| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Hedge Fund Guided Portfolio Solution
|
N-CSRS
|
|
|
First Trust Hedged Strategies Fund
|
N-CSRS
|
|
|
PMF Fund, L.P.
|
N-CSRS
|
|
|
UNIFIED SERIES TRUST
|
N-CSRS
|
|
|
Manheim Pike Partners LLC
|
D
|
|
|
WARBURG PINCUS FINANCIAL SECTOR II-E
|
3
|
|
|
WARBURG PINCUS
|
3
|
|
|
WARBURG PINCUS
|
3
|
|
|
WARBURG PINCUS
|
3
|
|
|
WARBURG PINCUS FINANCIAL SECTOR II PARTNERS
|
3
|
|
|
WARBURG PINCUS
|
3
|
|
|
Warburg Pincus Partners II
|
3
|
|
|
Warburg Pincus
|
3
|
|
|
BANC OF CALIFORNIA, INC.
|
3
|
Financial Statements
|
|
WARBURG PINCUS LLC
|
3
|
|
|
Hennessy Capital Investment Corp. VI
|
PRE 14A
|
Financial Statements
|
|
SLM Student Loan Trust 2011-1
|
10-D
|
|
|
INDIVIOR PLC
|
6-K
|
|
|
PMF TEI Fund, L.P.
|
N-CSRS
|
|
|
First Trust Real Assets Fund
|
N-CSRS
|
|
|
WP CLIPPER FS II L.P.
|
3
|
|
|
WARBURG PINCUS GLOBAL GROWTH 14-E
|
3
|
|
|
WARBURG PINCUS GLOBAL GROWTH 14 PARTNERS
|
3
|
|
|
WARBURG PINCUS GLOBAL GROWTH 14-B
|
3
|
|
|
WARBURG PINCUS
|
3
|
|
|
WP GLOBAL GROWTH 14 PARTNERS
|
3
|
|
|
WP CLIPPER GG 14 L.P.
|
3
|
|
|
WARBURG PINCUS FINANCIAL SECTOR II
|
3
|
|
|
WARBURG PINCUS
|
3
|
|
|
Azure Power Global Ltd
|
6-K
|
Financial Statements
|
|
FEMASYS INC
|
424B3
|
Financial Statements
|
|
Domtar CORP
|
8-K
|
|
|
Touchstone ETF Trust
|
CERT
|
|
|
SLM Student Loan Trust 2010-2
|
10-D
|
|
|
BOWES JAMES R
|
3
|
|
|
Endowment PMF Master Fund, L.P.
|
N-CSRS
|
|
|
BIOLASE, INC
|
8-K
|
Financial Statements
|
|
NOVONIX Ltd
|
6-K
|
|
|
XP Inc.
|
6-K
|
Financial Statements
|
|
Volato Group, Inc.
|
8-K/A
|
|
|
BIOLASE, INC
|
424B5
|
Financial Statements
|
|
Bridge Investment Group Holdings Inc.
|
SC 13G/A
|
Financial Statements
|
|
Burgundy Asset Management Ltd.
|
SC 13G/A
|
|
|
Perma-Pipe International Holdings, Inc.
|
8-K
|
Financial Statements
|
|
CYPRESS CREEK PRIVATE STRATEGIES MASTER FUND L P
|
N-CSRS
|
|
|
Alset Capital Acquisition Corp.
|
8-K
|
|
|
SLM Student Loan Trust 2010-1
|
10-D
|
|
|
StratCap Wireless Datacom REIT, LLC
|
D
|
|
|
Warfield Charles M. Jr.
|
4
|
|
|
BEASLEY BROADCAST GROUP INC
|
4
|
Financial Statements
|
|
Sovos Co-Invest LP
|
D/A
|
|
|
JNL SERIES TRUST
|
497
|
|
|
Berry Lance A
|
4
|
|
|
ARTIVION, INC.
|
4
|
|
|
Smith Gordon H
|
4
|
|
|
ARVINAS, INC.
|
S-3ASR
|
Financial Statements
|
|
NB Private Markets Fund III
|
N-CSRS
|
|
|
GODRIDGE LESLIE V
|
4
|
|
|
SUNCOR ENERGY INC
|
6-K
|
Financial Statements
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
Berry Lance A
|
3
|
|
|
ARTIVION, INC.
