| Company Name |
Form Type |
SEC Filings |
|
|
|
|
BrightSphere Inc.
|
13F-NT
|
|
|
FIDELITY ADVISOR SERIES I
|
497J
|
|
|
COMPUTER PROGRAMS & SYSTEMS INC
|
8-K/A
|
Financial Statements
|
|
ROCHE VINCENT
|
144
|
|
|
ANALOG DEVICES INC
|
144
|
Financial Statements
|
|
AGNICO EAGLE MINES LTD
|
6-K
|
Financial Statements
|
|
Sturmer Michael E
|
144
|
|
|
Managed Portfolio Series
|
N-CSR
|
|
|
RCF Acquisition Corp.
|
DEF 14A
|
|
|
GoalVest Advisory LLC
|
13F-HR
|
|
|
Decker Lisa Lynn
|
4
|
|
|
CHIMERIX INC
|
4
|
Financial Statements
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
MADCAP MEDLEY Ltd LIABILITY Co
|
D
|
|
|
FIDELITY INVESTMENT TRUST
|
497J
|
|
|
Decker Lisa Lynn
|
3
|
|
|
CHIMERIX INC
|
3
|
Financial Statements
|
|
OLD SECOND BANCORP INC
|
8-K
|
Financial Statements
|
|
Listed Funds Trust
|
497J
|
|
|
CALTON & ASSOCIATES, INC.
|
X-17A-5/A
|
|
|
Arca U.S. Treasury Fund
|
N-23C3A
|
|
|
Omnipulse Biosciences, Inc.
|
D
|
|
|
Chesky Brian
|
144
|
|
|
Boer William J
|
4
|
|
|
Tweedy Jeffrey C.
|
144
|
|
|
Academy Sports & Outdoors, Inc.
|
144
|
Financial Statements
|
|
UNILEVER PLC
|
6-K
|
Financial Statements
|
|
HEARTLAND GROUP INC
|
497
|
|
|
FIDELITY SALEM STREET TRUST
|
497J
|
|
|
TRIDENT PACK NMC LLC
|
D
|
|
|
Rabbit Inc/DE
|
D
|
|
|
American Healthcare REIT, Inc.
|
S-11/A
|
|
|
ASTRAZENECA PLC
|
6-K
|
Financial Statements
|
|
Fidelity Newbury Street Trust
|
497J
|
|
|
Fidelity Rutland Square Trust II
|
497
|
|
|
Boughton Soleil
|
144
|
|
|
Hims & Hers Health, Inc.
|
144
|
|
|
Fidelity Rutland Square Trust II
|
497K
|
|
|
Smith Douglas Edward
|
4
|
|
|
ERIE INDEMNITY CO
|
4
|
Financial Statements
|
|
BANK 2021-BNK31
|
10-D
|
|
|
Mingus Lori L.S.
|
144
|
|
|
MGP INGREDIENTS INC
|
144
|
Financial Statements
|
|
TALWALKAR ABHIJIT Y
|
144
|
|
|
LAM RESEARCH CORP
|
144
|
Financial Statements
|
|
HYDRO ONE INC
|
6-K
|
|
|
Fidelity Merrimack Street Trust
|
497J
|
|
|
JACKSON NATIONAL LIFE INSURANCE CO
|
424B3
|
|
|
BANK 2021-BNK31
|
ABS-EE
|
|
|
Hydro One Ltd
|
6-K
|
|
|
TA-1128 Fund I, a series of The Angel Group Syndicates, LP
|
D
|
|
|
MW XO Health Innovations Fund II, L.P.
|
D
|
|
|
Atkinson Robert D
|
144
|
|
|
NEWMONT Corp /DE/
|
144
|
Financial Statements
|
|
GREYSTONE LOGISTICS, INC.
|
8-K
|
|
|
Mora Elizabeth
|
144
|
|
|
MKS INSTRUMENTS INC
|
144
|
Financial Statements
|
|
DigiShares Inc.
|
C-U
|
|
|
MEMBERS Life Insurance Co
|
424B3
|
|
|
SEABRIDGE GOLD INC
|
6-K
|
Financial Statements
|
|
Nested Knowledge, Inc.
