| Company Name |
Form Type |
SEC Filings |
|
|
|
|
First Watch Restaurant Group, Inc.
|
8-K
|
Financial Statements
|
|
HYDROFARM HOLDINGS GROUP, INC.
|
8-K/A
|
Financial Statements
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
NUSCALE POWER Corp
|
8-K
|
|
|
Peterson PW Coinvest, LLC
|
D/A
|
|
|
SANUWAVE Health, Inc.
|
SC 13D/A
|
|
|
MANCHESTER MANAGEMENT CO LLC
|
SC 13D/A
|
|
|
T. Rowe Price OHA Select Private Credit Fund
|
10-Q/A
|
|
|
TORONTO DOMINION BANK
|
424B3
|
Financial Statements
|
|
Almacenes Exito S.A.
|
6-K
|
|
|
NUSCALE POWER Corp
|
424B5
|
|
|
Aeva Technologies, Inc.
|
10-Q
|
|
|
Wilson & Boucher Capital Management, LLC
|
13F-HR
|
|
|
Sonos Inc
|
10-Q
|
Financial Statements
|
|
AVINO SILVER & GOLD MINES LTD
|
6-K
|
Financial Statements
|
|
Viewpoint Capital Management LLC
|
13F-HR
|
|
|
Borr Drilling Ltd
|
6-K
|
Financial Statements
|
|
Immersed Inc.
|
C-AR
|
|
|
COSTCO WHOLESALE CORP /NEW
|
8-K
|
Financial Statements
|
|
REPLICEL LIFE SCIENCES INC.
|
6-K
|
|
|
Golden State Environmental LLC
|
D/A
|
|
|
FORTUNA SILVER MINES INC
|
6-K
|
Financial Statements
|
|
El Dorado Environmental LLC
|
D/A
|
|
|
BCS CARBON, LLC
|
D/A
|
|
|
Four Leaf Acquisition Corp
|
10-Q
|
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
N-PX
|
|
|
SciSparc Ltd.
|
6-K
|
|
|
Beck Bode, LLC
|
13F-HR
|
|
|
Global Water Resources, Inc.
|
8-K
|
Financial Statements
|
|
Clear Sky Enhanced Inflation Carbon Fund, LP
|
D/A
|
|
|
U.S. BANCORP INVESTMENTS, INC.
|
13F-NT
|
|
|
Ingersoll Rand Inc.
|
424B2
|
Financial Statements
|
|
US BANK NATIONAL ASSOCIATION
|
13F-NT
|
|
|
Gigmor, Inc.
|
C
|
|
|
PFM Asset Management LLC
|
13F-NT
|
|
|
Jensen Quality Growth Fund Inc
|
N-PX
|
|
|
HIGHMARK CAPITAL MANAGEMENT INC/CA
|
13F-NT
|
|
|
US BANCORP \DE\
|
13F-HR
|
Financial Statements
|
|
Ledyard National Bank
|
13F-HR
|
|
|
CRA-ABQ RSV, LLC
|
D
|
|
|
Titan Capital Management, LLC /TX
|
13F-HR
|
|
|
Clarius Group, LLC
|
13F-HR
|
|
|
NATURES SUNSHINE PRODUCTS INC
|
8-K
|
Financial Statements
|
|
SPITFIRE FUND L.P.
|
D/A
|
|
|
WISCONSIN CAPITAL MANAGEMENT LLC
|
13F-HR
|
|
|
Global Water Resources, Inc.
|
10-Q
|
Financial Statements
|
|
loanDepot, Inc.
|
10-Q
|
Financial Statements
|
|
BRAZILIAN DISTRIBUTION CO COMPANHIA BRASILEIRA DE DISTR CBD
|
6-K
|
Financial Statements
|
|
Austin Gold Corp.
|
6-K
|
Financial Statements
|
|
Partners Group Holding AG
|
13F-HR
|
|
|
GUGGENHEIM CREDIT INCOME FUND
|
10-Q
|
|
|
Nicholas Investment Partners, LP
|
13F-HR
|
|
|
Bond Capital Management, LP
|
13F-HR
|
|
|
Wade Financial Advisory, Inc
|
13F-HR
|
|
|
Private Advisor Group, LLC
|
13F-HR
|
|
|
DocGo Inc.
