
|
|
|
Capitalworks Emerging Markets Acquisition Corp
|
NT 10-K
|
|
|
ETF Opportunities Trust
|
CERT
|
|
|
Brown Capital Management Mutual Funds
|
24F-2NT
|
|
|
iSHARES TRUST
|
485BPOS
|
|
|
BLUE HORIZONS AEROSPACE, LLC
|
D/A
|
|
|
FENNEC PHARMACEUTICALS INC.
|
8-K
|
Financial Statements
|
|
AMERICAN SHARED HOSPITAL SERVICES
|
8-K
|
Financial Statements
|
|
MANNATECH INC
|
8-K
|
Financial Statements
|
|
KNOW LABS, INC.
|
S-1/A
|
Financial Statements
|
|
RiskFront, Inc.
|
D
|
|
|
BMO 2024-C9 Mortgage Trust
|
FWP
|
|
|
BMO Commercial Mortgage Securities LLC
|
FWP
|
|
|
Kathiresan Sekar
|
4
|
|
|
Verve Therapeutics, Inc.
|
4
|
Financial Statements
|
|
SeaStar Medical Holding Corp
|
8-K
|
|
|
Jones Bryn Llywelyn
|
3
|
|
|
5E Advanced Materials, Inc.
|
3
|
|
|
Hunt Stephen Brian
|
4
|
|
|
5E Advanced Materials, Inc.
|
4
|
|
|
Weibel Paul Wesley III
|
4
|
|
|
Baozun Inc.
|
6-K
|
Financial Statements
|
|
Contractor Plus, Inc.
|
D
|
|
|
WILLIAMS RICHARD ALAN
|
4
|
|
|
NOVAGOLD RESOURCES INC
|
4
|
Financial Statements
|
|
ThermoGenesis Holdings, Inc.
|
8-K
|
|
|
SEPARATE ACCOUNT B OF VENERABLE INSURANCE & ANNUITY Co
|
497
|
|
|
EICHER CAROL S
|
3
|
|
|
PINNACLE WEST CAPITAL CORP
|
3
|
Financial Statements
|
|
Di Sibio Carmine
|
4
|
|
|
PRUDENTIAL FINANCIAL INC
|
4
|
Financial Statements
|
|
Ottewell David A.
|
4
|
|
|
Klein Roger M.
|
SC 13G
|
|
|
AGILE THERAPEUTICS INC
|
SC 13G
|
Financial Statements
|
|
RREEF Property Trust, Inc.
|
424B3
|
|
|
NextPlat Corp
|
S-8
|
|
|
Sparano Katrina Leonore
|
4
|
|
|
ESPEY MFG & ELECTRONICS CORP
|
4
|
Financial Statements
|
|
DeSieno Alexis
|
144
|
|
|
Cardlytics, Inc.
|
144
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
Solivan Leah
|
4
|
|
|
PETMED EXPRESS INC
|
4
|
Financial Statements
|
|
Stoica Andrei G
|
144
|
|
|
Butterfly Network, Inc.
|
144
|
|
|
Marcum Wealth, LLC
|
N-PX
|
|
|
Gray Nicole
|
4
|
|
|
GOODYEAR TIRE & RUBBER CO /OH/
|
4
|
Financial Statements
|
|
Pickering Jennifer Michele
|
4
|
|
|
SEPARATE ACCOUNT B OF VENERABLE INSURANCE & ANNUITY Co
|
N-VP/A
|
|
|
Weaver Matthew D
|
4
|
|
|
FRANKLIN FINANCIAL SERVICES CORP /PA/
|
4
|
|
|
CLAYTON NORMA
|
4
|
|
|
TRANSAMERICA SERIES TRUST
|
497K
|
|
|
Qualigen Therapeutics, Inc.
|
10-Q
|
Financial Statements
|
|
Badger Kyle C
|
144
|
|
|
AGILYSYS INC
|
144
|
Financial Statements
|
|
Wood William David III
|
144
|
|
|
Long David M
|
4
|
|
|
Vantage Consulting Group Inc
|
SC 13G/A
|
|
|
SYNTAX ETF TRUST
|
SC 13G/A
|
|
|
Estrella Immunopharma, Inc.
|
424B3
|
|
|
TAYLOR CINDY B
|
4
|
|
|
AT&T INC.
|
4
|
Financial Statements
|
|
Dmytruk Mark E.
