| Company Name |
Form Type |
SEC Filings |
|
|
|
|
TSP Capital Management Group, LLC
|
13F-HR
|
|
|
CarMax Auto Owner Trust 2020-4
|
ABS-EE
|
|
|
POTBELLY CORP
|
SC 13D/A
|
Financial Statements
|
|
180 DEGREE CAPITAL CORP. /NY/
|
SC 13D/A
|
Financial Statements
|
|
abrdn Funds
|
N-CEN
|
|
|
ABRDN AUSTRALIA EQUITY FUND, INC.
|
N-CEN
|
|
|
abrdn Income Credit Strategies Fund
|
N-CEN
|
|
|
abrdn Total Dynamic Dividend Fund
|
N-CEN
|
|
|
ABRDN JAPAN EQUITY FUND, INC.
|
N-CEN
|
|
|
ABRDN ASIA-PACIFIC INCOME FUND, INC.
|
N-CEN
|
|
|
abrdn Global Premier Properties Fund
|
N-CEN
|
|
|
ABRDN GLOBAL INCOME FUND, INC.
|
N-CEN
|
|
|
abrdn Global Dynamic Dividend Fund
|
N-CEN
|
|
|
CarMax Auto Owner Trust 2020-3
|
ABS-EE
|
|
|
FundVantage Trust
|
485BXT
|
|
|
ZebRadar SPV One, a Series of Vauban Platform LP
|
D
|
|
|
PUYI, INC.
|
6-K
|
|
|
CarMax Auto Owner Trust 2020-2
|
ABS-EE
|
|
|
CarMax Auto Owner Trust 2020-1
|
ABS-EE
|
|
|
Mawson Infrastructure Group Inc.
|
8-K
|
|
|
HB Wealth Management, LLC
|
13F-HR
|
|
|
SANDRIDGE ENERGY INC
|
8-K
|
Financial Statements
|
|
GRI BIO, Inc.
|
8-K
|
Financial Statements
|
|
Pacific Sports Exchange Inc.
|
10-Q
|
|
|
CONNECTICUT LIGHT & POWER CO
|
424B3
|
|
|
ESS Holdings Business Trust II
|
424B5
|
|
|
ESS Holdings Business Trust I
|
424B5
|
|
|
Extra Space Storage LP
|
424B5
|
|
|
Extra Space Storage Inc.
|
424B5
|
Financial Statements
|
|
EVERSOURCE ENERGY
|
424B3
|
Financial Statements
|
|
Walrath Michael
|
4
|
|
|
Yext, Inc.
|
4
|
Financial Statements
|
|
CyberArk Software Ltd.
|
6-K
|
Financial Statements
|
|
Amprius Technologies, Inc.
|
8-K
|
|
|
Fellazo Corp
|
NT 10-Q
|
|
|
Yext, Inc.
|
8-K
|
Financial Statements
|
|
BRT Apartments Corp.
|
8-K/A
|
Financial Statements
|
|
North Square Investments Trust
|
N-CEN
|
|
|
Kutin Joshua
|
3
|
|
|
Procaps Group, S.A.
|
6-K
|
|
|
VOXX International Corp
|
8-K
|
Financial Statements
|
|
Compass Diversified Holdings
|
8-K
|
Financial Statements
|
|
Compass Group Diversified Holdings LLC
|
8-K
|
|
|
GLOBAL PARTNERS LP
|
8-K
|
Financial Statements
|
|
Nano-X Imaging Ltd.
|
6-K
|
Financial Statements
|
|
InterDigital, Inc.
|
8-K
|
Financial Statements
|
|
SIGMA ADDITIVE SOLUTIONS, INC.
|
8-K
|
|
|
FIRST CITIZENS BANCSHARES INC /DE/
|
8-K
|
Financial Statements
|
|
WORLD FINANCIAL NETWORK CREDIT CARD MASTER NOTE TRUST
|
10-D
|
|
|
WFN CREDIT CO LLC
|
10-D
|
|
|
KIKI - SPV 1, a Series of Vauban Platform LP
|
D
|
|
|
CSLM ACQUISITION CORP.