|
10-Q/A
|
|
|
AMUSSEN HUNSAKER ASSOCIATES LLC
|
13F-HR
|
|
|
Alliance Wealth Management Group
|
13F-HR
|
|
|
EagleClaw Capital Managment, LLC
|
13F-HR
|
|
|
Moors & Cabot, Inc.
|
13F-HR
|
|
|
Beverly Hills Private Wealth, LLC
|
13F-HR
|
|
|
TRILLIUM ASSET MANAGEMENT, LLC
|
13F-HR
|
|
|
EULAV Asset Management
|
13F-HR
|
|
|
Speaking Roses Global, Inc.
|
C-U
|
|
|
CCA PROPERTY INVESTMENTS, LLC
|
D
|
|
|
US FINANCIAL ADVISORS, LLC
|
13F-HR
|
|
|
AIR INDUSTRIES GROUP
|
8-K
|
Financial Statements
|
|
NWAM LLC
|
13F-HR
|
|
|
Checchi Capital Advisers, LLC
|
13F-HR
|
|
|
TI-TRUST, INC
|
13F-HR
|
|
|
BrainSpace, Inc.
|
D/A
|
|
|
Osisko Gold Royalties LTD
|
6-K
|
Financial Statements
|
|
Financial Architects, Inc
|
13F-HR
|
|
|
AlphaCore Capital LLC
|
13F-HR
|
|
|
Cetera Advisors LLC
|
13F-HR
|
|
|
TOYOTA MOTOR CREDIT CORP
|
FWP
|
|
|
Cetera Advisor Networks LLC
|
13F-HR
|
|
|
DENISON MINES CORP.
|
6-K
|
Financial Statements
|
|
Cetera Investment Advisers
|
13F-HR
|
|
|
Summit X, LLC
|
13F-HR
|
|
|
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
|
13F-HR
|
|
|
QUALITI, INC.
|
D
|
|
|
RCR KODIAK LAKE INVESTORS, LLC
|
D
|
|
|
Charles Schwab Investment Advisory, Inc.
|
13F-HR
|
|
|
Cardinal Point Capital Management, ULC
|
13F-HR
|
|
|
Windle Wealth, LLC
|
13F-HR
|
|
|
NEWS CORP
|
8-K
|
Financial Statements
|
|
Tamarack Advisers, LP
|
13F-HR
|
|
|
Vroom Solar Inc
|
C-U
|
|
|
PROVEN Group, Inc.
|
1-A POS
|
|
|
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
|
13F-HR
|
|
|
ULTRAPAR HOLDINGS INC
|
6-K
|
Financial Statements
|
|
Stabilis Solutions, Inc.
|
10-Q
|
|
|
Frontier Asset Management, LLC
|
13F-HR
|
|
|
OCA Acquisition Corp.
|
10-Q
|
|
|
NOODLES & Co
|
10-Q
|
Financial Statements
|
|
Pacific Center for Financial Services
|
13F-HR
|
|
|
Better Therapeutics, Inc.
|
S-3
|
|
|
Norwood Investment Partners, LP
|
13F-HR
|
|
|
STRATASYS LTD.
|
425
|
Financial Statements
|
|
3D SYSTEMS CORP
|
425
|
Financial Statements
|
|
Athena Consumer Acquisition Corp.
|
10-Q
|
|
|
Inter & Co, Inc.
|
6-K
|
|
|
Man Funds IX SPC, on behalf of & for the account of Man Institutional Portfolio Dihedral SP
|
D
|
|
|
Mercer Trust Co LLC
|
13F-NT
|
|
|
GUGGENHEIM CREDIT INCOME FUND 2019
|
8-K
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
FRP HOLDINGS, INC.
|
8-K
|
Financial Statements
|
|
Natura &Co Holding S.A.
|
6-K
|
|
|
QUADRANT CAPITAL GROUP LLC
|
13F-HR
|
|
|
PRAGMA GESTAO DE PATRIMONIO LTD
|
13F-HR
|
|
|
HCR Wealth Advisors
|
13F-HR
|
|
|
McGowan Group Asset Management, Inc.
|
13F-HR
|
|
|
Spinogenix, Inc.
