| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Silence Therapeutics plc
|
6-K
|
|
|
KAMADA LTD
|
6-K
|
Financial Statements
|
|
CIRCOR INTERNATIONAL INC
|
8-K
|
Financial Statements
|
|
Breves Christine S
|
4
|
|
|
MPLX LP
|
4
|
Financial Statements
|
|
NIO Inc.
|
6-K
|
Financial Statements
|
|
Flex LNG Ltd.
|
6-K
|
|
|
HOLLY ENERGY PARTNERS LP
|
425
|
Financial Statements
|
|
HOLLY ENERGY PARTNERS LP
|
8-K
|
Financial Statements
|
|
TARGET CORP
|
8-K
|
Financial Statements
|
|
ONECONNECT FINANCIAL TECHNOLOGY CO., LTD.
|
6-K
|
Financial Statements
|
|
Kamberg Investments Ltd
|
SC 13G
|
|
|
Lifezone Metals Ltd
|
SC 13G
|
|
|
JD.com, Inc.
|
6-K
|
Financial Statements
|
|
Otis Worldwide Corp
|
424B2
|
|
|
Trinseo PLC
|
8-K
|
Financial Statements
|
|
Coughenour Peter
|
4
|
|
|
AGREE REALTY CORP
|
4
|
Financial Statements
|
|
Erlich Craig
|
4
|
|
|
SISTERS OF ST FRANCIS OF PHILADELPHIA
|
PX14A6G
|
|
|
FEDEX CORP
|
PX14A6G
|
Financial Statements
|
|
Noah Holdings Ltd
|
6-K
|
Financial Statements
|
|
Exchange Listed Funds Trust
|
N-PX
|
|
|
B. Riley Financial, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Arena Group Holdings, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Grupo Aval Acciones Y Valores S.A.
|
6-K
|
Financial Statements
|
|
Himax Technologies, Inc.
|
6-K
|
Financial Statements
|
|
Huize Holding Ltd
|
6-K
|
Financial Statements
|
|
Gol Intelligent Airlines Inc.
|
6-K/A
|
Financial Statements
|
|
LIBERTY STAR URANIUM & METALS CORP.
|
8-K
|
|
|
ELBIT SYSTEMS LTD
|
6-K
|
Financial Statements
|
|
O'HEERON PETE
|
4/A
|
|
|
LIBERTY STAR URANIUM & METALS CORP.
|
4/A
|
|
|
Comera Life Sciences Holdings, Inc.
|
SC 13G
|
Financial Statements
|
|
OTR Acquisition Sponsor LLC
|
SC 13G
|
|
|
Golden Minerals Co
|
S-1
|
Financial Statements
|
|
uCloudlink Group Inc.
|
6-K
|
|
|
CROWN CRAFTS INC
|
8-K
|
Financial Statements
|
|
Sanara MedTech Inc.
|
8-K
|
|
|
Geisler Anthony
|
4
|
|
|
Xponential Fitness, Inc.
|
4
|
Financial Statements
|
|
CROWN CRAFTS INC
|
10-Q
|
Financial Statements
|
|
TOWER SEMICONDUCTOR LTD
|
6-K
|
Financial Statements
|
|
Dada Nexus Ltd
|
6-K
|
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
INTEL CORP
|
8-K
|
Financial Statements
|
|
SEABRIDGE GOLD INC
|
6-K
|
Financial Statements
|
|
Ellomay Capital Ltd.
|
6-K
|
Financial Statements
|
|
Golden Minerals Co
|
8-K
|
Financial Statements
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B2
|
|
|
JPMORGAN CHASE & CO
|
424B2
|
Financial Statements
|
|
CytomX Therapeutics, Inc.
|
S-3
|
Financial Statements
|
|
Fifth Third Auto Trust 2023-1
|
FWP
|
|
|
Fifth Third Holdings Funding, LLC
|
FWP
|
|
|
New Found Gold Corp.
