| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Hydro One Ltd
|
6-K
|
|
|
HYDRO ONE INC
|
6-K
|
|
|
Wave Life Sciences Ltd.
|
8-K
|
Financial Statements
|
|
OOMA INC
|
10-Q
|
Financial Statements
|
|
AlphaVest Acquisition Corp.
|
DEF 14A
|
|
|
TANDY LEATHER FACTORY INC
|
8-K
|
Financial Statements
|
|
Arrowroot Acquisition Corp.
|
S-4/A
|
|
|
iSHARES TRUST
|
497
|
|
|
Teleskope, Inc.
|
D
|
|
|
Diversified Energy Co PLC
|
20FR12B/A
|
|
|
DREP Crosby
|
D
|
|
|
PENNANTPARK INVESTMENT CORP
|
10-K
|
Financial Statements
|
|
PennantPark Floating Rate Capital Ltd.
|
10-K
|
Financial Statements
|
|
VASO Corp
|
8-K
|
|
|
Carlyle Credit Income Fund
|
497AD
|
|
|
IMMUTEP Ltd
|
6-K
|
Financial Statements
|
|
Vesta Real Estate Corporation, S.A.B. de C.V.
|
6-K
|
|
|
AZUL SA
|
6-K/A
|
Financial Statements
|
|
U Power Ltd
|
6-K
|
|
|
Insight Acquisition Corp. /DE
|
425
|
|
|
Insight Acquisition Corp. /DE
|
8-K
|
|
|
EASTERLY INVESTMENT PARTNERS LLC
|
40-APP
|
|
|
Stride, Inc.
|
8-K
|
Financial Statements
|
|
KBS Real Estate Investment Trust III, Inc.
|
8-K
|
|
|
Sholder, Inc.
|
C
|
|
|
RAISELI FUNDING, LLC
|
D
|
|
|
HALLMARK VENTURE GROUP, INC.
|
8-K
|
|
|
Red Cat Holdings, Inc.
|
8-K
|
Financial Statements
|
|
Red Cat Holdings, Inc.
|
424B5
|
Financial Statements
|
|
New England Sports Hub Real Estate, LLC
|
D
|
|
|
UBS AG
|
424B2
|
|
|
CARTEL EQUITY FUND, LLC
|
D
|
|
|
Guidewire Software, Inc.
|
10-Q
|
Financial Statements
|
|
Capstone Green Energy Corp
|
S-8 POS
|
|
|
REXIS BIOTECH INC.
|
C
|
|
|
New England Sports Hub & Event Center, LLC
|
D
|
|
|
Capstone Green Energy Corp
|
POS AM
|
|
|
WWC LXVIII US, LP
|
D/A
|
|
|
ALC 092 L.P.
|
D
|
|
|
BRF S.A.
|
6-K
|
Financial Statements
|
|
KINETICS MUTUAL FUNDS INC
|
497
|
|
|
Sequoia Mortgage Trust 2013-4
|
10-D
|
|
|
Sezzle Inc.
|
424B3
|
|
|
Sequoia Mortgage Trust 2013-6
|
10-D
|
|
|
Sequoia Mortgage Trust 2013-7
|
10-D
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
Sequoia Mortgage Trust 2013-8
|
10-D
|
|
|
JPMorgan Private Markets Fund
|
N-CSRS
|
|
|
Rhodium Minutia SPV I, a Series of Vauban Platform LP
|
D
|
|
|
CMWA Micro Cap Fund LLC
|
D/A
|
|
|
Aspiriant Trust
|
N-CSRS
|
|
|
Raynor Fund, LP
|
D/A
|
|
|
Arco Platform Ltd.
|
6-K
|
Financial Statements
|
|
Sequoia Mortgage Trust 2013-2
|
10-D
|
|
|
Brijjit Medical, Inc.
|
D
|
|
|
HUMMINGBIRDS, INC.