|
D
|
|
|
REZOLVE GROUP Ltd
|
F-4/A
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND IV
|
497K
|
|
|
KORE Group Holdings, Inc.
|
424B3
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND IV
|
497J
|
|
|
SYKON CAPITAL LLC
|
13F-HR
|
|
|
LQR House Inc.
|
CERT
|
|
|
Oaktree Gardens OLP, LLC
|
10-Q
|
|
|
Largo Inc.
|
6-K
|
|
|
Almacenes Exito S.A.
|
6-K/A
|
|
|
Bowie Capital Management, LLC
|
13F-HR
|
|
|
GUGGENHEIM CREDIT INCOME FUND 2016 T
|
8-K
|
|
|
ECLIPSE VENTURES, LLC
|
13F-HR
|
|
|
Digital Transformation Opportunities Corp.
|
10-Q
|
|
|
QUAKER INVESTMENT TRUST
|
N-14/A
|
|
|
AKUMIN INC.
|
8-K
|
|
|
Jefferson Enterprise, LLC
|
D
|
|
|
Next Bridge Hydrocarbons, Inc.
|
8-K
|
|
|
Western Copper & Gold Corp
|
6-K
|
Financial Statements
|
|
CAMBELL INTERNATIONAL HOLDING CORP.
|
8-K
|
|
|
Blue Owl Real Estate Net Lease Trust
|
8-K
|
|
|
Acreage Holdings, Inc.
|
8-K
|
|
|
BANK OF HAWAII
|
13F-HR
|
|
|
IRSA INVESTMENTS & REPRESENTATIONS INC
|
6-K
|
Financial Statements
|
|
AdventHealth Surgery Center Innovation Tower, LLC
|
D
|
|
|
FiscalNote Holdings, Inc.
|
424B3
|
|
|
Santander Drive Auto Receivables Trust 2023-4
|
ABS-EE
|
|
|
SANTANDER DRIVE AUTO RECEIVABLES LLC
|
ABS-EE
|
|
|
Riverside Europe Fund VII, SCSp
|
D
|
|
|
Bird Global, Inc.
|
8-K
|
|
|
AMERICAN REALTY INVESTORS INC
|
8-K
|
Financial Statements
|
|
Lohscheller Michael
|
144
|
|
|
Nikola Corp
|
144
|
Financial Statements
|
|
CP OVERTURE I-A, L.P.
|
D/A
|
|
|
Mitrano Richard J.
|
144
|
|
|
Frequency Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Founders You Should Know Fund I, L.P.
|
D
|
|
|
BESSEMER GROUP INC
|
13F-HR
|
|
|
nth venture inc.
|
D
|
|
|
Pasterick Anastasiya
|
144
|
|
|
Brown Capital Management Mutual Funds
|
497K
|
|
|
CP OVERTURE I, L.P.
|
D/A
|
|
|
FEDERAL NATIONAL MORTGAGE ASSOCIATION FANNIE MAE
|
ABS-15G/A
|
Financial Statements
|
|
AMERISERV FINANCIAL INC /PA/
|
10-Q
|
Financial Statements
|
|
Federal Home Loan Bank of New York
|
8-K
|
|
|
TRANSCONTINENTAL REALTY INVESTORS INC
|
8-K
|
Financial Statements
|
|
AMG FUNDS III
|
24F-2NT
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
WRAP TECHNOLOGIES, INC.
|
10-Q
|
|
|
CEREHEALTH CORP
|
D/A
|
|
|
DELTA ASSET MANAGEMENT LLC/TN
|
13F-HR
|
|
|
Swan Capital Management, LLC
|
13F-NT
|
|
|
WELLS FARGO & COMPANY/MN
|
424B2
|
Financial Statements
|
|
CONTINENTAL INVESTORS SERVICES, INC.
|
13F-HR
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
PRUCO LIFE INSURANCE OF NEW JERSEY
|
10-Q
|
|
|
John Hancock Funds II
|
N-CSRS
|
|
|
IAF, LLC
|
SC 13G
|
|
|
Comera Life Sciences Holdings, Inc.