|
3
|
|
|
Manager Directed Portfolios
|
N-CSRS
|
|
|
CYPRESS CREEK PRIVATE STRATEGIES TEI FUND, L.P.
|
N-CSRS
|
|
|
FIORILE MICHAEL J
|
4
|
|
|
A&Q Multi-Strategy Fund
|
N-CSRS
|
|
|
CYPRESS CREEK PRIVATE STRATEGIES INSTITUTIONAL FUND, L.P.
|
N-CSRS
|
|
|
HEINTZMAN DAVID P
|
4
|
|
|
Stock Yards Bancorp, Inc.
|
4
|
Financial Statements
|
|
Capitol Series Trust
|
N-CSR
|
|
|
TLGY ACQUISITION CORP
|
8-K
|
|
|
BORDES PETER A JR
|
4
|
|
|
Daly Joseph Patrick
|
4
|
|
|
BUTLER NATIONAL CORP
|
4
|
|
|
Clover Leaf Capital Corp.
|
S-4/A
|
|
|
EF Hutton Acquisition Corp I
|
425
|
|
|
First National Master Note Trust
|
10-D
|
|
|
FIRST NATIONAL FUNDING LLC
|
10-D
|
|
|
CION Ares Diversified Credit Fund
|
N-23C3A
|
|
|
EF Hutton Acquisition Corp I
|
8-K
|
|
|
Erasca, Inc.
|
4
|
Financial Statements
|
|
Start Valerie Denise Harding
|
4
|
|
|
NB Private Markets Fund III
|
N-CSRS
|
|
|
John Hancock Funds II
|
NPORT-P/A
|
|
|
JOHN HANCOCK SOVEREIGN BOND FUND
|
NPORT-P/A
|
|
|
Atlas Lithium Corp
|
8-K
|
|
|
JOHN HANCOCK STRATEGIC SERIES
|
NPORT-P/A
|
|
|
JOHN HANCOCK BOND TRUST
|
NPORT-P/A
|
|
|
Horton Amy
|
4
|
|
|
John Hancock Exchange-Traded Fund Trust
|
NPORT-P/A
|
|
|
Thomson Andrew Justin Mackenzie
|
144
|
|
|
PRICE T ROWE GROUP INC
|
144
|
Financial Statements
|
|
JOHN HANCOCK INCOME SECURITIES TRUST
|
NPORT-P/A
|
|
|
JOHN HANCOCK INVESTORS TRUST
|
NPORT-P/A
|
|
|
JOHN HANCOCK INVESTMENT TRUST
|
NPORT-P/A
|
|
|
JOHN HANCOCK PREFERRED INCOME FUND II
|
NPORT-P/A
|
|
|
JOHN HANCOCK PREMIUM DIVIDEND FUND
|
NPORT-P/A
|
|
|
JOHN HANCOCK PREFERRED INCOME FUND III
|
NPORT-P/A
|
|
|
JOHN HANCOCK PREFERRED INCOME FUND
|
NPORT-P/A
|
|
|
John Hancock Asset-Based Lending Fund
|
NPORT-P/A
|
|
|
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND
|
NPORT-P/A
|
|
|
Perma-Pipe International Holdings, Inc.
|
10-Q
|
Financial Statements
|
|
Higginbotham Robert C.T.
|
144
|
|
|
Ryman Hospitality Properties, Inc.
|
8-K
|
Financial Statements
|
|
Mowry Kathleen
|
4
|
|
|
ALLIANCE RESOURCE PARTNERS LP
|
4
|
Financial Statements
|
|
CADIZ INC
|
8-K
|
Financial Statements
|
|
CYPRESS CREEK PRIVATE STRATEGIES REGISTERED FUND L P
|
N-CSRS
|
|
|
Dynamic Alternatives Fund
|
N-CSR
|
|
|
Keogh John W
|
4
|
|
|
Chubb Ltd
|
4
|
Financial Statements
|
|
Prism AR, Inc.
|
D
|
|
|
GigCapital5, Inc.
|
PRER14A
|
|
|
NB Private Markets Fund III
|
N-CSRS
|
|
|
Velocity Financial, Inc.
