| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Kelly John D.
|
4
|
|
|
StepStone VC Tilad Fund
|
D
|
|
|
IndexIQ Active ETF Trust
|
485BXT
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2392
|
487
|
|
|
BMO 2023-C6 Mortgage Trust
|
10-D
|
|
|
Roth James H
|
4
|
|
|
BANK 2019-BNK22
|
10-D
|
|
|
Hussey C. Mark
|
4
|
|
|
Harbor ETF Trust
|
485BPOS
|
|
|
BMO 2023-C6 Mortgage Trust
|
ABS-EE
|
|
|
Sunflower Psychological Services A Marriage & Family Therapy Corp
|
D
|
|
|
A-Mark Precious Metals, Inc.
|
4
|
Financial Statements
|
|
RAVICH JESS M
|
4
|
|
|
Apollo Asset-Backed Fund Co-Investors
|
D
|
|
|
Bank of America Merrill Lynch Commercial Mortgage Trust 2017-BNK3
|
10-D
|
|
|
BANK 2019-BNK22
|
ABS-EE
|
|
|
JNL SERIES TRUST
|
497
|
|
|
Hippo Holdings Inc.
|
SC 13D/A
|
|
|
MITSUI SUMITOMO INSURANCE CO LTD
|
SC 13D/A
|
|
|
NEWPORT DES MOINES, LLC
|
D
|
|
|
Bank of America Merrill Lynch Commercial Mortgage Trust 2017-BNK3
|
ABS-EE
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
DUPREE MUTUAL FUNDS
|
N-CSRS
|
|
|
HARBOR FUNDS
|
485BPOS
|
|
|
BOND FUND OF AMERICA
|
497K
|
|
|
EUROSCOPE CAPITAL, LLC
|
X-17A-5
|
|
|
Guggenheim Variable Funds Trust
|
NPORT-P
|
|
|
TORONTO DOMINION BANK
|
FWP
|
Financial Statements
|
|
RYDEX VARIABLE TRUST
|
NPORT-P
|
|
|
CONCORS BARON
|
144/A
|
|
|
RB GLOBAL INC.
|
144/A
|
Financial Statements
|
|
RYDEX DYNAMIC FUNDS
|
NPORT-P
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-C34
|
10-D
|
|
|
Kensico Associates LP
|
D/A
|
|
|
Valkyrie ETF Trust II
|
NPORT-P
|
|
|
SEI INSTITUTIONAL MANAGED TRUST
|
NPORT-P
|
|
|
ARBOR COURT CAPITAL, LLC
|
X-17A-5
|
|
|
GROSVENOR REGISTERED MULTI-STRATEGY FUND
|
NPORT-P
|
|
|
GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLC
|
NPORT-P
|
|
|
Hedge Fund Guided Portfolio Solution
|
NPORT-P
|
|
|
GROSVENOR REGISTERED MULTI-STRATEGY FUND
|
NPORT-P
|
|
|
MSWF Commercial Mortgage Trust 2023-2
|
10-D
|
|
|
Guggenheim Strategy Funds Trust
|
NPORT-P
|
|
|
D4 Equity Orlando - Rialto LLC
|
D
|
|
|
BOND FUND OF AMERICA
|
485BPOS
|
|
|
MSWF Commercial Mortgage Trust 2023-2
|
ABS-EE
|
|
|
Transparent Value Trust
|
NPORT-P
|
|
|
BRUCE FUND INC
|
NPORT-P
|
|
|
Wells Fargo Commercial Mortgage Trust 2021-C61
|
10-D
|
|
|
BANK 2021-BNK34
|
10-D
|
|
|
KORZEKWINSKI FRANCIS W
|
144
|
|
|
FLUSHING FINANCIAL CORP
|
144
|
Financial Statements
|
|
PACKAGING CORP OF AMERICA
|
10-K
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2021-C61
|
ABS-EE
|
|
|
BANK 2021-BNK34
|
ABS-EE
|
|
|
FIRSTENERGY CORP
|
SC 13G/A
|
Financial Statements
|
|
Intrepid Capital Management Funds Trust
|
40-17G
|
|
|
BANK 2018-BNK15
|
10-D
|
|
|
Listed Funds Trust
|
497K
|
|
|
FIRST MERCHANTS CORP
|
10-K
|
Financial Statements
|
|
Federal Home Loan Bank of San Francisco
|
8-K
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-C33
|
10-D
|
|
|
BANK 2018-BNK15
|
ABS-EE
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
NPORT-P/A
|
|
|
Zales Samuel
|
144
|
|
|
CarGurus, Inc.