|
8-K
|
|
|
BullFrog AI Holdings, Inc.
|
8-K
|
|
|
AgEagle Aerial Systems Inc.
|
8-K
|
Financial Statements
|
|
Alternus Clean Energy, Inc.
|
8-K
|
|
|
1606 CORP.
|
8-K
|
|
|
180 Life Sciences Corp.
|
8-K
|
|
|
Enviva Inc.
|
8-K
|
Financial Statements
|
|
NightHawk Biosciences, Inc.
|
8-K
|
|
|
TALOS ENERGY INC.
|
8-K
|
Financial Statements
|
|
SYNOPSYS INC
|
425
|
Financial Statements
|
|
ORANGE
|
6-K
|
Financial Statements
|
|
NorthView Acquisition Corp
|
S-4/A
|
|
|
Main Street Capital CORP
|
8-K
|
Financial Statements
|
|
FINDIT, INC.
|
PRER14C
|
|
|
Stetson David J.
|
4
|
|
|
Alpha Metallurgical Resources, Inc.
|
4
|
Financial Statements
|
|
CARVANA CO.
|
8-K
|
Financial Statements
|
|
Alphabet Stage LLC
|
D
|
|
|
EYENOVIA, INC.
|
8-K
|
Financial Statements
|
|
DELTA CORP. HOLDINGS Ltd
|
F-4/A
|
|
|
BENNETT GRANT C
|
4
|
|
|
CPS TECHNOLOGIES CORP/DE/
|
4
|
Financial Statements
|
|
STINSON TERRY DEAN
|
4
|
|
|
CPI AEROSTRUCTURES INC
|
4
|
|
|
ZKH Group Ltd
|
6-K
|
|
|
TDCX Inc.
|
6-K
|
Financial Statements
|
|
Caswell Richard S
|
4
|
|
|
abrdn Global Infrastructure Income Fund
|
SC 13D
|
|
|
Saba Capital Management, L.P.
|
SC 13D
|
|
|
Pono Capital Three, Inc.
|
8-K
|
|
|
Faber Michael
|
4
|
|
|
Levesque Pamela
|
4
|
|
|
GOODYEAR TIRE & RUBBER CO /OH/
|
8-K
|
Financial Statements
|
|
Carey Bond E
|
4
|
|
|
LyondellBasell Industries N.V.
|
8-K
|
Financial Statements
|
|
GAMCO Natural Resources, Gold & Income Trust
|
SC 13D
|
Financial Statements
|
|
Rosenjack Richard C
|
4
|
|
|
Pagaya Technologies Ltd.
|
6-K
|
|
|
Catheter Precision, Inc.
|
SC 13D/A
|
Financial Statements
|
|
JENKINS DAVID A
|
SC 13D/A
|
|
|
Zerve AI seed, a Series of Vauban Platform LP
|
D
|
|
|
MORGAN STANLEY
|
8-K
|
Financial Statements
|
|
Campbell C Robert
|
4
|
|
|
FORWARD AIR CORP
|
4
|
Financial Statements
|
|
Garbrick Rebecca J
|
4
|
|
|
Ronning Nancee L
|
4
|
|
|
BONEBRAKE VALERIE A
|
4
|
|
|
ALLEN RONALD W
|
4
|
|
|
SYNOPSYS INC
|
8-K
|
Financial Statements
|
|
SONO TEK CORP
|
8-K
|
|
|
Applied Digital Corp.
|
8-K
|
Financial Statements
|
|
3M CO
|
8-K
|
Financial Statements
|
|
RENOVARO BIOSCIENCES INC.
|
8-K
|
Financial Statements
|
|
NORDSON CORP
|
8-K
|
Financial Statements
|
|
MARATHON DIGITAL HOLDINGS, INC.
