| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Malone Robert A
|
4
|
|
|
GERBER MURRY
|
4
|
|
|
Investment Managers Series Trust
|
N-CSR
|
|
|
Cummings Earl M
|
4
|
|
|
JNLNY SEPARATE ACCOUNT II
|
N-VP/A
|
|
|
World Funds Trust
|
N-CSRS
|
|
|
New Vernon Global Opportunity Fund
|
D/A
|
|
|
JACKSON NATIONAL SEPARATE ACCOUNT - I
|
N-VP/A
|
|
|
PALLADIEM, LLC
|
13F-HR
|
|
|
Navient Student Loan Trust 2014-3
|
10-D
|
|
|
JAT Capital Mgmt LP
|
SC 13G
|
|
|
BEYOND, INC.
|
SC 13G
|
Financial Statements
|
|
Wildermuth Fund
|
N-CSRS
|
|
|
FT 11115
|
487
|
|
|
FT 11122
|
487
|
|
|
JACKSON NATIONAL SEPARATE ACCOUNT V
|
N-VP/A
|
|
|
FT 11121
|
487
|
|
|
NE-1113 Fund I, a series of MV Funds, LP
|
D
|
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
N-CSR
|
|
|
JACKSON NATIONAL SEPARATE ACCOUNT III
|
N-VP/A
|
|
|
North Peak Capital Partners II, LP
|
D/A
|
|
|
JNLNY SEPARATE ACCOUNT I
|
497VPU
|
|
|
JACKSON NATIONAL SEPARATE ACCOUNT - I
|
497VPI
|
|
|
FT 11212
|
S-6
|
|
|
SMX
|
424B3
|
|
|
Xiao-I Corp
|
6-K
|
|
|
Navient Student Loan Trust 2014-2
|
10-D
|
|
|
Lucas Richard M
|
144
|
|
|
Walker & Dunlop, Inc.
|
144
|
Financial Statements
|
|
Galaxy Plus Fund- Rcube Swarm Master Fund
|
D
|
|
|
Preemo, Inc.
|
D
|
|
|
MFS SERIES TRUST V
|
N-CEN
|
|
|
AGRIFORCE GROWING SYSTEMS LTD.
|
8-K
|
|
|
JNLNY SEPARATE ACCOUNT I
|
497
|
|
|
Belak Cynthia Y
|
144
|
|
|
TELEDYNE TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
Carrington Offices London Ltd
|
D/A
|
|
|
JACKSON NATIONAL SEPARATE ACCOUNT - I
|
497VPU
|
|
|
Navient Student Loan Trust 2014-1
|
10-D
|
|
|
WEIL MEREDITH S
|
144
|
|
|
TFS Financial CORP
|
144
|
Financial Statements
|
|
XPEL, Inc.
|
SC 13G/A
|
|
|
Neuberger Berman Group LLC
|
SC 13G/A
|
|
|
LEE ENTERPRISES, Inc
|
10-K
|
Financial Statements
|
|
Stevenson Tami E.
|
4
|
|
|
CRAWFORD & CO
|
4
|
|
|
North Peak Capital Partners, LP
|
D/A
|
|
|
Hiltpold Glenn
|
144
|
|
|
SAFETY INSURANCE GROUP INC
|
144
|
Financial Statements
|
|
DONAHUE TIMOTHY J
|
4
|
|
|
Borr Drilling Ltd
|
6-K
|
Financial Statements
|
|
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
|
5
|
|
|
Zaharis-Nikas Elaine
|
5
|
|
|
JACKSON NATIONAL SEPARATE ACCOUNT - I
|
497
|
|
|
NB Crossroads Private Markets Fund VII Advisory LP
|
N-CSRS
|
|
|
CrowdStreet REIT I, Inc.
|
40-17G
|
|
|
SLM Student Loan Trust 2014-2
|
10-D
|
|
|
Ecofin Tax-Exempt Private Credit Fund, Inc.
|
N-CSR
|
|
|
Christ George J
|
4
|
|
|
Altair Engineering Inc.
