| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Slocum Jeffrey Shannon
|
4
|
|
|
CNH Industrial N.V.
|
10-K
|
Financial Statements
|
|
EMERGING MARKETS GROWTH FUND INC
|
N-CSRS
|
|
|
StepStone VC Diversity II, L.P.
|
D/A
|
|
|
OPPORTUNE PARTNERS LLC
|
X-17A-5
|
|
|
American Funds Emerging Markets Bond Fund
|
N-CSR
|
|
|
PREVOZNIK MICHAEL E
|
144
|
|
|
QUEST DIAGNOSTICS INC
|
144
|
Financial Statements
|
|
ArcelorMittal
|
6-K
|
Financial Statements
|
|
Slocum Jeffrey Shannon
|
3/A
|
|
|
HALLIBURTON CO
|
3/A
|
Financial Statements
|
|
Capital Group Fixed Income ETF Trust
|
N-CSR
|
|
|
BARTELS WILLIAMS H
|
4/A
|
|
|
SPAR Group, Inc.
|
4/A
|
Financial Statements
|
|
VANGUARD VARIABLE INSURANCE FUNDS
|
NPORT-P
|
|
|
VANGUARD CHESTER FUNDS
|
NPORT-P
|
|
|
VANGUARD VALLEY FORGE FUNDS
|
NPORT-P
|
|
|
VANGUARD INSTITUTIONAL INDEX FUNDS
|
NPORT-P
|
|
|
Vanguard Montgomery Funds
|
NPORT-P
|
|
|
PG Jackson Investors II, LLC
|
D/A
|
|
|
Flanagan Cary M
|
4
|
|
|
Knight-Swift Transportation Holdings Inc.
|
4
|
Financial Statements
|
|
VANGUARD FENWAY FUNDS
|
NPORT-P
|
|
|
Capital Group Core Balanced ETF
|
N-CSR
|
|
|
BHP Group Ltd
|
6-K
|
Financial Statements
|
|
CJS SECURITIES, INC.
|
X-17A-5
|
|
|
BOND FUND OF AMERICA
|
N-CSR
|
|
|
Wells Fargo Commercial Mortgage Trust 2018-C46
|
10-D
|
|
|
Carlyle Tactical Private Credit Fund
|
NPORT-P
|
|
|
Nassau Street Ventures Fund 6, LLC
|
D/A
|
|
|
9139249 Canada Inc.
|
D
|
|
|
BNY Mellon Investment Funds VI
|
497
|
|
|
BNY Mellon Advantage Funds, Inc.
|
497
|
|
|
BNY Mellon Worldwide Growth Fund, Inc.
|
497
|
|
|
BNY Mellon Investment Funds V, Inc.
|
497
|
|
|
BNY MELLON MIDCAP INDEX FUND, INC.
|
497
|
|
|
BNY MELLON INDEX FUNDS, INC.
|
497
|
|
|
BNY MELLON NEW JERSEY MUNICIPAL BOND FUND, INC.
|
497
|
|
|
GENERAL NEW YORK MUNICIPAL MONEY MARKET FUND
|
497
|
|
|
BNY Mellon Opportunistic Municipal Securities Fund
|
497
|
|
|
BNY MELLON NEW YORK AMT-FREE MUNICIPAL BOND FUND
|
497
|
|
|
GENERAL MUNICIPAL MONEY MARKET FUNDS, INC.
|
497
|
|
|
GENERAL MONEY MARKET FUND, INC.
|
497
|
|
|
BNY MELLON APPRECIATION FUND, INC.
|
497
|
|
|
BNY MELLON RESEARCH GROWTH FUND, INC.
|
497
|
|
|
ICICI BANK LTD
|
6-K
|
Financial Statements
|
|
Bumble Inc.