|
8-K
|
Financial Statements
|
|
VAIL RESORTS INC
|
8-K
|
Financial Statements
|
|
Sage Therapeutics, Inc.
|
SC TO-C
|
Financial Statements
|
|
NORWOOD FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
ACM Research, Inc.
|
8-K
|
Financial Statements
|
|
SIGMATRON INTERNATIONAL INC
|
8-K
|
Financial Statements
|
|
Altamira Therapeutics Ltd.
|
6-K
|
|
|
Rondeau Christopher
|
4
|
|
|
Planet Fitness, Inc.
|
4
|
Financial Statements
|
|
Holdco Nuvo Group D.G Ltd.
|
F-4/A
|
|
|
Kravitz Hal
|
144
|
|
|
Celsius Holdings, Inc.
|
144
|
Financial Statements
|
|
VALUED ADVISERS TRUST
|
485APOS
|
|
|
Startek, Inc.
|
SC 13E3/A
|
Financial Statements
|
|
CHINA PETROLEUM & CHEMICAL CORP
|
6-K
|
|
|
NB Crossroads Private Markets Fund IV
|
N-CSRS
|
|
|
Merit Life Insurance Co.
|
POS AM
|
|
|
Volato, Inc.
|
SC 13G
|
|
|
Vellar Opportunities Fund Master, Ltd.
|
SC 13G
|
|
|
Cadeler A/S
|
SC TO-T/A
|
|
|
ENETI INC.
|
SC TO-T/A
|
Financial Statements
|
|
NB Crossroads Private Markets Fund IV
|
N-CSRS
|
|
|
SciSparc Ltd.
|
6-K
|
|
|
Arco Platform Ltd.
|
SC 13E3/A
|
Financial Statements
|
|
VCI Global Ltd
|
F-1/A
|
|
|
Spyre Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
MAINSTAY VP FUNDS TRUST
|
497
|
|
|
MAINSTAY FUNDS TRUST
|
497
|
|
|
Jefferson National Life of New York Annuity Account 1
|
497VPI
|
|
|
JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT G
|
497VPI
|
|
|
TATA MOTORS LTD/FI
|
6-K
|
|
|
Slam Corp.
|
DEF 14A
|
|
|
NB Crossroads Private Markets Fund IV Holdings LLC
|
N-CSRS
|
|
|
Monroe James III
|
4
|
|
|
Globalstar, Inc.
|
4
|
Financial Statements
|
|
Jefferson National Life of New York Annuity Account 1
|
497
|
|
|
Oxford Lane Capital Corp.
|
424B3
|
Financial Statements
|
|
JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT G
|
497
|
|
|
FERRELLGAS PARTNERS FINANCE CORP
|
10-Q
|
|
|
FERRELLGAS FINANCE CORP
|
10-Q
|
|
|
FERRELLGAS L P
|
10-Q
|
|
|
FERRELLGAS PARTNERS L P
|
10-Q
|
|
|
Strategic Trust
|
25-NSE
|
|
|
NYSE ARCA, INC.
|
25-NSE
|
|
|
Dell Technologies Inc.
|
10-Q
|
Financial Statements
|
|
Cadeler A/S
|
425
|
|
|
ENETI INC.
|
425
|
Financial Statements
|
|
NIOCORP DEVELOPMENTS LTD
|
ARS
|
|
|
eFFECTOR Therapeutics, Inc.
|
424B3
|
|
|
NIOCORP DEVELOPMENTS LTD
|
DEFA14A
|
|
|
Liberty Resources Acquisition Corp.
|
425
|
|
|
RYDER SYSTEM INC
|
8-K
|
Financial Statements
|
|
Sage Therapeutics, Inc.
|
PRE 14A
|
Financial Statements
|
|
NIOCORP DEVELOPMENTS LTD
|
DEF 14A
|
|
|
Liberty Resources Acquisition Corp.
|
8-K
|
|
|
FERRELLGAS PARTNERS FINANCE CORP
|
8-K
|
|
|
FERRELLGAS FINANCE CORP
|
8-K
|
|
|
FERRELLGAS L P
|
8-K
|
|
|
FERRELLGAS PARTNERS L P
|
8-K
|
|
|
NORTHEAST INVESTORS TRUST
|
N-CEN
|
|
|
Rimini Street, Inc.