|
D
|
|
|
RUSSELL INVESTMENT CO
|
40-17G
|
|
|
AR-1113 Fund IV, a series of Climate Capital Deals, LP
|
D
|
|
|
Biometry Seed, a Series of Vauban Platform LP
|
D
|
|
|
RUSSELL INVESTMENT FUNDS
|
40-17G
|
|
|
Sequoia Mortgage Trust 2012-6
|
10-D
|
|
|
BLACK HAWK ROYALTY VI LP
|
D
|
|
|
Reelitz Kalani
|
4
|
|
|
Compass, Inc.
|
4
|
Financial Statements
|
|
Green Thumb Industries Inc.
|
8-K
|
|
|
Saba Capital CEF Opportunities 1 Onshore, L.P.
|
D/A
|
|
|
EA Series Trust
|
N-CSR
|
|
|
BSQUARE CORP /WA
|
8-K
|
Financial Statements
|
|
JOHNSON OUTDOORS INC
|
8-K
|
Financial Statements
|
|
Enservco Corp
|
S-1/A
|
Financial Statements
|
|
Paradigm Fund LP
|
D/A
|
|
|
CARRIER GLOBAL Corp
|
8-K
|
|
|
BCM Partners Fund Offshore, Ltd
|
D/A
|
|
|
DTE ENERGY CO
|
8-K
|
Financial Statements
|
|
DTE Electric Co
|
8-K
|
|
|
OrbiMed Genesis Fund, L.P.
|
D/A
|
|
|
Hello Group Inc.
|
6-K
|
Financial Statements
|
|
VanEck ETF Trust
|
497K
|
|
|
VanEck ETF Trust
|
497
|
|
|
Bow Street Special Opportunities Fund XV, LP
|
D/A
|
|
|
BCM Partners Fund, LP
|
D/A
|
|
|
Philip Morris International Inc.
|
8-K
|
Financial Statements
|
|
Bardin Hill Event-Driven Fund Ltd.
|
D/A
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
LyondellBasell Industries N.V.
|
8-K
|
Financial Statements
|
|
Ptak Stash
|
4
|
|
|
SIGNET JEWELERS LTD
|
4
|
Financial Statements
|
|
Ptak Stash
|
4/A
|
|
|
SIGNET JEWELERS LTD
|
4/A
|
Financial Statements
|
|
Capstone Commonwealth Fund, LP
|
D/A
|
|
|
BestGofer Inc.
|
8-K
|
|
|
Marti Technologies, Inc.
|
6-K
|
|
|
OWS Credit Opportunity Offshore Fund III, Ltd.
|
D/A
|
|
|
Halevi-Davidov Naama
|
144
|
|
|
KALTURA INC
|
144
|
Financial Statements
|
|
OWS Credit Opportunity Offshore Fund II, Ltd.
|
D/A
|
|
|
Zhao Jiazhen
|
144
|
|
|
PDD Holdings Inc.
|
144
|
Financial Statements
|
|
Lanvin Group Holdings Ltd
|
424B3
|
|
|
Marshall Wace Funds LP - MW TOPS US Equities
|
D/A
|
|
|
Phoenix New Media Ltd
|
6-K
|
Financial Statements
|
|
HIRSCHMAN ORIN
|
SC 13G
|
|
|
Red Cat Holdings, Inc.
|
SC 13G
|
Financial Statements
|
|
Kanzhun Ltd
|
6-K
|
Financial Statements
|
|
CHIPMOS TECHNOLOGIES INC
|
6-K
|
Financial Statements
|
|
CENTRAL VALLEY COMMUNITY BANCORP
|
S-4
|
Financial Statements
|
|
Marshall Wace Funds LP - MW TOPS Emerging Markets Absolute Return
|
D/A
|
|
|
89bio, Inc.
|
424B5
|
Financial Statements
|
|
Zalatoris II Acquisition Corp
|
DEF 14A
|
|
|
Signing Day Sports, Inc.
|
8-K
|
|
|
NALLURI ANIL CHOUDARY INC P/S PLAN & TRUST U/A/DTD 7/1/80
|
SC 13D/A
|
|
|
AVALON HOLDINGS CORP
|
SC 13D/A
|
Financial Statements
|
|
Lanvin Group Holdings Ltd
|
6-K
|
|
|
Vivid Seats Inc.
|
424B3
|
|
|
Nikola Corp
|
305B2
|
Financial Statements
|
|
Wave Life Sciences Ltd.