|
IRANNOTICE
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2018-C46
|
ABS-EE
|
|
|
ETF Series Solutions
|
NPORT-P
|
|
|
CPG Carlyle Commitments Master Fund, LLC
|
NPORT-P
|
|
|
CPG Vintage Access Fund V, LLC
|
NPORT-P
|
|
|
CPG Vintage Access Fund IV, LLC
|
NPORT-P
|
|
|
CPG Vintage Access Fund III, LLC
|
NPORT-P
|
|
|
CPG Carlyle Commitments Fund, LLC
|
NPORT-P
|
|
|
Roundhill ETF Trust
|
497K
|
|
|
BANK5 2023-5YR3
|
10-D
|
|
|
Princeton Everest Fund
|
NPORT-P
|
|
|
AMERICAN FUNDS INSURANCE SERIES
|
N-CSR
|
|
|
Tidal Trust II
|
497K
|
|
|
BANK5 2023-5YR3
|
ABS-EE
|
|
|
FlowStone Opportunity Fund
|
NPORT-P
|
|
|
Lockwood-Taylor Patrick
|
4
|
|
|
PERRIGO Co plc
|
4
|
Financial Statements
|
|
CROSSFIRST BANKSHARES, INC.
|
10-K
|
Financial Statements
|
|
Beamr Imaging Ltd.
|
144
|
|
|
Disruptive Technologies L.P.
|
144
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
Victory Capital Holdings, Inc.
|
10-K
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2015-C27
|
10-D
|
|
|
Gainbridge Life Insurance Co
|
S-1/A
|
|
|
STEEL DYNAMICS INC
|
10-K
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2015-C28
|
10-D
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
BigCommerce Holdings, Inc.
|
10-K
|
Financial Statements
|
|
LEMAITRE VASCULAR INC
|
10-K
|
Financial Statements
|
|
BNY Mellon Investment Funds III
|
497K
|
|
|
MODOSCRIPT, INC.
|
D
|
|
|
PEARSON PLC
|
6-K
|
Financial Statements
|
|
NatWest Group plc
|
424B5
|
Financial Statements
|
|
BMO 2022-C3 Mortgage Trust
|
10-D
|
|
|
Cadeler A/S
|
6-K
|
|
|
WFRBS Commercial Mortgage Trust 2014-C20
|
10-D
|
|
|
BMO 2022-C3 Mortgage Trust
|
ABS-EE
|
|
|
VALLEE ROY
|
4
|
|
|
SYNOPSYS INC
|
4
|
Financial Statements
|
|
DEERE & CO
|
10-Q
|
Financial Statements
|
|
WESTMINSTER RESEARCH ASSOCIATES LLC
|
X-17A-5
|
|
|
RENN Fund, Inc.
|
4
|
|
|
AQ Sunshine Parent, LLC
|
D
|
|
|
DEERE JOHN CAPITAL CORP
|
10-Q
|
|
|
BMO 2022-C2 Mortgage Trust
|
10-D
|
|
|
ADVISORS SERIES TRUST
|
NPORT-P
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
ATM EXECUTION LLC
|
X-17A-5
|
|
|
Brown Capital Management Mutual Funds
|
NPORT-P
|
|
|
BMO 2022-C2 Mortgage Trust
|
ABS-EE
|
|
|
LBMZ SECURITIES, INC.
|
X-17A-5
|
|
|
LivaNova PLC
|
IRANNOTICE
|
Financial Statements
|
|
GUGGENHEIM FUNDS TRUST
|
NPORT-P
|
|
|
AMERICAN BALANCED FUND
|
N-CSR
|
|
|
LivaNova PLC
|
10-K
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2016-BNK1
|
10-D
|
|
|
IMPROVED CORPORATE FINANCE LLC
|
X-17A-5
|
|
|
Schaaf David Neil
|
144
|
|
|
CSG SYSTEMS INTERNATIONAL INC
|
144
|
Financial Statements
|
|
KESTRA INVESTMENT SERVICES, LLC
|
X-17A-5
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-C36
|
10-D
|
|
|
WATERMARK SECURITIES, INC.
|
X-17A-5
|
|
|
REDMONT CAPITAL MARKETS LLC
|
X-17A-5
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-NXS2
|
10-D
|
|
|
BROADRIDGE FINANCIAL SOLUTIONS, INC.
|
8-K/A
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2014-LC18
|
10-D
|
|
|
FrameTec Alpha Debt Fund LLC
|
D
|
|
|
BMO 2023-5C1 Mortgage Trust
|
10-D
|
|
|
SPIRIT OF AMERICA INVESTMENT FUND INC
|
NPORT-P
|
|
|
VELA Funds
|
NPORT-P
|
|
|
F&G Annuities & Life, Inc.
