| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Weinstein Boaz
|
4
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
ADAMS NATURAL RESOURCES FUND, INC.
|
4
|
|
|
AIM TAX-EXEMPT FUNDS
|
497J
|
|
|
Stevenson Scott R
|
4
|
|
|
ShankerValleau Wealth Advisors, Inc.
|
13F-HR
|
|
|
JX Luxventure Ltd
|
6-K
|
|
|
Ryan James C III
|
4
|
|
|
OLD NATIONAL BANCORP /IN/
|
4
|
Financial Statements
|
|
CONSUMER PORTFOLIO SERVICES, INC.
|
8-K
|
Financial Statements
|
|
Moran John V
|
4
|
|
|
PIMCO Dynamic Income Strategy Fund
|
4
|
|
|
Evernham Scott J
|
4
|
|
|
Shepherd Brian A
|
3
|
|
|
METTLER TOLEDO INTERNATIONAL INC/
|
3
|
Financial Statements
|
|
ALAHMAR CHADY M.
|
4
|
|
|
FNTCKS, a series of Harris Austin, LP
|
D
|
|
|
Invesco Senior Loan Fund
|
497J
|
|
|
Moffin Co.
|
D
|
|
|
MILLER JAMES HARRY
|
4
|
|
|
MATRIX SERVICE CO
|
4
|
Financial Statements
|
|
Invesco Dynamic Credit Opportunity Fund
|
497J
|
|
|
NIGHTFOX AUDIO, INC.
|
D
|
|
|
Innovator ETFs Trust
|
485BXT
|
|
|
Park Place Capital Corp
|
13F-HR
|
|
|
Northern Lights Fund Trust
|
8-A12B
|
|
|
Randolph Diane
|
4
|
|
|
DOLLAR TREE, INC.
|
4
|
Financial Statements
|
|
AIM INVESTMENT SECURITIES FUNDS
|
497J
|
|
|
Stoddart Richard S
|
4
|
|
|
HASBRO, INC.
|
4
|
Financial Statements
|
|
UNITED BANKSHARES INC/WV
|
8-K
|
Financial Statements
|
|
Gersh Lisa
|
4
|
|
|
Wilson Dwayne Andree
|
4
|
|
|
Ingredion Inc
|
4
|
Financial Statements
|
|
Stauffer W Randall
|
4
|
|
|
Federal Home Loan Bank of New York
|
8-K
|
|
|
Verduin Patricia
|
4
|
|
|
TEMPUR SEALY INTERNATIONAL, INC.
|
8-K
|
Financial Statements
|
|
Stahl Stephanie
|
4
|
|
|
K5 Tokyo Black Fund I, LP
|
D/A
|
|
|
Nuveen Global Cities REIT, Inc.
|
4
|
|
|
PARSONS ROBERT E JR
|
4
|
|
|
Hill Brice
|
4
|
|
|
PACCAR INC
|
4
|
Financial Statements
|
|
Uribe Jorge A.
|
4
|
|
|
Tanda Stephan B.
|
4
|
|
|
SCOTT BERTRAM L
|
4
|
|
|
Steele Creek Capital Corp
|
SC TO-I/A
|
|
|
A-Mark Precious Metals, Inc.
|
4
|
Financial Statements
|
|
Gjerdrum Thor
|
4
|
|
|
ARMSTRONG HENRY H ASSOCIATES INC
|
13F-HR
|
|
|
Saba Capital Income & Opportunities Fund
|
4
|
|
|
TORONTO DOMINION BANK
|
6-K
|
Financial Statements
|
|
Suever Catherine A
|
4
|
|
|
Park Winifred
|
4
|
|
|
WEBB CARL B
|
4
|
|
|
Prologis, Inc.
|
4
|
Financial Statements
|
|
REICH VICTORIA
|
4
|
|
|
RADIUS RECYCLING, INC.
|
10-Q
|
Financial Statements
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Piani Olivier
|
4
|
|
|
Ray-Chaudhuri Ranajoy
|
4
|
|
|
SCHER JASON SCOTT
|
4
|
|
|
Lifeway Foods, Inc.
|
4
|
Financial Statements
|
|
OCONNOR DAVID P
|
4
|
|
|
NAYLOR JEFFREY G
|
4
|
|
|
Magro Charles V.