|
8-K
|
Financial Statements
|
|
RENOVARO BIOSCIENCES INC.
|
DEFA14A
|
Financial Statements
|
|
Dialectic Ventiva SPV LLC
|
D
|
|
|
POET TECHNOLOGIES INC.
|
6-K
|
|
|
CLS Holdings USA, Inc.
|
D
|
|
|
V2X, Inc.
|
8-K
|
|
|
Kisses From Italy Inc.
|
S-1/A
|
|
|
Legato Capital Management LLC
|
13F-HR
|
|
|
MillPont Roll Up SPV I, a Series of Vauban Platform LP
|
D
|
|
|
Protagonist Therapeutics, Inc
|
8-K
|
Financial Statements
|
|
LABORATORY CORP OF AMERICA HOLDINGS
|
8-K
|
Financial Statements
|
|
PATTERSON COMPANIES, INC.
|
8-K
|
Financial Statements
|
|
ANSYS INC
|
8-K
|
Financial Statements
|
|
SomaLogic, Inc.
|
15-12G
|
|
|
Reviv3 Procare Co
|
8-K
|
|
|
AERWINS Technologies Inc.
|
8-K
|
|
|
Titan Environmental Solutions Inc.
|
8-K
|
|
|
Rumble Inc.
|
8-K
|
|
|
SAFE & GREEN HOLDINGS CORP.
|
8-K
|
Financial Statements
|
|
Guerrilla RF, Inc.
|
8-K
|
|
|
Taitel Haya
|
4
|
|
|
Entera Bio Ltd.
|
4
|
Financial Statements
|
|
Immuron Ltd
|
6-K
|
Financial Statements
|
|
Red Violet, Inc.
|
4
|
Financial Statements
|
|
LIVEK WILLIAM PAUL
|
4
|
|
|
Elicio Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
GMTech Inc.
|
S-1/A
|
|
|
VOX ROYALTY CORP.
|
6-K
|
|
|
Burford Capital Ltd
|
6-K
|
|
|
CORPORACION ANDINA DE FOMENTO
|
424B3
|
|
|
Can B Corp
|
8-K
|
|
|
Compagnie Lombard Odier SCmA
|
13F-HR
|
|
|
Rafael Holdings, Inc.
|
8-K
|
Financial Statements
|
|
Lombard Odier
|
13F-NT
|
|
|
IDEANOMICS, INC.
|
8-K
|
Financial Statements
|
|
Oxus Acquisition Corp.
|
EFFECT
|
|
|
Oblong, Inc.
|
EFFECT
|
|
|
FT 11194
|
EFFECT
|
|
|
FT 11231
|
EFFECT
|
|
|
Mason Capital Fund Trust
|
EFFECT
|
|
|
Innate Pharma SA
|
EFFECT
|
Financial Statements
|
|
Veritone, Inc.
|
EFFECT
|
Financial Statements
|
|
ELLSWORTH GROWTH & INCOME FUND LTD
|
EFFECT
|
|
|
FT 11195
|
EFFECT
|
|
|
Kisses From Italy Inc.
|
EFFECT
|
|
|
Pinsak Christopher P
|
4
|
|
|
Guild Jacob
|
4
|
|
|
Rogers Heidi
|
4
|
|
|
Shin Putnam
|
4
|
|
|
Houdek Thomas
|
4
|
|
|
Krakower Brian S
|
4
|
|
|
KRALLMAN AMY B
|
4
|
|
|
LEVIN GREGORY
|
4
|
|
|
Lynds Gregory S
|
4
|
|
|
Ahmed Nabeel
|
144
|
|
|
Outset Medical, Inc.
|
144
|
|
|
Miller Kendra D
|
4
|
|
|
DEITCHLE GERALD W
|
4
|
|
|
Brottem John L.