|
D
|
|
|
FIDELITY ABERDEEN STREET TRUST
|
497K
|
|
|
NORTH EUROPEAN OIL ROYALTY TRUST
|
DEF 14A
|
|
|
Uncommon Brands LP
|
D
|
|
|
Kidd Mark
|
144
|
|
|
IRON MOUNTAIN INC
|
144
|
Financial Statements
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN
|
N-VP/A
|
|
|
Tidal Commodities Trust I
|
CERT
|
|
|
First American Funds Trust
|
497
|
|
|
FT 11132
|
497J
|
|
|
Marshall Jolene Lau
|
144
|
|
|
SMARTSHEET INC
|
144
|
Financial Statements
|
|
GSK plc
|
6-K
|
Financial Statements
|
|
FT 11131
|
497J
|
|
|
Ayoub Paul J.
|
4
|
|
|
NB Bancorp, Inc.
|
4
|
|
|
FT 11130
|
497J
|
|
|
Foster Mark E.
|
4
|
|
|
American Healthcare REIT, Inc.
|
4
|
|
|
ROMEO CARMEN
|
4
|
|
|
SEI INVESTMENTS CO
|
4
|
Financial Statements
|
|
WAGNER CHARLES F JR
|
144
|
|
|
VERTEX PHARMACEUTICALS INC / MA
|
144
|
Financial Statements
|
|
Pelkowski Julie Marie
|
4
|
|
|
FIDELITY ABERDEEN STREET TRUST
|
497
|
|
|
EB5AN RIV Denver Fund XVII, LP
|
D
|
|
|
FT 11129
|
497J
|
|
|
India Offshore Credit Opportunities Fund II
|
D
|
|
|
Stone Point Credit Corp
|
8-K
|
|
|
Hartford Funds Exchange-Traded Trust
|
N-CSR
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Citibank,N.A./ADR
|
F-6 POS
|
|
|
Yamaha Motor Co., Ltd.
|
F-6 POS
|
|
|
HARTFORD MUTUAL FUNDS INC/CT
|
N-CSR
|
|
|
Columbia Funds Series Trust II
|
497J
|
|
|
HARTFORD MUTUAL FUNDS II INC
|
N-CSR
|
|
|
Nisun International Enterprise Development Group Co., Ltd
|
SC 13G/A
|
|
|
Chesapeake Investment Trust
|
N-CSR
|
|
|
Elting Lauren B
|
4
|
|
|
FEDERAL SIGNAL CORP /DE/
|
4
|
Financial Statements
|
|
Johnston Timothy
|
3/A
|
|
|
Li-Cycle Holdings Corp.
|
3/A
|
|
|
MEMBERS Horizon Variable Separate Account
|
497
|
|
|
POTTER ROBERT L
|
4
|
|
|
OIL STATES INTERNATIONAL, INC
|
4
|
Financial Statements
|
|
BALOGH ARISTOTLE N
|
144
|
|
|
LEGG MASON PARTNERS MONEY MARKET TRUST
|
497J
|
|
|
Denholtz 1603 Clovis Barker Investor LLC
|
D
|
|
|
Columbia Funds Series Trust II
|
497K
|
|
|
LEGG MASON PARTNERS INSTITUTIONAL TRUST
|
497J
|
|
|
Helmkamp Katrina L
|
4
|
|
|
Grandeur Peak Global Trust
|
NPORT-P
|
|
|
Federal Home Loan Bank of Indianapolis
|
8-K
|
|
|
FT 11128
|
497J
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
NPORT-P
|
|
|
Columbia Funds Series Trust II
|
497
|
|
|
GUARANTY BANCSHARES INC /TX/
|
8-K
|
Financial Statements
|
|
Corrreia Christina
|
144
|
|
|
Virpax Pharmaceuticals, Inc.
|
SC 13G/A
|
Financial Statements
|
|
FUTURES PORTFOLIO FUND L.P.
|
8-K
|
|
|
CHUNGHWA TELECOM CO LTD
|
6-K
|
Financial Statements
|
|
RYANAIR HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Berryman Kevin C
|
144
|
|
|
JACOBS SOLUTIONS INC.