|
6-K
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
GTS SECURITIES LLC
|
13F-HR
|
|
|
1427702 B.C. Ltd
|
425
|
|
|
Jupiter Acquisition Corp
|
425
|
|
|
Lakehouse Capital Pty Ltd
|
13F-HR
|
|
|
Santander Drive Auto Receivables Trust 2023-4
|
FWP
|
|
|
Franchise Capital Ltd
|
13F-HR
|
|
|
INTEGRA LIFESCIENCES HOLDINGS CORP
|
8-K
|
Financial Statements
|
|
SANTANDER DRIVE AUTO RECEIVABLES LLC
|
FWP
|
|
|
Coyuchi, Inc.
|
1-A POS
|
|
|
Rigel Resource Acquisition Corp.
|
10-Q
|
|
|
GEE Group Inc.
|
DEF 14A
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
Aquagga, Inc.
|
D/A
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
National Pension Service
|
13F-HR
|
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
Glass House Brands Inc.
|
6-K
|
|
|
ClearValue Tax 2nd Channel Drop LLC
|
C
|
|
|
Innoveren Scientific, Inc.
|
NT 10-Q
|
|
|
Non Sibi Ventures, LP
|
D/A
|
|
|
Texture Corp.
|
D
|
|
|
Fintech Ecosystem Development Corp.
|
10-Q
|
|
|
BLUE DOLPHIN ENERGY CO
|
8-K
|
|
|
Distribution Solutions Group, Inc.
|
8-K
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
West Family Investments, Inc.
|
13F-HR
|
|
|
Entera Bio Ltd.
|
ARS
|
Financial Statements
|
|
Armed Forces Brewing Company, Inc.
|
1-A/A
|
|
|
EVRNU, SPC
|
D
|
|
|
TortoiseEcofin Acquisition Corp. III
|
425
|
|
|
PRECISION BIOSCIENCES INC
|
8-K
|
Financial Statements
|
|
SilverCrest Metals Inc.
|
6-K
|
Financial Statements
|
|
Regal Partners Ltd
|
13F-HR/A
|
|
|
High Sierra Technologies, Inc.
|
10-Q
|
|
|
4UNIQUENESS INC
|
D
|
|
|
MprooV Corp
|
D
|
|
|
ALKALINE WATER Co INC
|
NT 10-Q
|
Financial Statements
|
|
Brookfield Renewable Energy Group LLC
|
40-APP/A
|
|
|
Brookfield Infrastructure Income Fund Inc.
|
40-APP/A
|
|
|
Brookfield Infrastructure Debt Fund Europe II SCSp
|
40-APP/A
|
|
|
Brookfield Infrastructure Debt Fund Europe II-A SCSp RAIF
|
40-APP/A
|
|
|
Brookfield PSG ICAV - BROOKFIELD PRIVATE REAL ASSETS QIAIF FUND
|
40-APP/A
|
|
|
BROOKFIELD PRIVATE REAL ASSETS MASTER FUND L.P.
|
40-APP/A
|
|
|
BROOKFIELD REAL ASSETS HYBRID ACCESS TRUST
|
40-APP/A
|
|
|
Brookfield Infrastructure Debt Fund III-B LP
|
40-APP/A
|
|
|
Brookfield Infrastructure Debt Fund III LP
|
40-APP/A
|
|
|
Brookfield Infrastructure Debt Fund III-A LP
|
40-APP/A
|
|
|
Brookfield Infrastructure Fund V
|
40-APP/A
|
|
|
Brookfield Infrastructure Fund V-C, L.P.
|
40-APP/A
|
|
|
Brookfield Infrastructure Fund V-B, L.P.
|
40-APP/A
|
|
|
Brookfield Infrastructure Fund V-A, L.P.
|
40-APP/A
|
|
|
Brookfield Super-Core Infrastructure Partners
|
40-APP/A
|
|
|
Brookfield Super-Core Infrastructure Partners
|
40-APP/A
|
|
|
Brookfield Global Transition Fund-A, L.P.
|
40-APP/A
|
|
|
Brookfield Global Transition Fund
|
40-APP/A
|
|
|
Brookfield Global Transition Fund-C, L.P.
|
40-APP/A
|
|
|
Brookfield Global Transition Fund-B, L.P.