|
4
|
|
|
Fund I, a series of Park Rangers Capital, LP
|
D
|
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
Modjtabai Avid
|
4
|
|
|
Ineffable Ventures Groq LLC
|
D
|
|
|
SEQUOIA RESIDENTIAL FUNDING INC
|
ABS-15G
|
|
|
Laschinger Mary A
|
4
|
|
|
Metcalfe Guy A
|
4
|
|
|
KENNY GREGORY B
|
4
|
|
|
Jordan Rhonda L
|
4
|
|
|
Breber Pierre R
|
4
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
KELLY EDWARD J III
|
4
|
|
|
LYONS IRVING F III
|
4
|
|
|
Gorski Gerald E
|
4
|
|
|
NUVEEN INVESTMENT FUNDS INC
|
N-CSRS
|
|
|
Nuveen Dynamic Municipal Opportunities Fund
|
N-CSRS
|
|
|
KENNARD LYDIA H
|
4
|
|
|
Fischer David B
|
4
|
|
|
RIVERA EFRAIN
|
4
|
|
|
JONES LANG LASALLE INC
|
4
|
Financial Statements
|
|
GRIID Infrastructure Inc.
|
425
|
|
|
CLEANSPARK, INC.
|
425
|
|
|
BlackRock Innovation & Growth Term Trust
|
4
|
|
|
HEINRICH DANIEL J
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Cognito Therapeutics Ltd.
|
D
|
|
|
FOTIADES GEORGE L
|
4
|
|
|
Nuveen Municipal Credit Opportunities Fund
|
N-CSRS
|
|
|
Baumgartner Florian
|
4
|
|
|
Zhao Jin
|
4
|
|
|
DIODES INC /DEL/
|
4
|
Financial Statements
|
|
Ojeisekhoba Moses Ifidon
|
4
|
|
|
VODAFONE GROUP PUBLIC LTD CO
|
6-K
|
Financial Statements
|
|
Tenere Capital LLC
|
N-PX
|
|
|
Morgan Stanley Capital I Inc.
|
ABS-15G
|
|
|
Yu Gary
|
4
|
|
|
Connor James B.
|
4
|
|
|
BROWN KENNETH F JR
|
4
|
|
|
Davis Capital Management
|
13F-HR
|
|
|
Ju Tina L.
|
4
|
|
|
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
|
N-CSRS
|
|
|
BITA CRISTINA GABRIELA
|
4
|
|
|
Gore Susan M.
|
4
|
|
|
Nuveen AMT-Free Quality Municipal Income Fund
|
N-CSRS
|
|
|
Nillion Series of Kairos Venture Series LLC
|
D
|
|
|
Industry Ventures Partnership Holdings VII
|
D/A
|
|
|
Industry Ventures Partnership Holdings VII, L.P.
|
D/A
|
|
|
McDonagh John
|
144
|
|
|
Amalgamated Financial Corp.
|
144
|
Financial Statements
|
|
Bague Hugo
|
4
|
|
|
GRISE CHERYL W
|
4
|
|
|
Bimes Randy S.
|
4
|
|
|
Nuveen Municipal Credit Income Fund
|
N-CSRS
|
|
|
NUVEEN MUNICIPAL INCOME FUND INC
|
N-CSRS
|
|
|
FT 11608
|
487
|
|
|
MARKEE RICHARD L
|
4
|
|
|
Macy's, Inc.
|
4
|
Financial Statements
|
|
MZ West Loop, LLC
|
D
|
|
|
Park Square Fund I, LLC
|
D
|
|
|
Nuveen Quality Municipal Income Fund
|
N-CSRS
|
|
|
Nuveen AMT-Free Municipal Value Fund
|
N-CSRS
|
|
|
Steele Creek Capital Corp
|
8-K
|
|
|
CNS Pharmaceuticals, Inc.
|
SC 13G
|
Financial Statements
|
|
Forster Robert
|
SC 13G
|
|
|
NUVEEN MUNICIPAL VALUE FUND INC
|
N-CSRS
|
|
|
Clark Richard
|
4
|
|
|
Stilwell Activist Investments, L.P.
|
4
|
|
|
Stilwell Activist Fund, L.P.
|
4
|
|
|
Stilwell Value Partners VII, L.P.
|
4
|
|
|
Stilwell Value LLC
|
4
|
|
|
STILWELL JOSEPH
|
4
|
|
|
PEOPLES FINANCIAL CORP /MS/
|
4
|
|
|
Nuveen AMT-Free Municipal Credit Income Fund
|
N-CSRS
|
|
|
Fund III, a series of The MBA VC Fund, LP
|
D
|
|
|
Lenehan William H
|
4
|
|
|
HSBC Bank USA, N.A.
|
SBSE-A/A
|
|
|
Nushares ETF Trust
|
N-CSRS
|
|
|
ETF Portfolio Partners, Inc.
