| Company Name |
Form Type |
SEC Filings |
|
|
|
|
KUMAR AMIT
|
4
|
|
|
Titterton Lewis H jr
|
4
|
|
|
Malivuk Joy
|
4/A
|
|
|
VHCP Management EG, LLC
|
4
|
|
|
Venrock Healthcare Capital Partners EG, L.P.
|
4
|
|
|
VHCP Co-Investment Holdings III, LLC
|
4
|
|
|
VHCP Management III, LLC
|
4
|
|
|
Venrock Healthcare Capital Partners III, L.P.
|
4
|
|
|
Shah Nimish P
|
4
|
|
|
Koh Bong Y
|
4
|
|
|
KalVista Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
Chapek Robert A
|
4
|
|
|
MASIMO CORP
|
4
|
Financial Statements
|
|
MORREAU JANE C
|
4/A
|
|
|
Chapek Robert A
|
3
|
|
|
MASIMO CORP
|
3
|
Financial Statements
|
|
Powers Eric
|
4/A
|
|
|
Beshears Thad
|
4/A
|
|
|
Healy Peter
|
4/A
|
|
|
Ocumension Therapeutics
|
4
|
|
|
EyePoint Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
May Richard S.
|
4/A
|
|
|
MILLNER THOMAS L
|
4/A
|
|
|
Four Corners Property Trust, Inc.
|
4
|
|
|
HANSEN DOUGLAS B
|
4
|
|
|
Morgan Gerald R
|
4
|
|
|
Tennican Elizabeth
|
4
|
|
|
Stewart Niccole
|
4
|
|
|
Brat James L
|
4
|
|
|
Lenehan William H
|
4
|
|
|
MOODY JOHN S
|
4
|
|
|
Jesuele Barbara Angelica Faylona
|
4
|
|
|
Ogilvie Marran H.
|
4
|
|
|
Jemley Charles
|
4
|
|
|
Steele Toni S
|
4
|
|
|
Rehnquist Janet
|
3
|
|
|
NRX Pharmaceuticals, Inc.
|
3
|
|
|
Froggatte & Co
|
MA-A
|
|
|
Christianson Jon
|
4
|
|
|
Palomar Holdings, Inc.
|
4
|
Financial Statements
|
|
Rosenthal Michael Stuart
|
4
|
|
|
MP Materials Corp. / DE
|
4
|
|
|
Mody Sital K
|
4
|
|
|
KINDER MORGAN, INC.
|
4
|
Financial Statements
|
|
Lecault Veronique
|
4
|
|
|
AbCellera Biologics Inc.
|
4
|
Financial Statements
|
|
Indig Chaim
|
144
|
|
|
Phreesia, Inc.
|
144
|
Financial Statements
|
|
Stimart Tryn
|
4
|
|
|
VanDuyn Amy Beth
|
144
|
|
|
KUTA MICHAEL
|
4
|
|
|
DMC Global Inc.
|
4
|
Financial Statements
|
|
Gandhi Balaji
|
144
|
|
|
Booth Andrew
|
4
|
|
|
Davidoff Michael J.
|
144
|
|
|
Linetsky David
|
144
|
|
|
GCM Grosvenor Inc.
|
4
|
|
|
SULLIVAN KATHLEEN PATRICIA
|
4
|
|
|
Roberts Evan
|
144
|
|
|
Corbett Ryan
|
4
|
|
|
Hurse Sandra
|
4
|
|
|
Xilio Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Atlas Venture Associates XI, L.P.
|
4
|
|
|
Atlas Venture Associates XI, LLC
|
4
|
|
|
Atlas Venture Associates Opportunity I, LLC
|
4
|
|
|
Atlas Venture Associates Opportunity I, L.P.
|
4
|
|
|
Atlas Venture Opportunity Fund I, L.P.
|
4
|
|
|
Atlas Venture Fund XI, L.P.
|
4
|
|
|
Dhanidina Halim
|
4
|
|
|
Fidelity National Financial, Inc.
|
4
|
Financial Statements
|
|
Hoffman Allison C
|
144
|
|
|
Bentley Pamela L
|
4
|
|
|
VISA INC.
|
4
|
Financial Statements
|
|
KELLY ALFRED F JR
|
4
|
|
|
Hansen Carl L. G.
|
4
|
|
|
Schneid Yair
|
3
|
|
|
Galera Therapeutics, Inc.
|
3
|
Financial Statements
|
|
ReShape Lifesciences Inc.
|
3
|
Financial Statements
|
|
Saxonov Serge
|
144
|
|
|
10x Genomics, Inc.
|
144
|
Financial Statements
|
|
Sovos Brands, Inc.
