| Company Name |
Form Type |
SEC Filings |
|
|
|
|
MERRIMAN DWIGHT A
|
144
|
|
|
Fortress Lending Fund IV
|
D
|
|
|
INVESCO BLDRS INDEX FUNDS TRUST
|
N-8F NTC
|
|
|
DELAWDER DAN
|
4
|
|
|
PARK NATIONAL CORP /OH/
|
4
|
Financial Statements
|
|
GAVIN JOHN J
|
144
|
|
|
GM Financial Consumer Automobile Receivables Trust 2024-1
|
ABS-EE
|
|
|
AFS SENSUB CORP.
|
ABS-EE
|
|
|
Listed Funds Trust
|
485BXT
|
|
|
Global Wealth Strategies & Associates
|
13F-HR
|
|
|
Goldman Sachs Credit Income Fund
|
N-8F NTC
|
|
|
SMITH J DAVID
|
144
|
|
|
Permex Petroleum Corp
|
NT 10-K
|
|
|
GH FAMILY PROPERTIES A LLC
|
D
|
|
|
Eaton Vance Tax-Managed Buy-Write Strategy Fund
|
N-8F NTC
|
|
|
Thompson David J
|
3
|
|
|
GRACO INC
|
3
|
Financial Statements
|
|
DWF VI 4747 Bethesda Member REIT, LLC
|
D
|
|
|
CHANG DENNIS
|
4
|
|
|
NORTHWEST MUNICIPAL ADVISORS, INC.
|
MA-I/A
|
|
|
Pederson Christopher
|
4
|
|
|
AVIENT CORP
|
4
|
|
|
DWF VI CF One Member REIT, LLC
|
D
|
|
|
Cushing Mutual Funds Trust
|
N-8F NTC
|
|
|
MYMETICS CORP
|
15-12G
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
BNY MELLON FUNDS TRUST
|
497J
|
|
|
Barnes Gromatzky Kosarek Architects, Inc.
|
D/A
|
|
|
BLACKROCK NEW YORK MUNICIPAL BOND TRUST
|
N-8F NTC
|
|
|
Aghion Daniel
|
3
|
|
|
ORAMED PHARMACEUTICALS INC.
|
3
|
Financial Statements
|
|
Equitybee 22-91294, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
Onconetix, Inc.
|
SC 13G/A
|
Financial Statements
|
|
BLACKROCK MUNICIPAL 2020 TERM TRUST
|
N-8F NTC
|
|
|
Hou Montaque
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
RMB INVESTORS TRUST
|
497K
|
|
|
OSP Co-Invest II, LP - MB Series
|
D
|
|
|
Rialto Credit Opportunities Fund, LP
|
D/A
|
|
|
NVC Holdings, LLC
|
4
|
|
|
Sparx Holdings Group, Inc.
|
4
|
|
|
Brennan William Joseph
|
4
|
|
|
Credo Technology Group Holding Ltd
|
4
|
Financial Statements
|
|
Cuebox Inc.
|
D
|
|
|
BLACKROCK MUNI NEW YORK INTERMEDIATE DURATION FUND, INC.
|
N-8F NTC
|
|
|
Invesco Exchange-Traded Fund Trust II
|
NPORT-P
|
|
|
Invesco Actively Managed Exchange-Traded Commodity Fund Trust
|
NPORT-P
|
|
|
VIRGINIA RETIREMENT SYSTEMS ET AL
|
13F-HR
|
|
|
GULIS STEPHEN L JR
|
4
|
|
|
INDEPENDENT BANK CORP /MI/
|
4
|
Financial Statements
|
|
BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUST
|
N-8F NTC
|
|
|
FLYEXCLUSIVE INC.
