| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Brewster Financial Planning LLC
|
N-PX
|
|
|
PIONEER REAL ESTATE SHARES
|
N-8F ORDR
|
|
|
Tsai Yu Ping
|
3
|
|
|
International Media Acquisition Corp.
|
3
|
|
|
ESSENTIAL CONTRIBUTIONS, LTD.
|
D
|
|
|
FPR PARTNERS LLC
|
SC 13G/A
|
|
|
CommScope Holding Company, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Crown Capital Income Fund, LP
|
D
|
|
|
Orange County Bancorp, Inc. /DE/
|
4
|
Financial Statements
|
|
HOLCOMBE GREGORY F
|
4
|
|
|
GOLD RESERVE INC
|
6-K
|
|
|
Downtown EVV Holdings, LLC
|
D
|
|
|
Pioneer Equity Opportunity Fund
|
N-8F ORDR
|
|
|
Strategy Shares
|
485APOS
|
|
|
Well Water Finders, Inc.
|
C/A
|
|
|
LCM HEALTHCARE FUND II-A, LP
|
D/A
|
|
|
Off the Chain LP
|
D/A
|
|
|
Morais Diane E.
|
4
|
|
|
Ally Financial Inc.
|
4
|
Financial Statements
|
|
Baerenz Frederick
|
4
|
|
|
AOG Institutional Fund
|
4
|
|
|
Kurv ETF Trust
|
485BPOS
|
|
|
Ultimus Managers Trust
|
497J
|
|
|
Curbstone Financial Management Corp
|
13F-HR
|
|
|
How Women Invest III
|
D
|
|
|
BEXIL INVESTMENT TRUST
|
4
|
|
|
WINMILL & CO. INC
|
4
|
|
|
PIONEER EMERGING MARKETS FUND
|
N-8F ORDR
|
|
|
BLACKROCK FUNDS
|
N-CSRS
|
|
|
AICF LP
|
D
|
|
|
Keane Kevin J
|
4
|
|
|
How Women Invest III, LP
|
D
|
|
|
Ecphora Capital SPV9, LP
|
D
|
|
|
LifeX Inflation-Protected Income Trust 1948F
|
N-8F ORDR
|
|
|
Northern Lights Fund Trust
|
497
|
|
|
MURPHY LILA A
|
4
|
|
|
GOLD RESOURCE CORP
|
4
|
Financial Statements
|
|
BLACKROCK EQUITY DIVIDEND FUND
|
N-CSR
|
|
|
OPTICAL CABLE CORP
|
8-K
|
Financial Statements
|
|
BLACKROCK FUNDS
|
N-CSR
|
|
|
SWEENEY GERARD H
|
4
|
|
|
BRANDYWINE REALTY TRUST
|
4
|
|
|
LITTLE RONALD
|
4
|
|
|
CCP Private Holdings 2023, LLC
|
D
|
|
|
Hickox Winston H
|
4
|
|
|
BLACKROCK NATURAL RESOURCES TRUST
|
N-CSR
|
|
|
MFS CALIFORNIA MUNICIPAL FUND
|
N-8F ORDR
|
|
|
Ultimus Managers Trust
|
497K
|
|
|
GS Finance Corp.
|
FWP
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
REDD WILLIAM D
|
4
|
|
|
WILSON ROBERT PAUL III
|
4
|
|
|
Allegiant Travel CO
|
4
|
Financial Statements
|
|
Barings Global Emerging Markets Equity Fund
|
D/A
|
|
|
BLACKROCK MID-CAP VALUE SERIES, INC.
|
N-CSR
|
|
|
Atlas Investissement
|
SC 13D/A
|
|
|
MILLICOM INTERNATIONAL CELLULAR SA
|
SC 13D/A
|
|
|
Marque Fund II, L.P.
|
D
|
|
|
BLACKROCK FINANCIAL INSTITUTIONS SERIES TRUST
|
N-CSR
|
|
|
RIVER OAKS FINANCIAL FUND LP
|
D/A
|
|
|
SANTANDER UK GROUP HOLDINGS PLC
|
F-3ASR
|
|
|
BLACKROCK FUNDS VII, INC.
|
N-CSR
|
|
|
Cohen & Steers Low Duration Preferred & Income Fund, Inc.
|
N-CEN
|
|
|
Innovator ETFs Trust
|
497J
|
|
|
Baring Investment Series, LLC - Barings Global ex US Equity Fund
|
D/A
|
|
|
101MC, LLC
|
D
|
|
|
BlackRock Unconstrained Equity Fund
|
N-CSR
|
|
|
Kennedy Marianna R
|
4
|
|
|
Thompson Sarah Croughan
|
3
|
|
|
BlackRock ESG Capital Allocation Term Trust
|
3
|
|
|
Hoppenot Herve
|
4
|
|
|
INCYTE CORP
|
4
|
Financial Statements
|
|
Flannelly Barry P
|
4
|
|
|
BLACKROCK EMERGING MARKETS FUND, INC.