|
144
|
|
|
Two Roads Shared Trust
|
NPORT-P
|
|
|
Albinson Brock
|
144
|
|
|
Federal Home Loan Bank of Pittsburgh
|
8-K
|
|
|
EMPOWER FUNDS, INC.
|
497
|
|
|
Series Portfolios Trust
|
497J
|
|
|
BANK 2017-BNK6
|
10-D
|
|
|
Snow Frederick Philip
|
144
|
|
|
FACTSET RESEARCH SYSTEMS INC
|
144
|
Financial Statements
|
|
Eightco Holdings Inc.
|
8-K
|
|
|
Nushares ETF Trust
|
497
|
|
|
BANK 2017-BNK6
|
ABS-EE
|
|
|
Agriculture & Natural Solutions Acquisition Corp
|
8-K
|
|
|
Scinai Immunotherapeutics Ltd.
|
424B3
|
Financial Statements
|
|
Lind Robert Peter
|
3
|
|
|
EMCOR Group, Inc.
|
3
|
Financial Statements
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
497J
|
|
|
TATA MOTORS LTD/FI
|
6-K
|
|
|
INTERCONTINENTAL HOTELS GROUP PLC /NEW/
|
6-K
|
Financial Statements
|
|
Dentgroup LLC
|
13F-HR
|
|
|
Cocrystal Pharma, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Deepwater Venture Fund II, L.P.
|
D
|
|
|
BNY Mellon Advantage Funds, Inc.
|
497J
|
|
|
Putnam ETF Trust
|
497K
|
|
|
BANK5 2023-5YR3
|
10-D
|
|
|
Crowley Michael R.
|
3
|
|
|
BOSTON BEER CO INC
|
3
|
Financial Statements
|
|
BANK5 2023-5YR3
|
ABS-EE
|
|
|
LJI Wealth Management, LLC
|
13F-HR
|
|
|
John Hancock Funds II
|
497K
|
|
|
PUTNAM TAX FREE INCOME TRUST
|
497K
|
|
|
PUTNAM FUNDS TRUST
|
497K
|
|
|
SMITH & NEPHEW PLC
|
6-K
|
Financial Statements
|
|
VEXLER AMIR VADIM
|
3
|
|
|
CENTRUS ENERGY CORP
|
3
|
Financial Statements
|
|
John Hancock Funds II
|
497
|
|
|
Longboard Pharmaceuticals, Inc.
|
8-K
|
|
|
Pulmatrix, Inc.
|
SC 13G/A
|
Financial Statements
|
|
CENTAUR MUTUAL FUNDS TRUST
|
NPORT-P
|
|
|
NUVEEN MUNICIPAL INCOME FUND INC
|
424B3
|
|
|
Lombard International Life Assurance Co Separate Account VA 368
|
D
|
|
|
Nuveen Dynamic Municipal Opportunities Fund
|
424B3
|
|
|
Nuveen Taxable Municipal Income Fund
|
424B3
|
|
|
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
|
424B3
|
|
|
Nuveen AMT-Free Quality Municipal Income Fund
|
424B3
|
|
|
Nuveen AMT-Free Municipal Credit Income Fund
|
424B3
|
|
|
NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO
|
424B3
|
Financial Statements
|
|
NUVEEN SELECT TAX FREE INCOME PORTFOLIO
|
424B3
|
Financial Statements
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
497K
|
|
|
Nuveen Municipal Credit Opportunities Fund
|
424B3
|
|
|
Nuveen NASDAQ 100 Dynamic Overwrite Fund
|
424B3
|
|
|
Nuveen S&P 500 Dynamic Overwrite Fund
|
424B3
|
|
|
Nuveen Preferred & Income Opportunities Fund
|
424B3
|
|
|
PUTNAM TAX EXEMPT INCOME FUND
|
497K
|
|
|
PUTNAM PENNSYLVANIA TAX EXEMPT INCOME FUND
|
497K
|
|
|
PUTNAM OHIO TAX EXEMPT INCOME FUND
|
497K
|
|
|
PUTNAM NEW YORK TAX EXEMPT INCOME FUND
|
497K
|
|
|
INFINITE TENCENT MEDIA GROUP Ltd
|
DRS
|
|
|
Eves Marshall J
|
4
|
|
|
Eves Karan E
|
4
|
|
|
PermRock Royalty Trust
|
4
|
|
|
Boaz Energy II, LLC
|
4
|
|
|
PUTNAM NEW JERSEY TAX EXEMPT INCOME FUND
|
497K
|
|
|
CARRIER GLOBAL Corp
|
8-K
|
|
|
PUTNAM MORTGAGE SECURITIES FUND
|
497K
|
|
|
Scinai Immunotherapeutics Ltd.