|
SC 13G/A
|
|
|
BTIG, LLC
|
SC 13G/A
|
|
|
Equitybee 22-80413, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
SCHWAB INVESTMENTS
|
N-CSR
|
|
|
BlackRock 2022 Global Income Opportunity Trust
|
N-8F NTC
|
|
|
Murphy Carmen C
|
4
|
|
|
1ST SOURCE CORP
|
4
|
Financial Statements
|
|
MURPHY CHRISTOPHER J III
|
4
|
|
|
Murphy Christopher J IV
|
4
|
|
|
Ballard Joshua
|
144
|
|
|
Energy Recovery, Inc.
|
144
|
Financial Statements
|
|
ASYMmetric ETFs Trust
|
N-8F NTC
|
|
|
Livingston Mark S.
|
144
|
|
|
Progyny, Inc.
|
144
|
Financial Statements
|
|
SCHWAB CAPITAL TRUST
|
N-CSR
|
|
|
HOLMES FRANK E
|
4
|
|
|
U S GLOBAL INVESTORS INC
|
4
|
Financial Statements
|
|
GRAPHIC PACKAGING HOLDING CO
|
5
|
Financial Statements
|
|
HAGEMANN ROBERT
|
5
|
|
|
AOG Institutional Diversified Tender Fund
|
N-8F NTC
|
|
|
Pinstripes Holdings, Inc.
|
25-NSE
|
|
|
AOG Institutional Diversified Master Fund
|
N-8F NTC
|
|
|
Archer Dennis W. Jr
|
4
|
|
|
Worthington Scott A
|
4
|
|
|
UFP INDUSTRIES INC
|
4
|
Financial Statements
|
|
RIVERSOURCE OF NEW YORK ACCOUNT 8
|
497J
|
|
|
ASA Gold & Precious Metals Ltd
|
8-A12B
|
Financial Statements
|
|
SCARBOROUGH DEAN A
|
5
|
|
|
RMB INVESTORS TRUST
|
497
|
|
|
Genvor Inc
|
NT 10-K
|
|
|
ENDRES MICHAEL J
|
4
|
|
|
RIVERSOURCE VARIABLE LIFE SEPARATE ACCOUNT
|
497J
|
|
|
WORTHINGTON ENTERPRISES, INC.
|
4
|
Financial Statements
|
|
DeNunzio Thomas
|
4
|
|
|
MADISON FUNDS
|
N-CSR
|
|
|
FIDELITY ADVISOR SERIES VIII
|
NPORT-P
|
|
|
BARCLAYS PLC
|
6-K
|
Financial Statements
|
|
Tutas David A.
|
4
|
|
|
PIONEER SHORT TERM INCOME FUND
|
497J
|
|
|
WILLIAMS KEVIN BRYAN
|
4
|
|
|
NORTHRIM BANCORP INC
|
8-K
|
Financial Statements
|
|
COLUMBIA FUNDS SERIES TRUST I
|
497J
|
|
|
Catlett Janet Anne
|
4
|
|
|
GIBRALTAR INDUSTRIES, INC.
|
4
|
Financial Statements
|
|
Halevi-Davidov Naama
|
4
|
|
|
KALTURA INC
|
4
|
Financial Statements
|
|
Stephenson Dave
|
144
|
|
|
Airbnb, Inc.
|
144
|
Financial Statements
|
|
127 Capital, LLC/TX
|
SC 13D
|
|
|
Rimini Street, Inc.
|
SC 13D
|
Financial Statements
|
|
Okeanos Venture Partners II, LLC - Series 112
|
D
|
|
|
Huron Consulting Group Inc.
|
144
|
Financial Statements
|
|
MCCARTNEY JOHN
|
144
|
|
|
CF Warehouse LLC
|
D
|
|
|
Aghili Aziz
|
5
|
|
|
SilverSun Technologies, Inc.
|
4
|
Financial Statements
|
|
WUNDERLICH STANLEY
|
4
|
|
|
SilverSun Technologies, Inc.
