| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Nissan Auto Receivables 2021-A Owner Trust
|
ABS-EE
|
|
|
Mobile Global Esports, Inc.
|
8-K
|
Financial Statements
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
Nissan Auto Receivables 2020-B Owner Trust
|
ABS-EE
|
|
|
Nissan Auto Receivables 2020-A Owner Trust
|
ABS-EE
|
|
|
Nissan Auto Receivables 2019-C Owner Trust
|
ABS-EE
|
|
|
FIRST TRUST ENERGY INFRASTRUCTURE FUND
|
DEFA14A
|
|
|
Ashmore Funds
|
N-CEN
|
|
|
Rosenberg Matthew Hamilton
|
13F-HR
|
|
|
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
|
DEFA14A
|
|
|
ENERGY CO OF PARANA
|
6-K
|
Financial Statements
|
|
NEONC TECHNOLOGIES HOLDINGS, INC.
|
S-1/A
|
|
|
Grist Hollow Investments, LLC
|
D
|
|
|
FIRST TRUST MLP & ENERGY INCOME FUND
|
DEFA14A
|
|
|
FIRST TRUST ENERGY INCOME & GROWTH FUND
|
DEFA14A
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
Nissan Auto Lease Trust 2023-A
|
ABS-EE
|
|
|
NISSAN AUTO LEASING LLC II
|
ABS-EE
|
|
|
Nissan Auto Lease Trust 2023-B
|
ABS-EE
|
|
|
Simple Broadband 1 LLC
|
D/A
|
|
|
3360 Frankford LLC
|
D/A
|
|
|
Sterneck Capital Management, LLC
|
13F-HR
|
|
|
Nissan Auto Lease Trust 2022-A
|
ABS-EE
|
|
|
Midwest Venture Fund, LLC
|
D
|
|
|
Neuberger Berman ETF Trust
|
497K
|
|
|
Nissan Auto Lease Trust 2021-A
|
ABS-EE
|
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
SurgePoint Angel Fund, LP
|
D/A
|
|
|
Carvana Auto Receivables Trust 2021-P4
|
ABS-EE
|
|
|
Carvana Auto Receivables Trust 2022-P1
|
ABS-EE
|
|
|
BondBloxx Investment Management Corp.
|
40-APP/A
|
|
|
BondBloxx ETF Trust
|
40-APP/A
|
|
|
FINANCIAL INVESTORS TRUST
|
N-CEN
|
|
|
Carvana Auto Receivables Trust 2022-P2
|
ABS-EE
|
|
|
Carvana Auto Receivables Trust 2022-P3
|
ABS-EE
|
|
|
VF Portfolio 1 LLC
|
D
|
|
|
Cypressbrook Investors Coley Davis, LP
|
D
|
|
|
Vitro Biopharma, Inc.
|
8-K
|
|
|
Class VI Accelerator Fund I, L.P.
|
D/A
|
|
|
Collective Audience, Inc.
|
S-8
|
|
|
Althing Properties I, L.L.C.
|
D
|
|
|
Cohen Klingenstein LLC
|
13F-HR
|
|
|
Collective Audience, Inc.
|
S-1
|
|
|
Carvana Auto Receivables Trust 2021-P3
|
ABS-EE
|
|
|
Carvana Auto Receivables Trust 2021-P2
|
ABS-EE
|
|
|
Ferguson Shapiro LLC
|
13F-HR
|
|
|
Carvana Auto Receivables Trust 2021-N4
|
ABS-EE
|
|
|
Carvana Auto Receivables Trust 2021-P1
|
ABS-EE
|
|
|
Leo@Cypress Creek Investors, LP
|
D
|
|
|
SOLIGENIX, INC.