|
10-K
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
BLEY DANIEL
|
144
|
|
|
WEBSTER FINANCIAL CORP
|
144
|
Financial Statements
|
|
Cowen Financial Products LLC
|
X-17A-5
|
|
|
DENNY STEVEN ALAN
|
144
|
|
|
Floor & Decor Holdings, Inc.
|
144
|
Financial Statements
|
|
CANADIAN NATURAL RESOURCES LTD
|
6-K
|
Financial Statements
|
|
BMO 2023-5C1 Mortgage Trust
|
ABS-EE
|
|
|
BIRCH LAKE PARTNERS, LP
|
X-17A-5/A
|
|
|
ASPIRIANT RISK-MANAGED REAL ASSETS FUND
|
NPORT-P
|
|
|
Doherty Catherine T.
|
144
|
|
|
PAR PACIFIC HOLDINGS, INC.
|
10-K
|
Financial Statements
|
|
LITMAN GREGORY FUNDS TRUST
|
497
|
|
|
Rosa David J.
|
4
|
|
|
INTUITIVE SURGICAL INC
|
4
|
Financial Statements
|
|
CIM Real Assets & Credit Fund
|
NPORT-P
|
|
|
Apollo Realty Income Solutions, Inc.
|
8-K
|
|
|
Vicks Raymond Jr.
|
144
|
|
|
Tenable Holdings, Inc.
|
144
|
Financial Statements
|
|
Citi Trends Inc
|
8-K
|
Financial Statements
|
|
TRANSAMERICA FUNDS
|
497K
|
|
|
FORUM FUNDS
|
NPORT-P
|
|
|
BNY Mellon Worldwide Growth Fund, Inc.
|
497K
|
|
|
Targa 2, LLC
|
D/A
|
|
|
PRIMECAP Odyssey Funds
|
497K
|
|
|
Goldman Industrial Ltd.
|
SC 13D/A
|
|
|
CHINA YUCHAI INTERNATIONAL LTD
|
SC 13D/A
|
Financial Statements
|
|
INDEPENDENT FINANCIAL GROUP, LLC
|
X-17A-5
|
|
|
Evolve Transition Infrastructure LP
|
15-12G
|
Financial Statements
|
|
SOURCE CAPITAL INC /DE/
|
NPORT-P
|
Financial Statements
|
|
OSHKOSH CORP
|
10-K
|
Financial Statements
|
|
LITMAN GREGORY FUNDS TRUST
|
485APOS
|
|
|
OLC Fund 1, LP
|
D
|
|
|
CFCRE 2017-C8 Mortgage Trust
|
10-D
|
|
|
BNY MELLON MIDCAP INDEX FUND, INC.
|
497K
|
|
|
COWEN AND COMPANY, LLC
|
X-17A-5
|
|
|
BMO 2022-C1 Mortgage Trust
|
10-D
|
|
|
Attias Laurent
|
144
|
|
|
ALCON INC
|
144
|
|
|
ASPIRIANT RISK-MANAGED CAPITAL APPRECIATION FUND
|
NPORT-P
|
|
|
Robbins Brian K
|
144
|
|
|
CFCRE 2017-C8 Mortgage Trust
|
ABS-EE
|
|
|
HANMI FINANCIAL CORP
|
POSASR
|
Financial Statements
|
|
BMO 2022-C1 Mortgage Trust
|
ABS-EE
|
|
|
FT 11250
|
487
|
|
|
Investment Managers Series Trust III
|
NPORT-P
|
|
|
Wells Fargo Commercial Mortgage Trust 2014-LC16
|
10-D
|
|
|
Ameresco, Inc.
|
10-K
|
Financial Statements
|
|
New Found Gold Corp.
|
6-K
|
|
|
METLIFE INVESTMENTS SECURITIES, LLC
|
X-17A-5
|
|
|
Tortoise Investment Management, LLC
|
13F-HR/A
|
|
|
VIRTUS VARIABLE INSURANCE TRUST
|
497
|
|
|
Walt Disney Co
|
DEFA14A
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2016-C35
|
10-D
|
|
|
Zeno Equity Partners LLP
|
13F-HR/A
|
|
|
VIRTUS ASSET TRUST
|
485BXT
|
|
|
TT International Asset Management LTD
|
13F-HR
|
|
|
Federal Home Loan Bank of Topeka
|
8-K
|
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
NPORT-P
|
|
|
Widman Fredrik
|
4
|
|
|
BEECH HILL SECURITIES, INC.