|
6-K
|
Financial Statements
|
|
Weinstein Boaz
|
4
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND
|
4
|
|
|
PUTNAM MINNESOTA TAX EXEMPT INCOME FUND
|
497K
|
|
|
Southland Equity Partners LLC
|
13F-HR
|
|
|
ORTHOPEDIATRICS CORP
|
8-K
|
Financial Statements
|
|
PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND/MA/
|
497K
|
|
|
BlackRock ESG Capital Allocation Term Trust
|
4
|
|
|
PUTNAM GLOBAL INCOME TRUST
|
497K
|
|
|
ORAGENICS INC
|
8-K
|
Financial Statements
|
|
PUTNAM DIVERSIFIED INCOME TRUST
|
497K
|
|
|
MYERS INDUSTRIES INC
|
8-K
|
Financial Statements
|
|
PUTNAM CALIFORNIA TAX EXEMPT INCOME FUND
|
497K
|
|
|
Pulse Biosciences, Inc.
|
8-K
|
Financial Statements
|
|
INDIVIOR PLC
|
6-K
|
|
|
COCA-COLA EUROPACIFIC PARTNERS plc
|
6-K
|
Financial Statements
|
|
Moneyline Sports, Inc
|
C-W
|
|
|
PUTNAM VARIABLE TRUST
|
497K
|
|
|
NEVILLE RODIE & SHAW INC
|
13F-HR
|
|
|
Tarena International, Inc.
|
6-K/A
|
Financial Statements
|
|
DEUTSCHE BANK AKTIENGESELLSCHAFT
|
6-K
|
Financial Statements
|
|
Tremor International Ltd.
|
6-K
|
Financial Statements
|
|
Applied Molecular Transport Inc.
|
POSASR
|
Financial Statements
|
|
Applied Molecular Transport Inc.
|
POS AM
|
Financial Statements
|
|
Applied Molecular Transport Inc.
|
S-8 POS
|
Financial Statements
|
|
Nuveen Enhanced High Yield Municipal Bond Fund
|
424B3
|
|
|
COLUMBIA FUNDS SERIES TRUST
|
497
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
497
|
|
|
COLUMBIA ACORN TRUST
|
497
|
|
|
TIAA SEPARATE ACCOUNT VA 1
|
497
|
|
|
Chan Heng Fai Ambrose
|
4
|
|
|
DSS, INC.
|
4
|
Financial Statements
|
|
COLLEGE RETIREMENT EQUITIES FUND
|
497
|
|
|
CASSAVA SCIENCES INC
|
8-A12G
|
Financial Statements
|
|
Nextracker Inc.
|
8-K
|
|
|
TireTutor, Inc.
|
D
|
|
|
TIAA-CREF LIFE FUNDS
|
497
|
|
|
1 800 FLOWERS COM INC
|
8-K
|
Financial Statements
|
|
TIAA-CREF FUNDS
|
497
|
|
|
TEMPLETON FUNDS
|
497K
|
|
|
FRANKLIN STRATEGIC SERIES
|
497K
|
|
|
BNY Mellon Investment Funds IV, Inc.
|
497J
|
|
|
Stronghold Digital Mining, Inc.
|
8-K
|
Financial Statements
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C23
|
10-D
|
|
|
Elanco Animal Health Inc
|
8-K
|
Financial Statements
|
|
Via Renewables, Inc.
|
8-K
|
Financial Statements
|
|
Gabelli 787 Fund, Inc.
|
NPORT-P
|
|
|
Comstock Funds, Inc.
|
NPORT-P
|
|
|
Blockchange Fund, L.P.
|
D
|
|
|
Interfield Global Software Inc.