|
144
|
Financial Statements
|
|
Jones Isobel A
|
144
|
|
|
GIVEN DOUGLAS B
|
4
|
|
|
ARROWHEAD PHARMACEUTICALS, INC.
|
4
|
Financial Statements
|
|
Cretella Risa
|
144
|
|
|
Waddill William D.
|
4
|
|
|
Ferrari Mauro
|
4
|
|
|
Vakiener Victoria
|
4
|
|
|
Jensen Kirk A.
|
144
|
|
|
Hall Christopher W.
|
144
|
|
|
LACHMAN TODD R
|
144
|
|
|
Jolla Alice L.
|
4
|
|
|
MICROSOFT CORP
|
4
|
Financial Statements
|
|
Litinsky James H.
|
4
|
|
|
Liu Ye
|
4
|
|
|
indie Semiconductor, Inc.
|
4
|
Financial Statements
|
|
Bal Kanwardev Raja Singh
|
4
|
|
|
Raketich Kevin A
|
4
|
|
|
TimkenSteel Corp
|
4
|
Financial Statements
|
|
WOLF ENERGY SERVICES INC.
|
SEC STAFF ACTION
|
|
|
Donaghy Stephen
|
4
|
|
|
UNIVERSAL INSURANCE HOLDINGS, INC.
|
4
|
Financial Statements
|
|
Tabone Ryan
|
144
|
|
|
Lightspeed Commerce Inc.
|
144
|
|
|
Baumgartner Florian
|
4
|
|
|
CIMPRESS plc
|
4
|
Financial Statements
|
|
Shensky Edward
|
3
|
|
|
Sow Good Inc.
|
3
|
|
|
Allison Eric
|
144
|
|
|
Joby Aviation, Inc.
|
144
|
Financial Statements
|
|
DeHoff Kate
|
144
|
|
|
DREYER ELIZABETH E.
|
3
|
|
|
ADVANCE AUTO PARTS INC
|
3
|
Financial Statements
|
|
Jarvis Christopher Allen
|
3
|
|
|
TERAWULF INC.
|
3
|
|
|
Glatch Lisa
|
3
|
|
|
FLUOR CORP
|
3
|
Financial Statements
|
|
Fabiano Amanda
|
3
|
|
|
Schwimmer Howard
|
4
|
|
|
Rexford Industrial Realty, Inc.
|
4
|
Financial Statements
|
|
PAYCOR HCM, INC.
|
4
|
Financial Statements
|
|
Corr Jonathan
|
4
|
|
|
Raketich Kevin A
|
144
|
|
|
TimkenSteel Corp
|
144
|
Financial Statements
|
|
KELLOGG W K FOUNDATION TRUST
|
4
|
|
|
KELLOGG W K FOUNDATION
|
4
|
|
|
KELLANOVA
|
4
|
Financial Statements
|
|
Frankel Michael S.
|
4
|
|
|
Koepp Bernhard
|
4/A
|
|
|
CENTRAL & EASTERN EUROPE FUND, INC.
|
4/A
|
|
|
CLARK LAURA E
|
4
|
|
|
Hoops Elliot Dean
|
4
|
|
|
Weinstein Boaz
|
4
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
Invesco Trust for Investment Grade New York Municipals
|
4
|
|
|
Moore Christine M
|
4
|
|
|
COMERICA INC /NEW/
|
4
|
Financial Statements
|
|
Invesco Pennsylvania Value Municipal Income Trust
|
4
|
|
|
Koepp Bernhard
|
4
|
|
|
NEW GERMANY FUND INC
|
4
|
|
|
Castetter Andrea
|
4
|
|
|
Inotiv, Inc.
|
4
|
|
|
Sentonas Michael
|
144
|
|
|
CrowdStrike Holdings, Inc.
|
144
|
Financial Statements
|
|
STEVENS MARK A
|
4
|
|
|
NVIDIA CORP
|
4
|
Financial Statements
|
|
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND
|
4
|
|
|
Phelan Mark T.
|
4
|
|
|
Accel Entertainment, Inc.
|
4
|
|
|
Peakes Adam C
|
4
|
|
|
DIAMOND OFFSHORE DRILLING, INC.
|
4
|
Financial Statements
|
|
Harmer Derek
|
4
|
|
|
Lanzer David E.
|
4
|
|
|
Rubenstein Andrew H.
|
4
|
|
|
Peterson Karl Mr.
|
4
|
|
|
BOWMAN MAX P
|
4
|
|
|
CAL-MAINE FOODS INC
|
4
|
Financial Statements
|
|
EUROPEAN EQUITY FUND, INC / MD
|
4
|
|
|
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND
|
4
|
|
|
HUGHES LETITIA CALLENDER
|
4
|
|
|
BillGO, Inc.