|
424B5
|
Financial Statements
|
|
Energem Corp
|
8-K
|
Financial Statements
|
|
Birdie Win Corp
|
10-Q
|
|
|
Nikola Corp
|
FWP
|
Financial Statements
|
|
HONDA MOTOR CO LTD
|
6-K
|
Financial Statements
|
|
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD
|
6-K
|
Financial Statements
|
|
PA MAC Fund, L.P.
|
D/A
|
|
|
Virax Biolabs Group Ltd
|
6-K
|
Financial Statements
|
|
Air Products & Chemicals, Inc.
|
ARS
|
Financial Statements
|
|
Cederberg Greater China Equity Fund
|
D/A
|
|
|
JEPLAN Holdings, Inc.
|
425
|
|
|
AP Acquisition Corp
|
425
|
|
|
Air Products & Chemicals, Inc.
|
DEFA14A
|
Financial Statements
|
|
Air Products & Chemicals, Inc.
|
DEF 14A
|
Financial Statements
|
|
Aimei Health Technology Co., Ltd.
|
SC 13G
|
|
|
Harraden Circle Investments, LLC
|
SC 13G
|
|
|
VNET Group, Inc.
|
6-K
|
Financial Statements
|
|
BeiGene, Ltd.
|
8-K
|
Financial Statements
|
|
BRIGHT MINDS BIOSCIENCES INC.
|
6-K
|
|
|
Zecurity Technology Corp
|
D/A
|
|
|
Australian Oilseeds Holdings Ltd
|
F-4/A
|
|
|
Revelstone Capital Acquisition Corp.
|
S-4/A
|
|
|
ALPHATIME ACQUISITION CORP
|
DEF 14A
|
|
|
BioNTech SE
|
6-K
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
Fundrise Real Estate Interval Fund, LLC
|
424B3
|
|
|
BRASKEM SA
|
6-K
|
Financial Statements
|
|
Wilshire Finance Partners, Inc.
|
D/A
|
|
|
Redwood Enhanced Income Corp.
|
SC 13D/A
|
|
|
Texas County & District Retirement System
|
SC 13D/A
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
Jushi Holdings Inc.
|
SC 13D/A
|
|
|
Cacioppo James
|
SC 13D/A
|
|
|
Raleigh Capital Management Inc.
|
13F-HR/A
|
|
|
BUFFALO FUNDS
|
N-CSRS
|
|
|
Hudson Global, Inc.
|
8-K
|
Financial Statements
|
|
JPMorgan Chase Financial Co. LLC
|
424B2
|
|
|
JPMORGAN CHASE & CO
|
424B2
|
Financial Statements
|
|
Investment Managers Series Trust II
|
N-CSRS
|
|
|
James Alpha Funds Trust
|
40-APP
|
|
|
NY FIBER 1, LLC
|
D
|
|
|
EyePoint Pharmaceuticals, Inc.
|
8-K
|
Financial Statements
|
|
PROSPECT CAPITAL CORP
|
POS EX
|
Financial Statements
|
|
Toledo Solar Holdings, Inc.
|
D
|
|
|
USCB FINANCIAL HOLDINGS, INC.
|
8-K
|
|
|
NEWS CORP
|
8-K
|
Financial Statements
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
ALTERITY THERAPEUTICS LTD
|
6-K
|
Financial Statements
|
|
Sequoia Mortgage Trust 2013-3
|
10-D
|
|
|
DOMO, INC.
|
10-Q
|
Financial Statements
|
|
Moderna, Inc.
|
144
|
Financial Statements
|
|
Brannan Stephen K.
|
144
|
|
|
Karuna Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Fundrise Income Real Estate Fund, LLC
|
4
|
|
|
Booth Richard Whitaker
|
4
|
|
|
Tax Free Fund for Puerto Rico Residents, Inc.
|
SC 13D/A
|
|
|
Ocean Capital LLC
|
SC 13D/A
|
|
|
EA Series Trust
|
497
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
N-CSR
|
|
|
XBTO Humla Ventures BSP I LLC
|
D
|
|
|
Capitol Series Trust
|
485BXT
|
|
|
SRIVARU Holding Ltd
|
8-A12B
|
|
|
Star Mountain Lower Middle-Market Capital Corp
|
8-K
|
|
|
Slabaugh Jon
|
144
|
|
|
FiscalNote Holdings, Inc.
