| Company Name |
Form Type |
SEC Filings |
|
|
|
|
DCM Affiliates Fund IX, L.P.
|
3
|
|
|
DCM International IX, Ltd.
|
3
|
|
|
DCM IX, L.P.
|
3
|
|
|
DCM Investment Management IX, L.P.
|
3
|
|
|
DCM Investment Management IV, L.P.
|
3
|
|
|
DCM International IV, Ltd
|
3
|
|
|
DCM Affiliates Fund IV L P
|
3
|
|
|
DCM IV L P
|
3
|
|
|
VIRGINIA ELECTRIC & POWER CO
|
424B5
|
|
|
Capitol Series Trust
|
NPORT-P
|
|
|
Galera Therapeutics, Inc.
|
SC 13G
|
Financial Statements
|
|
GSA CAPITAL PARTNERS LLP
|
SC 13G
|
|
|
JEI Opportunity Fund, LP
|
D
|
|
|
Athene Holding Ltd.
|
S-3ASR
|
|
|
RenovoRx, Inc.
|
8-K
|
|
|
Rivian Automotive, Inc. / DE
|
8-K
|
Financial Statements
|
|
Nano-X Imaging Ltd.
|
6-K
|
Financial Statements
|
|
Arrival
|
6-K
|
|
|
Dagan Gal
|
144
|
|
|
Perion Network Ltd.
|
144
|
Financial Statements
|
|
Duke Energy CORP
|
424B5
|
Financial Statements
|
|
TEMPLETON GLOBAL INVESTMENT TRUST
|
497K
|
|
|
PUTNAM SUSTAINABLE LEADERS FUND
|
497K
|
|
|
PUTNAM MONEY MARKET FUND
|
497K
|
|
|
WILLIAMS COMPANIES, INC.
|
424B5
|
Financial Statements
|
|
PUTNAM LARGE CAP VALUE FUND
|
497K
|
|
|
Federated Hermes ETF Trust
|
497K
|
|
|
FORD MOTOR CREDIT CO LLC
|
424B3
|
|
|
Yount Deborah Lee
|
4
|
|
|
AtriCure, Inc.
|
4
|
Financial Statements
|
|
PUTNAM INTERNATIONAL EQUITY FUND
|
497K
|
|
|
Samsara Inc.
|
8-K
|
Financial Statements
|
|
PUTNAM INCOME FUND
|
497K
|
|
|
TEMPLETON GROWTH FUND INC
|
497K
|
|
|
PUTNAM HIGH YIELD FUND
|
497K
|
|
|
Federated Hermes ETF Trust
|
497
|
|
|
PUTNAM GLOBAL HEALTH CARE FUND
|
497K
|
|
|
COMFORT SYSTEMS USA INC
|
8-K
|
Financial Statements
|
|
Cash Flow Assets Del Sol LLC
|
D
|
|
|
PUTNAM FOCUSED INTERNATIONAL EQUITY FUND
|
497K
|
|
|
urban-gro, Inc.
|
8-K
|
Financial Statements
|
|
SILICOM LTD.
|
6-K
|
Financial Statements
|
|
BlossomHill Therapeutics, Inc.
|
D
|
|
|
PUTNAM CONVERTIBLE SECURITIES FUND
|
497K
|
|
|
EchoStar CORP
|
S-8 POS
|
Financial Statements
|
|
Charlotte's Web Holdings, Inc.
|
8-K
|
|
|
PGIM Rock ETF Trust
|
497K
|
|
|
Lereya Daniel
|
144
|
|
|
monday.com Ltd.
|
144
|
Financial Statements
|
|
CONSUMERS ENERGY CO
|
424B5
|
|
|
GEORGE PUTNAM BALANCED FUND
|
497K
|
|
|
Spero Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
PGIM Rock ETF Trust
|
497
|
|
|
XORTX Therapeutics Inc.
|
6-K
|
|
|
Putnam ETF Trust
|
497
|
|
|
SEELOS THERAPEUTICS, INC.
|
DEFA14A
|
|
|
EDAP TMS SA
|
6-K
|
Financial Statements
|
|
Li Auto Inc.