|
4
|
Financial Statements
|
|
Xponential Fitness, Inc.
|
SC 13G
|
Financial Statements
|
|
DRIEHAUS CAPITAL MANAGEMENT LLC
|
SC 13G
|
|
|
CLEARLEAF SHORT ALTERNATIVE FUND, L.P.
|
D/A
|
|
|
NB Crossroads Private Markets Fund VII LP
|
N-CSRS
|
|
|
Specialized Investment Structures Access Fund LP
|
D
|
|
|
SLM Student Loan Trust 2014-1
|
10-D
|
|
|
Keystone Private Income Fund
|
N-CSR
|
|
|
Wild Canyon Lockhart, LP
|
D
|
|
|
GC Investments LLC
|
4
|
|
|
Petz Heidi G
|
144
|
|
|
SHERWIN WILLIAMS CO
|
144
|
Financial Statements
|
|
North Peak Special Opportunity Partners III, LLC
|
D/A
|
|
|
ONEFUND Trust
|
N-CSRS
|
|
|
Fundrise Real Estate Interval Fund, LLC
|
N-23C3A
|
|
|
SLM Student Loan Trust 2013-6
|
10-D
|
|
|
Harris Teresa A
|
4
|
|
|
FT 11192
|
S-6
|
|
|
NB Crossroads Private Markets Fund VII Holdings LP
|
N-CSRS
|
|
|
Medallion International Ltd.
|
D/A
|
|
|
FT 11225
|
S-6
|
|
|
Dunn Aaron
|
5
|
|
|
SLM Student Loan Trust 2013-5
|
10-D
|
|
|
EATON VANCE TAX ADVANTAGED DIVIDEND INCOME FUND
|
5
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
GPS Funds II
|
N-CSRS
|
|
|
Shell plc
|
6-K
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
BBR ALO Fund, LLC
|
N-CSRS
|
|
|
North Peak Special Opportunity Partners II, LLC
|
D/A
|
|
|
GPS Funds I
|
N-CSRS
|
|
|
INFINITY CORE ALTERNATIVE FUND
|
N-CSRS
|
|
|
Highlands REIT, Inc.
|
SC TO-I/A
|
|
|
NB Crossroads Private Markets Fund V Holdings LP
|
N-CSRS
|
|
|
KEWAUNEE SCIENTIFIC CORP /DE/
|
10-Q
|
Financial Statements
|
|
GTIS Logistics Partners I S.C.S.
|
D
|
|
|
Sunlight Financial Holdings Inc.
|
SC 13G/A
|
|
|
ALLIANCEBERNSTEIN L.P.
|
SC 13G/A
|
|
|
SCORES HOLDING CO INC
|
10-Q
|
|
|
POET TECHNOLOGIES INC.
|
6-K
|
|
|
Sky Harbour Group Corp
|
SC 13G
|
|
|
Altai Capital Management, L.P.
|
SC 13G
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
Minneapolis MSA Senior Living Portfolio DST
|
D
|
|
|
NB Crossroads Private Markets Fund V
|
N-CSRS
|
|
|
North Peak Special Opportunity Partners, LLC
|
D/A
|
|
|
Dodson Vicki L
|
4
|
|
|
NATIONAL HEALTHCARE CORP
|
4
|
Financial Statements
|
|
DiGregorio Derek
|
5
|
|
|
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
|
5
|
Financial Statements
|
|
YieldStreet Prism Fund Inc.
|
424B3
|
|
|
Blumberg Richard P.
|
4
|
|
|
GUIDED THERAPEUTICS INC
|
4
|
|
|
AMERICAN ELECTRIC POWER CO INC
|
8-K
|
Financial Statements
|
|
Whimbrel Partners, LP
|
D/A
|
|
|
NB Crossroads Private Markets Fund V
|
N-CSRS
|
|
|
Whaley Susan Street
|
4
|
|
|
PROCTER & GAMBLE Co
|
4
|
Financial Statements
|
|
JANUS ASPEN SERIES
|
40-17G
|
|
|
Raman Sundar G.