|
144
|
Financial Statements
|
|
WUNDERLICH STANLEY
|
144
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
MISSAD MATTHEW J
|
4
|
|
|
Bolanowski Katherine
|
4
|
|
|
Condella Sarah
|
144
|
|
|
EXACT SCIENCES CORP
|
144
|
Financial Statements
|
|
Wentworth Lynn A
|
5
|
|
|
PIONEER SERIES TRUST XII
|
497J
|
|
|
KANTOR DAVID M
|
4
|
|
|
URBAN ONE, INC.
|
4
|
Financial Statements
|
|
Keller Christina
|
4
|
|
|
Silmar Real Estate Advisors Inc
|
D
|
|
|
Northern Star Investment Corp. II
|
25-NSE
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Sugar Porch Residential, LLC
|
D
|
|
|
OUTSIDE BASIS INVESTORS, LLC
|
D
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
COLE MICHAEL R
|
4
|
|
|
Tajer Richard III
|
4
|
|
|
Commercial Vehicle Group, Inc.
|
4
|
Financial Statements
|
|
Callicotte Lisa
|
4
|
|
|
SONIC FOUNDRY INC
|
8-K
|
Financial Statements
|
|
M&R CAPITAL MANAGEMENT INC
|
13F-HR
|
|
|
Northern Lights Fund Trust IV
|
485BXT
|
|
|
Pathfinder Bancorp, Inc.
|
4
|
Financial Statements
|
|
JOYCE GEORGE P
|
4
|
|
|
Spruceview U.S. Co-Investment Fund II OS SPC
|
D
|
|
|
BHC PF Co-Invest, LLC
|
D
|
|
|
Elevate.Money REIT I, Inc.
|
1-U
|
|
|
Watorek Jeffrey J.
|
4
|
|
|
PIONEER SERIES TRUST X
|
497J
|
|
|
Benton Patrick M.
|
4
|
|
|
BLACKLINE, INC.
|
144
|
Financial Statements
|
|
Unterman Thomas
|
144
|
|
|
CU-1206 Fund I, a series of Esoteric Funds, LP
|
D
|
|
|
BMO Family Office, LLC
|
13F-NT
|
|
|
O'Leary Angela M
|
4
|
|
|
Baranick Brian
|
144
|
|
|
JOHN WILEY & SONS, INC.
|
8-K
|
Financial Statements
|
|
Dockendorff Charles J
|
144
|
|
|
HOLOGIC INC
|
144
|
Financial Statements
|
|
Odyssey Semiconductor Technologies, Inc.
|
8-K
|
|
|
Sparx Holdings, LLC
|
4
|
|
|
Adamas One Corp.
|
NT 10-K
|
|
|
NWA INVESTORS, LLC
|
D
|
|
|
Pioneer Series Trust V
|
497J
|
|
|
NovAccess Global Inc.
|
NT 10-K
|
|
|
Wheeler Kevin J.
|
4
|
|
|
GRACO INC
|
4
|
Financial Statements
|
|
HealthCap IX D AB
|
D
|
|
|
VAN SANT R WILLIAM
|
4
|
|
|
Direxion Shares ETF Trust
|
NPORT-P
|
|
|
Murphy Timothy F.
|
4
|
|
|
DelSanto Anne
|
144
|
|
|
ADVANCED ENERGY INDUSTRIES INC
|
144
|
Financial Statements
|
|
HIMALAYA TECHNOLOGIES, INC
|
8-K/A
|
|
|
Pioneer Series Trust III
|
497J
|
|
|
Mathers Kristin S
|
4
|
|
|
ASA Gold & Precious Metals Ltd
|
8-K
|
Financial Statements
|
|
Ardent Vega Fund II, LP
|
D/A
|
|
|
MITAU LEE R
|
4
|
|
|
BLEGEN THEODORE
|
144
|
|
|
MONOLITHIC POWER SYSTEMS INC
|
144
|
Financial Statements
|
|
CuraScientific Corp.