|
144
|
Financial Statements
|
|
DLT Resolution Inc.
|
8-K
|
|
|
U.S. BANCORP ADVISORS, LLC
|
X-17A-5
|
|
|
Nextron Holdings Ltd
|
D
|
|
|
IRSA INVESTMENTS & REPRESENTATIONS INC
|
6-K
|
Financial Statements
|
|
Thigpen Richard T
|
144
|
|
|
PUBLIC SERVICE ENTERPRISE GROUP INC
|
144
|
Financial Statements
|
|
StepStone VC Tilad Fund LP
|
D
|
|
|
FLUHLER STEPHAN
|
4
|
|
|
FIRST MERCHANTS CORP
|
4
|
Financial Statements
|
|
John Hancock Tax-Advantaged Global Shareholder Yield Fund
|
EFFECT
|
|
|
JOHN HANCOCK INVESTORS TRUST
|
EFFECT
|
|
|
Jukebox Hits Vol. 1 LLC
|
QUALIF
|
|
|
Greenbacker Renewable Energy Co LLC
|
EFFECT
|
|
|
Atelier Meats Corp.
|
QUALIF
|
|
|
CorEnergy Infrastructure Trust, Inc.
|
EFFECT
|
|
|
Vistagen Therapeutics, Inc.
|
EFFECT
|
Financial Statements
|
|
Aceztech Corp
|
EFFECT
|
|
|
MKS INSTRUMENTS INC
|
EFFECT
|
Financial Statements
|
|
SG AMERICAS SECURITIES, LLC
|
X-17A-5
|
|
|
Shoshani Roy
|
4
|
|
|
VISHAY INTERTECHNOLOGY INC
|
4
|
Financial Statements
|
|
BIOS Capital Management, LP
|
4
|
|
|
BIOS Advisors GP, LLC
|
4
|
|
|
Bios Equity Partners, LP
|
4
|
|
|
Bios Equity Partners II, LP
|
4
|
|
|
Fletcher Aaron G.L.
|
4
|
|
|
Lantern Pharma Inc.
|
4
|
|
|
BIOS Fund II NT, LP
|
4
|
|
|
BIOS Fund II QP, LP
|
4
|
|
|
BIOS Fund II, LP
|
4
|
|
|
BIOS Fund I QP, LP
|
4
|
|
|
BIOS Fund I, LP
|
4
|
|
|
Kreis Leslie W.
|
4
|
|
|
BP Directors, LP
|
4
|
|
|
Cavu Advisors, LLC
|
4
|
|
|
Cavu Management, LP
|
4
|
|
|
HANDLER RICHARD B
|
4/A
|
|
|
Jefferies Financial Group Inc.
|
4/A
|
Financial Statements
|
|
ARNOLD FRANCES
|
4
|
|
|
Alphabet Inc.
|
4
|
Financial Statements
|
|
Edwards Robert Leon Jr
|
4
|
|
|
FORWARD AIR CORP
|
4
|
Financial Statements
|
|
Snowflake Inc.