|
N-CSR
|
|
|
Iyengar Vijay K
|
4
|
|
|
Baring Investment Series, LLC - Barings International Small Cap Equity Fund
|
D/A
|
|
|
Stamoulis Christiana
|
4
|
|
|
LifeX Income Trust 1948F
|
N-8F ORDR
|
|
|
Forte Biosciences, Inc.
|
4
|
Financial Statements
|
|
Riley Antony A
|
4
|
|
|
Stein Steven H
|
4
|
|
|
SWAIN PAULA J
|
4
|
|
|
Wagner Paul A.
|
4
|
|
|
Tray Thomas
|
4
|
|
|
Managed Account Series
|
N-CSR
|
|
|
IM Automotive Group America, inc.
|
D
|
|
|
Bemax, Inc.
|
253G2
|
|
|
BlackRock Capital Allocation Term Trust
|
3
|
|
|
TILLETT RONALD L
|
4
|
|
|
Atlantic Union Bankshares Corp
|
4
|
|
|
Patrick Donald Huntley
|
4
|
|
|
Fluent, Inc.
|
4
|
Financial Statements
|
|
BLACKROCK GLOBAL ALLOCATION FUND, INC.
|
N-CSR
|
|
|
Echaveste Maria
|
4
|
|
|
FIRST AMERICAN FUNDS INC
|
N-8F ORDR
|
|
|
Berkowitz Randy William
|
3
|
|
|
Valor Venture Fund V-A, L.P.
|
D
|
|
|
AMJ Global Technology
|
10-Q
|
|
|
Moore Katherine Ann
|
3
|
|
|
SCHREINER LINDA V
|
4
|
|
|
BondBloxx ETF Trust
|
485BXT
|
|
|
Baring Investment Series, LLC - Barings Focused EAFE Equity Fund
|
D/A
|
|
|
Corbin Patrick E.
|
4
|
|
|
Wimbush Frederick Blair
|
4
|
|
|
ARTS WAY MANUFACTURING CO INC
|
8-K
|
Financial Statements
|
|
Proxy Business Acquisitions Fund, LP
|
D
|
|
|
British American Tobacco p.l.c.
|
6-K
|
Financial Statements
|
|
Delorier Rilla S
|
4
|
|
|
Engola Paul
|
4
|
|
|
Fegan Michael
|
4
|
|
|
Dime Community Bancshares, Inc. /NY/
|
4
|
Financial Statements
|
|
Reddy Avinash
|
4
|
|
|
Ellett Frank Russell
|
4
|
|
|
GUNTHER CONRAD J JR
|
4
|
|
|
Porzelt Christopher J
|
4
|
|
|
WAMPLER KEITH L
|
4
|
|
|
Lubow Stuart H
|
4
|
|
|
SHEPHARD JOEL R
|
4
|
|
|
Perry Joseph
|
4
|
|
|
O'Hara Michelle A.
|
4
|
|
|
MCMILLAN CARY D
|
4
|
|
|
AMERICAN EAGLE OUTFITTERS INC
|
4
|
Financial Statements
|
|
PAGE JANICE E
|
4
|
|
|
Sable David M.
|
4
|
|
|
Spiegel Noel Joseph
|
4
|
|
|
HENRETTA DEBORAH A
|
4
|
|
|
Chandrasekaran Sujatha
|
4
|
|
|
MCCANN PATRICK J
|
4
|
|
|
Bayne John P JR
|
4
|
|
|
CORNING INC /NY
|
4
|
Financial Statements
|
|
KIMBLE DONALD R
|
4
|
|
|
Taft Brett
|
4
|
|
|
JOHN HANCOCK PREMIUM DIVIDEND FUND
|
N-CSRS
|
|
|
Sequoia Mortgage Trust 2013-8
|
10-D
|
|
|
JOHN HANCOCK INVESTORS TRUST
|
N-CSRS
|
|
|
AGEE NANCY H
|
4
|
|
|
National Western Life Group, Inc.
|
8-K
|
Financial Statements
|
|
Tschirhart Benjamin Thomas
|
4
|
|
|
AerSale Corp
|
4
|
|
|
AMG Funds IV
|
N-CSRS
|
|
|
Parlow Christopher B.
|
4
|
|
|
BION ENVIRONMENTAL TECHNOLOGIES INC
|
4
|
|
|
McFarland John Carter
|
4
|
|
|
PORTLAND GENERAL ELECTRIC CO /OR/
|
4
|
Financial Statements
|
|
Sequoia Mortgage Trust 2013-7
|
10-D
|
|
|
BOWES JAMES R
|
4
|
|
|
WORTHINGTON ENTERPRISES, INC.