|
40-APP/A
|
|
|
Brookfield Infrastructure Debt Fund II-B LP
|
40-APP/A
|
|
|
Brookfield Infrastructure Debt Fund II-A LP
|
40-APP/A
|
|
|
Brookfield Infrastructure Debt Fund II LP
|
40-APP/A
|
|
|
Brookfield Infrastructure Fund IV
|
40-APP/A
|
|
|
Brookfield Infrastructure Fund IV-A, L.P.
|
40-APP/A
|
|
|
Brookfield Infrastructure Fund IV-B, L.P.
|
40-APP/A
|
|
|
Brookfield Infrastructure Fund IV-C, L.P.
|
40-APP/A
|
|
|
Brookfield Super-Core Infrastructure Partners
|
40-APP/A
|
|
|
Brookfield Super-Core Infrastructure Partners
|
40-APP/A
|
|
|
Brookfield Super-Core Infrastructure Partners
|
40-APP/A
|
|
|
Brookfield Super-Core Infrastructure Partners L.P.
|
40-APP/A
|
|
|
Brookfield Infrastructure Fund III-A, L.P.
|
40-APP/A
|
|
|
Brookfield Infrastructure Fund III-B, L.P.
|
40-APP/A
|
|
|
Brookfield Infrastructure Fund III-D, L.P.
|
40-APP/A
|
|
|
Brookfield Infrastructure Fund III-D
|
40-APP/A
|
|
|
Brookfield Infrastructure Fund III-A
|
40-APP/A
|
|
|
Brookfield Renewable Partners L.P.
|
40-APP/A
|
Financial Statements
|
|
Brookfield Asset Management Private Institutional Capital Adviser
|
40-APP/A
|
|
|
Brookfield Infrastructure Partners L.P.
|
40-APP/A
|
Financial Statements
|
|
Brookfield Public Securities Group LLC
|
40-APP/A
|
|
|
Wetouch Technology Inc.
|
10-Q
|
|
|
Sunbelt Securities, Inc.
|
13F-HR
|
|
|
BusyKid, Inc.
|
D
|
|
|
TECK RESOURCES LTD
|
6-K
|
Financial Statements
|
|
Bloom HoldCo LLC
|
10-12G/A
|
|
|
SSR MINING INC.
|
8-K
|
Financial Statements
|
|
Verity Asset Management, Inc.
|
13F-HR
|
|
|
ENERGY CO OF PARANA
|
6-K
|
Financial Statements
|
|
AMERICAN INTERNATIONAL HOLDINGS CORP.
|
8-K
|
|
|
Honda Auto Receivables 2023-3 Owner Trust
|
FWP
|
|
|
AMERICAN HONDA RECEIVABLES LLC
|
FWP
|
|
|
NEWS CORP
|
8-K
|
Financial Statements
|
|
UncommonX Inc.
|
D
|
|
|
TA-0516 Gaingels Fund I AL Vehicle, a series of Zachary Ginsburg Funds, LP
|
D
|
|
|
TA-0516 Gaingels Fund I, a series of Zachary Ginsburg Funds, LP
|
D
|
|
|
DANIELHOUSE STUDIOS, LLC
|
C/A
|
|
|
GraniteShares ETF Trust
|
497K
|
|
|
GraniteShares ETF Trust
|
497
|
|
|
COHERENT CORP.
|
8-K
|
Financial Statements
|
|
Metabase Q, Inc.
|
D
|
|
|
IN-0526 Fund I AL Vehicle, a series of Climate Collective, LP
|
D
|
|
|
IN-0526 Fund I, a series of Climate Collective, LP
|
D
|
|
|
Mutual Capital Partners Fund IV-Q, L.P.
|
D
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
Vyant Bio, Inc.
|
DEF 14A
|
|
|
Mutual Capital Partners Fund IV, L.P.
|
D
|
|
|
JU-0804 Fund II, a series of K50 Funds, LP
|
D
|
|
|
Neo Ivy Capital Management
|
13F-HR
|
|
|
Pineapple Energy Inc.
|
8-K
|
|
|
NEWMONT Corp /DE/
|
DEFA14A
|
Financial Statements
|
|
CAVA GROUP, INC.
|
10-Q
|
|
|
NEWMONT Corp /DE/
|
8-K
|
Financial Statements
|
|
ImmunoPrecise Antibodies Ltd.
|
6-K
|
|
|
ImmunoPrecise Antibodies Ltd.
