| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Angel Oak Financial Strategies Income Term Trust
|
N-PX
|
|
|
Shetty Reshma P.
|
144
|
|
|
Fauber Robert
|
144
|
|
|
MOODYS CORP /DE/
|
144
|
Financial Statements
|
|
Stellus Private Credit BDC
|
4
|
|
|
Phoenix Holdings Ltd.
|
4
|
|
|
Angel Oak Strategic Credit Fund
|
N-PX
|
|
|
Global Frontier Investments LLC
|
13F-HR
|
|
|
Stellus Private Credit BDC
|
SC 13D/A
|
|
|
Phoenix Holdings Ltd.
|
SC 13D/A
|
|
|
Angel Oak Funds Trust
|
N-PX
|
|
|
Sonoro Gold Corp.
|
D/A
|
|
|
Public Produce, LLC
|
D
|
|
|
Valkyrie ETF Trust II
|
485APOS
|
|
|
Advisors' Inner Circle Fund II
|
DEF 14A
|
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
Bacon Brenda J
|
4
|
|
|
FTI CONSULTING, INC
|
4
|
Financial Statements
|
|
EVERSPIN TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
Billerbeck Darin G
|
144
|
|
|
Keating Neal J
|
4
|
|
|
TRIUMPH GROUP INC
|
4
|
Financial Statements
|
|
CENTRAL PUERTO S.A.
|
6-K
|
Financial Statements
|
|
TG Venture Acquisition Corp.
|
3
|
|
|
WOLVERINE ASSET MANAGEMENT LLC
|
3
|
|
|
Boaz Bikes, Inc
|
C-AR
|
|
|
FIDELITY SALEM STREET TRUST
|
485APOS
|
|
|
Huron Consulting Group Inc.
|
4
|
Financial Statements
|
|
LOCKHART H EUGENE
|
4
|
|
|
Bluerock Homes Trust, Inc.
|
8-K
|
|
|
Fidelity Commonwealth Trust II
|
485APOS
|
|
|
UBS AG
|
424B3
|
|
|
SP Funds Trust
|
N-1A
|
|
|
EXCELLOS, Inc
|
D
|
|
|
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO-SABESP
|
6-K
|
|
|
BLUE OCEAN ATS, LLC
|
ATS-N/CA
|
|
|
Ikigai Karoo SPV, LP
|
D
|
|
|
Shipley Kenneth E
|
4
|
|
|
Legacy Housing Corp
|
4
|
Financial Statements
|
|
Fontaine Fund LP
|
D/A
|
|
|
FIRST TRUST VARIABLE INSURANCE TRUST
|
N-PX
|
|
|
BR Diversified Industrial Portfolio II, DST
|
D
|
|
|
Series I of Cahill Capital Group, LLC
|
D
|
|
|
Hodgson Curtis Drew
|
4
|
|
|
BRADSHAW STANLEY J
|
4
|
|
|
FIRST BUSEY CORP /NV/
|
4
|
Financial Statements
|
|
Kodiak Gas Services, Inc.
|
4
|
|
|
Montana Margaret C
|
4
|
|
|
Starfleet Innotech, Inc.
|
144
|
|
|
BOUNCE MOBILE SYSTEMS, INC.
|
144
|
|
|
Marble Capital Income & Impact PREF OPCO LP
|
D
|
|
|
VARIABLE ANNUITY I SER ACC OF GRT WEST LI & ANNU INS CO OF NY
|
497VPU
|
|
|
Hamilton Ewan William
|
4
|
|
|
Next Thing Technologies, Inc
|
1-A/A
|
|
|
VARIABLE ANNUITY 1 SERIES ACCOUNT
|
497VPU
|
|
|
VALIANT CAPITAL PARTNERS OFFSHORE, LTD.
|
D/A
|
|
|
SRM Entertainment, Inc.
|
424B4
|
|
|
Protective NY COLI VUL
|
497VPU
|
|
|
iDirect Private Markets Fund
|
SC TO-I
|
|
|
Devaisher Len D
|
4
|
|
|
MidWestOne Financial Group, Inc.
|
4
|
Financial Statements
|
|
Protective COLI VUL
|
497VPU
|
|
|
Advanced Voice Recognition Systems, Inc
|
10-Q/A
|
|
|
Essent Group Ltd.