|
4
|
Financial Statements
|
|
Cedar Bay Capital Fund LP
|
D
|
|
|
Caravati Steven M
|
4
|
|
|
FIRST FINANCIAL CORP /IN/
|
8-K
|
Financial Statements
|
|
DOLAN MICHAEL J
|
144
|
|
|
MATTEL INC /DE/
|
144
|
Financial Statements
|
|
HAYEK JOSEPH B
|
4
|
|
|
AMG Funds I
|
N-CSRS
|
|
|
Harbor ETF Trust
|
8-A12B
|
|
|
McFarland John Carter
|
3
|
|
|
PORTLAND GENERAL ELECTRIC CO /OR/
|
3
|
Financial Statements
|
|
LUCID PRIME FUND LLC
|
D/A
|
|
|
WAFD INC
|
8-K
|
Financial Statements
|
|
FundX Investment Trust
|
485BXT
|
|
|
Rouis Jonathan F
|
4
|
|
|
Kennedy Patrick J.
|
4
|
|
|
Ecphora Capital SPV8, LP
|
D
|
|
|
Rowley Richard B
|
4
|
|
|
Baring Investment Series LLC - Barings Focused EAFE Plus Equity Fund
|
D/A
|
|
|
ROSE B ANDREW
|
4
|
|
|
Sequoia Mortgage Trust 2013-6
|
10-D
|
|
|
HIGGINBOTHAM SONYA L
|
4
|
|
|
Aris Mining Corp
|
SC 13G
|
|
|
Mubadala Investment Co PJSC
|
SC 13G
|
|
|
Chuckalovchak Kimberly K
|
4
|
|
|
CONSUMERS BANCORP INC /OH/
|
4
|
|
|
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
|
4
|
|
|
Barnes Randall C
|
4
|
|
|
Hudak Hillary A
|
4
|
|
|
Wine Joel M
|
4
|
|
|
Matson, Inc.
|
4
|
Financial Statements
|
|
FT 11535
|
487
|
|
|
iShares, Inc.
|
N-CSR
|
|
|
WILLIAMS DEREK G
|
4
|
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
NMC Fund I, L.P.
|
D
|
|
|
Barings Emerging Markets Debt Blended Total Return Fund
|
D/A
|
|
|
Mikes Suzanne N
|
4
|
|
|
1606 CORP.
|
144
|
|
|
Ralston Wil
|
144
|
|
|
Sequoia Mortgage Trust 2013-4
|
10-D
|
|
|
CARROT LABS INC
|
D
|
|
|
UNANUE CARLOS
|
4
|
|
|
Koster Craig
|
4
|
|
|
Studio Pod Pro, Inc.
|
C/A
|
|
|
VALUED ADVISERS TRUST
|
N-CSRS
|
|
|
Soto Myrna
|
4
|
|
|
iSHARES TRUST
|
497J
|
|
|
DODDS SCOTT E
|
4
|
|
|
Accolade, Inc.
|
SC 13G/A
|
Financial Statements
|
|
JABIL INC
|
SC 13G/A
|
Financial Statements
|
|
MARCUS CORP
|
SC 13G/A
|
Financial Statements
|
|
JPMORGAN CHASE & CO
|
SC 13G/A
|
Financial Statements
|
|
Sequoia Mortgage Trust 2013-3
|
10-D
|
|
|
iShares U.S. ETF Trust
|
N-CSRS
|
|
|
Platt Jonathan Jose
|
144
|
|
|
GOODWIN C KIM
|
4
|
|
|
DIERCKSEN JOHN W
|
4
|
|
|
WOOD RENEE
|
4
|
|
|
Lucid Cash Fund USG LLC
|
D/A
|
|
|
Symmetry Panoramic Trust
|
497
|
|
|
Lober Ralph J II
|
4
|
|
|
Chappuis Bertil E.
|
4
|
|
|
Wheeler Michael A
|
4
|
|
|
NOMURA HOLDINGS INC
|
6-K
|
Financial Statements
|
|
CARRADY ROBERT
|
4
|
|
|
Encompass Capital Energy Transition Offshore Fund Ltd.
|
D/A
|
|
|
Horn of Africa Fund I LP
|
D/A
|
|
|
BALLESTER ALEJANDRO M
|
4
|
|
|
L'italien Shawna
|
4
|
|
|
Dugas Eric J.
|
4
|
|
|
CLEAN HARBORS INC
|
4
|
Financial Statements
|
|
DeVita Betty K
|
4
|
|
|
MORANO KEVIN R
|
4
|
|
|
Golden Minerals Co
|
4
|
Financial Statements
|
|
Parkinson John W
|
4
|
|
|
Watkins David
|
4
|
|
|
CURTIS GEORGE L
|
4
|
|
|
Envela Corp
|
8-K
|
|
|
Alfa Indigo Smart Industry Fund I, LP
|
D
|
|
|
MCCLELLAN LAURIE L
|
4
|
|
|
Friedman Deborah J
|
4
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
497K
|
|
|
Atlas Energy Solutions Inc.