|
4
|
|
|
GeoSolar Technologies, Inc.
|
8-K
|
|
|
NW1 RV Storage Assets Fund, LP
|
D
|
|
|
NB Crossroads Private Markets Fund V
|
N-CSRS
|
|
|
Canna-Global Acquisition Corp
|
3
|
|
|
WOLVERINE ASSET MANAGEMENT LLC
|
3
|
|
|
KAMERICK EILEEN A
|
4
|
|
|
ASSOCIATED BANC-CORP
|
4
|
Financial Statements
|
|
Purushothaman Balaji
|
4
|
|
|
JANUS INVESTMENT FUND
|
40-17G
|
|
|
Poincare Dynamic Limited Partnership
|
D
|
|
|
Schulten Andre
|
4
|
|
|
FT 11147
|
497J
|
|
|
FlowStone Opportunity Fund
|
N-PX/A
|
|
|
FT 11146
|
497J
|
|
|
Okeanis Eco Tankers Corp.
|
6-K
|
|
|
Venchrz, Inc.
|
D
|
|
|
FT 11120
|
497J
|
|
|
ArcelorMittal
|
6-K
|
Financial Statements
|
|
FT 11119
|
497J
|
|
|
X1 Capital Inc.
|
10-12G/A
|
|
|
Birchwood Funding II, LLC
|
D
|
|
|
NB Crossroads Private Markets Fund V
|
N-CSRS
|
|
|
MATTHEWS DARRYL R
|
144
|
|
|
TRIMBLE INC.
|
144
|
Financial Statements
|
|
Thaxton Kirk W
|
4
|
|
|
FIRST FINANCIAL BANKSHARES INC
|
4
|
Financial Statements
|
|
EATON VANCE TAX ADVANTAGED GLOBAL DIVIDEND INCOME FUND
|
5
|
|
|
Masterworks 119, LLC
|
1-U
|
|
|
ADIAL PHARMACEUTICALS, INC.
|
DEF 14A
|
Financial Statements
|
|
Recruiter.com Group, Inc.
|
PRE 14A
|
|
|
RiverNorth Funds
|
N-CSR
|
|
|
Adi Long Short Equity Fund LP
|
D/A
|
|
|
Octagon Investments Offshore Fund Ltd.
|
D/A
|
|
|
First Trust Private Assets Fund
|
N-CSRS
|
|
|
Octagon Investments Fund LP
|
D/A
|
|
|
SLM Student Loan Trust 2013-4
|
10-D
|
|
|
FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND
|
N-CSRS
|
|
|
FinYX Futures Multiday Momentum Strategy SP
|
D/A
|
|
|
WANG & LEE GROUP, Inc.
|
20-F/A
|
|
|
OC 530 OFFSHORE FUND, LTD.
|
D/A
|
|
|
JNL SERIES TRUST
|
497K
|
|
|
OAM ABSOLUTE RETURN FUND
|
D/A
|
|
|
WINSTON HEDGED EQUITY FUND LTD
|
D/A
|
|
|
AIM COUNSELOR SERIES TRUST
|
485BXT
|
|
|
SLM Student Loan Trust 2013-3
|
10-D
|
|
|
Destiny Alternative Fund
|
N-CSRS
|
|
|
Project Monitor, Inc.
|
D
|
|
|
AMERICAS CARMART INC
|
10-Q
|
Financial Statements
|
|
Davis Jennifer L.
|
4
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
HIGHLAND GLOBAL ALLOCATION FUND
|
N-CSR
|
|
|
EQT Health Economics 3 Cooperatief U.A.
|
D/A
|
|
|
Janzaruk Matthew W.
|
4
|
|
|
Destiny Alternative Fund LLC
|
N-CSRS
|
|
|
Galaxy Plus Fund LLC- Rcube Swarm Feeder Fund
|
D
|
|
|
Rise Companies Corp
|
253G2
|
|
|
Jejurikar Shailesh
|
4
|
|
|
WINSTON GROWTH FUND LIMITED PARTNERSHIP
|
D/A
|
|
|
Rise Companies Corp
|
1-U
|
|
|
FinYX Futures Multiday Momentum Strategy SP
|
D
|
|
|
SLM Student Loan Trust 2013-2
|
10-D
|
|
|
Moeller Jon R
|
4
|
|
|
Acuitive Technologies, Inc.