|
SC 13G
|
Financial Statements
|
|
Arcimoto Inc
|
10-Q
|
Financial Statements
|
|
LOWE BROCKENBROUGH & CO INC
|
13F-HR
|
|
|
BentallGreenOak Japan MFR, LP
|
D/A
|
|
|
PRUCO LIFE INSURANCE CO
|
10-Q
|
|
|
Marcus Gregory S
|
4/A
|
|
|
MARCUS CORP
|
4/A
|
Financial Statements
|
|
Blosil Dominic
|
144
|
|
|
Traeger, Inc.
|
144
|
Financial Statements
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
Mendes Carey
|
144
|
|
|
HARDY JAMES H JR
|
144
|
|
|
JANUS HENDERSON GROUP PLC
|
SC 13G
|
Financial Statements
|
|
AVADEL PHARMACEUTICALS PLC
|
SC 13G
|
Financial Statements
|
|
Papanicolau Andrew F.
|
3
|
|
|
MINIM, INC.
|
3
|
|
|
CMAP MacroCP Fund Ltd
|
D/A
|
|
|
Global Wealth Management Investment Advisory, Inc.
|
13F-HR
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VII
|
N-PX
|
|
|
FT 10916
|
497
|
|
|
AMERICAN BEACON FUNDS
|
497K
|
|
|
Gordon Murdo
|
144
|
|
|
AMGEN INC
|
144
|
Financial Statements
|
|
DB Wealth Management Group, LLC
|
13F-HR
|
|
|
Kernel Foods, Inc.
|
D
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND II
|
N-PX
|
|
|
DAVIDSON TRUST CO
|
13F-HR
|
|
|
Messano Amy
|
4
|
|
|
Altair Engineering Inc.
|
4
|
Financial Statements
|
|
UBS AG
|
424B2
|
|
|
Zetland Special Situations Feeder Fund III SCSp SICAV-RAIF - Zetland Special Situations Feeder Fund III
|
D
|
|
|
Investment Managers Series Trust
|
N-PX
|
|
|
OPUS INVESTMENT MANAGEMENT INC
|
13F-HR
|
|
|
New Mountain Guardian IV BDC, L.L.C.
|
10-Q
|
|
|
NEXPHASE CAPITAL FUND V-B, LP
|
D/A
|
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
NEXPHASE CAPITAL FUND V-A, LP
|
D/A
|
|
|
Zetland Special Situations Feeder Fund III SCSp SICAV-RAIF - Zetland Co-Investments Feeder Fund III
|
D
|
|
|
FIRST TRUST MORTGAGE INCOME FUND
|
N-PX
|
|
|
Marble Harbor Investment Counsel, LLC
|
13F-HR
|
|
|
NEXPHASE CAPITAL FUND V, LP
|
D/A
|
|
|
SouthOcean Real Estate Partners VI, LLC
|
D
|
|
|
AMERICAN BEACON FUNDS
|
497
|
|
|
Empower Advisory Group, LLC
|
13F-HR
|
|
|
Optiver VOF
|
13F-NT
|
|
|
Zetland Special Situations Master Fund III SCSp SICAV-RAIF - Zetland Co-Investments Master Fund III
|
D
|
|
|
KELLY SERVICES INC
|
10-Q
|
Financial Statements
|
|
RUSSELL MARK A
|
144
|
|
|
ERn Financial, LLC
|
13F-HR
|
|
|
Maveron General Partner V, LLC
|
13F-HR
|
|
|
MSD Investment Corp.
|
4
|
|
|
CHAPMAN JAMES N
|
4
|
|
|
AltShares Trust
|
N-CEN
|
|
|
ARBITRAGE FUNDS
|
N-CEN
|
|
|
Strategic Wealth Partners Group LLC
|
13F-HR
|
|
|
CSB Bancorp, Inc.
|
10-Q
|
|
|
Optiver US LLC
|
13F-NT
|
|
|
LONGVIEW ASSET MANAGEMENT, LLC
|
13F-HR
|
|
|
Hanesbrands Inc.
|
10-Q
|
Financial Statements
|
|
EDENOR
|
6-K
|
Financial Statements
|
|
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND
|
N-PX
|
|
|
Target Global Acquisition I Corp.
|
10-Q
|
|
|
Nexalin Technology, Inc.
|
10-Q
|
|
|
HANCOCK WHITNEY CORP
|
13F-HR
|
Financial Statements
|
|
Zetland Special Situations Master Fund III SCSp SICAV-RAIF - Zetland Special Situations Master Fund III
|
D
|
|
|
HANOVER INSURANCE GROUP, INC.