|
424B5
|
|
|
MITEK SYSTEMS INC
|
8-K
|
Financial Statements
|
|
Noodoe Group Inc.
|
D
|
|
|
Capital Factory Ventures, LP - C1
|
D/A
|
|
|
DIREXION FUNDS
|
N-PX
|
|
|
Gol Intelligent Airlines Inc.
|
6-K
|
Financial Statements
|
|
CASTLEARK MANAGEMENT LLC
|
13F-HR
|
|
|
Stride, Inc.
|
10-K
|
Financial Statements
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
APARTMENT INVESTMENT & MANAGEMENT CO
|
ARS
|
Financial Statements
|
|
EquityZen Growth Technology Fund LLC - Series 1743
|
D
|
|
|
Cohen & Steers Select Preferred & Income Fund, Inc.
|
N-PX
|
|
|
NLCA DG Investment Grade Portfolio 1 DST
|
D/A
|
|
|
Aiken Jason W
|
4
|
|
|
GENERAL DYNAMICS CORP
|
4
|
Financial Statements
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
Woram Brian J
|
144
|
|
|
KB HOME
|
144
|
Financial Statements
|
|
Renaissance Institutional Diversified Alpha Fund International L.P.
|
D/A
|
|
|
Loose Christopher R.
|
144
|
|
|
Frequency Therapeutics, Inc.
|
144
|
Financial Statements
|
|
FinTech Ventures Fund II LP
|
D
|
|
|
Pinnacle Capital Management Funds Trust
|
N-PX
|
|
|
TOCCA LIFE HOLDINGS, INC.
|
1-A
|
|
|
VanEck ETF Trust
|
NPORT-P
|
|
|
COHEN & STEERS REALTY SHARES INC
|
N-PX
|
|
|
GS Finance Corp.
|
FWP
|
|
|
Blosil Dominic
|
144
|
|
|
Traeger, Inc.
|
144
|
Financial Statements
|
|
Schmieder John Bradley
|
4
|
|
|
MESA LABORATORIES INC /CO/
|
4
|
Financial Statements
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
JOHCM Funds Trust
|
497J
|
|
|
MEDALLION USA LP
|
D/A
|
|
|
BlackRock Variable Series Funds, Inc.
|
497
|
|
|
Granite Peak Resources, LLC
|
4
|
|
|
American Clean Resources Group, Inc.
|
4
|
|
|
ANCORA TRUST
|
N-PX
|
|
|
MEDALLION FUND LP
|
D/A
|
|
|
UBS AG
|
424B2
|
|
|
Roch Michael J.
|
3
|
|
|
HNI CORP
|
3
|
Financial Statements
|
|
MEUNIER GREGORY A
|
3
|
|
|
Atlas U.S. Tactical Income Fund
|
N-PX
|
|
|
COHEN & STEERS REAL ESTATE SECURITIES FUND INC
|
N-PX
|
|
|
Renaissance Kaleidoscope Fund LLC
|
D/A
|
|
|
RESOURCES MANAGEMENT CORP /CT/ /ADV
|
13F-HR
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
Drone Express, Inc.
|
D
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND
|
N-PX
|
|
|
Underwood Baxter
|
4
|
|
|
SUN COMMUNITIES INC
|
4
|
Financial Statements
|
|
900 Main Street Crowdfund LLC
|
D
|
|
|
Disher Stephanie
|
4
|
|
|
Atmus Filtration Technologies Inc.
|
4
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
NEXPOINT FUNDS I
|
N-PX
|
|
|
COHEN & STEERS PREFERRED SECURITIES & INCOME FUND, INC.
|
N-PX
|
|
|
16E Sacramento Preferred, LLC
|
D
|
|
|
ROBERT W. BAIRD & CO. INCORPORATED
|
MA-I/A
|
|
|
GoodHaven Funds Trust
|
N-PX
|
|
|
Swan Renee
|
4
|
|
|
HILLTOP SECURITIES INC.
|
MA-I/A
|
|
|
Ho-Sing-Loy Paul
|
4
|
|
|
LAKELAND BANCORP INC
|
4
|
Financial Statements
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
Swan Renee
|
3
|
|
|
Atmus Filtration Technologies Inc.