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
CORPORATE SPONSORED VUL SEPARATE ACCOUNT I
|
497VPU
|
|
|
CORPORATE SPONSORED VUL SEPARATE ACCOUNT I
|
497VPI
|
|
|
Financial Architects, LLC
|
N-PX
|
|
|
Netzer Thomas
|
144
|
|
|
Wayfair Inc.
|
144
|
Financial Statements
|
|
Hollar Mark R
|
4
|
|
|
Di Sibio Carmine
|
3
|
|
|
PRUDENTIAL FINANCIAL INC
|
3
|
Financial Statements
|
|
First Seacoast Bancorp, Inc.
|
11-K
|
|
|
Leproust Emily M.
|
144
|
|
|
Twist Bioscience Corp
|
144
|
Financial Statements
|
|
Solivan Leah
|
3
|
|
|
PETMED EXPRESS INC
|
3
|
Financial Statements
|
|
ROSE MATTHEW K
|
4
|
|
|
Vale S.A.
|
CERT
|
Financial Statements
|
|
TRANSAMERICA SERIES TRUST
|
497
|
|
|
Henry Timothy G
|
4
|
|
|
Portman Square Capital LLP
|
N-PX
|
|
|
Ohio High Growth Investment Opportunities Fund Co LLC
|
D
|
|
|
VALE OVERSEAS LTD
|
CERT
|
|
|
Kim Sang Hyun
|
3
|
|
|
Bellevue Life Sciences Acquisition Corp.
|
3
|
|
|
MCCALLISTER MICHAEL B
|
4
|
|
|
Heckman Lorie M.
|
4
|
|
|
Ecphora Capital SPV5, LP
|
D
|
|
|
Diversified, LLC
|
N-PX
|
|
|
Robertson Chris J
|
144
|
|
|
Nanis Nikolaos P.
|
144
|
|
|
Teladoc Health, Inc.
|
144
|
Financial Statements
|
|
1784 Development Bond #13, LLC
|
D
|
|
|
WI-0315 Gaingels Fund I, a series of MV Funds, LP
|
D
|
|
|
Accolade, Inc.
|
144
|
Financial Statements
|
|
SINGH RAJEEV
|
144
|
|
|
Cho Dennis
|
144
|
|
|
Giustini Louis J
|
4
|
|
|
LUCZO STEPHEN J
|
4
|
|
|
Finn Patrick John
|
144
|
|
|
McHugh Colin
|
144
|
|
|
Nouveau Monde Graphite Inc.
|
6-K
|
|
|
Ehrig Scott D
|
4
|
|
|
HUDSON VALLEY INVESTMENT ADVISORS INC /ADV
|
13F-HR
|
|
|
Neuro Growth LLC
|
D
|
|
|
Griffith Susan Patricia
|
4
|
|
|
PROGRESSIVE CORP/OH/
|
4
|
Financial Statements
|
|
HUTCHINS GLENN H
|
4
|
|
|
Nineteen77 Global Multi-Strategy Alpha WM II LLC
|
D/A
|
|
|
CORPORATE SPONSORED VUL SEPARATE ACCOUNT I
|
497
|
|
|
Gil Alexis II
|
144
|
|
|
INTEGRAL AD SCIENCE HOLDING CORP.
|
144
|
Financial Statements
|
|
FIDELITY D & D BANCORP INC
|
8-K
|
Financial Statements
|
|
Blotner Jon
|
144
|
|
|
Banyai William
|
144
|
|
|
Carroll Charles Benner Jr
|
4
|
|
|
SEPARATE ACCOUNT EQ OF VENERABLE INSURANCE & ANNUITY Co
|
497
|
|
|
SY-0207 Fund I, a series of N49P, LP
|
D
|
|
|
Eskew Richard
|
144
|
|
|
Barnes Stephen H.
|
144
|
|
|
Violin Equity LP
|
D/A
|
|
|
Neuraxis, INC
|
4
|
|
|
Ferge Kristin A
|
4
|
|
|
FORD SCOTT T
|
4
|
|
|
ADVISORS SERIES TRUST
|
497J
|
|
|
Obra Longevity Rated Feeder Fund, LP
|
D
|
|
|
SEPARATE ACCOUNT EQ OF VENERABLE INSURANCE & ANNUITY Co
|
N-VP/A
|
|
|
UPAY
|
8-K
|
|
|
OCALA OUTPARCEL LLC
|
D
|
|
|
Carmack Karen K
|
4
|
|
|
CBRE GLOBAL REAL ESTATE INCOME FUND
|
POS EX
|
|
|
Worthington Scott A
|
4
|
|
|
UFP INDUSTRIES INC
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4
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Financial Statements
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