|
S-1
|
Financial Statements
|
|
MAK CAPITAL ONE LLC
|
SC 13D/A
|
|
|
AGILYSYS INC
|
SC 13D/A
|
Financial Statements
|
|
EDEN CAPITAL PARTNERS LP
|
D/A
|
|
|
EB PRO Fund 2 LLC
|
D
|
|
|
EDEN CAPITAL INSTITUTIONAL PARTNERS LP
|
D/A
|
|
|
Clearday, Inc.
|
10-Q
|
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
Eden Strategic Income Fund, L.P.
|
D/A
|
|
|
Biopower Operations Corp
|
15-15D
|
|
|
Artes Capital Fund I Manager, LP
|
D/A
|
|
|
Carvana Auto Receivables Trust 2021-N1
|
ABS-EE
|
|
|
Carvana Auto Receivables Trust 2021-N2
|
ABS-EE
|
|
|
VARIABLE ANNUITY ACCOUNT A
|
N-30B-2
|
|
|
Carvana Auto Receivables Trust 2021-N3
|
ABS-EE
|
|
|
Carvana Auto Receivables Trust 2020-P1
|
ABS-EE
|
|
|
Sendas Distributor S.A.
|
6-K
|
|
|
MKT Advisors LLC
|
13F-HR
|
|
|
Mondee Holdings, Inc.
|
S-3/A
|
|
|
Artes Capital Fund I, LLC
|
D/A
|
|
|
Washington Rose M
|
4
|
|
|
BOK FINANCIAL CORP
|
4
|
Financial Statements
|
|
Puerto Rico Residents Tax-Free Fund, Inc.
|
DEFC14A
|
|
|
OAK RIDGE INVESTMENTS LLC
|
13F-HR
|
|
|
Linqto Liquidshares LLC
|
D/A
|
|
|
UBS AG
|
424B2
|
|
|
Ares Real Estate Income Trust Inc.
|
8-K
|
|
|
Ottinger Lea Anne
|
4
|
|
|
BJs RESTAURANTS INC
|
4
|
Financial Statements
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
Sherlock Janet
|
4
|
|
|
Invesco India Exchange-Traded Fund Trust
|
N-CEN
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
FIRST TRUST SERIES FUND
|
N-CEN
|
|
|
San Pedro Claudia
|
4
|
|
|
KINGSWOOD WEALTH ADVISORS, LLC
|
13F-HR
|
|
|
J.P. Morgan Real Estate Income Trust, Inc.
|
424B3
|
|
|
CHANG DENNIS
|
144
|
|
|
Voip-pal.com Inc
|
144
|
|
|
HELIOS I, LP
|
D/A
|
|
|
Wildcatters LLC
|
D
|
|
|
EA Series Trust
|
CERT
|
|
|
BBH Trust
|
N-CEN
|
|
|
IPC Alternative Real Estate Income Trust, Inc.
|
424B3
|
|
|
Turpen Michael C.
|
4
|
|
|
Emory Peak Holdings III, LLC
|
D
|
|
|
J.P. Morgan Real Estate Income Trust, Inc.
|
POS EX
|
|
|
WELLS FARGO & COMPANY/MN
|
424B2
|
Financial Statements
|
|
Simmons Peggy
|
4
|
|
|
Northern Lights Fund Trust IV
|
485BXT
|
|
|
LL ABS Depositor, LLC
|
ABS-15G
|
|
|
Scout Discoveries Corp.
|
D
|
|
|
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND
|
N-CEN
|
|
|
CALAMOS CONVERTIBLE & HIGH INCOME FUND
|
N-CEN
|
|
|
CALAMOS GLOBAL TOTAL RETURN FUND
|
N-CEN
|
|
|
CALAMOS STRATEGIC TOTAL RETURN FUND
|
N-CEN
|
|
|
Calamos Long/Short Equity & Dynamic Income Trust
|
N-CEN
|
|
|
Calamos Dynamic Convertible & Income Fund
|
N-CEN
|
|
|
Calamos Global Dynamic Income Fund
|
N-CEN
|
|
|
Dore Copper Mining Corp.