|
8-K
|
|
|
Kwon David
|
144
|
|
|
AUTOMATIC DATA PROCESSING INC
|
144
|
Financial Statements
|
|
GILLIGAN J KEVIN
|
4
|
|
|
Shell plc
|
6-K
|
|
|
Fidelity Multi-Strategy Credit Fund
|
424B3
|
|
|
NATIONAL GRID PLC
|
6-K
|
Financial Statements
|
|
FERAGEN JODY H
|
4
|
|
|
CHAN KEVIN J
|
4
|
|
|
Logos Global Management LP
|
SC 13G
|
|
|
aTYR PHARMA INC
|
SC 13G
|
Financial Statements
|
|
Cheung Chung Kin
|
4
|
|
|
RPT Realty
|
25-NSE
|
Financial Statements
|
|
VetaNova Inc.
|
D
|
|
|
Dulac Edward J III
|
144
|
|
|
FATE THERAPEUTICS INC
|
144
|
Financial Statements
|
|
PIMCO FUNDS
|
497K
|
|
|
JACKLIN DARREN LEE
|
144
|
|
|
EXP World Holdings, Inc.
|
144
|
Financial Statements
|
|
TOWER SEMICONDUCTOR LTD
|
6-K
|
Financial Statements
|
|
Kruse Ronia F
|
4
|
|
|
Hsing Michael
|
144
|
|
|
HAYEK JOSEPH B
|
4
|
|
|
Corriders Calvin
|
4
|
|
|
iQSTEL Inc
|
8-K
|
|
|
TCM Momentum Fund LP
|
D/A
|
|
|
Bosway William T
|
4
|
|
|
MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS
|
N-CSR
|
|
|
Brock Tom L
|
4
|
|
|
ENERGY FUELS INC
|
4
|
Financial Statements
|
|
Easterly Donna M
|
4
|
|
|
PINNACLE WEST CAPITAL CORP
|
4
|
Financial Statements
|
|
NorthWestern Energy Group, Inc.
|
8-K
|
|
|
SINGH DEVENDRA
|
4
|
|
|
POWERSCHOOL HOLDINGS, INC.
|
4
|
Financial Statements
|
|
Managed Portfolio Series
|
497K
|
|
|
Shander Eric Ryan
|
4
|
|
|
Dierker Richard A
|
4
|
|
|
CHURCH & DWIGHT CO INC /DE/
|
4
|
Financial Statements
|
|
Flamingo Blue LLC
|
D
|
|
|
GULATI HARDEEP
|
4
|
|
|
LEGG MASON PARTNERS INVESTMENT TRUST
|
497J
|
|
|
Sciammas Maurice
|
144
|
|
|
MORGAN STANLEY MORTGAGE SECURITIES TRUST
|
N-CSR
|
|
|
Rountree George Manning
|
4
|
|
|
WHITE MOUNTAINS INSURANCE GROUP LTD
|
4
|
Financial Statements
|
|
CAMPBELL REID TARLTON
|
4
|
|
|
Roll Out the Barrel XIV LLC
|
D
|
|
|
SEELIG ROBERT LAWRENCE
|
4
|
|
|
VALUED ADVISERS TRUST
|
NPORT-P
|
|
|
Hildreth Michaela
|
4
|
|
|
Spann Rick
|
4
|
|
|
MORGAN STANLEY GLOBAL FIXED INCOME OPPORTUNITIES FUND
|
N-CSR
|
|
|
Linares Carlos G.
|
4
|
|
|
LOUISIANA 7 WELL RE-ENTRY LP
|
D
|
|
|
BayFirst Financial Corp.
|
8-K
|
|
|
Morgan Stanley Europe Opportunity Fund Inc.