|
144
|
Financial Statements
|
|
WEINSTOCK DAVID B
|
144
|
|
|
Antiaging Quantum Living Inc.
|
DEFR14C
|
Financial Statements
|
|
Aletheia BioTherapeutics, LLC
|
D
|
|
|
Protective NY COLI VUL
|
497VPI
|
|
|
Absolute Shares Trust
|
NPORT-P
|
|
|
SEGER THOMAS W
|
4
|
|
|
GERMAN AMERICAN BANCORP, INC.
|
4
|
Financial Statements
|
|
Protective COLI VUL
|
497VPI
|
|
|
Hileman Donald P.
|
4
|
|
|
PREMIER FINANCIAL CORP
|
4
|
|
|
COLI VUL-2 Series Account of Great-West Life & Annuity Insurance Co of New York
|
497VPU
|
|
|
DriveWealth ETF Trust
|
40-17G
|
|
|
Oxus Acquisition Corp.
|
425
|
|
|
COLI VUL 2 SERIES ACCOUNT
|
497VPU
|
|
|
Marble Capital Income & Impact Fund LP
|
D
|
|
|
Ajer Jeffrey Robert
|
144
|
|
|
BIOMARIN PHARMACEUTICAL INC
|
144
|
Financial Statements
|
|
Storage Units Income Fund II, LLC
|
D
|
|
|
PANUCCIO SUSAN
|
144
|
|
|
NEWS CORP
|
144
|
Financial Statements
|
|
Oxus Acquisition Corp.
|
8-K
|
|
|
VARIABLE ANNUITY I SER ACC OF GRT WEST LI & ANNU INS CO OF NY
|
497
|
|
|
VARIABLE ANNUITY 1 SERIES ACCOUNT
|
497
|
|
|
Protective NY COLI VUL
|
497
|
|
|
Federated Hermes Institutional Trust
|
24F-2NT
|
|
|
Protective COLI VUL
|
497
|
|
|
McAlmont Shaun
|
4
|
|
|
LEE ENTERPRISES, Inc
|
4
|
Financial Statements
|
|
SP Funds Trust
|
N-8A
|
|
|
EquityZen Growth Technology Fund LLC - Series 1747
|
D
|
|
|
COLI VUL-2 Series Account of Great-West Life & Annuity Insurance Co of New York
|
497
|
|
|
COLI VUL 2 SERIES ACCOUNT
|
497
|
|
|
FLORSHEIM THOMAS W
|
4
|
|
|
WEYCO GROUP INC
|
4
|
Financial Statements
|
|
NICHOLAS FINANCIAL INC
|
8-K
|
Financial Statements
|
|
James Alpha Funds Trust
|
497
|
|
|
FEITLER ROBERT
|
4
|
|
|
Tema ETF Trust
|
CERT
|
|
|
WYNNE THOMAS M
|
4
|
|
|
ALLIANCE RESOURCE PARTNERS LP
|
4
|
Financial Statements
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
AW
|
|
|
Exeter Automobile Receivables Trust 2023-4
|
ABS-EE
|
|
|
EFCAR, LLC
|
ABS-EE
|
|
|
Whelan Timothy J
|
4
|
|
|
Torrence Wilson M
|
4
|
|
|
RICHARDS MICHAEL L
|
144
|
|
|
STATE STREET CORP
|
144
|
Financial Statements
|
|
SOUTHWESTERN FARM CAPITAL FUND NO K-1, LLC
|
D
|
|
|
Tholen Kirk
|
4
|
|
|
SACHSE ROBERT G
|
4
|
|
|
MARSHALL CARY P
|
4
|
|
|
LSEB Creative Corp.
|
10-Q
|
|
|
DRUTEN ROBERT J
|
4
|
|
|
Soteria Battery Innovation Group Inc.
|
C
|
|
|
Davis R Eberley
|
4
|
|
|
CRAFT JOSEPH W III
|
4
|
|
|
FLOWERS CLARENCE B.
|
144
|
|
|
Consolidated Water Co. Ltd.