|
D
|
|
|
Richards Emmet C
|
4
|
|
|
Sanchez Wealth Management Group
|
13F-HR
|
|
|
THOMPSON INVESTMENT MANAGEMENT, INC.
|
13F-HR
|
|
|
ROGERS VERNON
|
144
|
|
|
AEHR TEST SYSTEMS
|
144
|
Financial Statements
|
|
Procure ETF Trust II
|
N-CSR/A
|
|
|
ALC 098 L.P.
|
D
|
|
|
MALCOLM STEVEN J
|
4
|
|
|
Bliss Creek Fund 1, LLC
|
D
|
|
|
LILLY ENDOWMENT INC
|
144
|
|
|
ELI LILLY & Co
|
144
|
Financial Statements
|
|
Eventus Systems, Inc.
|
D
|
|
|
LYBARGER STANLEY A
|
4
|
|
|
OHIO VALLEY BANC CORP
|
8-K
|
Financial Statements
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
Joseph Paul C
|
144
|
|
|
AKAMAI TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
JOULLIAN EDWARD C IV
|
4
|
|
|
Hammes Income & Growth Healthcare Fund REIT Trust
|
D
|
|
|
Defender Capital Partners, LLC
|
D/A
|
|
|
Datta Sanjay
|
144
|
|
|
Upstart Holdings, Inc.
|
144
|
Financial Statements
|
|
RICHMOND DONALD P. II
|
144
|
|
|
StepStone Private Equity LP Secondary Opportunities Ltd
|
D
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
HSBC BANK PLC
|
424B2
|
|
|
Crona Corp.
|
10-Q
|
|
|
Henry Kimberley D.
|
4
|
|
|
Erickson Gayn
|
144
|
|
|
enCore Energy Corp.
|
6-K
|
|
|
UNITED STATES STEEL CORP
|
DEFA14A
|
Financial Statements
|
|
Pacer Funds Trust
|
497
|
|
|
IPC Alternative Real Estate Income Trust, Inc.
|
8-K
|
|
|
Hawthorne Douglas D.
|
4
|
|
|
CP Special Assets Fund LLC
|
D
|
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
N-CEN
|
|
|
JPMorgan Trust I
|
N-CEN
|
|
|
JPMORGAN TRUST IV
|
N-CEN
|
|
|
Genesis Vault Capital LP
|
D/A
|
|
|
DOSSETT JEFFREY
|
144
|
|
|
IMPINJ INC
|
144
|
Financial Statements
|
|
HARGIS V BURNS
|
4
|
|
|
Baker Cary
|
144
|
|
|
ICG MB Holdings, LLC
|
D/A
|
|
|
MECKLAI HUSSEIN
|
144
|
|
|
ARES INDUSTRIAL REAL ESTATE INCOME TRUST Inc.
|
POS EX
|
|
|
DIORIO CHRIS PH.D.
|
144
|
|
|
ARES INDUSTRIAL REAL ESTATE INCOME TRUST Inc.
|
424B3
|
|
|
Tangram Impact Fund LP
|
D
|
|
|
GRIFFIN DAVID F
|
4
|
|
|
Audition, Inc.
|
C-U
|
|
|
Ulland Investment Advisors, LLC
|
13F-HR
|
|
|
CRAFT JOSEPH W III
|
4
|
|
|
Stellantis N.V.
|
6-K
|
|
|
COFFEY JOHN W
|
4
|
|
|
Cognate Partners LP
|
D/A
|
|
|
ARES INDUSTRIAL REAL ESTATE INCOME TRUST Inc.
|
8-K
|
|
|
ARIS Mortgage Originations, LLC
|
D
|
|
|
Cadieux Chester III
|
4
|
|
|
SUNNAH & JAMES MNYANDU ESTATE TRUST
|
TA-2
|
|
|
SIMON QUICK ADVISORS, LLC
|
13F-HR
|
|
|
HPS Corporate Capital Solutions Fund
|
10-12G/A
|
|
|
BANGERT STEVEN
|
4
|
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
TCW ETF Trust
|
425
|
|
|
TCW FUNDS INC
|
425
|
|
|
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
|
13F-HR
|
|
|
M2 Ingredients, Inc.