|
D
|
|
|
TALOR EYAL
|
4
|
|
|
CEL SCI CORP
|
4
|
Financial Statements
|
|
Inspira Technologies OXY B.H.N. Ltd
|
6-K
|
|
|
COMMONWEALTH INTERNATIONAL SERIES TRUST
|
NPORT-P
|
|
|
Nuveen Enhanced Floating Rate Income Fund
|
APP NTC
|
|
|
Scilex Holding Co
|
8-K
|
|
|
PRICHEP PATRICIA B
|
4
|
|
|
UNIVERSAL HEALTH SERVICES INC
|
8-K
|
Financial Statements
|
|
FLEX LTD.
|
8-K
|
Financial Statements
|
|
FIDELITY SELECT PORTFOLIOS
|
497K
|
|
|
John Hancock Funds II
|
497J
|
|
|
PIPER SANDLER COMPANIES
|
8-K
|
|
|
AI Transportation Acquisition Corp
|
8-K
|
|
|
MainStay MacKay Municipal Income Opportunities Fund
|
APP NTC
|
|
|
Spence William B.
|
4
|
|
|
Stronghold Digital Mining, Inc.
|
4
|
Financial Statements
|
|
VISSER JAN WILLIAM
|
3
|
|
|
GigaCloud Technology Inc
|
3
|
Financial Statements
|
|
PPL ELECTRIC UTILITIES CORP
|
424B5
|
|
|
KERSTEN GEERT R
|
4
|
|
|
FIDELITY SELECT PORTFOLIOS
|
497
|
|
|
Kelley Lorri A
|
3
|
|
|
LORRI KELLEY ADVISORS, INC.
|
3
|
|
|
Chen Zhiwu
|
3
|
|
|
GOLDMAN SACHS VARIABLE INSURANCE TRUST
|
497
|
|
|
SCHROCK IMAN AJ
|
3
|
|
|
Santander Holdings USA, Inc.
|
424B3
|
|
|
ICEBERY LTD
|
3
|
|
|
Hao Xinyan
|
3
|
|
|
CACTI ASSET MANAGEMENT LLC
|
13F-HR
|
|
|
Ballard Power Systems Inc.
|
6-K
|
Financial Statements
|
|
PUTNAM INVESTMENT FUNDS
|
497K
|
|
|
DAXOR CORP
|
8-K
|
Financial Statements
|
|
FIRST EAGLE FUNDS
|
497J
|
|
|
LAU DAVID KWOK HEI
|
3
|
|
|
TEMPLETON GLOBAL SMALLER COMPANIES FUND
|
497K
|
|
|
TEMPLETON CHINA WORLD FUND
|
497K
|
|
|
VOYA CREDIT INCOME FUND
|
N-23C3A
|
|
|
SIGA TECHNOLOGIES INC
|
8-K
|
Financial Statements
|
|
WAN XIN
|
3
|
|
|
Rendino Kevin
|
4
|
|
|
180 DEGREE CAPITAL CORP. /NY/
|
4
|
Financial Statements
|
|
Aditxt, Inc.
|
8-K
|
|
|
SHAN LAO HU TONG LLC
|
3
|
|
|
JI XIANG HU TONG HOLDINGS LTD
|
3
|
|
|
TALENT BOOM GROUP LTD
|
3
|
|
|
Wu Lei
|
3
|
|
|
White Jeffrey
|
3
|
|
|
TEMPLETON EMERGING MARKETS INCOME FUND
|
3
|
|
|
Kim John Sunshin
|
4
|
|
|
COGNIZANT TECHNOLOGY SOLUTIONS CORP
|
4
|
Financial Statements
|
|
PEARSON PLC
|
6-K
|
Financial Statements
|
|
OHI UK REIT LLC
|
D
|
|
|
TEMPLETON EMERGING MARKETS FUND
|
3
|
|
|
TEMPLETON DRAGON FUND INC
|
3
|
|
|
Core Scientific, Inc./tx
|
8-K
|
|
|
Iris Acquisition Corp
|
8-K
|
|
|
Wolfe Daniel B
|
4
|
|
|
Lin Frank Hurst
|
3
|
|
|
Bonner Matthew C.
|
3
|
|