|
D
|
|
|
INNO HOLDINGS INC.
|
10-K
|
|
|
NexGen Energy Ltd.
|
SC 13D/A
|
Financial Statements
|
|
Li Ka Shing
|
SC 13D/A
|
|
|
Cityfunds I, LLC
|
253G2
|
|
|
INVO Bioscience, Inc.
|
S-4
|
|
|
Eagle Point Credit Co Inc.
|
8-K
|
|
|
Lowe Patrick Carey
|
4
|
|
|
KUMAR AMIT
|
SC 13D/A
|
|
|
Anixa Biosciences Inc
|
SC 13D/A
|
Financial Statements
|
|
COTWO ADVISORS PHYSICAL EUROPEAN CARBON ALLOWANCE TRUST
|
S-1/A
|
|
|
Young Camille S
|
4
|
|
|
Tidal Trust II
|
497K
|
|
|
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.
|
4
|
|
|
AMERICA MOVIL SAB DE CV/
|
424B2
|
Financial Statements
|
|
Nguyen Diane
|
4
|
|
|
D-Wave Quantum Inc.
|
4
|
|
|
Energy Services of America CORP
|
10-K
|
|
|
Tidal Trust II
|
497
|
|
|
Evolus, Inc.
|
8-K
|
Financial Statements
|
|
VISION SENSING ACQUISITION CORP.
|
425
|
|
|
AN2 Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Adjuvant Global Health Technology Fund DE, L.P.
|
144
|
|
|
NuZee, Inc.
|
10-K
|
|
|
Runa Capital Fund II, L.P.
|
SC 13D/A
|
|
|
MariaDB plc
|
SC 13D/A
|
|
|
Flame Acquisition Corp.
|
PRER14A
|
|
|
Alset Inc.
|
8-K
|
|
|
Holladay Robert L Jr
|
4
|
|
|
Chromocell Therapeutics Corp
|
S-1/A
|
|
|
TERAWULF INC.
|
S-3/A
|
|
|
VISION SENSING ACQUISITION CORP.
|
8-K
|
|
|
Enviro Water Minerals Company, Inc.
|
C/A
|
|
|
METCALFE NORMAN J
|
4
|
|
|
TEJON RANCH CO
|
4
|
Financial Statements
|
|
Li3 Group, Inc.
|
C/A
|
|
|
Hollowell John
|
4
|
|
|
Harvest Today, LLC
|
C/A
|
|
|
Sanders Steve W
|
4
|
|
|
EFIS Products, Inc.
|
C/A
|
|
|
Adjuvant Global Health Technology Fund, L.P.
|
144
|
|
|
O2 REGENTECH LLC
|
C/A
|
|
|
Shanmugam Muthusamy
|
144
|
|
|
ANI PHARMACEUTICALS INC
|
144
|
Financial Statements
|
|
LUCYDX LLC
|
C/A
|
|
|
UNDISCOVERED MANAGERS FUNDS
|
40-17F2
|
|
|
Light & Wonder, Inc.
|
8-K
|
|
|
JPMORGAN TRUST II
|
40-17F2
|
|
|
HomeStreet, Inc.
|
425
|
Financial Statements
|
|
JPMORGAN TRUST IV
|
40-17F2
|
|
|
Miller/Howard High Income Equity Fund
|
4
|
|
|
Poole James E
|
4
|
|
|
BROOKFIELD REAL ESTATE INCOME TRUST INC.
|
424B3
|
|
|
Smith Douglas Homes Corp.
|
8-K
|
|
|
JPMorgan Trust I
|
40-17F2
|
|
|
ICP Grand Avenue Partners SubREIT, LLC
|
D
|
|
|
JP MORGAN FLEMING MUTUAL FUND GROUP INC
|
40-17F2
|
|
|
JP MORGAN MUTUAL FUND INVESTMENT TRUST
|
40-17F2
|
|
|
Markovich John M.
|
4
|
|
|
Alight, Inc. / Delaware
|
SC 13G
|
Financial Statements
|
|
GLENVIEW CAPITAL MANAGEMENT, LLC
|
SC 13G
|
|
|
CENTRAL & EASTERN EUROPE FUND, INC.
|
4
|
|
|
PI Feeder V-B
|
D
|
|
|
Duster Benjamin
|
4
|
|
|
Fassino Anthony D.
|
4
|
|
|
CATERPILLAR INC
|
4
|
Financial Statements
|
|
Vinci Partners Investments Ltd.
|
6-K
|
Financial Statements
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
40-17F2
|
|
|
Johnson Denise C
|
4
|
|
|
Aclaris Therapeutics, Inc.
|
SC 13G
|
Financial Statements
|
|
BML Investment Partners, L.P.