|
6-K
|
Financial Statements
|
|
Putnam Target Date Funds
|
497
|
|
|
PUTNAM FUNDS TRUST
|
497
|
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
497
|
|
|
PUTNAM NEW JERSEY TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM DIVERSIFIED INCOME TRUST
|
497
|
|
|
PUTNAM OHIO TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM PENNSYLVANIA TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM GLOBAL INCOME TRUST
|
497
|
|
|
PUTNAM MINNESOTA TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND/MA/
|
497
|
|
|
PUTNAM TAX FREE INCOME TRUST
|
497
|
|
|
PUTNAM MORTGAGE SECURITIES FUND
|
497
|
|
|
PUTNAM NEW YORK TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM CALIFORNIA TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM TAX EXEMPT INCOME FUND
|
497
|
|
|
EchoStar CORP
|
S-8
|
Financial Statements
|
|
LEWIS JOEL
|
4
|
|
|
GALECTIN THERAPEUTICS INC
|
4
|
Financial Statements
|
|
PUTNAM INVESTMENT FUNDS
|
497
|
|
|
PUTNAM INTERNATIONAL EQUITY FUND
|
497
|
|
|
PUTNAM SUSTAINABLE LEADERS FUND
|
497
|
|
|
PUTNAM VARIABLE TRUST
|
497
|
|
|
PUTNAM HIGH YIELD FUND
|
497
|
|
|
PUTNAM GLOBAL HEALTH CARE FUND
|
497
|
|
|
PUTNAM LARGE CAP VALUE FUND
|
497
|
|
|
PUTNAM INCOME FUND
|
497
|
|
|
GEORGE PUTNAM BALANCED FUND
|
497
|
|
|
PUTNAM FOCUSED INTERNATIONAL EQUITY FUND
|
497
|
|
|
PUTNAM MONEY MARKET FUND
|
497
|
|
|
PUTNAM CONVERTIBLE SECURITIES FUND
|
497
|
|
|
UNITED MEXICAN STATES
|
424B2
|
|
|
CORCEPT THERAPEUTICS INC
|
8-K
|
Financial Statements
|
|
Immunome Inc.
|
8-K
|
Financial Statements
|
|
Jasper Therapeutics, Inc.
|
8-K
|
|
|
UroGen Pharma Ltd.
|
8-K
|
Financial Statements
|
|
UNITED MEXICAN STATES
|
18-K/A
|
|
|
Global Mofy Metaverse Ltd
|
424B5
|
|
|
Lightstone Value Plus REIT II, Inc.
|
SC TO-I/A
|
|
|
Israel Acquisitions Corp
|
425
|
|
|
Alaunos Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
OMEGA HEALTHCARE INVESTORS INC
|
8-K
|
Financial Statements
|
|
Research Solutions, Inc.
|
EFFECT
|
|
|
ShiftPixy, Inc.
|
EFFECT
|
Financial Statements
|
|
BiomX Inc.
|
EFFECT
|
|
|
McEwen Mining Inc.
|
EFFECT
|
Financial Statements
|
|
Tidal Commodities Trust I
|
EFFECT
|
|
|
Applied Molecular Transport Inc.
|
EFFECT
|
Financial Statements
|
|
APi Group Corp
|
144
|
|
|
VIKING GLOBAL INVESTORS LP
|
144
|
|
|
Coleman Sonia L
|
4
|
|
|
Walt Disney Co
|
4
|
Financial Statements
|
|
MCDONALD CALVIN
|
4
|
|
|
DNT Asset Trust
|
3
|
|
|
BLACKROCK MUNIVEST FUND, INC.
|
3
|
|
|
JPMORGAN CHASE & CO
|
3
|
Financial Statements
|
|
PARKER MARK G
|
4
|
|
|
Barra Mary T
|
4
|
|
|
deSouza Francis A
|
4
|
|
|
Froman Michael B. G.
|
4
|
|
|
CATZ SAFRA
|
4
|
|
|
Everson Carolyn
|
4
|
|
|
Rice Derica W
|
4
|
|
|
Chang Amy
|
4
|
|
|
LAGOMASINO MARIA ELENA
|
4
|
|
|
BLACKROCK MUNICIPAL INCOME TRUST
|
3
|
|
|
BLACKROCK MUNICIPAL INCOME QUALITY TRUST
|
3
|
|
|
BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC.
|
3
|
|
|
BLACKROCK MUNICIPAL INCOME TRUST II
|
3
|
|
|
BLACKROCK MUNIHOLDINGS QUALITY FUND II, INC.
|
3
|
|
|
BLACKROCK MUNIVEST FUND II, INC.
|
3
|
|
|
BLACKROCK MUNIYIELD QUALITY FUND II, INC.
|
3
|
|
|
BLACKROCK MUNIHOLDINGS FUND, INC.
|
3
|
|
|
Honest Company, Inc.
|
4
|
Financial Statements
|
|
BAYNE KATIE J
|
4
|
|
|
Goodarzi Sasan K
|
4
|
|
|
INTUIT INC.
|
4
|
Financial Statements
|
|
Ryali Sriram
|
4
|
|
|
CODEXIS, INC.