|
N-CSR
|
|
|
Virtus Real Estate Capital IV, LP
|
D/A
|
|
|
Hooker Carlen
|
4
|
|
|
Tseng Saria
|
144
|
|
|
Cok Michael J
|
4
|
|
|
USPACE Technology Group Limited/ADR
|
424B3
|
|
|
Howley W Nicholas
|
4
|
|
|
TransDigm Group INC
|
4
|
Financial Statements
|
|
Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
|
N-CSR
|
|
|
FARRELL MATTHEW
|
4
|
|
|
HUBBARD LINDA
|
4
|
|
|
HIBBETT INC
|
4
|
Financial Statements
|
|
Gordon Stephen
|
144
|
|
|
TransMedics Group, Inc.
|
144
|
Financial Statements
|
|
OAK ASSOCIATES FUNDS
|
NPORT-P
|
|
|
Rarebird, Inc.
|
D
|
|
|
BNY Mellon Municipal Bond Funds, Inc.
|
497J
|
|
|
DE MAYNADIER PATRICK D
|
4
|
|
|
Timberline Resources Corp
|
NT 10-K
|
|
|
WILSON BRUCE N
|
4
|
|
|
FIRST US BANCSHARES, INC.
|
4
|
Financial Statements
|
|
CNG 2023 VEHICLES III, LLC
|
D/A
|
|
|
Miller Aubrey S
|
4
|
|
|
MEIGS JACK W
|
4
|
|
|
Evertree Management Aggregator, LP
|
D
|
|
|
Buchert Brian D
|
4
|
|
|
Fathom Digital Manufacturing Corp
|
4
|
|
|
Chen Carey
|
4
|
|
|
McPhearson John Lee
|
4
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT THREE
|
N-VP/A
|
|
|
Etchart Eric
|
4
|
|
|
Xiao Deming
|
144
|
|
|
Hale David Peter
|
4
|
|
|
Frischer Charles L
|
PX14A6G
|
|
|
Consolidated Communications Holdings, Inc.
|
PX14A6G
|
Financial Statements
|
|
Carter Brett C
|
4
|
|
|
BNY MELLON MUNICIPAL FUNDS, INC.
|
497J
|
|
|
GORDON JOHN C
|
4
|
|
|
Bruno Barry A.
|
4
|
|
|
Cook Sheri S
|
4
|
|
|
Black Archie C.
|
4
|
|
|
BRIGGS ROBERT S
|
4
|
|
|
Anfang Heather L
|
4
|
|
|
Xu Jinghuai
|
4
|
|
|
Ingredion Inc
|
4
|
Financial Statements
|
|
Roth James H
|
144
|
|
|
GSS Investment Holdco, L.P.
|
D
|
|
|
Radius Networks, Inc.
|
D
|
|
|
Electrovaya Inc.
|
6-K
|
|
|
Fidalgo Partners, LLC
|
D
|
|
|
GS Finance Corp.
|
FWP
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
Seip David Eric
|
4
|
|
|
TCW ETF Trust
|
24F-2NT
|
|
|
FIDELITY COVINGTON TRUST
|
497J
|
|
|
AIM INTERNATIONAL MUTUAL FUNDS
|
NPORT-P
|
|
|
AIM SECTOR FUNDS
|
NPORT-P
|
|
|
Budden Joan A
|
4
|
|
|
FIDELITY CONCORD STREET TRUST
|
497J
|
|
|
Advisors Preferred Trust
|
497
|
|
|
HPS Corporate Lending Fund
|
8-K
|
|
|
Swisher Daniel N JR
|
144
|
|
|
CORCEPT THERAPEUTICS INC
|
144
|
Financial Statements
|
|
FundVantage Trust
|
N-CSRS
|
|
|
Les Bordes Preferred Equity, LP
|
D
|
|
|
BP PLC
|
6-K
|
Financial Statements
|
|
FIDELITY CAPITAL TRUST
|
497J
|
|
|
Blackstone Floating Rate Enhanced Income Fund
|
N-23C3A
|
|
|
FIDELITY ADVISOR SERIES VIII
|
497J
|
|
|
WPP plc
|
6-K
|
Financial Statements
|