|
D
|
|
|
MED EIBY Holding Co., Ltd
|
F-1/A
|
|
|
ETF Opportunities Trust
|
N-CSR
|
|
|
Agility Multi-Asset Income Fund
|
N-CSR
|
|
|
CONCORDE FUNDS INC
|
N-CSR
|
|
|
Chickasaw MLP Partners, LLC
|
D/A
|
|
|
Pritchard Marc S.
|
4
|
|
|
Aquestive Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
HOOKER FURNISHINGS Corp
|
10-Q
|
Financial Statements
|
|
Penso Fund Platform SPC- Segregated Portfolio NCA #10
|
D/A
|
|
|
Worthy Peer Capital II, Inc.
|
1-SA
|
|
|
College Park Medical Properties, L.P.
|
D
|
|
|
SLC Student Loan Trust 2010-1
|
10-D
|
|
|
Francisco Ma. Fatima
|
4
|
|
|
Commonfund Institutional Core Equity Fund LLC
|
D/A
|
|
|
Organic Agricultural Co Ltd
|
10-Q
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2378
|
S-6
|
|
|
Keith R. Alexandra
|
4
|
|
|
CVC Credit Partners Global Yield SCA SICAV-RAIF - Compartment 1
|
D
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2377
|
S-6
|
|
|
Fort Myers BTR DST
|
D/A
|
|
|
Columbia Seligman Premium Technology Growth Fund, Inc.
|
8-K
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2376
|
S-6
|
|
|
Aguilar Moses Victor Javier
|
4
|
|
|
WINSTON GLOBAL FUND LTD
|
D/A
|
|
|
NEXPOINT FUNDS II
|
N-CSR
|
|
|
Whalen James F.
|
4
|
|
|
Capital Bancorp Inc
|
4
|
Financial Statements
|
|
Delek US Holdings, Inc.
|
144
|
Financial Statements
|
|
Spiegel Reuven
|
144
|
|
|
SLM Student Loan Trust 2013-1
|
10-D
|
|
|
GoldenTree Multi-Sector LP
|
D/A
|
|
|
Standard Broadcast LLC
|
D
|
|
|
Greenswell Growers, Inc.
|
D
|
|
|
Delek Logistics Partners, LP
|
144
|
Financial Statements
|
|
RATAJCZAK DONALD R
|
4
|
|
|
CROWN CRAFTS INC
|
4
|
Financial Statements
|
|
AlphaLab Modulus Feeder
|
D/A
|
|
|
ETF Opportunities Trust
|
N-CSRS
|
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
WINSTON GLOBAL FUND LP
|
D/A
|
|
|
CROWN HOLDINGS INC
|
144
|
Financial Statements
|
|
DONAHUE TIMOTHY J
|
144
|
|
|
Eden Douglas Todd
|
SC 13G
|
|
|
HAWTHORN BANCSHARES, INC.
|
SC 13G
|
Financial Statements
|
|
Gill John Linwood
|
4
|
|
|
HAVERTY FURNITURE COMPANIES INC
|
4
|
Financial Statements
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Zentek Ltd.
|
6-K
|
|
|
AlphaLab Modulus Feeder
|
D/A
|
|
|
SLM Student Loan Trust 2012-7
|
10-D
|
|
|
Hogan Kathleen T
|
144
|
|
|
MICROSOFT CORP
|
144
|
Financial Statements
|
|
EQT Health Economics 3 Cooperatief U.A.
|
D
|
|
|
TrimTabs ETF Trust
|
485BXT
|
|
|
Smith Robert Edgar
|
144
|
|
|
PINNACLE WEST CAPITAL CORP
|
144
|
Financial Statements
|
|
ESAB Corp
|
144
|
|
|
Kambeyanda Shyam
|
144
|
|
|
Dexter Winston TE Fund LLC
|
D/A
|
|
|
Koolbridge Solar, Inc.