|
4
|
Financial Statements
|
|
Scarpelli Michael
|
4
|
|
|
AVIDITI FINANCIAL, LLC
|
X-17A-5
|
|
|
DIVERSIFIED RESOURCES, LLC
|
X-17A-5
|
|
|
Seritage Growth Properties
|
4
|
Financial Statements
|
|
LAMPERT EDWARD S
|
4
|
|
|
Thomson Michael M
|
4
|
|
|
UNISYS CORP
|
4
|
Financial Statements
|
|
Poggenpohl Teresa
|
4
|
|
|
Gupta Shalabh
|
4
|
|
|
Allen Dwayne
|
4
|
|
|
Ebrahimi Katie
|
4
|
|
|
ALTABEF PETER
|
4
|
|
|
VELOCITY CLEARING, LLC
|
X-17A-5
|
|
|
McCann Debra
|
4
|
|
|
Bylund James
|
4
|
|
|
REPLIGEN CORP
|
4
|
Financial Statements
|
|
ANDERSON CHARLES LEONARD
|
4
|
|
|
Swyka Nick L
|
4
|
|
|
Select Water Solutions, Inc.
|
4
|
Financial Statements
|
|
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
|
X-17A-5
|
|
|
Webster Jeffrey Allen
|
4
|
|
|
Smejkal Joel
|
4
|
|
|
Driven Brands Holdings Inc.
|
4
|
Financial Statements
|
|
Tomas Jose D.
|
4
|
|
|
LIPCAMAN LORI
|
4
|
|
|
ZANDMAN MARC
|
4
|
|
|
Harmon Damien
|
4
|
|
|
Henrici Peter
|
4
|
|
|
SWINBURN PETER S
|
4
|
|
|
Stroup Karen B.
|
4
|
|
|
PFS INVESTMENTS INC.
|
X-17A-5
|
|
|
Halligan Catherine Ann
|
4
|
|
|
PUCKETT RICK D
|
4
|
|
|
ABN AMRO CLEARING USA LLC
|
X-17A-5
|
|
|
FRED ALGER & COMPANY, LLC
|
X-17A-5
|
|
|
Hackett Robert Barrett II
|
4
|
|
|
Beland Michael
|
4
|
|
|
MARIVA CAPITAL MARKETS, LLC
|
X-17A-5
|
|
|
O'Melia Scott L.
|
4
|
|
|
O'Sullivan Michael Shamus
|
4
|
|
|
RABINOWITZ DANIEL
|
4
|
|
|
Natera, Inc.
|
4
|
Financial Statements
|
|
Rivera Daniel R.
|
4
|
|
|
Ferrera Gary W
|
4
|
|
|
Fitzpatrick Jonathan G.
|
4
|
|
|
Zago Wagner M.
|
4
|
|
|
PROTHENA CORP PUBLIC LTD CO
|
4
|
Financial Statements
|
|
FORGE SECURITIES LLC
|
X-17A-5
|
|
|
Walker Karin L
|
4
|
|
|
Smith Brandon S.
|
4
|
|
|
Nguyen Tran
|
4
|
|
|
Malecek Michael J
|
4
|
|
|
McClymont Donald
|
4
|
|
|
indie Semiconductor, Inc.
|
4
|
Financial Statements
|
|
Hunt Anthony
|
4
|
|
|
Kinney Gene G.
|
4
|
|
|
Karp Carol D.
|
4
|
|
|
Garren Hideki
|
4
|
|
|
SMOLYANSKY LUDMILA
|
4
|
|
|
Lifeway Foods, Inc.
|
4
|
Financial Statements
|
|
AvidXchange Holdings, Inc.
|
144
|
Financial Statements
|
|
BAIN CAPITAL VENTURE FUND 2014, L.P.
|
144
|
|
|
BAIN CAPITAL VENTURE COINVESTMENT FUND, L.P.
|
144
|
|
|
BCIP Venture Associates
|
144
|
|
|
BCIP VENTURE ASSOCIATES-B
|
144
|
|
|
KURIYEL RALF
|
4
|
|
|
Polychroni Christina
|
4
|
|
|
Chefs' Warehouse, Inc.
|
4
|
Financial Statements
|
|
Gaylor Douglas Walter
|
4
|
|
|
Crexendo, Inc.