|
8-K
|
Financial Statements
|
|
Sibanye Stillwater Ltd
|
6-K
|
|
|
Arco Platform Ltd.
|
S-8 POS
|
Financial Statements
|
|
First Trust Private Credit Fund
|
N-CSRS
|
|
|
Startek, Inc.
|
PRER14C
|
Financial Statements
|
|
eFFECTOR Therapeutics, Inc.
|
8-K
|
|
|
FLX Solutions, Inc.
|
D/A
|
|
|
AMBEV S.A.
|
6-K/A
|
Financial Statements
|
|
Woods Keith
|
4
|
|
|
TScan Therapeutics, Inc.
|
4
|
Financial Statements
|
|
uniQure N.V.
|
S-8
|
Financial Statements
|
|
Woods Keith
|
3
|
|
|
TScan Therapeutics, Inc.
|
3
|
Financial Statements
|
|
Osisko Gold Royalties LTD
|
6-K
|
Financial Statements
|
|
VerifyMe, Inc.
|
8-K
|
|
|
Saba Capital Management, L.P.
|
SC 13D
|
|
|
BNY MELLON HIGH YIELD STRATEGIES FUND
|
SC 13D
|
|
|
Atlantic Union Bankshares Corp
|
8-K
|
|
|
HESS CORP
|
425
|
Financial Statements
|
|
SUMMIT FINANCIAL GROUP, INC.
|
8-K
|
Financial Statements
|
|
HESS CORP
|
8-K
|
Financial Statements
|
|
CHEVRON CORP
|
425
|
Financial Statements
|
|
Saba Capital Management, L.P.
|
SC 13D/A
|
|
|
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND
|
SC 13D/A
|
|
|
Karyopharm Therapeutics Inc.
|
8-K
|
Financial Statements
|
|
VanEck Merk Gold Trust
|
10-Q
|
|
|
HOLOGIC INC
|
8-K
|
Financial Statements
|
|
BSQUARE CORP /WA
|
S-8 POS
|
Financial Statements
|
|
CHEVRON CORP
|
8-K
|
Financial Statements
|
|
Sullivan Eddie Joe
|
4
|
|
|
SAB Biotherapeutics, Inc.
|
4
|
|
|
Genfit S.A.
|
6-K
|
|
|
AMBEV S.A.
|
6-K
|
Financial Statements
|
|
Wu Gang
|
144
|
|
|
Luckin Coffee Inc.
|
144
|
|
|
Itau Unibanco Holding S.A.
|
6-K
|
Financial Statements
|
|
SOLITRON DEVICES INC
|
DEF 14A
|
|
|
VanEck Bitcoin Trust
|
S-1/A
|
|
|
Parker Thomas H
|
4
|
|
|
UR-ENERGY INC
|
4
|
Financial Statements
|
|
Walgreens Boots Alliance, Inc.
|
ARS
|
Financial Statements
|
|
WPP plc
|
6-K
|
Financial Statements
|
|
ProQR Therapeutics N.V.
|
6-K
|
Financial Statements
|
|
Exchange Listed Funds Trust
|
24F-2NT
|
|
|
Walgreens Boots Alliance, Inc.
|
DEFA14A
|
Financial Statements
|
|
Walgreens Boots Alliance, Inc.
|
DEF 14A
|
Financial Statements
|
|
Tharimmune, Inc.
|
8-K
|
Financial Statements
|
|
BSQUARE CORP /WA
|
POS AM
|
Financial Statements
|
|
HIGH WIRE NETWORKS, INC.
|
8-K
|
|
|
ONCOR ELECTRIC DELIVERY CO LLC
|
S-4
|
|
|
IM Cannabis Corp.
|
6-K
|
|
|
Blue World Acquisition Corp
|
8-K
|
|
|
Saba Capital CEF Opportunities 1 Offshore, Ltd.
|
D/A
|
|
|
Wahlers Scott R.
|
4
|
|
|
Reffkin Robert L.
|
4
|
|
|
Research Solutions, Inc.
|
3
|
|
|
Karlin Chris Joseph
|
4
|
|
|
JEWETT CAMERON TRADING CO LTD
|
4
|
Financial Statements
|
|
BENSON MICHAEL LEE JR.