|
144
|
|
|
ANSIN KEN S
|
SC 13D
|
|
|
ENTERPRISE BANCORP INC /MA/
|
SC 13D
|
Financial Statements
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
HAMILTON COURTYARD TOWNHOMES LLC
|
D
|
|
|
ZKH Group Ltd
|
F-1/A
|
|
|
Trust for Advised Portfolios
|
N-CSRS
|
|
|
XBTO Humla BL2 LLC
|
D
|
|
|
PAYDEN & RYGEL INVESTMENT GROUP
|
497K
|
|
|
Varde Co-Investment D-5, L.P.
|
D
|
|
|
iDirect Private Markets Fund
|
N-CSR/A
|
|
|
LORD ABBETT INVESTMENT TRUST
|
497K
|
|
|
TRUMBULL PROPERTY GROWTH & INCOME FUND LP
|
D/A
|
|
|
O'Brien Brandon
|
4
|
|
|
CORVEL CORP
|
4
|
Financial Statements
|
|
Patterson Christopher William
|
144
|
|
|
MODINE MANUFACTURING CO
|
144
|
Financial Statements
|
|
iDirect Private Markets Fund
|
N-CEN/A
|
|
|
Media Innovation Fund I LLC
|
D
|
|
|
LORD ABBETT GLOBAL FUND INC
|
497K
|
|
|
LORD ABBETT INVESTMENT TRUST
|
497
|
|
|
SPROTT FUNDS TRUST
|
485APOS
|
|
|
Priority Income Fund, Inc.
|
N-CEN/A
|
|
|
Starboard Investment Trust
|
N-CSRS
|
|
|
HIMALAYA TECHNOLOGIES, INC
|
8-K/A
|
|
|
LORD ABBETT GLOBAL FUND INC
|
497
|
|
|
Green Eric Mark
|
4
|
|
|
WEST PHARMACEUTICAL SERVICES INC
|
4
|
Financial Statements
|
|
Mirabal Michelle
|
4
|
|
|
Starboard Investment Trust
|
N-CSR
|
|
|
EL-1101 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
McLaughlin Shawn Patrick
|
4
|
|
|
Burke & Herbert Financial Services Corp.
|
4
|
|
|
Manulife Private Credit Plus Fund
|
SC 13G
|
|
|
Manulife Private Credit Fund
|
SC 13G
|
|
|
Humla Opportunity SPV V LLC
|
D
|
|
|
NATE'S FOOD CO.
|
8-K
|
|
|
PANACEA LIFE SCIENCES HOLDINGS, INC.
|
8-K/A
|
|
|
Bondar Lori J
|
3
|
|
|
TYSON FOODS, INC.
|
3
|
Financial Statements
|
|
Finn Michael L
|
144
|
|
|
ROCKY BRANDS, INC.
|
144
|
Financial Statements
|
|
Manager Directed Portfolios
|
N-CSR
|
|
|
TRUMBULL PROPERTY INCOME FUND LP
|
D/A
|
|
|
Wilson Uma
|
144
|
|
|
UMB FINANCIAL CORP
|
144
|
Financial Statements
|
|
McMullen Michael R.
|
4
|
|
|
AGILENT TECHNOLOGIES, INC.
|
4
|
Financial Statements
|
|
CHAN KEVIN J
|
4
|
|
|
WORTHINGTON ENTERPRISES, INC.
|
4
|
Financial Statements
|
|
DUPRATT GREG
|
4
|
|
|
FIRST NORTHERN COMMUNITY BANCORP
|
4
|
|
|
Waterfall Dislocation Opportunity Fund II, LP
|
D
|
|
|
Fundrise Growth Tech Fund, LLC
|
4
|
|
|
Hall Bjorn
|
4
|
|
|
CITY NATIONAL ROCHDALE FUNDS
|
N-CSR
|
|
|
Humla Opportunity SPV III LLC
|
D
|
|
|
Trust for Advised Portfolios
|
N-CSR
|
|
|
Gifford Gerard H
|
4
|
|
|
CROWN HOLDINGS, INC.