|
N-PX
|
|
|
American Credit Acceptance Receivables LLC
|
ABS-15G
|
|
|
Weaving Anya
|
4
|
|
|
APA Corp
|
4
|
Financial Statements
|
|
COLE MICHAEL R
|
4
|
|
|
STOVER DAVID L
|
4
|
|
|
ERICSSON LM TELEPHONE CO
|
6-K
|
Financial Statements
|
|
ARCHER TIMOTHY
|
4
|
|
|
LAM RESEARCH CORP
|
4
|
Financial Statements
|
|
Colender Andrea E.
|
4
|
|
|
Ragauss Peter A
|
4
|
|
|
Tenon Medical, Inc.
|
424B3
|
Financial Statements
|
|
THIRD PRIME ALPHA FUND IV, LP
|
D
|
|
|
Caridi Christopher
|
4
|
|
|
JOHN WILEY & SONS, INC.
|
4
|
Financial Statements
|
|
McKay Lamar
|
4
|
|
|
Joung Chansoo
|
4
|
|
|
Time Therapeutics Inc.
|
D
|
|
|
2BTRUST CLEARING Corp
|
D
|
|
|
GAMMA Investing LLC
|
13F-HR
|
|
|
Ebron Brian Scot
|
4
|
|
|
Hooper Charles W
|
4
|
|
|
Downs Peter Mathison
|
4
|
|
|
Correia Christina
|
4
|
|
|
Augusta Investments Inc.
|
SC 13D/A
|
|
|
AUGUSTA GOLD CORP.
|
SC 13D/A
|
|
|
Ellis Juliet S
|
4
|
|
|
FREEPORT-MCMORAN INC
|
8-K
|
Financial Statements
|
|
Robert Young L
|
4
|
|
|
Nuveen Municipal Credit Income Fund
|
4
|
|
|
Van Tassell Christina
|
4
|
|
|
Bob Matthew Regis
|
4
|
|
|
WAGONER G RICHARD JR
|
4
|
|
|
Graham Holdings Co
|
4
|
Financial Statements
|
|
Lombardi Christy
|
4
|
|
|
AVSF - Vectara 2024, LLC
|
D/A
|
|
|
Bay Annell R
|
4
|
|
|
SHAMBURGER JULIE
|
4
|
|
|
SOUTHSIDE BANCSHARES INC
|
4
|
Financial Statements
|
|
SHEARER ROBERT K
|
4
|
|
|
CHURCH & DWIGHT CO INC /DE/
|
4
|
Financial Statements
|
|
Philp Daniel C.
|
4
|
|
|
LENDWAY, INC.
|
4
|
Financial Statements
|
|
Monaco Kevin
|
4
|
|
|
MULCAHY ANNE M
|
4
|
|
|
NUSCALE POWER Corp
|
4
|
|
|
KRESA KENT
|
4
|
|
|
MCCABE BRIAN K
|
4
|
|
|
Tay Talal
|
4
|
|
|
Bergman Laurie
|
4
|
|
|
MILLER BRIAN K
|
4
|
|
|
TYLER TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Chao Elaine L.
|
4
|
|
|
KROGER CO
|
4
|
Financial Statements
|
|
PMA Securities, LLC
|
MA-I/A
|
|
|
Davis Christopher C
|
4
|
|
|
Silver Deirdre P.
|
4
|
|
|
Belton Fund LP
|
D/A
|
|
|
CASHAW BRAD
|
4
|
|
|
ARMSTRONG HENRY H ASSOCIATES INC
|
N-PX
|
|
|
Legacy Ventures, LLC
|
D
|
|
|
STEVENS DONNA J.
|
4
|
|
|
CONLEY DANIELLE Y.
|
4
|
|
|
SARGENT RONALD
|
4
|
|
|
GIBSON LEE R
|
4
|
|
|
BOECKMANN ALAN L
|
4
|
|
|
TIAA-CREF FUNDS
|
N-CSRS
|
|
|
MacCarthy John L
|
4
|
|
|
Indiana Industrial Investors LLC
|
D
|
|
|
Benton Patrick M.
|
4
|
|
|
HSBC FUNDS
|
N-CSRS
|
|
|
ME-0123 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Pacifoco, Inc.
|
D/A
|
|
|
Ruch, Jr. Charles E.
|
4
|
|
|
Wired Labs Corp.
|
D
|
|
|
McMahan Danielle
|
4
|
|
|
BAYLES AUTUMN R
|
4
|
|
|
Ceros MedTech Fund I
|
D
|
|
|
DAVIS SUNI M
|
4
|
|
|
Lang Gregory A.
