| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Sinclair, Inc.
|
10-K
|
|
|
Sinclair Broadcast Group, LLC
|
10-K
|
Financial Statements
|
|
Colonial Outpatient Surgery Center, LLC
|
D
|
|
|
1543 Oceania Credit Opportunities Fund LP
|
D
|
|
|
GLOBAL FINANCIAL SERVICES, L.L.C.
|
X-17A-5
|
|
|
Bender Scott
|
144
|
|
|
Cactus, Inc.
|
144
|
Financial Statements
|
|
ACCRUED EQUITIES INC.
|
X-17A-5
|
|
|
RELIANCE, INC.
|
10-K
|
Financial Statements
|
|
CARL MARKS SECURITIES LLC
|
X-17A-5
|
|
|
Digital Locations, Inc.
|
8-K
|
|
|
Couture Allen
|
144
|
|
|
MERCURY SYSTEMS INC
|
144
|
Financial Statements
|
|
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO
|
10-K
|
Financial Statements
|
|
Creamer Victoria L
|
144
|
|
|
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
|
144
|
Financial Statements
|
|
Advisor Managed Portfolios
|
NPORT-P
|
|
|
BofA Finance LLC
|
FWP
|
|
|
ALGER FUNDS II
|
497
|
|
|
HANMI FINANCIAL CORP
|
10-K
|
Financial Statements
|
|
MORNINGSTAR INVESTMENT SERVICES LLC
|
X-17A-5
|
|
|
DSS AMERICAFIRST QUANTITATIVE FUNDS
|
497
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
MBX CLEARING LLC
|
X-17A-5
|
|
|
TEEKAY TANKERS LTD.
|
144
|
Financial Statements
|
|
DU MOULIN RICHARD T
|
144
|
|
|
Logan Square Partners LP
|
D
|
|
|
Graney Patrick C III
|
4
|
|
|
PROMETHEUM CAPITAL LLC
|
X-17A-5
|
|
|
CapitalDNA, Inc.
|
D
|
|
|
Trust for Advised Portfolios
|
NPORT-P
|
|
|
Two Roads Shared Trust
|
485BPOS
|
|
|
ALGER FUNDS
|
497
|
|
|
Whitaker Charles N.
|
4
|
|
|
ALTRIA GROUP, INC.
|
4
|
Financial Statements
|
|
PERSHING ADVISOR SOLUTIONS LLC
|
X-17A-5
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
SURGNER W HILDEBRANDT JR
|
4
|
|
|
Whitmire Brett R
|
4
|
|
|
DIODES INC /DEL/
|
4
|
Financial Statements
|
|
Begley Jody L
|
4
|
|
|
Newman Heather A.
|
4
|
|
|
Clayton Street Trust
|
NPORT-P
|
|
|
Bryant Daniel J
|
4
|
|
|
Mancuso Salvatore
|
4
|
|
|
DENTON ROBERT L
|
4
|
|
|
COPT DEFENSE PROPERTIES
|
4
|
|
|
D'Ambrosia Steve
|
4
|
|
|
Eagle Point Institutional Income Fund
|
SC TO-I
|
|
|
Maiuri Louis D
|
144
|
|
|
STATE STREET CORP
|
144
|
Financial Statements
|
|
KELLER ULRICH E. JR
|
144
|
|
|
First Foundation Inc.
|
144
|
Financial Statements
|
|
Gifford William F. Jr.
|
4
|
|
|
Alight, Inc. / Delaware
|
10-K
|
Financial Statements
|
|
BAYTEX ENERGY CORP.
|
6-K
|
|
|
Wayland Joseph F
|
4
|
|
|
Chubb Ltd
|
4
|
Financial Statements
|
|
CLEMENT DALLAS S
|
4
|
|
|
Ortega Juan Luis
|
4
|
|
|
ALGER GLOBAL FOCUS FUND
|
497
|
|
|
GS Finance Corp.
|
FWP
|
|
|
TRIMAS CORP
|
10-K
|
Financial Statements
|
|
O'Brien Frances D.