|
4
|
Financial Statements
|
|
FRONTIER SMALL CAP VALUE, L.P.
|
D/A
|
|
|
EATON VANCE NEW YORK MUNICIPAL BOND FUND
|
N-CSR/A
|
|
|
Chivily Christine
|
4
|
|
|
Bankwell Financial Group, Inc.
|
4
|
Financial Statements
|
|
Frost Family of Funds
|
497K
|
|
|
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND
|
N-CSR/A
|
|
|
Washington Harbour Cyber, LP
|
D
|
|
|
Commonfund OCIO Core Real Estate Fund, LLC
|
D/A
|
|
|
COASTAL GROWTH FUND II, LLC
|
D/A
|
|
|
Waterfall Dislocation Opportunity Fund II
|
D
|
|
|
Apollo Diversified Real Estate Fund
|
N-CSR
|
|
|
Schulke Ryan
|
4
|
|
|
Fluent, Inc.
|
4
|
Financial Statements
|
|
Spinnaker ETF Series
|
N-CSR
|
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
FRONTIER SMALL CAP GROWTH FUND, L.P.
|
D/A
|
|
|
CALVERT WORLD VALUES FUND INC
|
N-CSR/A
|
|
|
TRUMBULL PROPERTY FUND LP
|
D/A
|
|
|
Toledo Solar Holdings, Inc.
|
D/A
|
|
|
Cityfunds I, LLC
|
253G2
|
|
|
UBS AG
|
424B3
|
|
|
PLEY LLC
|
D
|
|
|
Frontier Focus Fund, L.P.
|
D/A
|
|
|
Tennessee Valley Authority
|
8-K
|
|
|
DBX ETF TRUST
|
485BPOS
|
|
|
College Park Debt Fund, L.P.
|
D
|
|
|
FRONTIER MID CAP GROWTH FUND LIMITED PARTNERSHIP
|
D/A
|
|
|
Humla Opportunity SPV II LLC
|
D
|
|
|
CPG Cooper Square International Equity, LLC
|
N-CSR
|
|
|
Guggenheim Active Allocation Fund
|
4
|
|
|
Barnes Randall C
|
4
|
|
|
WEAVER ERIC DAVID
|
4
|
|
|
First Trust Intermediate Duration Preferred & Income Fund
|
4
|
|
|
COASTAL INCOME FUND II, LLC
|
D/A
|
|
|
Ecofin Tax-Exempt Private Credit Fund, Inc.
|
N-CEN
|
|
|
Graci Angelo D
|
4
|
|
|
FRONTIER CAPITAL APPRECIATION FUND, L.P.
|
D/A
|
|
|
HSI Phaidra II LLC
|
D
|
|
|
GP-0830 Fund I, a series of 271.vc, LP
|
D
|
|
|
ALPINE ASSOCIATES MANAGEMENT INC.
|
SC 13G/A
|
|
|
IROBOT CORP
|
SC 13G/A
|
Financial Statements
|
|
CIM REAL ESTATE FINANCE TRUST, INC.
|
8-K
|
|
|
FLEMING SCOTT T
|
4
|
|
|
HOOPS SCOUTING USA
|
10-K
|
|
|
MSWF Commercial Mortgage Trust 2023-2
|
FWP
|
|
|
WELLS FARGO COMMERCIAL MORTGAGE SECURITIES INC
|
FWP
|
|
|
CPG Vintage Access Fund IV, LLC
|
N-CSRS
|
|
|
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
|
4
|
|
|
GOLUB CAPITAL DIRECT LENDING CORP
|
8-K
|
|
|
Allison Schwartz
|
4
|
|
|
BIO-RAD LABORATORIES, INC.
|
4
|
Financial Statements
|
|
Runner City, LLC
|
C
|
|
|
Enova International, Inc.
|
4
|
Financial Statements
|
|
Chartier Kirk
|
4
|
|
|
McConnell John H II
|
4
|
|
|
Humla Opportunity SPV I LLC
|
D
|
|