|
144
|
Financial Statements
|
|
AX-1102 Fund V AL, a series of Hemisphere Ventures, LP
|
D
|
|
|
AX-1102 Fund V, a series of Hemisphere Ventures, LP
|
D
|
|
|
PNC FINANCIAL SERVICES GROUP, INC.
|
424B2
|
Financial Statements
|
|
Capula Hybrid Hedge Strategy Fund Ltd
|
D/A
|
|
|
Spann Rick
|
4
|
|
|
CHURCH & DWIGHT CO INC /DE/
|
4
|
Financial Statements
|
|
AB Private Credit Investors Corp
|
DEFA14A
|
|
|
StepStone Private Venture & Growth Fund
|
N-PX
|
|
|
Sezzle Inc.
|
CERT
|
|
|
Heyu Biological Technology Corp
|
10-Q
|
|
|
Linares Carlos G.
|
4
|
|
|
Kenongwo Group US, Inc.
|
10-Q
|
|
|
Williams Vanessa Peterson
|
4
|
|
|
StepStone Private Markets
|
N-PX
|
|
|
Hooker Carlen
|
4
|
|
|
PAISLEY CHRISTOPHER B
|
144
|
|
|
EQUINIX INC
|
144
|
Financial Statements
|
|
FARRELL MATTHEW
|
4
|
|
|
Thirot Olivier
|
4
|
|
|
Assured Guaranty US Holdings Inc.
|
424B3
|
|
|
ASSURED GUARANTY LTD
|
424B3
|
Financial Statements
|
|
Polished.com Inc.
|
8-K
|
Financial Statements
|
|
Dierker Richard A
|
4
|
|
|
Boqii Holding Limited/ADR
|
424B3
|
|
|
Pryor Felecia J.
|
4
|
|
|
DEERE & CO
|
4
|
Financial Statements
|
|
Strachan Christopher
|
144
|
|
|
Arax Holdings Corp
|
144
|
|
|
FARADAY FUTURE INTELLIGENT ELECTRIC INC.
|
8-K
|
|
|
Quigley Peter
|
4
|
|
|
JX Luxventure Ltd
|
6-K
|
|
|
Quinn Sean Edward
|
4
|
|
|
CIMPRESS plc
|
4
|
Financial Statements
|
|
Bruno Barry A.
|
4
|
|
|
Vizsla Silver Corp.
|
6-K
|
|
|
Dentologie Enterprises, Inc.
|
D
|
|
|
Azarias Focused Small Cap Value Fund, L.P.
|
D/A
|
|
|
Fairway Private Equity & Venture Capital Opportunities Fund
|
N-PX
|
|
|
ARCHE CAPITAL, LP
|
D/A
|
|
|
Soares Nicola M
|
4
|
|
|
DUO WORLD INC
|
8-K
|
|
|
Moringa Acquisition Corp
|
DEFA14A
|
|
|
S23, a series of JJ Fliegelman Funds, LP
|
D
|
|
|
Polehna James
|
4
|
|
|
Wensveen Maarten
|
4
|
|
|
Workhorse Group Inc.
|
DEFA14A
|
Financial Statements
|
|
Ansari Jon
|
4
|
|
|
Magyar Bancorp, Inc.
|
4
|
Financial Statements
|
|
CRM Mutual Fund Trust
|
N-PX
|
|
|
ESPORTS ENTERTAINMENT GROUP, INC.
|
8-K
|
|
|
Cox Kevin Brian
|
4
|
|
|
SurgePays, Inc.
|
4
|
|
|
SEALED AIR CORP/DE
|
8-K
|
Financial Statements
|
|
FNB Financial Services, LP
|
424B2
|
|
|
FNB CORP/PA/
|
424B2
|
Financial Statements
|
|
BCA Select, LLC - Series 4
|
D/A
|
|
|
Jellison Douglas J
|
4
|
|
|
NUCOR CORP
|
4
|
Financial Statements
|
|
Malan Daniel H
|
4
|
|
|
Glovista Investments LLC
|
13F-HR
|
|
|
CITIZENS FINANCIAL SERVICES INC
|
8-K
|
|
|
AMH Holdings
|
305B2
|
|
|
Apollo Principal Holdings XII, L.P.
|
305B2
|
|
|
Apollo Principal Holdings IV, L.P.
