| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Alpha Investment Inc.
|
10-Q/A
|
|
|
Lakkundi Veena M
|
144
|
|
|
Williams Darren K
|
4
|
|
|
Associated Capital Group, Inc.
|
144
|
Financial Statements
|
|
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
|
144
|
|
|
Sunnova Energy International Inc.
|
8-K
|
Financial Statements
|
|
NEOS ETF Trust
|
8-A12B
|
|
|
PIMCO Real Estate Opportunities Fund Offshore Feeder II, L.P.
|
D
|
|
|
Kulaszewicz Frank C
|
144
|
|
|
BANCROFT FUND LTD
|
144
|
|
|
Frisch Scott M.
|
3
|
|
|
Carmell Corp
|
3
|
|
|
Five9, Inc.
|
4
|
Financial Statements
|
|
ZWARENSTEIN BARRY
|
4
|
|
|
ISUN, INC.
|
S-3
|
|
|
House Rebecca W
|
144
|
|
|
Charpentier Abigail
|
4/A
|
|
|
Aramark
|
4/A
|
Financial Statements
|
|
Cadre Holdings, Inc.
|
144
|
Financial Statements
|
|
KANDERS WARREN B
|
144
|
|
|
Bruno Marc A
|
4/A
|
|
|
GENEREUX SCOTT
|
144
|
|
|
Harrington Lauren A
|
4/A
|
|
|
STRYKER CORP
|
424B5
|
Financial Statements
|
|
LaPlatney D Patrick
|
4
|
|
|
GRAY TELEVISION INC
|
4
|
Financial Statements
|
|
RYAN JAMES C
|
4
|
|
|
HOWELL HILTON H JR
|
4
|
|
|
Latek Kevin Paul
|
4
|
|
|
Howell Robin Robinson
|
4
|
|
|
Kozanian Panos
|
4
|
|
|
Evaxion Biotech A/S
|
6-K
|
Financial Statements
|
|
Gangestad Nicholas C
|
144
|
|
|
GoLogiq, Inc.
|
8-K
|
|
|
M-tron Industries, Inc.
|
4
|
|
|
Fidelity Wise Origin Bitcoin Fund
|
S-1/A
|
|
|
ZyVersa Therapeutics, Inc.
|
424B4
|
|
|
Apollo Tactical Income Fund Inc.
|
SC 13G/A
|
|
|
Salazar Lisa M
|
4
|
|
|
Bridgewater Bancshares Inc
|
4
|
Financial Statements
|
|
Fordenwalt Matthew W.
|
144
|
|
|
Key Mining Corp.
|
S-1/A
|
|
|
Spenlehauer Gilles
|
3
|
|
|
WARRIOR MET COAL, INC.
|
8-A12B/A
|
Financial Statements
|
|
89bio, Inc.
|
8-K
|
Financial Statements
|
|
Buttermore Robert L.
|
144
|
|
|
Hansen Tim Truels
|
4
|
|
|
DORIAN LPG LTD.
|
4
|
Financial Statements
|
|
PG&E Corp
|
8-K
|
Financial Statements
|
|
PACIFIC GAS & ELECTRIC Co
|
8-K
|
|
|
Simplify Inventions, LLC
|
3
|
|
|
Bhargava Manoj
|
3
|
|
|
Arena Group Holdings, Inc.
|
3
|
Financial Statements
|
|
Cipher Mining Inc.
|
8-K
|
|
|
Globant S.A.
|
SC 13G/A
|
Financial Statements
|
|
Fountas Nikos
|
4
|
|
|
EURONET WORLDWIDE, INC.
|
4
|
Financial Statements
|
|
Yardz Technologies, Inc.
|
D
|
|
|
Dignan Andy
|
4
|
|
|
TORO 18 HOLDINGS LLC
|
SC 13D/A
|
|
|
UNIVERSAL ELECTRONICS INC
|
SC 13D/A
|
Financial Statements
|
|
Hokanson Mark E.