|
13F-NT
|
Financial Statements
|
|
SECURITY BENEFIT CORP
|
13F-NT
|
|
|
BIOHARVEST SCIENCES INC.
|
D
|
|
|
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
|
N-PX
|
|
|
SG Unlock Funding LLC
|
ABS-15G
|
|
|
Rosecliff Acquisition Corp I
|
425
|
|
|
Alpha Technology Group Ltd
|
F-1/A
|
|
|
Lowell Farms Inc.
|
10-Q
|
|
|
Optiver Holding B.V.
|
13F-HR
|
|
|
Eldridge Industries, LLC
|
13F-NT
|
|
|
Wavelength Capital Management, LLC
|
13F-HR
|
|
|
CX Station at Clift Farm, DST
|
D/A
|
|
|
MQS Management LLC
|
13F-HR
|
|
|
GUIDED THERAPEUTICS INC
|
10-Q
|
|
|
SECURITY BENEFIT LIFE INSURANCE CO /KS/
|
13F-HR
|
|
|
BARCLAYS BANK PLC
|
424B3
|
|
|
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND
|
N-PX
|
|
|
Locke Simon Heidi
|
144
|
|
|
TEEKAY CORP
|
144
|
Financial Statements
|
|
ZEITZ JOCHEN
|
4
|
|
|
HARLEY-DAVIDSON, INC.
|
4
|
Financial Statements
|
|
MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC
|
13F-HR
|
|
|
Knell Michael Gunnar
|
144
|
|
|
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
|
144
|
Financial Statements
|
|
Find Your Grail On Broadway LLC
|
D
|
|
|
CNO Financial Group, Inc.
|
8-K
|
Financial Statements
|
|
USA Challenger Fund, LP
|
D
|
|
|
Westwood Global Investments, LLC
|
13F-HR
|
|
|
CABANA LLC
|
13F-HR
|
|
|
Gamer Pakistan Inc
|
FWP
|
|
|
VANTAGE DRILLING INTERNATIONAL
|
10-Q
|
|
|
VALUED ADVISERS TRUST
|
24F-2NT
|
|
|
Shepherd's Finance, LLC
|
10-Q
|
|
|
Affinity Bancshares, Inc.
|
4/A
|
|
|
Cooney Edward John
|
4/A
|
|
|
EquityZen Growth Technology Fund LLC - Series 1759
|
D
|
|
|
Mag Magna Corp.
|
S-1/A
|
|
|
Rock Point Advisors, LLC
|
13F-HR
|
|
|
Green Eric Mark
|
4
|
|
|
WEST PHARMACEUTICAL SERVICES INC
|
4
|
Financial Statements
|
|
Change Depositor, LLC
|
ABS-15G
|
|
|
Gladstone Institutional Advisory LLC
|
13F-HR
|
|
|
NORCROSS GEORGE E III
|
DFAN14A
|
|
|
REPUBLIC FIRST BANCORP INC
|
DFAN14A
|
Financial Statements
|
|
Barnes Elijah Kent
|
4/A
|
|
|
BARNES GROUP INC
|
4/A
|
Financial Statements
|
|
CINCINNATI BELL INC
|
10-Q
|
|
|
First Trust Intermediate Duration Preferred & Income Fund
|
N-PX
|
|
|
Instacash Inc.
|
D
|
|
|
Sunrise Investments LP
|
D/A
|
|
|
Dorsey & Whitney Trust CO LLC
|
13F-HR
|
|
|
Historic Investment Fund 2023
|
D
|
|
|
River Oaks Capital LLC
|
13F-HR
|
|
|
PETTYJOHN, WOOD & WHITE, INC
|
13F-HR
|
|
|
12th Street Asset Management Company, LLC
|
13F-HR
|
|
|
VanEck ETF Trust
|
NPORT-P
|
|
|
Smith Dylan C
|
144
|
|
|
BOX INC
|
144
|
Financial Statements
|
|
VanEck Funds
|
NPORT-P
|
|
|
VanEck VIP Trust
|
NPORT-P
|
|
|
Pfann Oliver
|
3
|
|