|
4
|
Financial Statements
|
|
Norrett Kevin
|
4
|
|
|
Fitzgerald Margaret Nell
|
4
|
|
|
DILLY STEPHEN GEORGE
|
4
|
|
|
Field Janet Risi
|
4
|
|
|
Montrose Environmental Group, Inc.
|
4
|
Financial Statements
|
|
Newmark Robin
|
4
|
|
|
Tessel Marianna
|
4
|
|
|
Notarainni Mark P.
|
4
|
|
|
GRAHAM PETER
|
4
|
|
|
McLean Kerry J
|
4
|
|
|
Westhead Martin
|
4
|
|
|
NETGEAR, INC.
|
4
|
Financial Statements
|
|
Hotz Lauren D
|
4
|
|
|
FENNELL LAURA A
|
4
|
|
|
PRESBY J THOMAS
|
4
|
|
|
Balazs Alex G.
|
4
|
|
|
Hartung Jack
|
4
|
|
|
Aujla Sandeep
|
4
|
|
|
Fernandez de Castro Jose Miguel
|
4
|
|
|
PRICE JAMES K
|
4
|
|
|
Freshworks Inc.
|
4
|
Financial Statements
|
|
PADGETT BARRY L.
|
4
|
|
|
PERLMAN RICHARD E
|
4
|
|
|
Martin James Rudolph
|
4
|
|
|
PetVivo Holdings, Inc.
|
4
|
|
|
Rudelius Robert James
|
4
|
|
|
Levitan Diane M
|
4
|
|
|
Costantino Robert J
|
4
|
|
|
Jasper Joseph William
|
4
|
|
|
Breithaupt John Spencer
|
4
|
|
|
Sheibley Philip Brent
|
4
|
|
|
Modular Medical, Inc.
|
4
|
|
|
SZE VICTOR S
|
4
|
|
|
OSI SYSTEMS INC
|
4
|
Financial Statements
|
|
Chandra Shalabh
|
4
|
|
|
Morben Paul Keith
|
4
|
|
|
MEHRA AJAY
|
4
|
|
|
EDRICK ALAN I
|
4
|
|
|
CHOPRA DEEPAK
|
4
|
|
|
Schmidt Colleen
|
4
|
|
|
Altice USA, Inc.
|
4
|
Financial Statements
|
|
Wright Norman L.
|
4
|
|
|
FIRST SOLAR, INC.
|
4
|
Financial Statements
|
|
Gaming & Leisure Properties, Inc.
|
4
|
Financial Statements
|
|
SCHWARTZ BARRY F
|
4
|
|
|
Wothe Mike
|
4
|
|
|
PGT Innovations, Inc.
|
4
|
Financial Statements
|
|
YOUNG JOHN F
|
4
|
|
|
EXELON CORP
|
4
|
Financial Statements
|
|
JAMES DENNIS H JR
|
4
|
|
|
Atlanticus Holdings Corp
|
4
|
Financial Statements
|
|
KRO LISA A
|
4
|
|
|
Kowalewski Eric
|
4
|
|
|
Harrod Denise M
|
4
|
|
|
Rogers Matthew C
|
4
|
|
|
George Anita M.
|
4
|
|
|
Henderson Craig
|
4
|
|
|
HUDSON DEAL W
|
4
|
|
|
RICHO ANNA
|
4
|
|
|
Lyons Bob
|
4
|
|
|
Edgio, Inc.
|
4
|
Financial Statements
|
|
Jones Joann G
|
4
|
|
|
Keller Robert Andrew
|
4
|
|
|
Joseph Molly
|
4
|
|
|
Jackson Jeffrey T
|
4
|
|
|
MATTINGLY MACK F
|
4
|
|
|
Lillie Charisse R
|
4
|
|
|
Quinn Ryan S.
|
4
|
|
|
Sweeney Michael T
|
4
|
|
|
Jojo Linda P
|
4
|
|
|
STEBBINS PAUL H
|
4
|
|
|
POST WILLIAM J
|
4
|
|
|
Cheshire Marjorie Rodgers
|
4
|
|
|
KENNEDY R CRAIG
|
4
|
|
|
BOWERS WILLIAM P
|
4
|
|
|
Hambro George A
|
4
|
|
|
Anderson Anthony
|
4
|
|
|
Chapman Richard D
|
4
|
|
|
Ahearn Michael J
|
4
|
|
|
Thepaut Eric Francis Yves
|
4
|
|
|
BOSTON SCIENTIFIC CORP
|
4
|
Financial Statements
|
|
Sorenson John Bradley
|
4
|
|
|
Mirviss Jeffrey B.