|
4
|
|
|
FULLER JULIE
|
144
|
|
|
PVH CORP. /DE/
|
144
|
Financial Statements
|
|
Krawtschuk Christopher
|
4
|
|
|
ASLAN Pharmaceuticals Ltd
|
6-K
|
Financial Statements
|
|
bluebird bio, Inc.
|
4
|
Financial Statements
|
|
Benioff Marc
|
4
|
|
|
Salesforce, Inc.
|
4
|
Financial Statements
|
|
Rapp W. Randall
|
4
|
|
|
CROSSFIRST BANKSHARES, INC.
|
4
|
Financial Statements
|
|
EVERTEC, Inc.
|
4
|
Financial Statements
|
|
Schuessler Morgan M
|
4
|
|
|
Elevate Money, Inc.
|
C
|
|
|
Run 8 Depositor LLC
|
ABS-15G
|
|
|
Patterson Richard N. Jr.
|
4
|
|
|
Clear Secure, Inc.
|
4
|
Financial Statements
|
|
ProMIS Neurosciences Inc.
|
8-K
|
|
|
ZELNICK STRAUSS
|
4
|
|
|
TAKE TWO INTERACTIVE SOFTWARE INC
|
4
|
Financial Statements
|
|
Blecharczyk Nathan
|
144
|
|
|
Airbnb, Inc.
|
144
|
Financial Statements
|
|
Zuehlke Scott M.
|
4
|
|
|
Quanex Building Products CORP
|
4
|
Financial Statements
|
|
PAYCOR HCM, INC.
|
424B7
|
Financial Statements
|
|
Greater Michigan Lithotripsy, LLC
|
D
|
|
|
Crowley Thomas Aloysius Jr.
|
144
|
|
|
MYOMO, INC.
|
144
|
Financial Statements
|
|
EVERTEC, Inc.
|
8-K
|
Financial Statements
|
|
Tessel Marianna
|
4
|
|
|
CISCO SYSTEMS, INC.
|
4
|
Financial Statements
|
|
Place Nicholas L.
|
4
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B3
|
|
|
JPMORGAN CHASE & CO
|
424B3
|
Financial Statements
|
|
ASPIRIANT RISK-MANAGED REAL ASSETS FUND
|
N-CSRS
|
|
|
SKULE JEREMY
|
4
|
|
|
NASDAQ, INC.
|
4
|
Financial Statements
|
|
Ocean Power Technologies, Inc.
|
DFAN14A
|
Financial Statements
|
|
WELLER RICK
|
4
|
|
|
Paragon Technologies, Inc.
|
DFAN14A
|
|
|
Chewy, Inc.
|
SC 13G/A
|
Financial Statements
|
|
FINANCIAL INSTITUTIONS INC
|
8-K
|
Financial Statements
|
|
Youngwood Sarah
|
4
|
|
|
Long Zach
|
4
|
|
|
Vintage Wine Estates, Inc.
|
4
|
|
|
Grant Andrew Philip
|
3
|
|
|
INDIA FUND, INC.
|
3
|
|
|
Chybowski Joseph M.
|
4
|
|
|
Wilson George Laverne
|
4
|
|
|
Leach Michael R
|
4
|
|
|
ALLIENT INC
|
4
|
Financial Statements
|
|
Orchard Therapeutics plc
|
DEFA14A
|
Financial Statements
|
|
Matlin Laura
|
144
|
|
|
BROADRIDGE FINANCIAL SOLUTIONS, INC.
|
144
|
Financial Statements
|
|
REN GLOBAL INC.
|
D/A
|
|
|
Gregory Orla
|
4
|
|
|
Enstar Group LTD
|
4
|
Financial Statements
|
|
Loupe, Inc.