|
4
|
|
|
Leddy James
|
4
|
|
|
Pappas John
|
4
|
|
|
Pappas Christopher
|
4
|
|
|
Juniper Investment Company, LLC
|
4
|
|
|
Juniper Targeted Opportunities, LP
|
4
|
|
|
LINCOLN EDUCATIONAL SERVICES CORP
|
4
|
Financial Statements
|
|
Burns Kristie
|
4
|
|
|
TACTILE SYSTEMS TECHNOLOGY INC
|
4
|
Financial Statements
|
|
McCauley Tim
|
4
|
|
|
OLD MISSION CAPITAL, LLC
|
X-17A-5
|
|
|
REUVERS DANIEL L.
|
4
|
|
|
Hornfeck Traci
|
4
|
|
|
ROLLINS INC
|
4
|
Financial Statements
|
|
Aldous Alexandros
|
4
|
|
|
Imperial Capital Group Holdings II, LLC
|
4
|
|
|
Great Elm Group, Inc.
|
4
|
|
|
Imperial Capital Asset Management, LLC
|
4
|
|
|
Reese Jason W.
|
4
|
|
|
LONG BALL PARTNERS LLC
|
4
|
|
|
SCHARF CHARLES W
|
4
|
|
|
WELLS FARGO & COMPANY/MN
|
4
|
Financial Statements
|
|
MINT BROKERS
|
X-17A-5
|
|
|
CONCORS BARON
|
4
|
|
|
RB GLOBAL INC.
|
4
|
Financial Statements
|
|
T3 TRADING GROUP, LLC
|
X-17A-5
|
|
|
ODDO BHF NEW YORK CORPORATION
|
X-17A-5
|
|
|
BGC FINANCIAL, L.P.
|
X-17A-5
|
|
|
Swart Jeff
|
4
|
|
|
TrueCar, Inc.
|
4
|
Financial Statements
|
|
Williams Ather III
|
4
|
|
|
CREDIT SUISSE CAPITAL LLC
|
X-17A-5
|
|
|
TransDigm Group INC
|
4
|
Financial Statements
|
|
SMALL ROBERT J
|
4
|
|
|
Cahill Brian Joseph
|
4
|
|
|
EAGLE PHARMACEUTICALS, INC.
|
4
|
Financial Statements
|
|
Sommers Barry
|
4
|
|
|
Flowers Derek A.
|
4
|
|
|
TCBI SECURITIES, INC.
|
X-17A-5
|
|
|
DRIVEWEALTH, LLC
|
X-17A-5
|
|
|
BOURSA INVESTMENTS, INC.
|
X-17A-5
|
|
|
TRANSAMERICA CAPITAL, INC.
|
X-17A-5
|
|
|
DALEY WILLIAM M
|
4
|
|
|
Weiss Jonathan G.
|
4
|
|
|
Smiths Group International Holdings Ltd
|
144
|
|
|
ICU MEDICAL INC/DE
|
144
|
Financial Statements
|
|
Nelson Todd Robert
|
4
|
|
|
Telesis Bio Inc.
|
4
|
Financial Statements
|
|
Venus Concept Inc.
|
SC 13D/A
|
Financial Statements
|
|
MASTERS CAPITAL MANAGEMENT LLC
|
SC 13D/A
|
|
|
Patterson Ellen R
|
4
|
|
|
TRANSAMERICA FINANCIAL ADVISORS, INC
|
X-17A-5
|
|
|
Santomassimo Michael P.
|
4
|
|
|
Brennan Kieran
|
4
|
|
|
TSS, Inc.