|
4
|
|
|
Weinstein Boaz
|
3
|
|
|
Saba Capital Management, L.P.
|
3
|
|
|
Tortoise Midstream Energy Fund, Inc.
|
3
|
|
|
Matin Aref
|
4
|
|
|
Capitani Todd L
|
4
|
|
|
Jennison Christian SRI Small/Mid Cap Core Equity Fund of the Prudential Trust Co Institutional Business Trust
|
D/A
|
|
|
Flynn Jay
|
4
|
|
|
2BTRUST eSAVINGS LLC
|
D
|
|
|
Arnold T L Jr
|
4
|
|
|
RAMASWAMY SREEGANESH
|
4
|
|
|
Pigott John
|
4
|
|
|
BE-0119 Fund I, a series of WV, LP
|
D
|
|
|
Tri-Land Equity Investors IV LLC
|
D
|
|
|
Wine Joel M
|
144
|
|
|
Matson, Inc.
|
144
|
Financial Statements
|
|
TrimTabs ETF Trust
|
485BXT
|
|
|
KUANG JIN
|
4
|
|
|
Voip-pal.com Inc
|
4
|
|
|
Sun Country Airlines Holdings, Inc.
|
144
|
Financial Statements
|
|
Bricker Jude
|
144
|
|
|
GO EK Ventures IV, LLC
|
4
|
|
|
GOLISANO B THOMAS
|
4
|
|
|
EASTMAN KODAK CO
|
4
|
Financial Statements
|
|
Graziano Jessica
|
4
|
|
|
Davis Lisa Ann
|
4
|
|
|
Cogut Charles I
|
4
|
|
|
CALAWAY TONIT M
|
4
|
|
|
DeMaria Frank M
|
4
|
|
|
SK SPV LLC
|
D
|
|
|
Anthony Sherri
|
4
|
|
|
Puckett Jeffrey David
|
4
|
|
|
MetLife Emerging Market Debt Blend Fund
|
D/A
|
|
|
British American Tobacco p.l.c.
|
6-K
|
Financial Statements
|
|
Federal Home Loan Bank of Chicago
|
8-K
|
|
|
Yoler Laurie
|
4
|
|
|
Kelly Matthew
|
4
|
|
|
John Hancock Hedged Equity & Income Fund
|
3
|
|
|
Astorg Normec Fund 2Y
|
D
|
|
|
Hash Steve
|
4
|
|
|
RARE ELEMENT RESOURCES LTD
|
8-K
|
|
|
Jundt Mark
|
4
|
|
|
Burke James M
|
4
|
|
|
Johnson Chad Bruce
|
4
|
|
|
Vergis Janet S.
|
4
|
|
|
CA-0113 Fund II, a series of Super Angel Syndicate, LP
|
D
|
|
|
Herfurth Mary
|
4
|
|
|
White Leaf Provisions, Inc.
|
D
|
|
|
He Junli
|
4
|
|
|
Harvard Apparatus Regenerative Technology, Inc.
|
4
|
|
|
Swenson Nicholas John
|
4
|
|
|
Duration-Camilla Leveraged Bond Fund I LP
|
D/A
|
|
|
MyndTec Inc.
|
D
|
|
|
BioLite, Inc.
|
D
|
|
|
Saideman Susan G
|
4
|
|
|
GL-0904 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND
|
3
|
|
|
SIPES KEVIN D
|
4
|
|
|
REPUBLIC BANCORP INC /KY/
|
4
|
Financial Statements
|
|
Mays Gregory A.
|
144
|
|
|
Price Penry W
|
4
|
|
|
Wakefield Agricultural Carbon LLC
|
D
|
|
|
NOVO GUILLERMO
|
4
|
|
|
PPG INDUSTRIES INC
|
4
|
Financial Statements
|
|
Quinn Sean Edward
|
4
|
|
|
MongoDB, Inc.
|
144
|
Financial Statements
|
|
MERRIMAN DWIGHT A
|
144
|
|
|
Brookline SPV, LLC - Series F
|
D
|
|
|
Nally Michael
|
4
|
|
|
iPower Inc.
|
D
|
Financial Statements
|
|
UBS AG
|
424B3
|
|
|
EX-0926 Fund I, a series of HENRY Collective Ventures, LP
|
D
|
|
|
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND
|
3
|
|
|
Lakes at Madera Baytown LLC
|
D
|
|
|
Tucker Sara Martinez
|
4
|
|