|
305B2
|
|
|
Apollo Principal Holdings X, L.P.
|
305B2
|
|
|
Apollo Principal Holdings VI, L.P.
|
305B2
|
|
|
Apollo Principal Holdings VII, L.P.
|
305B2
|
|
|
Apollo Principal Holdings VIII, L.P.
|
305B2
|
|
|
Apollo Global Management, Inc.
|
305B2
|
Financial Statements
|
|
Apollo Principal Holdings III, L.P.
|
305B2
|
|
|
Apollo Principal Holdings V, L.P.
|
305B2
|
|
|
Apollo Principal Holdings IX, L.P.
|
305B2
|
|
|
Apollo Principal Holdings II, L.P.
|
305B2
|
|
|
Apollo Management Holdings, L.P.
|
305B2
|
|
|
Apollo Principal Holdings I, L.P.
|
305B2
|
|
|
Apollo Asset Management, Inc.
|
305B2
|
|
|
COMPASS Pathways plc
|
8-K
|
Financial Statements
|
|
Dupree Timothy L
|
4
|
|
|
AMH Holdings
|
424B5
|
|
|
Apollo Principal Holdings XII, L.P.
|
424B5
|
|
|
Apollo Principal Holdings IV, L.P.
|
424B5
|
|
|
Apollo Principal Holdings X, L.P.
|
424B5
|
|
|
Apollo Principal Holdings VI, L.P.
|
424B5
|
|
|
Apollo Principal Holdings VII, L.P.
|
424B5
|
|
|
Apollo Principal Holdings VIII, L.P.
|
424B5
|
|
|
Apollo Global Management, Inc.
|
424B5
|
Financial Statements
|
|
Apollo Principal Holdings III, L.P.
|
424B5
|
|
|
Apollo Principal Holdings V, L.P.
|
424B5
|
|
|
Apollo Principal Holdings IX, L.P.
|
424B5
|
|
|
Apollo Principal Holdings II, L.P.
|
424B5
|
|
|
Apollo Management Holdings, L.P.
|
424B5
|
|
|
Apollo Principal Holdings I, L.P.
|
424B5
|
|
|
Apollo Asset Management, Inc.
|
424B5
|
|
|
Astra Space, Inc.
|
8-K
|
|
|
FT 10921
|
497J
|
|
|
Baumgartner Florian
|
4
|
|
|
Adams Michelle F
|
144
|
|
|
SeaWorld Entertainment, Inc.
|
144
|
Financial Statements
|
|
First Guaranty Bancshares, Inc.
|
8-K
|
Financial Statements
|
|
FT 10902
|
497J
|
|
|
Hamilton Beach Brands Holding Co
|
4
|
Financial Statements
|
|
Kuipers Evelyn R
|
4
|
|
|
Browning Tammy L
|
4
|
|
|
PROGRESSIVE CORP/OH/
|
8-K
|
Financial Statements
|
|
Mitrano Richard J.
|
4
|
|
|
Frequency Therapeutics, Inc.
|
4
|
Financial Statements
|
|
ALLY AUTO RECEIVABLES TRUST 2023-1
|
ABS-EE
|
|
|
Ally Auto Assets LLC
|
ABS-EE
|
|
|
Earth Science Tech, Inc.
|
8-K
|
|
|
BioPlus Acquisition Corp.
|
425
|
Financial Statements
|
|
DOLLAR TREE, INC.
|
8-K
|
Financial Statements
|
|
SOLENO THERAPEUTICS INC
|
8-K
|
Financial Statements
|
|
HELIUS MEDICAL TECHNOLOGIES, INC.
|
8-K
|
Financial Statements
|
|
Papaya Growth Opportunity Corp. I
|
DEFA14A
|
|
|
Papaya Growth Opportunity Corp. I
|
8-K
|
|
|
PaxMedica, Inc.
|
8-K
|
Financial Statements
|
|
SILICOM LTD.
|
6-K
|
Financial Statements
|
|
BIMI International Medical Inc.
|
NT 10-Q
|
|
|
Yang Rick
|
4
|
|
|
Bright Health Group Inc.
|
4
|
Financial Statements
|
|
Lucchino David L.