|
4
|
|
|
Gibson Daniel Glenn
|
4
|
|
|
Penver John K
|
4
|
|
|
ABU-GHAZALEH MOHAMMAD
|
4/A
|
|
|
FRESH DEL MONTE PRODUCE INC
|
4/A
|
Financial Statements
|
|
Abbas Mohammed
|
4/A
|
|
|
BETTI TAREK AHMAD
|
4/A
|
|
|
Calvo Jesus Rodriguez
|
4/A
|
|
|
ABU GHAZALEH AMIR
|
4/A
|
|
|
Cloyd Mary Ann
|
4/A
|
|
|
Van Beurden Saul
|
4
|
|
|
Berthelot Michael J
|
4/A
|
|
|
Hirsberg Josh
|
4
|
|
|
BOYD GAMING CORP
|
4
|
Financial Statements
|
|
Beard Charles Jr.
|
4/A
|
|
|
VICENTE MONICA
|
4/A
|
|
|
Abu-Ghazaleh Ahmad
|
4/A
|
|
|
MARCUS LORI TAUBER
|
4/A
|
|
|
SILVA EFFIE D
|
4/A
|
|
|
PRIMERICA BROKERAGE SERVICES, INC.
|
X-17A-5
|
|
|
Pelaez Reyes Jorge
|
4/A
|
|
|
Cutler Rob
|
4
|
|
|
Alarm.com Holdings, Inc.
|
4
|
Financial Statements
|
|
Valenzuela Steve
|
4
|
|
|
TRANSAMERICA INVESTORS SECURITIES CORPORATION
|
X-17A-5
|
|
|
Powell Scott
|
4
|
|
|
SCA DEVELOPMENT, LLC
|
X-17A-5
|
|
|
Morgan Gerald L.
|
4
|
|
|
Texas Roadhouse, Inc.
|
4
|
Financial Statements
|
|
Humpich Keith
|
4
|
|
|
Mujica Hernan E.
|
4
|
|
|
CAPFINANCIAL SECURITIES, LLC.
|
X-17A-5
|
|
|
Santos da Silva Jorge
|
4
|
|
|
MoonLake Immunotherapeutics
|
4
|
|
|
Dyne Therapeutics, Inc.
|
144
|
|
|
Brumm Joshua T
|
144
|
|
|
Reich Kristian
|
4
|
|
|
Scalzo Richard William
|
144
|
|
|
Steele Gary
|
4
|
|
|
SPLUNK INC
|
4
|
Financial Statements
|
|
Tarantino Joseph A
|
4
|
|
|
ROBERT HALF INC.
|
4
|
Financial Statements
|
|
Smith Christian
|
4
|
|
|
McNeill Jonathan
|
144
|
|
|
Samath Jamie
|
4
|
|
|
Hims & Hers Health, Inc.
|
SC 13D/A
|
|
|
Institutional Venture Management XVI, LLC
|
SC 13D/A
|
|
|
PROOF SERVICES LLC
|
X-17A-5
|
|
|
Hinton Theresa M
|
4
|
|
|
FIDELITY D & D BANCORP INC
|
4
|
Financial Statements
|
|
Macchiaverna Stephen
|
4
|
|
|
Freshpet, Inc.
|
4
|
Financial Statements
|
|
LianBio
|
SC 13D/A
|
Financial Statements
|
|
PERCEPTIVE ADVISORS LLC
|
SC 13D/A
|
|
|
Roberts Brian Keith
|
4
|
|
|
Turkington Ruth G.
|
4
|
|
|
Tewksbury Ted L III
|
4
|
|
|
MAXLINEAR, INC
|
4
|
Financial Statements
|
|
Casey Tom
|
4
|
|
|
Keene Kathleen M.
|
4
|
|
|
Ingersoll Rand Inc.
|
4
|
Financial Statements
|
|
WESTPORT FINANCIAL SERVICES, L.L.C.
|
X-17A-5
|
|
|
Reynal Vicente
|
4
|
|
|
Hepding Elizabeth Meloy
|
4
|
|
|
Emmerich Matthew J
|
4
|
|
|
BOFA SECURITIES, INC.
|
X-17A-5
|
|
|
ADVISORS ASSET MANAGEMENT, INC.
|
X-17A-5
|
|
|
Morgan Scott
|
4
|
|