|
3
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
Criteria Investment Partners International, Ltd.
|
D/A
|
|
|
Glmps Co.
|
D
|
|
|
Cohen & Steers Low Duration Preferred & Income Fund, Inc.
|
N-PX
|
|
|
Phillips Bradford A.
|
4
|
|
|
AMERICAN REALTY INVESTORS INC
|
4
|
Financial Statements
|
|
Ashton Hillary
|
144
|
|
|
TERADATA CORP /DE/
|
144
|
Financial Statements
|
|
TD Capital Management LLC
|
13F-HR
|
|
|
KKR Global Impact Fund II Private Investors
|
D
|
|
|
Fillmore Micro-Core Properties LLC
|
D
|
|
|
FEKETE FRANK L
|
4
|
|
|
PROVIDENT FINANCIAL SERVICES INC
|
4
|
Financial Statements
|
|
Series Portfolios Trust
|
485APOS
|
|
|
Shopoff Secured 9 PCT Interest Fund, LLC
|
D/A
|
|
|
CRITERIA INVESTMENT PARTNERS LLC
|
D/A
|
|
|
Chinn Bruce E.
|
4
|
|
|
WASTE MANAGEMENT INC
|
4
|
Financial Statements
|
|
Cohen & Steers Ltd Duration Preferred & Income Fund, Inc.
|
N-PX
|
|
|
Vintage Real Estate Partners III Employee LP
|
D
|
|
|
MAGNITE, INC.
|
144
|
|
|
BARRETT MICHAEL G.
|
144
|
|
|
ST-0318 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Energem Corp
|
425
|
Financial Statements
|
|
SALZMAN ERIC
|
4
|
|
|
SAFEGUARD SCIENTIFICS INC
|
4
|
Financial Statements
|
|
TenX Keane Acquisition
|
10-Q
|
|
|
VanEck VIP Trust
|
NPORT-P
|
|
|
Vintage Real Estate Partners III
|
D
|
|
|
1847 Holdings LLC
|
D
|
Financial Statements
|
|
STONE RIDGE TRUST
|
40-17F2
|
|
|
Nuveen Asset Management, LLC
|
13F-HR/A
|
|
|
SMITH KOURTNEY L
|
4
|
|
|
HNI CORP
|
4
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Sultemeier Chris T.
|
4
|
|
|
Yellow Corp
|
4
|
Financial Statements
|
|
FIRST TRUST EXCHANGE-TRADED FUND V
|
N-PX
|
|
|
GS Finance Corp.
|
424B2
|
|
|
Right On Brands, Inc.
|
10-K
|
|
|
LANCASTER COLONY CORP
|
8-K
|
Financial Statements
|
|
COHEN & STEERS INSTITUTIONAL REALTY SHARES INC
|
N-PX
|
|
|
FIRST TRUST ENHANCED EQUITY INCOME FUND
|
N-PX
|
|
|
UNDISCOVERED MANAGERS FUNDS
|
497
|
|
|
UP-0712 Fund I, a series of Firepit Partnerships, LP
|
D
|
|
|
Dr. Foods, Inc.
|
10-K
|
|
|
JP MORGAN MUTUAL FUND INVESTMENT TRUST
|
497
|
|
|
Echo Street GoodCo New World Offshore Ltd.
|
D/A
|
|
|
Sands Anita M
|
144
|
|
|
ServiceNow, Inc.
|
144
|
Financial Statements
|
|
Rumfola Annlea
|
4
|
|
|
Music Licensing Inc.
|
1-U
|
|
|
JP MORGAN FLEMING MUTUAL FUND GROUP INC
|
497
|
|
|
MORGAN STANLEY INSTITUTIONAL FUND INC
|
NPORT-P
|
|
|
Energem Corp
|
8-K
|
Financial Statements
|
|
Morgan Stanley Insight Fund
|
NPORT-P
|
|
|
JPMORGAN TRUST IV
|
497
|
|
|
MORGAN STANLEY VARIABLE INSURANCE FUND INC.
|
NPORT-P
|
|
|
Morgan Stanley Long Duration Government Opportunities Fund
|
NPORT-P
|
|
|
Two Brews, LLC
|
D
|
|