|
D
|
|
|
ARMSTRONG ALAN S
|
4
|
|
|
EACO CORP
|
10-Q
|
|
|
Guerin Eric
|
3
|
|
|
RB GLOBAL INC.
|
3
|
Financial Statements
|
|
RevivBio Inc.
|
D
|
|
|
ACCESS Loan Fund I, L.P.
|
D
|
|
|
60 DEGREES PHARMACEUTICALS, INC.
|
8-K
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
Rheos Capital Works Inc.
|
13F-HR
|
|
|
WEG Consolidated, LLC
|
D
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
BOUTS LARRY D
|
4
|
|
|
THFF II REIT LLC
|
D
|
|
|
BASSI PETER A
|
4
|
|
|
Northern Lights Fund Trust IV
|
N-CEN
|
|
|
UPAY
|
NT 10-Q
|
|
|
Blue Chip Capital Group Inc.
|
NT 10-Q
|
|
|
AB INTERNATIONAL GROUP CORP.
|
10-Q
|
|
|
Gibbs David W
|
144
|
|
|
YUM BRANDS INC
|
144
|
Financial Statements
|
|
Lakeland REIT, LLC
|
D
|
|
|
Volare REIT, LLC
|
D
|
|
|
JCIC Asset Management Inc.
|
13F-HR
|
|
|
MATTHEWS INTERNATIONAL CORP
|
DEF 14A
|
Financial Statements
|
|
FIRSTSUN CAPITAL BANCORP
|
425
|
|
|
Delamar Westport LLC
|
D
|
|
|
RJA Asset Management LLC
|
13F-HR
|
|
|
Financiere des Professionnels - Fonds d,investissement inc.
|
13F-HR
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
RLTY LLC
|
D/A
|
|
|
Gaingels Earli LLC
|
D
|
|
|
Cryomass Technologies, Inc.
|
8-K
|
|
|
VALUE HOLDINGS MANAGEMENT CO. LLC
|
13F-HR/A
|
|
|
MTM Investment Management, LLC
|
13F-HR
|
|
|
Russell Georgina
|
3
|
|
|
RiceBran Technologies
|
3
|
Financial Statements
|
|
Bridgecrest Lending Auto Securitization Trust 2023-1
|
10-D
|
|
|
FLEXSHARES TRUST
|
N-CEN
|
|
|
Masterworks Vault 4, LLC
|
1-U
|
|
|
PV Nano Cell, Ltd.
|
6-K
|
|
|
Bridgecrest Lending Auto Securitization Trust 2023-1
|
ABS-EE
|
|
|
Advisor Managed Portfolios
|
8-A12B
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
Masterworks Vault 3, LLC
|
1-U
|
|
|
Omni Bridgeway
|
D
|
|
|
Lower Tier Aviator DC REIT, LLC
|
D
|
|
|
Lower Tier WA13 DC REIT, LLC
|
D
|
|
|
Lower Tier CA31 DC REIT, LLC
|
D
|
|
|
MAGNOLIA CAPITAL MANAGEMENT LTD
|
13F-HR
|
|
|
Oaktree Opportunities Fund XII RE Holdings, LLC
|
D/A
|
|
|
Advantia Holdings LLC
|
D
|
|
|
SEAFARER EXPLORATION CORP
|
8-K
|
|
|
Marathe Ajay
|
4
|
|
|
Enovix Corp
|
4
|
|
|
MAZZARELLA KATHLEEN M
|
4
|
|
|
GRAYBAR ELECTRIC CO INC
|
4
|
|
|
Ziptility, Inc.