|
4
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
Franklin BSP Capital Corp
|
SC TO-I
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-C26
|
10-D
|
|
|
Marano Richard John
|
4
|
|
|
ARROW ELECTRONICS, INC.
|
4
|
Financial Statements
|
|
abrdn Gold ETF Trust
|
10-K
|
|
|
Lupica John J
|
4
|
|
|
THE COURTNEY GROUP, LLC
|
X-17A-5
|
|
|
ALGER INSTITUTIONAL FUNDS
|
497
|
|
|
Destiny Tech100 Inc.
|
NPORT-P
|
|
|
GOODYEAR TIRE & RUBBER CO /OH/
|
8-K
|
Financial Statements
|
|
Bundy Scanlan Agnes
|
4
|
|
|
Keogh John W
|
4
|
|
|
CITIC SECURITIES INTERNATIONAL USA, LLC
|
X-17A-5
|
|
|
Trend Discovery, LP
|
D/A
|
|
|
Denk Peter
|
144
|
|
|
Eaton Corp plc
|
144
|
Financial Statements
|
|
HAGAN ANNMARIE T
|
4
|
|
|
CARILLON SERIES TRUST
|
497J
|
|
|
Manager Directed Portfolios
|
NPORT-P
|
|
|
GC&H Crown, L.P.
|
D
|
|
|
GC&H INVESTMENTS, LLC
|
D
|
|
|
BROWN WILLIAM E
|
144
|
|
|
CENTRAL GARDEN & PET CO
|
144
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2019-C49
|
10-D
|
|
|
Valneva SE
|
6-K
|
Financial Statements
|
|
Enpro Inc.
|
8-K
|
Financial Statements
|
|
Militello John
|
144
|
|
|
ROCKET PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
GREENBERG EVAN G
|
4
|
|
|
Boyer K. David Jr.
|
4
|
|
|
SAKAL PRIVATE SERIES FUND SERIES 3, LLC
|
D
|
|
|
Wells Fargo Commercial Mortgage Trust 2019-C49
|
ABS-EE
|
|
|
Marcolini John F.
|
4
|
|
|
Where Food Comes From, Inc.
|
DEF 14A
|
|
|
PERMIAN BASIN ROYALTY TRUST
|
10-K
|
|
|
WFRBS Commercial Mortgage Trust 2014-LC14
|
10-D
|
|
|
BULLTICK, LLC
|
X-17A-5
|
|
|
Teucrium Commodity Trust
|
10-K
|
|
|
Park Hill Surgery Center, LLC
|
D
|
|
|
PROSHARES TRUST
|
485BXT
|
|
|
LAKELAND FINANCIAL CORP
|
ARS
|
Financial Statements
|
|
Hooper Joan S
|
4
|
|
|
BANNER JENNIFER S
|
4
|
|
|
BOROUGHS TIMOTHY ALAN
|
4
|
|
|
GULFSTAR GROUP I, LTD.
|
X-17A-5
|
|
|
Series Portfolios Trust
|
NPORT-P
|
|
|
BLACKLINE, INC.
|
144
|
Financial Statements
|
|
THOMPSON KEVIN B
|
144
|
|
|
Innovator ETFs Trust
|
497J
|
|
|
TETE Technologies Inc
|
F-4/A
|
|
|
PLANMEMBER SECURITIES CORPORATION
|
X-17A-5
|
|
|
FIRST CITIZENS CAPITAL SECURITIES, LLC
|
X-17A-5
|
|
|
Ursa Fund Partners LP
|
D/A
|
|
|
Morningstar, Inc.
|
10-K
|
Financial Statements
|
|
FORUM CAPITAL SECURITIES LLC
|
X-17A-5
|
|
|
WFRBS Commercial Mortgage Trust 2014-C24
|
10-D
|
|
|
MANNING & NAPIER INVESTOR SERVICES, INC.