|
D
|
|
|
SLM Student Loan Trust 2012-6
|
10-D
|
|
|
VanEck ETF Trust
|
N-CSR
|
|
|
JACKSON NATIONAL LIFE INSURANCE CO
|
424B3
|
|
|
SLM Student Loan Trust 2012-5
|
10-D
|
|
|
Dexter Winston Fund, L.P.
|
D/A
|
|
|
NB Private Markets Access Fund LLC
|
N-CSRS
|
|
|
Sphere Entertainment Co.
|
S-8
|
|
|
Fundrise Income Real Estate Fund, LLC
|
N-23C3A
|
|
|
Diversified Residential Portfolio III DST
|
D/A
|
|
|
Robinson Nathaniel
|
144
|
|
|
Cushman & Wakefield plc
|
144
|
Financial Statements
|
|
Edenbrook Value Fund, LP
|
D/A
|
|
|
RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT
|
497VPI
|
|
|
SLM Student Loan Trust 2012-3
|
10-D
|
|
|
SEI ASSET ALLOCATION TRUST
|
N-CSRS
|
|
|
WINLAND VIRGIL L
|
3
|
|
|
PGIM Credit Income Fund
|
424B3
|
|
|
JOHCM Funds Trust
|
N-CEN
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
SC 13G/A
|
|
|
FIRST TRUST PORTFOLIOS LP
|
SC 13G/A
|
|
|
EDENBROOK LONG ONLY VALUE FUND, LP
|
D/A
|
|
|
CULP INC
|
10-Q
|
Financial Statements
|
|
AQR Funds
|
N-CEN
|
|
|
RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT
|
497VPU
|
|
|
William Cary Partnership, LP
|
D/A
|
|
|
SLM Student Loan Trust 2012-2
|
10-D
|
|
|
UBS AG
|
FWP
|
|
|
Neuberger Berman High Yield Strategies Fund Inc.
|
SC 13G/A
|
|
|
Hardy Rhoman J
|
4
|
|
|
COMFORT SYSTEMS USA INC
|
4
|
Financial Statements
|
|
Hartford Schroders Private Opportunities Fund
|
N-CSRS
|
|
|
RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT
|
497
|
|
|
Constitution Capital Access Fund, LLC
|
N-CSRS
|
|
|
HIGGINBOTHAM SONYA L
|
3
|
|
|
Smith Howard W III
|
144
|
|
|
SLM Student Loan Trust 2012-1
|
10-D
|
|
|
FINANCIAL INVESTORS TRUST
|
497
|
|
|
Intrinsic Asset Partners LP
|
D/A
|
|
|
Touchstone ETF Trust
|
497K
|
|
|
DYNEX CAPITAL INC
|
8-K
|
Financial Statements
|
|
RIVERSOURCE VARIABLE LIFE SEPARATE ACCOUNT
|
485BXT
|
|
|
Kiewiet Sean
|
4
|
|
|
Priority Technology Holdings, Inc.
|
4
|
Financial Statements
|
|
SLM Student Loan Trust 2011-3
|
10-D
|
|
|
VELA Funds
|
N-CSR
|
|
|
SmartTrust 640
|
S-6/A
|
|
|
Black Eagle Investment Fund, LP
|
D/A
|
|
|
WisdomTree Trust
|
N-CSRS
|
|
|
GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLC
|
N-CSRS
|
|
|
MULLEN AUTOMOTIVE INC.
|
8-K
|
|
|
GROSVENOR REGISTERED MULTI-STRATEGY FUND
|
N-CSRS
|
|
|
GROSVENOR REGISTERED MULTI-STRATEGY FUND
|
N-CSRS
|
|
|
OptimumBank Holdings, Inc.
|
8-K
|
Financial Statements
|
|
SLM Student Loan Trust 2011-2
|
10-D
|
|
|
UNIFIED SERIES TRUST
|
N-CSR
|
|