|
D
|
|
|
NY Avenue Holdings, LLC
|
D/A
|
|
|
Smits Hanneke
|
144
|
|
|
Bank of New York Mellon Corp
|
144
|
Financial Statements
|
|
Ridgeline Venture Group, LLC Series 15
|
D
|
|
|
KO Gold Inc.
|
D
|
|
|
SMART RX SYSTEMS INC
|
1-Z
|
|
|
Helen Stephens Group, LLC
|
13F-HR
|
|
|
SusGlobal Energy Corp.
|
4
|
|
|
Hazout Marc
|
4
|
|
|
Wenzel Ilse Dorothea
|
4
|
|
|
DENTSPLY SIRONA Inc.
|
4
|
Financial Statements
|
|
T. Rowe Price Macro & Absolute Return Strategies Offshore Fund Ltd
|
D/A
|
|
|
Sternlieb Paul
|
4
|
|
|
KENNAMETAL INC
|
4
|
Financial Statements
|
|
Wagner Richard M
|
4
|
|
|
Pinto John J
|
4
|
|
|
NEW YORK COMMUNITY BANCORP INC
|
4
|
Financial Statements
|
|
Bain Capital Asia Fund V, L.P.
|
D
|
|
|
VAF2 Scott REIT, Inc.
|
D
|
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
SmartTrust 642
|
497J
|
|
|
Vergis Janet S.
|
4
|
|
|
CHURCHILL MANAGEMENT Corp
|
13F-HR
|
|
|
WESTFIELD ABSOLUTE RETURN FUND LP
|
D/A
|
|
|
SPILMAN ROBERT H JR
|
4
|
|
|
BASSETT FURNITURE INDUSTRIES INC
|
4
|
Financial Statements
|
|
VARON LESLIE F
|
4
|
|
|
American Water Works Company, Inc.
|
8-K
|
Financial Statements
|
|
InMed Pharmaceuticals Inc.
|
8-K
|
|
|
GETCHELL GOLD CORP.
|
D
|
|
|
AURA SYSTEMS INC
|
10-Q
|
|
|
TCW ETF Trust
|
40-17G
|
|
|
Dave & Buster's Entertainment, Inc.
|
144
|
Financial Statements
|
|
Mulleady John
|
144
|
|
|
Cantex Mine Development Corp.
|
D
|
|
|
GREYSTONE LOGISTICS, INC.
|
10-Q
|
|
|
CANGEMI THOMAS R
|
4
|
|
|
Greenoaks Capital MS LP - Trigate Bridge Series
|
D/A
|
|
|
T. Rowe Price Macro & Absolute Return Strategies Fund LLC
|
D/A
|
|
|
Doxa Resources, LLC
|
D
|
|
|
Daniel John Michael
|
4
|
|
|
ROSENZWEIG RICHARD C
|
4
|
|
|
AMERIGUARD SECURITY SERVICES, INC.
|
8-K
|
|
|
Masterworks Vault 2, LLC
|
1-U
|
|
|
HOOPS SCOUTING USA
|
10-Q
|
|
|
MAZELSKY JONATHAN JAY
|
4
|
|
|
Choi Woong Gee
|
3
|
|
|
IV Global Fund No. 4
|
3
|
|
|
Invites Ventures Co., Ltd.
|
3
|
|
|
DZS INC.
|
3
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
LUCIER GREGORY T
|
4
|
|
|
IV Global Fund No. 4
|
SC 13D
|
|
|
DZS INC.
|
SC 13D
|
Financial Statements
|
|
Citibank, N.A., as depositor of Citibank Credit Card Issuance Trust
|
10-D
|
|
|
CITIBANK CREDIT CARD ISSUANCE TRUST
|
10-D
|
|
|
CITIBANK CREDIT CARD MASTER TRUST I
|
10-D
|
|
|
Maxwell David G.
|
4
|
|
|
VALUE HOLDINGS MANAGEMENT CO. LLC
|
13F-HR
|
|
|
Halevi-Davidov Naama
|
4
|
|
|
KALTURA INC
|
4
|
Financial Statements
|