|
4
|
|
|
Mahoney Michael F
|
4
|
|
|
Fitzgerald Joseph Michael
|
4
|
|
|
Carruthers Wendy
|
4
|
|
|
Butcher Arthur C
|
4
|
|
|
Brennan Daniel J.
|
4
|
|
|
Bloom Energy Corp
|
4
|
Financial Statements
|
|
IMMELT JEFFREY R
|
4
|
|
|
Public Institution for Social Security
|
4
|
|
|
BlackRock Direct Lending Corp.
|
4
|
|
|
WARNER CYNTHIA J
|
4
|
|
|
Huang Victor
|
4
|
|
|
Airship AI Holdings, Inc.
|
4
|
|
|
Innovative International Sponsor I LLC
|
4
|
|
|
Zoomcar Holdings, Inc.
|
4
|
|
|
Menon Madan
|
4
|
|
|
ANANDA MOHAN P
|
4
|
|
|
Tuffin Paula
|
4
|
|
|
Better Home & Finance Holding Co
|
4
|
|
|
Monges Viviane
|
3
|
|
|
ADC Therapeutics SA
|
3
|
Financial Statements
|
|
Nicholas J. Calamari
|
4
|
|
|
Carmona Jose
|
3
|
|
|
GRAHAM PETER J
|
3
|
|
|
BIZZARI JEAN-PIERRE
|
3
|
|
|
Baker John D. III
|
4
|
|
|
FRP HOLDINGS, INC.
|
4
|
Financial Statements
|
|
Jacques Rachelle Suzanne
|
3
|
|
|
Akari Therapeutics Plc
|
3
|
Financial Statements
|
|
Azelby Robert
|
3
|
|
|
BC FINANCIAL, LLC
|
X-17A-5
|
|
|
Zaki Mohamed
|
3
|
|
|
Hug Peter
|
3
|
|
|
Squarer Ron
|
3
|
|
|
Sandor Victor
|
3
|
|
|
Patel Anish
|
4
|
|
|
Enliven Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Renda Rudolph V.
|
4
|
|
|
Southland Holdings, Inc.
|
4
|
|
|
Pfisterer Thomas
|
3
|
|
|
DICICCO WENDY F
|
3
|
|
|
Renda Frankie S.
|
4
|
|
|
Glazer Walter P. Jr.
|
4
|
|
|
ESCALADE INC
|
4
|
Financial Statements
|
|
MALLIK AMEET
|
3
|
|
|
Hohl Benjamin
|
4
|
|
|
POTLATCHDELTIC CORP
|
4
|
Financial Statements
|
|
DRISCOLL WILLIAM LINDEKE
|
4
|
|
|
Kallebo Lisa Michelle
|
3
|
|
|
PEIROS LARRY
|
4
|
|
|
Patel Samir Rashmikant
|
3
|
|
|
Rivers Tyrell
|
3
|
|
|
Smith Greg L
|
4
|
|
|
Luther Burbank Corp
|
4
|
Financial Statements
|
|
Stefani Alexander L
|
4
|
|
|
LAGOMARSINO SIMONE
|
4
|
|
|
Fanter William
|
4
|
|
|
Hashad Mohamed Wa'el Ahmed
|
3
|
|
|
Desai Neil
|
4
|
|
|
Aadi Bioscience, Inc.
|
4
|
|
|
Tarantino Laura
|
4
|
|
|
Klopfenstein John D
|
4
|
|
|
CHAO DAVID M
|
4
|
|
|
Centessa Pharmaceuticals plc
|
4
|
Financial Statements
|
|
Medhat Parham
|
4
|
|
|
Weinhoff Gregory M
|
4
|
|
|
Bailey John E.
|
4
|
|
|
G1 Therapeutics, Inc.
|
4
|
Financial Statements
|
|
HUSSAIN IQBAL J
|
4
|
|
|
Deegan Brian John
|
4
|
|
|
Hamilton Insurance Group, Ltd.
|
4
|
|
|
SAHA SAURABH
|
4
|
|
|
Mahoney Tammy
|
4
|
|
|
GRAINGER DAVID J
|
4
|
|
|
deVilliers David H III
|
4
|
|
|
Bush Tia L
|
4
|
|
|
Allovir, Inc.
|
4
|
Financial Statements
|
|
Hagen Brett R
|
4
|
|
|
Fisher Daniel Mark
|
4
|
|
|
Carreiro Gemma Elizabeth
|
4
|
|
|
Bernhard Keith Donald
|
4
|
|
|
Krishnamoorthy Venkatanarayanan
|
4
|
|