|
4
|
|
|
SHEPARD GREGORY M
|
4
|
|
|
Weber Brian P
|
4
|
|
|
Rodriguez Jose Ramon
|
4
|
|
|
Clevenger Jeffrey G
|
4
|
|
|
MCKIM ALAN S
|
4
|
|
|
PADEN FRANK L
|
4
|
|
|
Encompass Capital Energy Transition Master Fund L.P.
|
D/A
|
|
|
Northern Lights Fund Trust
|
N-CSRS
|
|
|
Ecphora Capital SPV7, LP
|
D
|
|
|
CASTANOS PABLO
|
4
|
|
|
Battles Michael Louis
|
4
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
497
|
|
|
Seven Springs Partners III, LLC
|
D
|
|
|
Kiko Richard T Jr
|
4
|
|
|
CARRION RICHARD L
|
4
|
|
|
iShares, Inc.
|
N-CSRS
|
|
|
SFL Corp Ltd.
|
6-K
|
Financial Statements
|
|
Sequoia Mortgage Trust 2013-2
|
10-D
|
|
|
Goris Bradley
|
4
|
|
|
iSHARES TRUST
|
N-CSRS
|
|
|
Campbell Kerry G.
|
4
|
|
|
Wheeler Real Estate Investment Trust, Inc.
|
4
|
|
|
FRANKLIN MUNICIPAL SECURITIES TRUST
|
497J
|
|
|
Erba Nancy
|
4
|
|
|
PDF SOLUTIONS INC
|
4
|
Financial Statements
|
|
Brooksee, Inc.
|
D
|
|
|
Barings U.S. High Yield Fund
|
D/A
|
|
|
Energy Services of America CORP
|
11-K
|
|
|
Li Ye Jane
|
4
|
|
|
Franklin California Tax Free Income Fund
|
497J
|
|
|
Franklin Michael Andrew
|
4
|
|
|
Symmetry Panoramic Trust
|
497K
|
|
|
Sequoia Mortgage Trust 2012-6
|
10-D
|
|
|
Texas Triangle Land Fund, LLC
|
D/A
|
|
|
Gano Ann M
|
4
|
|
|
Ambiq Micro, Inc.
|
D/A
|
|
|
EVEREST GROUP, LTD.
|
4
|
Financial Statements
|
|
HARTZBAND MERYL D
|
4
|
|
|
Schmuck Harry W Jr
|
4
|
|
|
High Tide Inc.
|
6-K/A
|
|
|
Sharps Technology Inc.
|
DEFA14A
|
|
|
CHEW ANNA T
|
4
|
|
|
Richie Steven L
|
4
|
|
|
Laird Superfood, Inc.
|
4
|
Financial Statements
|
|
Sharps Technology Inc.
|
8-K
|
|
|
NADG US Residential Opportunity Fund
|
D/A
|
|
|
Bueker Kathryn
|
144
|
|
|
HUBSPOT INC
|
144
|
Financial Statements
|
|
ShortLoop, Inc.
|
D/A
|
|
|
Arrived STR 2, LLC
|
1-A-W
|
|
|
BANK OF NEW YORK / ADR DIVISION
|
F-6EF
|
|
|
NEC CORP /ADR/
|
F-6EF
|
|
|
Loudermilk Kyle Justin
|
144
|
|
|
GSE SYSTEMS INC
|
144
|
Financial Statements
|
|
Ecphora Capital SPV6, LP
|
D
|
|
|
Sterling Bancorp, Inc.
|
4
|
Financial Statements
|
|
OBrien Thomas M
|
4
|
|
|
BetterVet, Inc.
|
D
|
|
|
SONIDA SENIOR LIVING, INC.
|
8-K
|
|
|
Invesco Unit Trusts Series 2368
|
487
|
|
|
VIDEO DISPLAY CORP
|
10-K
|
|
|
FRANKLIN TAX FREE TRUST
|
497J
|
|
|
FRANKLIN NEW YORK TAX FREE INCOME FUND
|
497J
|
|
|
CAPITAL MANAGEMENT INVESTMENT TRUST
|
NPORT-P
|
|
|
Whitney Grant
|
144
|
|
|
Sun Country Airlines Holdings, Inc.
|
144
|
Financial Statements
|
|
NOBILITY HOMES INC
|
10-Q
|
|
|
WP Trust
|
NPORT-P
|
|
|
Talen Energy Corp
|
S-1/A
|
|
|
LKCM Funds
|
40-17G
|
|