|
D
|
|
|
Colangelo Dominick
|
144/A
|
|
|
Vericel Corp
|
144/A
|
Financial Statements
|
|
WARZALA RICHARD S
|
4
|
|
|
Burkland Daniel P.
|
4
|
|
|
Unity Biotechnology, Inc.
|
424B3
|
Financial Statements
|
|
Cazoo Group Ltd
|
SC 13D/A
|
|
|
Farallon Capital Partners, L.P.
|
SC 13D/A
|
|
|
Srinivasan LaVerne Evans
|
4
|
|
|
Youngwood Sarah
|
3
|
|
|
NASDAQ, INC.
|
3
|
Financial Statements
|
|
CASTLE BIOSCIENCES INC
|
4
|
Financial Statements
|
|
MAETZOLD DEREK J
|
4
|
|
|
OmniAb, Inc.
|
S-3
|
|
|
Crocker Mary Jayne
|
4
|
|
|
Digital World Acquisition Corp.
|
DEFA14A
|
|
|
Su Lisa T
|
4
|
|
|
EMERSON ELECTRIC CO
|
ARS
|
Financial Statements
|
|
Goldstein Lainie
|
4
|
|
|
Delaware Wilshire Private Markets Master Fund
|
N-CSRS
|
|
|
ABRDN GLOBAL INCOME FUND, INC.
|
3
|
|
|
Buckley Robert
|
4
|
|
|
NOVANTA INC
|
4
|
Financial Statements
|
|
Koederitz Candice
|
4
|
|
|
10x Genomics, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Glatt Carter
|
4
|
|
|
Dune Acquisition Holdings LLC
|
4
|
|
|
Dune Acquisition Corp
|
4
|
|
|
Orchard Therapeutics plc
|
8-K
|
Financial Statements
|
|
Aerkomm Inc.
|
8-K
|
|
|
Delaware Wilshire Private Markets Tender Fund
|
N-CSRS
|
|
|
Proctor Timothy D
|
4
|
|
|
City National Rochdale Select Strategies Fund
|
4
|
|
|
Wolford James R.
|
4
|
|
|
Shellberg Jeffrey D.
|
4
|
|
|
Waltz William E Jr.
|
4
|
|
|
Edgewood Real Estate Investment Trust
|
D
|
|
|
Hsieh Jackson
|
4
|
|
|
SPIRIT REALTY CAPITAL, INC.
|
4
|
Financial Statements
|
|
WALSH PAUL S
|
4
|
|
|
Unicycive Therapeutics, Inc.
|
S-8
|
|
|
HENNESSY ADVISORS INC
|
S-3
|
Financial Statements
|
|
Johnson Controls International plc
|
8-K
|
Financial Statements
|
|
AG Mortgage Investment Trust, Inc.
|
8-K/A
|
|
|
Vollaro John D
|
4
|
|
|
ARCH CAPITAL GROUP LTD.
|
4
|
Financial Statements
|
|
SCHULMAN DANIEL H
|
4
|
|
|
Emerson Daniel P
|
4
|
|
|
Ambrx Biopharma, Inc.
|
144
|
|
|
HOPU Reunion Co Ltd
|
144
|
|
|
BERNER ROBERT L III
|
4
|
|
|
ABRDN JAPAN EQUITY FUND, INC.
|
3
|
|
|
Bosse Capital Fund LLC
|
D
|
|
|
Delaware Wilshire Private Markets Fund
|
N-CSRS
|
|
|
BRADBURY DANIEL
|
4
|
|
|
ZWEIER GEORGE
|
4
|
|
|
BRT Apartments Corp.
|
4
|
Financial Statements
|
|
Nicol Ronald Lee
|
4
|
|
|
Nuburu, Inc.
|
4
|
|
|
Series Portfolios Trust
|
497J
|
|
|
Citi Trends Inc
|
8-A12B
|
Financial Statements
|
|
EMERSON ELECTRIC CO
|
DEFA14A
|
Financial Statements
|
|
Bluescape Energy Partners IV GP LLC
|
SC 13D
|
|
|
5E Advanced Materials, Inc.