|
4
|
|
|
INSTRUCTURE HOLDINGS, INC.
|
4
|
Financial Statements
|
|
Nouri Alaleh
|
4
|
|
|
PROCEPT BioRobotics Corp
|
4
|
Financial Statements
|
|
Regazzi John J
|
4
|
|
|
Research Solutions, Inc.
|
4
|
|
|
MCPEAK MERRILL A
|
4
|
|
|
Planishek Heather A.
|
4
|
|
|
Palantir Technologies Inc.
|
4
|
Financial Statements
|
|
Nouri Alaleh
|
3/A
|
|
|
PROCEPT BioRobotics Corp
|
3/A
|
Financial Statements
|
|
Cooperman Barbara J.
|
4
|
|
|
Mills Jason Fahr
|
144/A
|
|
|
Expensify, Inc.
|
144/A
|
Financial Statements
|
|
Barrett David Michael
|
144/A
|
|
|
Vidal Daniel
|
144/A
|
|
|
Contango ORE, Inc.
|
4
|
|
|
COMPOFELICE JOSEPH S
|
4
|
|
|
Muralidharan Anuradha
|
144/A
|
|
|
Schaffer Ryan
|
144/A
|
|
|
Crowley Thomas Aloysius Jr.
|
4
|
|
|
MYOMO, INC.
|
4
|
Financial Statements
|
|
Schwimmer Howard
|
4
|
|
|
Rexford Industrial Realty, Inc.
|
4
|
Financial Statements
|
|
Barrett David Michael
|
4
|
|
|
Expensify, Inc.
|
4
|
Financial Statements
|
|
Muralidharan Anuradha
|
4
|
|
|
Ramaco Resources, Inc.
|
4
|
Financial Statements
|
|
LEIDEL PETER A
|
4
|
|
|
Yorktown IX Associates LLC
|
4
|
|
|
Zatlyn Michelle
|
4
|
|
|
Cloudflare, Inc.
|
4
|
Financial Statements
|
|
Upstart Holdings, Inc.
|
4
|
Financial Statements
|
|
Darling Scott
|
4
|
|
|
LAWRENCE BRYAN H
|
4
|
|
|
Gu Paul
|
4
|
|
|
Pulse Biosciences, Inc.
|
4
|
Financial Statements
|
|
DUGGAN ROBERT W
|
4
|
|
|
PROCORE TECHNOLOGIES, INC.
|
4
|
Financial Statements
|
|
O CONNOR KEVIN J
|
4
|
|
|
Yorktown Energy Partners XI, L.P.
|
4
|
|
|
Oppenheimer Matthew B.
|
4
|
|
|
Remitly Global, Inc.
|
4
|
Financial Statements
|
|
Yorktown XI Associates LLC
|
4
|
|
|
Finucane Anne A.
|
4
|
|
|
CVS HEALTH Corp
|
4
|
Financial Statements
|
|
BODENSTEINER LISA MARIE
|
3
|
|
|
SYNAPTICS Inc
|
3
|
Financial Statements
|
|
TELEDYNE TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
VON SCHACK WESLEY W
|
4
|
|
|
Griffith William J.G.
|
4
|
|
|
Wagner Paul A.
|
4
|
|
|
Forte Biosciences, Inc.
|
4
|
Financial Statements
|
|
BONI ERIC N
|
4
|
|
|
ASHLAND INC.
|
4
|
Financial Statements
|
|
Williams Gregg
|
4
|
|
|
Vivani Medical, Inc.
|
4
|
Financial Statements
|
|
WILLIAMS SONOMA INC
|
4
|
Financial Statements
|
|
Trier Clayton
|
4
|
|
|
U S PHYSICAL THERAPY INC /NV
|
4
|
Financial Statements
|
|
VAN PAASSCHEN FRITS D
|
4
|
|
|
ROBERTS EIRY
|
4
|
|
|
NEUROCRINE BIOSCIENCES INC
|
4
|
Financial Statements
|
|
Sanford Glenn Darrel
|
4
|
|
|
EXP World Holdings, Inc.
|
4
|
Financial Statements
|
|
Saluja Dipender
|
4
|
|
|
Joby Aviation, Inc.
|
4
|
Financial Statements
|
|
Lancaster Rainey E.
|
4/A
|
|