|
X-17A-5
|
|
|
DEUTSCHE BANK AKTIENGESELLSCHAFT
|
424B2
|
Financial Statements
|
|
Civeo Corp
|
10-K
|
Financial Statements
|
|
GREENBERG FINANCIAL GROUP
|
X-17A-5
|
|
|
AMEREN CORP
|
10-K
|
Financial Statements
|
|
UNION ELECTRIC CO
|
10-K
|
|
|
Ameren Illinois Co
|
10-K
|
|
|
CENTRAL SECURITIES CORP
|
N-CEN
|
Financial Statements
|
|
Cigna Group
|
10-K
|
Financial Statements
|
|
HARTFORD MUTUAL FUNDS II INC
|
497K
|
|
|
Madison Covered Call & Equity Strategy Fund
|
N-CSR
|
|
|
FIRST INTERSTATE BANCSYSTEM INC
|
10-K
|
Financial Statements
|
|
CI&T Inc
|
SC 13G/A
|
Financial Statements
|
|
BC Gestao de Recursos Ltda.
|
SC 13G/A
|
|
|
CPG Vintage Access Fund II, LLC
|
NPORT-P
|
|
|
Dream Finders Homes, Inc.
|
10-K
|
Financial Statements
|
|
AMARC RESOURCES LTD
|
6-K
|
|
|
WFRBS Commercial Mortgage Trust 2014-C22
|
10-D
|
|
|
Stepstone Private Credit Fund LLC
|
8-K
|
|
|
ING FINANCIAL MARKETS LLC
|
X-17A-5
|
|
|
Quantumzyme Corp.
|
1-A
|
|
|
Meldolia Group, LLC
|
D
|
|
|
AGM SECURITIES LLC
|
X-17A-5
|
|
|
ULTRA SERIES FUND
|
N-CSR
|
|
|
Fidelity Private Credit Fund
|
8-K
|
|
|
TriLinc Global Impact Fund LLC
|
8-K
|
|
|
HAWAIIAN ELECTRIC INDUSTRIES INC
|
10-K
|
Financial Statements
|
|
HAWAIIAN ELECTRIC CO INC
|
10-K
|
|
|
AIM VARIABLE INSURANCE FUNDS
|
NPORT-P
|
|
|
Touya Gael
|
4
|
|
|
APTARGROUP, INC.
|
4
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
Genpact LTD
|
10-K
|
Financial Statements
|
|
ExlService Holdings, Inc.
|
10-K
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2018-C47
|
10-D
|
|
|
HUNT J B TRANSPORT SERVICES INC
|
8-K
|
Financial Statements
|
|
GoodRx Holdings, Inc.
|
S-8
|
Financial Statements
|
|
SEPARATE ACCOUNT N OF RELIASTAR LIFE
|
497
|
|
|
Fassino Anthony D.
|
4
|
|
|
CATERPILLAR INC
|
4
|
Financial Statements
|
|
Eaton Corp plc
|
10-K
|
Financial Statements
|
|
Federal Home Loan Bank of Indianapolis
|
8-K
|
|
|
Wells Fargo Commercial Mortgage Trust 2018-C47
|
ABS-EE
|
|
|
Hicks Darren L.
|
4
|
|
|
Vulcan Materials CO
|
4
|
Financial Statements
|
|
SATURNA INVESTMENT TRUST
|
N-CSR/A
|
|
|
Davis Fundamental ETF Trust
|
497K
|
|
|
ROYCE VALUE TRUST, INC.
|
N-CSR
|
|
|
HARTFORD MUTUAL FUNDS INC/CT
|
497K
|
|
|
MANNING & NAPIER FUND, INC.
|
497K
|
|
|
ROYCE MICRO-CAP TRUST, INC.
|
N-CSR
|
|
|
SkyBeam Capital Partners, LLC
|
D/A
|
|
|
BANK OF MONTREAL /CAN/
|
424B3
|
Financial Statements
|
|
Smithson, L.P.
|
D/A
|
|
|
Grasso Maria A
|
4
|
|
|
FLUSHING FINANCIAL CORP
|
4
|
Financial Statements
|
|
Salvo Health, Inc.
|
D
|
|
|
Federal Home Loan Bank of Dallas
|
8-K
|
|
|
ROYCE GLOBAL VALUE TRUST, INC.
|
N-CSR
|
|
|
Cottonwood Communities, Inc.