|
SC 13D
|
|
|
ENTERGY CORP /DE/
|
8-K
|
Financial Statements
|
|
WIGHT RUSSELL B JR
|
144
|
|
|
VORNADO REALTY TRUST
|
144
|
|
|
Murphy Sarah Rae
|
4
|
|
|
RiskOn International, Inc.
|
4
|
|
|
AULT MILTON C III
|
4
|
|
|
Garcia Kimberley
|
4
|
|
|
Arch Therapeutics, Inc.
|
8-K
|
|
|
Independent Bank Group, Inc.
|
144
|
Financial Statements
|
|
Hobbs Michael B
|
144
|
|
|
ChargePoint Holdings, Inc.
|
10-Q
|
Financial Statements
|
|
AFLAC INC
|
8-K
|
Financial Statements
|
|
OceanPal Inc.
|
SC 13G
|
|
|
Taracan Investments S.A.
|
SC 13G
|
|
|
Silverstein Timothy J
|
4
|
|
|
NATIONAL FUEL GAS CO
|
4
|
Financial Statements
|
|
Core & Main, Inc.
|
424B5
|
Financial Statements
|
|
Reville Michael W
|
4
|
|
|
Och Daniel
|
SC 13D/A
|
|
|
SCHULZE RICHARD M
|
4
|
|
|
BEST BUY CO INC
|
4
|
Financial Statements
|
|
Woods Eugene A.
|
3
|
|
|
JOHNSON & JOHNSON
|
3
|
Financial Statements
|
|
ABRDN ASIA-PACIFIC INCOME FUND, INC.
|
3
|
|
|
Mendel Elena G
|
4
|
|
|
ASPIRIANT RISK-MANAGED CAPITAL APPRECIATION FUND
|
N-CSRS
|
|
|
Aspiration Funds
|
N-CSR
|
|
|
Young Jay
|
4
|
|
|
JOHNSON KRISTINA M
|
4
|
|
|
Datadog, Inc.
|
4
|
Financial Statements
|
|
Agarwal Amit
|
4
|
|
|
Luxor Capital Partners Long Offshore, Ltd.
|
4
|
|
|
Five Point Holdings, LLC
|
4
|
Financial Statements
|
|
Luxor Wavefront, LP
|
4
|
|
|
Luxor Capital Partners, LP
|
4
|
|
|
LUXOR CAPITAL PARTNERS OFFSHORE LTD
|
4
|
|
|
Luxor Capital Group, LP
|
4
|
|
|
LCG HOLDINGS LLC
|
4
|
|
|
Loweth Justin I
|
4
|
|
|
NATIONAL BEVERAGE CORP
|
8-K
|
Financial Statements
|
|
Krane Shares Trust
|
N-CSRS
|
|
|
ETF Series Solutions
|
8-A12B
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
N-CEN/A
|
|
|
Krebs Martin A
|
4
|
|
|
KIDPIK CORP.
|
4
|
Financial Statements
|
|
Schott Louis G
|
4
|
|
|
Boxabl Inc.
|
10-12G/A
|
|
|
Le-Quoc Alexis
|
4
|
|
|
KRAEMER RONALD C
|
4
|
|
|
ROSENBLATT SIDNEY D
|
4
|
|
|
UNIVERSAL DISPLAY CORP \PA\
|
4
|
Financial Statements
|
|
Synek Christopher J
|
4
|
|
|
Vestis Corp
|
4
|
|
|
Rani Therapeutics Holdings, Inc.
|
SC 13D/A
|
Financial Statements
|
|
South Lake One LLC
|
SC 13D/A
|
|
|
DeCarolis Donna L
|
4
|
|
|
AMICUS THERAPEUTICS, INC.
|
SC 13G/A
|
Financial Statements
|
|
NightHawk Biosciences, Inc.