|
X-17A-5
|
|
|
FT 11249
|
497J
|
|
|
Zoned Properties, Inc.
|
8-K
|
|
|
EMPOWER FUNDS, INC.
|
N-CSR
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-LC25
|
10-D
|
|
|
American Funds Multi-Sector Income Fund
|
497K
|
|
|
MOODY SECURITIES, LLC
|
X-17A-5
|
|
|
BACKSTROM MCCARLEY BERRY & CO., LLC
|
X-17A-5
|
|
|
American Funds Multi-Sector Income Fund
|
485BPOS
|
|
|
Munn Matthew
|
144
|
|
|
GARMIN LTD
|
144
|
Financial Statements
|
|
Carter Glenn A
|
4
|
|
|
TYLER TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
NOKIA CORP
|
IRANNOTICE
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2016-LC24
|
10-D
|
|
|
BUCKLER SECURITIES LLC
|
X-17A-5
|
|
|
AFL CIO HOUSING INVESTMENT TRUST
|
NPORT-P
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C11
|
10-D
|
|
|
BANK 2019-BNK21
|
10-D
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2388
|
497J
|
|
|
Felicitas Private Markets Fund
|
NPORT-P
|
|
|
Investment Grade R.E. Income Fund, L.P.
|
1-U
|
|
|
BANK 2019-BNK21
|
ABS-EE
|
|
|
BNY Mellon Investment Funds V, Inc.
|
497K
|
|
|
Principal Real Asset Fund
|
4
|
|
|
PRINCIPAL LIFE INSURANCE CO
|
4
|
|
|
Keith R. Alexandra
|
144
|
|
|
PROCTER & GAMBLE Co
|
144
|
Financial Statements
|
|
BMO 2023-C4 Mortgage Trust
|
10-D
|
|
|
KEZAR TRADING, LLC
|
X-17A-5
|
|
|
Spice Crafters LLC
|
C/A
|
|
|
BNY Mellon ETF Trust
|
497K
|
|
|
LAC INV-RS
|
D/A
|
|
|
Beach Point Loan Fund LP
|
D/A
|
|
|
HAZARD & SIEGEL, INC.
|
X-17A-5
|
|
|
BMO 2023-C4 Mortgage Trust
|
ABS-EE
|
|
|
NEEDHAM & COMPANY, LLC
|
X-17A-5
|
|
|
Deutsche Bank Trust Co Americas/ ADR Group
|
F-6 POS
|
|
|
SEVEN & I HOLDINGS CO LTD
|
F-6 POS
|
|
|
Vailshire Partners, L.P.
|
D/A
|
|
|
Humankind Benefit Corp
|
NPORT-P
|
|
|
Varde Yarra Fund, L.P.
|
D
|
|
|
VIRTUS VARIABLE INSURANCE TRUST
|
485APOS
|
|
|
PGIM Rock ETF Trust
|
CERT
|
|
|
Donnelly Jeffrey
|
4
|
|
|
DiamondRock Hospitality Co
|
4
|
Financial Statements
|
|
Redwood Real Estate Income Fund
|
NPORT-P
|
|
|
Furbay Troy
|
4
|
|
|
Quinn Briony R.
|
4
|
|
|
BMO 2023-5C2 Mortgage Trust
|
10-D
|
|
|
Ardagh Metal Packaging S.A.
|
6-K
|
|
|
Brugger Mark W
|
4
|
|
|
Tennis William J
|
4
|
|
|
GIG FORCES INC.
|
D/A
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-NXS4
|
10-D
|
|
|
EQUITABLE DISTRIBUTORS, LLC
|
X-17A-5
|
|
|
Lawrence Kevin
|
4
|
|
|
BANCFIRST CORP /OK/
|
4
|
Financial Statements
|
|
BMO 2023-5C2 Mortgage Trust
|
ABS-EE
|
|
|
Hanryu Holdings, Inc.