|
144
|
|
|
Nash Marc
|
144
|
|
|
Lim Sheng Hon Danny
|
3
|
|
|
HWH International Inc.
|
3
|
|
|
Porter Stacey L.
|
144
|
|
|
Balencic Jordan Paul
|
4
|
|
|
Racine Jean-Olivier
|
144
|
|
|
Trigg Leslie
|
144
|
|
|
Williamson Steven S.
|
144
|
|
|
Bala Mohan
|
144
|
|
|
Mersana Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Lowinger Timothy B
|
144
|
|
|
DeSchuytner Brian
|
144
|
|
|
Protopapas Anna
|
144
|
|
|
Cook Meredith
|
4
|
|
|
ANI PHARMACEUTICALS INC
|
4
|
Financial Statements
|
|
PROCORE TECHNOLOGIES, INC.
|
4
|
Financial Statements
|
|
O CONNOR KEVIN J
|
4
|
|
|
Powers Eric
|
4
|
|
|
Trulieve Cannabis Corp.
|
4
|
|
|
MORRISSEY MICHAEL
|
4
|
|
|
EXELIXIS, INC.
|
4
|
Financial Statements
|
|
Senner Christopher J.
|
4
|
|
|
Hessekiel Jeffrey
|
4
|
|
|
Haley Patrick J.
|
4
|
|
|
Aftab Dana
|
4
|
|
|
Landrum Kyle
|
4
|
|
|
Morey Timothy
|
4
|
|
|
Rivers Kim A.
|
4
|
|
|
Blust Ryan
|
4
|
|
|
Xue Bing
|
4
|
|
|
ALPHA & OMEGA SEMICONDUCTOR Ltd
|
4
|
Financial Statements
|
|
Zuckerberg Mark
|
4
|
|
|
Meta Platforms, Inc.
|
4
|
Financial Statements
|
|
Leverton Jaime
|
4
|
|
|
Hut 8 Corp.
|
4
|
|
|
Leverton Jaime
|
144
|
|
|
Hut 8 Corp.
|
144
|
|
|
Follmann Christian
|
4
|
|
|
Hercules Capital, Inc.
|
4
|
Financial Statements
|
|
Meyer Seth H
|
4
|
|
|
Botelho Kiersten Zaza
|
4
|
|
|
Bluestein Scott
|
4
|
|
|
Roy Kanishka
|
3
|
|
|
Alpha Partners Technology Merger Corp.
|
3
|
|
|
Dinsdale Mike John
|
3
|
|
|
Dawson Robert D
|
4
|
|
|
R F INDUSTRIES LTD
|
4
|
Financial Statements
|
|
EIG VETERAN EQUITY AGGREGATOR, L.P.
|
4
|
|
|
USA Compression Partners, LP
|
4
|
Financial Statements
|
|
Bibisi Ray Michael
|
4
|
|
|
Dell Technologies Inc.
|
144
|
Financial Statements
|
|
Silver Lake Partners IV, L.P.
|
144
|
|
|
Yin Peter
|
4
|
|
|
Silver Lake Technology Investors IV, L.P.
|
144
|
|
|
DeSilva Tara
|
4
|
|
|
Coeptis Therapeutics Holdings, Inc.
|
4
|
|
|
Silver Lake Technology Investors V, L.P.
|
144
|
|
|
SL SPV-2, L.P.
|
144
|
|
|
Silver Lake Partners V DE
|
144
|
|
|
Crehan Shane
|
4
|
|
|
Zoom Video Communications, Inc.
|
4
|
Financial Statements
|
|
Sloat Tyler
|
4
|
|
|
Freshworks Inc.
|
4
|
Financial Statements
|
|
Sullivan Sean B.A.
|
4
|
|
|
Duckhorn Portfolio, Inc.