|
4
|
|
|
Walker Paul Edward
|
4
|
|
|
Co-Invest Platform
|
D
|
|
|
SANDELL SCOTT D
|
4
|
|
|
MUSTANG BIO, INC.
|
8-K
|
Financial Statements
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT 11
|
497
|
|
|
BARFIELD JON E
|
4
|
|
|
CMS ENERGY CORP
|
4
|
Financial Statements
|
|
TJX COMPANIES INC /DE/
|
8-K
|
Financial Statements
|
|
Medigus Ltd.
|
6-K
|
Financial Statements
|
|
ALLY AUTO RECEIVABLES TRUST 2022-3
|
ABS-EE
|
|
|
ALLY AUTO RECEIVABLES TRUST 2022-2
|
ABS-EE
|
|
|
Ally Auto Receivables Trust 2022-1
|
ABS-EE
|
|
|
DEF Associates Ltd.
|
D/A
|
|
|
JCB 2020 GST Trust f/b/o Griffin B. Butler
|
4
|
|
|
Apollo Global Management, Inc.
|
8-K
|
Financial Statements
|
|
Stage Fund I LP
|
D/A
|
|
|
Wejo Group Ltd
|
NT 10-Q
|
|
|
AKAMAI TECHNOLOGIES INC
|
8-K
|
Financial Statements
|
|
FORUM FUNDS
|
NPORT-P
|
|
|
SAI.TECH Global Corp
|
F-3/A
|
|
|
Invesco Dynamic Credit Opportunity Fund
|
N-23C3A
|
|
|
Athene Holding Ltd
|
8-K
|
|
|
PETROBRAS - PETROLEO BRASILEIRO SA
|
6-K
|
Financial Statements
|
|
Independence Contract Drilling, Inc.
|
8-K
|
Financial Statements
|
|
Milner Jonathan
|
SC 13D/A
|
|
|
Abcam plc
|
SC 13D/A
|
Financial Statements
|
|
Alibaba Group Holding Ltd
|
6-K
|
Financial Statements
|
|
Pelham SPV Fund III Ltd
|
D/A
|
|
|
TWIN DISC INC
|
8-K
|
Financial Statements
|
|
Murphy Canyon Acquisition Corp.
|
425
|
|
|
Digital Transformation Opportunities Corp.
|
425
|
|
|
Loop Media, Inc.
|
8-K
|
Financial Statements
|
|
Digital Transformation Opportunities Corp.
|
8-K
|
|
|
Murphy Canyon Acquisition Corp.
|
8-K
|
|
|
Shasta Theodore
|
4
|
|
|
Chubb Ltd
|
4
|
Financial Statements
|
|
BRASKEM SA
|
6-K
|
Financial Statements
|
|
Hamilton Beach Brands Holding Co
|
4/A
|
Financial Statements
|
|
Trust dated December 21, 2004, between Claiborne R. Rankin, as trustee, & Julia L. Rankin, creating a trust FBO Julia L. Rankin
|
4/A
|
|
|
AUTONATION, INC.
|
8-K
|
Financial Statements
|
|
CHINA PETROLEUM & CHEMICAL CORP
|
6-K
|
|
|
Ollin Cafetzin, LLC
|
C
|
|
|
Metalert, Inc.
|
253G1
|
|
|
Crestwood Midstream Partners LP
|
8-K
|
|
|
AfterNext HealthTech Acquisition Corp.
|
25-NSE
|
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
Crestwood Equity Partners LP
|
425
|
Financial Statements
|
|
Renesas Electronics Corp
|
SC TO-C
|
|
|
SEQUANS COMMUNICATIONS
|
SC TO-C
|
Financial Statements
|
|
Tenret Co LLC
|
13F-HR
|
|
|
Seagen Inc.
|
8-K
|
Financial Statements
|
|
Lloyds Banking Group plc
|
25-NSE
|
Financial Statements
|
|
FS KKR Capital Corp
|
8-K
|
Financial Statements
|
|
Crestwood Equity Partners LP
|
8-K
|
Financial Statements
|
|
Baudax Bio, Inc.
|
8-K
|
|
|
BRINKER INTERNATIONAL, INC
|
8-K
|
Financial Statements
|
|
Canoo Inc.
|
4
|
|