|
8-K
|
|
|
Pardinus Long Short European Equity Feeder Fund ICAV
|
D
|
|
|
JNL SERIES TRUST
|
497K
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Fundrise Growth Tech Fund, LLC
|
SC TO-I
|
|
|
Calamos Aksia Alternative Credit & Income Fund
|
NPORT-P
|
|
|
MCM SECURITIES LLC
|
X-17A-5
|
|
|
Kraft Heinz Co
|
424B2
|
Financial Statements
|
|
Kraft Heinz Foods Co
|
424B2
|
|
|
TRANSAMERICA FUNDS
|
485BPOS
|
|
|
AMERICAN FUNDS FUNDAMENTAL INVESTORS
|
497K
|
|
|
HERZFELD CARIBBEAN BASIN FUND INC
|
NPORT-P
|
|
|
HUNTINGTON SECURITIES, INC.
|
X-17A-5
|
|
|
WFRBS Commercial Mortgage Trust 2012-C10
|
10-D
|
|
|
BNY MELLON INDEX FUNDS, INC.
|
497K
|
|
|
LeMaitre George W
|
144
|
|
|
LEMAITRE VASCULAR INC
|
144
|
Financial Statements
|
|
BANK 2018-BNK10
|
10-D
|
|
|
BANK 2019-BNK18
|
10-D
|
|
|
Parisotto Shannon M
|
144
|
|
|
Brookfield Infrastructure Income Fund Inc.
|
NPORT-P
|
|
|
iSHARES TRUST
|
485BXT
|
|
|
Lauro Filippo
|
144
|
|
|
Scorpio Tankers Inc.
|
144
|
Financial Statements
|
|
Kensico Offshore Fund, Ltd.
|
D/A
|
|
|
FORUM FUNDS II
|
N-CSRS
|
|
|
BANK 2018-BNK10
|
ABS-EE
|
|
|
abrdn World Healthcare Fund
|
NPORT-P
|
|
|
BANK 2019-BNK18
|
ABS-EE
|
|
|
FMC Common Fund LLC
|
D
|
|
|
Relay Ridge Capital LLC
|
D
|
|
|
AMERICAN FUNDS FUNDAMENTAL INVESTORS
|
485BPOS
|
|
|
BLACK RANDALL E
|
4
|
|
|
CITIZENS FINANCIAL SERVICES INC
|
4
|
|
|
Scarborough Advisors, LLC
|
13F-HR/A
|
|
|
HOLDER H RANDOLPH JR
|
4
|
|
|
Oak Valley Bancorp
|
4
|
Financial Statements
|
|
abrdn Healthcare Opportunities Fund
|
NPORT-P
|
|
|
abrdn ETFs
|
NPORT-P
|
|
|
ABRDN EMERGING MARKETS EQUITY INCOME FUND, INC.
|
NPORT-P
|
|
|
abrdn Global Infrastructure Income Fund
|
NPORT-P
|
|
|
INDIA FUND, INC.
|
NPORT-P
|
|
|
abrdn National Municipal Income Fund
|
NPORT-P
|
|
|
abrdn Life Sciences Investors
|
NPORT-P
|
Financial Statements
|
|
abrdn Healthcare Investors
|
NPORT-P
|
Financial Statements
|
|
Alpha DNA Equity Market Neutral Fund, LP
|
D
|
|
|
PRAXIS MUTUAL FUNDS
|
NPORT-P
|
|
|
Investment Managers Series Trust
|
NPORT-P
|
|
|
BANK 2017-BNK6
|
10-D
|
|
|
Wells Fargo Commercial Mortgage Trust 2018-C43
|
10-D
|
|
|
CANTOR FITZGERALD INFRASTRUCTURE FUND
|
NPORT-P
|
|
|
Private Credit Secondaries 23 Fund
|
D/A
|
|
|
Torain Ernest W. Jr.
|
4
|
|
|
BANK 2017-BNK6
|
ABS-EE
|
|
|
Huron Consulting Group Inc.
|
4
|
Financial Statements
|
|
NEWPORT TEXARKANA, LLC
|
D
|
|
|
Wells Fargo Commercial Mortgage Trust 2018-C43
|
ABS-EE
|
|
|
FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC
|
X-17A-5
|
|
|
SILGAN HOLDINGS INC
|
10-K
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2015-C31
|
10-D
|
|
|
Private Credit Secondaries 23 Fund, L.P.
|
D/A
|
|
|
Listed Funds Trust
|
497
|
|
|
Ardagh Metal Packaging S.A.
|
20-F
|
|