|
8-K
|
|
|
D'Emilio Julie
|
4
|
|
|
CARTERS INC
|
4
|
Financial Statements
|
|
CATALYST PHARMACEUTICALS, INC.
|
S-8
|
Financial Statements
|
|
Schosser Douglas M
|
4
|
|
|
KEYCORP /NEW/
|
4
|
Financial Statements
|
|
Bauer David P
|
4
|
|
|
ROETKEN RICK
|
144
|
|
|
Hayward Holdings, Inc.
|
144
|
Financial Statements
|
|
McMorrow Josh
|
144
|
|
|
Energy Vault Holdings, Inc.
|
144
|
|
|
EMERSON ELECTRIC CO
|
DEF 14A
|
Financial Statements
|
|
Chesky Brian
|
144
|
|
|
Radcliffe Amanda Westphal
|
4
|
|
|
Vertex, Inc.
|
4
|
Financial Statements
|
|
Lexaria Bioscience Corp.
|
424B3
|
|
|
Honest Company, Inc.
|
144
|
Financial Statements
|
|
Institutional Venture Partners XIII, L.P.
|
144
|
|
|
LIPPERT JASON
|
4
|
|
|
CISCO SYSTEMS, INC.
|
8-K
|
Financial Statements
|
|
MICROSOFT CORP
|
8-K
|
Financial Statements
|
|
WALKER KELLYE L.
|
4
|
|
|
LINCOLN ELECTRIC HOLDINGS INC
|
4
|
Financial Statements
|
|
Zoetis Inc.
|
4
|
Financial Statements
|
|
SCULLY ROBERT W
|
4
|
|
|
RUNTAGH HELLENE S
|
4
|
|
|
Tuniu Corp
|
144
|
Financial Statements
|
|
DCM Affiliates Fund V, LP
|
144
|
|
|
Hoene Mary Joan
|
4
|
|
|
ASA Gold & Precious Metals Ltd
|
4
|
Financial Statements
|
|
Lambert Joanna G
|
4
|
|
|
Vizi Bradley
|
144/A
|
|
|
Olo Inc.
|
4
|
Financial Statements
|
|
RCM TECHNOLOGIES, INC.
|
144/A
|
Financial Statements
|
|
HARRIS JOHN D
|
4
|
|
|
Glass Noah H.
|
4
|
|
|
Benevides Peter J.
|
4
|
|
|
Manning Sherri
|
4
|
|
|
Mason Phillip J
|
4
|
|
|
Benny Purushotam Patel
|
4
|
|
|
CLEANSPARK, INC.
|
S-8
|
|
|
URANIUM ENERGY CORP
|
8-K
|
Financial Statements
|
|
CATERPILLAR FINANCIAL SERVICES CORP
|
8-K
|
|
|
Quiroga Cortes Isidoro Alfonso
|
SC 13D/A
|
|
|
LINCOLN KATHRYN JO
|
4
|
|
|
Morvillo Robert
|
4
|
|
|
Thompson Stefanie Westphal
|
4
|
|
|
Panama Diego
|
4
|
|
|
Howze Marc A
|
4
|
|
|
Hilton Michael F
|
4
|
|
|
Future FinTech Group Inc.
|
8-K
|
Financial Statements
|
|
Goris Patrick P.
|
4
|
|
|
Shih Grant
|
4
|
|
|
Fetch Bonnie J
|
4
|
|
|
DCM V LP
|
144
|
|
|
ESPELAND CURTIS E
|
4
|
|
|
Honest Company, Inc.
|
8-K
|
Financial Statements
|
|
Hedlund Steven B
|
4
|
|
|
KIDPIK CORP.
|
3
|
Financial Statements
|
|
Schott Louis G
|
3
|
|
|
WIGHT RUSSELL B JR
|
4
|
|
|
VORNADO REALTY TRUST
|
4
|
|