|
8-K
|
|
|
BANK 2022-BNK42
|
10-D
|
|
|
HARLEY CAPITAL LLC
|
X-17A-5
|
|
|
DAVIS NEW YORK VENTURE FUND INC
|
497K
|
|
|
Federal Home Loan Bank of New York
|
8-K
|
|
|
BMO 2023-C5 Mortgage Trust
|
10-D
|
|
|
RYDEX SERIES FUNDS
|
NPORT-P
|
|
|
BANK 2022-BNK42
|
ABS-EE
|
|
|
GREIF, INC
|
10-Q
|
Financial Statements
|
|
Davis Fundamental ETF Trust
|
497J
|
|
|
NOKIA CORP
|
6-K
|
Financial Statements
|
|
VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
|
497
|
|
|
DAVIS NEW YORK VENTURE FUND INC
|
497J
|
|
|
BMO 2023-C5 Mortgage Trust
|
ABS-EE
|
|
|
BlackRock Credit Strategies Fund
|
N-CEN/A
|
|
|
Harmon Cyrus
|
144
|
|
|
Olema Pharmaceuticals, Inc.
|
144
|
Financial Statements
|
|
Galaxy-Sirius Unicorn, LLC
|
D
|
|
|
US GLOBAL INVESTORS FUNDS
|
NPORT-P
|
|
|
CPG Vintage Access Fund, LLC
|
NPORT-P
|
|
|
XML SECURITIES, LLC
|
X-17A-5
|
|
|
XOStem Biosciences Ltd.
|
D
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
SMART BARREL, INC.
|
D
|
|
|
LARRAINVIAL SECURITIES US LLC
|
X-17A-5
|
|
|
Priority Income Fund, Inc.
|
NPORT-P
|
|
|
VARIABLE ANNUITY ACCOUNT I OF VOYA RETIREMENT INSURANCE & ANNUITY Co
|
497
|
|
|
EA Series Trust
|
NPORT-P
|
|
|
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND
|
N-CSR
|
|
|
BREAN CAPITAL, LLC
|
X-17A-5
|
|
|
Rensmon Patrick D
|
4
|
|
|
Eagle Bancorp Montana, Inc.
|
4
|
Financial Statements
|
|
Howloo, Inc.
|
1-A/A
|
|
|
GP BULLHOUND INC.
|
X-17A-5
|
|
|
Stefanski Gavin B
|
144/A
|
|
|
TFS Financial CORP
|
144/A
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2018-C45
|
10-D
|
|
|
Deitrich Thomas
|
4
|
|
|
POPULAR, INC.
|
10-K
|
Financial Statements
|
|
T. Rowe Price Summit Funds, Inc.
|
485BPOS
|
|
|
Elemeno Health, Inc.
|
D
|
|
|
Fidelity National Financial, Inc.
|
10-K
|
Financial Statements
|
|
ELEVATION, LLC
|
X-17A-5
|
|
|
Invesco Real Estate Income Trust Inc.
|
8-K
|
|
|
Agile Devices, Inc.
|
D/A
|
|
|
Carre Eric
|
4
|
|
|
HALLIBURTON CO
|
4
|
Financial Statements
|
|
Blackstone Floating Rate Enhanced Income Fund
|
NPORT-P
|
|
|
ROLLINS CAPITAL PARTNERS LP
|
D/A
|
|
|
Wells Fargo Commercial Mortgage Trust 2018-C45
|
ABS-EE
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C32
|
10-D
|
|
|
ROYCE CAPITAL FUND
|
N-CSR
|
|
|
Jones Myrtle L
|
4
|
|
|
Northern Lights Fund Trust IV
|
497
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C32
|
ABS-EE
|
|
|
ROYCE FUND
|
N-CSR
|
|
|
VARIABLE ANNUITY ACCOUNT B OF VOYA RETIREMENT INSURANCE & ANNUITY Co
|
497
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-NXS6
|
10-D
|
|
|
PARK AVENUE SECURITIES LLC
|
X-17A-5
|
|
|
PUBLIC SERVICE ELECTRIC & GAS CO
|
424B5
|
|
|
Geer Charles Jr.