|
4
|
Financial Statements
|
|
PUCHNER ALEX
|
4
|
|
|
Cheng Chi Fung
|
4
|
|
|
Credo Technology Group Holding Ltd
|
4
|
Financial Statements
|
|
Chudova Darya
|
4
|
|
|
Guardant Health, Inc.
|
4
|
Financial Statements
|
|
POTTER MYRTLE S
|
4
|
|
|
Bell Michael Brian
|
4
|
|
|
Research Solutions, Inc.
|
4
|
|
|
Derycz Peter
|
4
|
|
|
Schneider Laura K
|
4
|
|
|
Core & Main, Inc.
|
4
|
Financial Statements
|
|
LeClair Stephen O
|
4
|
|
|
Giles Jeffrey D
|
4
|
|
|
Hinders Todd
|
3
|
|
|
Edgio, Inc.
|
3
|
Financial Statements
|
|
Cooper Jeffrey Elliott
|
4
|
|
|
Guidewire Software, Inc.
|
4
|
Financial Statements
|
|
Williams Gregg
|
4
|
|
|
Vivani Medical, Inc.
|
4
|
Financial Statements
|
|
NICOLAIS MICHAEL R
|
4
|
|
|
EAGLE MATERIALS INC
|
4
|
Financial Statements
|
|
Reigersman Jantoon
|
4
|
|
|
TrueCar, Inc.
|
4
|
Financial Statements
|
|
Morey Timothy
|
4/A
|
|
|
Trulieve Cannabis Corp.
|
4/A
|
|
|
Thronson Susan
|
4/A
|
|
|
Rivers Kim A.
|
4/A
|
|
|
Joseph Paul C
|
4
|
|
|
AKAMAI TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Landrum Kyle
|
4/A
|
|
|
Gold Express Mines, Inc.
|
4
|
|
|
MAGELLAN GOLD Corp
|
4
|
|
|
Korablina Elena A
|
4
|
|
|
JPMORGAN CHASE & CO
|
4
|
Financial Statements
|
|
Pinto Daniel E
|
4
|
|
|
Friedman Stacey
|
4
|
|
|
Lake Marianne
|
144
|
|
|
JPMORGAN CHASE & CO
|
144
|
Financial Statements
|
|
Miller Michael Benjamin
|
4
|
|
|
Digital Turbine, Inc.
|
4
|
Financial Statements
|
|
Beer Lori A
|
4
|
|
|
Leopold Robin
|
4
|
|
|
Barnum Jeremy
|
4
|
|
|
Scher Peter
|
4
|
|
|
Piepszak Jennifer
|
4
|
|
|
Scher Peter
|
144
|
|
|
Petno Douglas B
|
4
|
|
|
Lake Marianne
|
4
|
|
|
MAGELLAN GOLD Corp
|
3
|
|
|
RYAN JOHN P
|
3
|
|
|
Erdoes Mary E.
|
4
|
|
|
BACON ASHLEY
|
4
|
|
|
BACON ASHLEY
|
144
|
|
|
CROSBY HOWARD M
|
3
|
|
|
Blust Ryan
|
4/A
|
|
|
Piepszak Jennifer
|
144
|
|
|
Gold Express Mines, Inc.
|
3
|
|
|
Petno Douglas B
|
144
|
|
|
Erdoes Mary E.
|
144
|
|
|
Baskies Arnold M
|
4
|
|
|
Anixa Biosciences Inc
|
4
|
Financial Statements
|
|
Gottschalk Emily
|
4
|
|
|
Menold Daniel
|
4
|
|
|
CymaBay Therapeutics, Inc.
|
4
|
Financial Statements
|
|
MSP Recovery, Inc.
|
4
|
|
|
Cano Health, Inc.
|
4
|
|
|
Quinlan Paul T
|
4
|
|
|
Catelani Michael
|
4
|
|
|
Alvarez Giannella
|
4/A
|
|
|
SoFi Technologies, Inc.
|
4
|
Financial Statements
|
|
Freiberg Steven J
|
4
|
|