|
SC 13G
|
|
|
Goldberg Michael
|
4
|
|
|
CareDx, Inc.
|
4
|
Financial Statements
|
|
WOOD PHOEBE A
|
4
|
|
|
LEGGETT & PLATT INC
|
4
|
Financial Statements
|
|
Core Alternative Strategies Fund, L.P.
|
D/A
|
|
|
PI Feeder V-A
|
D
|
|
|
Bank First Corp
|
8-K
|
Financial Statements
|
|
Joint Stock Co Kaspi.kz
|
F-1/A
|
|
|
Rockport Brewing Co, LLC
|
C
|
|
|
Donovan John
|
4
|
|
|
Palo Alto Networks Inc
|
4
|
Financial Statements
|
|
CARROLS RESTAURANT GROUP, INC.
|
DEFA14A
|
Financial Statements
|
|
Heramba Electric plc
|
F-4/A
|
|
|
Family Trust No. S4
|
144
|
|
|
Zeta Global Holdings Corp.
|
144
|
Financial Statements
|
|
Glover Matthew Samuel
|
4
|
|
|
FLYWHEEL ADVANCED TECHNOLOGY, INC.
|
10-K
|
|
|
Trilogy Master Fund Ltd
|
D/A
|
|
|
POLK DENNIS
|
144
|
|
|
TD SYNNEX CORP
|
144
|
Financial Statements
|
|
Douglas Patrice D
|
4
|
|
|
Rain Oncology Inc.
|
SC 14D9/A
|
Financial Statements
|
|
ALL FOR ONE MEDIA CORP.
|
10-K
|
|
|
BIOTECHNOLOGY VALUE FUND L P
|
SC 13D/A
|
|
|
XOMA Corp
|
SC 13D/A
|
Financial Statements
|
|
Sono Group N.V.
|
6-K
|
Financial Statements
|
|
Fang Andy
|
4
|
|
|
DoorDash, Inc.
|
4
|
Financial Statements
|
|
Domain Grand Avenue Partners SubREIT, LLC
|
D
|
|
|
Eargo, Inc.
|
SC 13E3/A
|
Financial Statements
|
|
PI Feeder V
|
D
|
|
|
Miller Sherman
|
4
|
|
|
De Lange Bob
|
4
|
|
|
BARATZ ALAN E
|
4
|
|
|
Shah Jai
|
4
|
|
|
Newcourt SPAC Sponsor LLC
|
SC 13D/A
|
|
|
Newcourt Acquisition Corp
|
SC 13D/A
|
|
|
BlackRock ESG Capital Allocation Term Trust
|
4
|
|
|
ALGER FUNDS II
|
497K
|
|
|
AMERICA MOVIL SAB DE CV/
|
6-K
|
Financial Statements
|
|
Momentus Inc.
|
8-K
|
|
|
Family Trust III U/A DTD 5/26/2022
|
144
|
|
|
Inter & Co, Inc.
|
F-3ASR
|
|
|
PIMCO California Flexible Municipal Income Fund
|
3
|
|
|
JPMorgan Chase Bank, N.A.
|
3
|
|
|
Walters Michael Todd
|
4
|
|
|
PI Fund V-B
|
D
|
|
|
Kernel Group Holdings, Inc.
|
425
|
|
|
ALGER FUNDS
|
497K
|
|
|
Balkin Marc Gregory
|
4
|
|
|
Newcourt Acquisition Corp
|
4
|
|
|
BIORA THERAPEUTICS, INC.
|
8-K
|
|
|
FIRST BANCSHARES INC /MS/
|
8-K
|
Financial Statements
|
|
Alger ETF Trust
|
497K
|
|
|
Eve Holding, Inc.
|
424B3
|
|
|
Kernel Group Holdings, Inc.
|
8-K
|
|
|
BNY MELLON MUNICIPAL INCOME, INC.
|
4
|
Financial Statements
|
|
HARDIN CHARLES JEFF
|
4
|
|
|
Star Holdings
|
8-K
|
|
|
CARROLS RESTAURANT GROUP, INC.
|
8-K
|
Financial Statements
|
|
CARRIER GLOBAL Corp
|
S-4
|
|
|
MCCLANATHAN JOSEPH W
|
4
|
|
|
PI Fund V-A
|
D
|
|
|
ALGER FUNDS II
|
497
|
|
|
Peraza Lisa
|
4
|
|
|
HERON THERAPEUTICS, INC. /DE/
|
4
|
Financial Statements
|
|
GOLDMAN NEAL P
|
4
|
|
|
Citron Grand Avenue Partners SubREIT, LLC
|
D
|
|
|
BAKER ADOLPHUS B
|
4
|
|