|
4
|
|
|
NEWCAP PARTNERS, INC.
|
X-17A-5
|
|
|
UNIFIED SERIES TRUST
|
485APOS
|
|
|
VANGUARD QUANTITATIVE FUNDS
|
NPORT-P
|
|
|
Ruedy Richard
|
144
|
|
|
Silk Road Medical Inc
|
144
|
Financial Statements
|
|
Manulife Private Credit Fund
|
8-K
|
|
|
SUNSTREET SECURITIES, LLC
|
X-17A-5
|
|
|
StepStone VC Diversity II
|
D/A
|
|
|
ENVIRI Corp
|
10-K
|
Financial Statements
|
|
Pope Lawrence J
|
4
|
|
|
SILVERGROVE ADVISORS LLC
|
X-17A-5
|
|
|
GoodRx Holdings, Inc.
|
10-K
|
Financial Statements
|
|
BARTELS WILLIAMS H
|
4
|
|
|
SPAR Group, Inc.
|
4
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2015-NXS1
|
10-D
|
|
|
First Savings Financial Group, Inc.
|
10-K/A
|
Financial Statements
|
|
VANGUARD TAX-MANAGED FUNDS
|
NPORT-P
|
|
|
Fundrise Real Estate Interval Fund, LLC
|
497AD
|
|
|
Tidal Trust II
|
485BXT
|
|
|
Miller Jeffrey Allen
|
4
|
|
|
VANGUARD BOND INDEX FUNDS
|
NPORT-P
|
|
|
VANGUARD INDEX FUNDS
|
NPORT-P
|
|
|
U.S. BANCORP INVESTMENTS, INC.
|
X-17A-5
|
|
|
VANGUARD WELLESLEY INCOME FUND
|
NPORT-P
|
|
|
NORTHQUEST CAPITAL FUND INC
|
N-CSR
|
|
|
VANGUARD MALVERN FUNDS
|
NPORT-P
|
|
|
VANGUARD HORIZON FUNDS
|
NPORT-P
|
|
|
TRUMID FINANCIAL LLC
|
X-17A-5
|
|
|
Richard Mark
|
4
|
|
|
STIFEL, NICOLAUS & COMPANY, INCORPORATED
|
MA-I/A
|
|
|
SYNTAX ETF TRUST
|
497
|
|
|
BANK 2017-BNK9
|
10-D
|
|
|
HAGEBOECK CHARLES R
|
144
|
|
|
CITY HOLDING CO
|
144
|
Financial Statements
|
|
HyperSciences, Inc.
|
D
|
|
|
McKeon Timothy
|
4
|
|
|
BANK 2017-BNK9
|
ABS-EE
|
|
|
CAPITAL WORLD BOND FUND
|
N-CSR
|
|
|
WALL STREET ACCESS
|
X-17A-5
|
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
AMERICAN FUNDS STRATEGIC BOND FUND
|
N-CSR
|
|
|
Wells Fargo Commercial Mortgage Trust 2018-C44
|
10-D
|
|
|
LEHMAN ABS CORP GOLDMAN SACHS CAP 1 SEC BACKED SER 2004-6
|
8-K
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-SG1
|
10-D
|
|
|
American Funds Multi-Sector Income Fund
|
N-CSR
|
|
|
Beckwith Van H.
|
4
|
|
|
INTERNATIONAL GROWTH & INCOME FUND
|
N-CSRS
|
|
|
Wells Fargo Commercial Mortgage Trust 2018-C44
|
ABS-EE
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-NXS3
|
10-D
|
|
|
INVESTMENT CO OF AMERICA
|
N-CSR
|
|
|
VANGUARD VARIABLE INSURANCE FUNDS
|
N-CSR
|
|
|
Permex Petroleum Corp
|
8-K
|
|
|
SABINE ROYALTY TRUST
|
10-K
|
|
|
AGNICO EAGLE MINES LTD
|
6-K
|
Financial Statements
|
|
Harbor ETF Trust
|
N-CEN/A
|
|
|
AMERICAN FUNDS FUNDAMENTAL INVESTORS
|
N-CSR
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-C30
|
10-D
|
|
