SEC Filings


2916
  
Company Name Form Type SEC Filings
ARIEL INVESTMENTS, LLC SC 13G
Chase Card Funding LLC 8-K
CHASE ISSUANCE TRUST 8-K
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION 8-K
Criterion Grand Prairie, LLC D
FT 10979 S-6
GREAT VALLEY ADVISOR GROUP, INC. 13F-HR
MARK SHEPTOFF FINANCIAL PLANNING, LLC 13F-HR
SKBA CAPITAL MANAGEMENT LLC 13F-HR
NORTHERN LIGHTS FUND TRUST III 485BXT
BF Garden Tax Credit Fund V L.P. 10-Q
Leelyn Smith, LLC 13F-HR
Pacific Ridge Capital Partners, LLC 13F-HR
COLUMBIA FUNDS SERIES TRUST I N-CEN
Floerke Gregory Scott 144
LIVEGISTICS, INC. D
Columbia Funds Series Trust II N-CEN
Che Austin 144
Ginkgo Bioworks Holdings, Inc. 144
BCTC V ASSIGNOR CORP 10-Q
Fidelis Capital Partners, LLC 13F-HR
Mastech Digital, Inc. 10-Q Financial Statements
Essential Planning, LLC. 13F-HR
EVERMAY WEALTH MANAGEMENT LLC 13F-HR
TEXAS TREASURY SAFEKEEPING TRUST CO 13F-HR
BCTC IV ASSIGNOR CORP 10-Q
PETRO USA, INC. 10-Q
Soditic Asset Management LLP 13F-HR
Cornerstone Retirement Group, Inc. 13F-HR
Ironwood Multi-Strategy Fund LLC SC TO-I/A
TS Bank 13F-NT
Bancreek Capital Management, LP 13F-HR
Chico Wealth RIA 13F-HR
Gemsstock Ltd. 13F-HR
Federal Home Loan Bank of Cincinnati 10-Q
Best Food Trucks, Inc. C-AR
CONSOLIDATED PRESS INTERNATIONAL HOLDINGS LTD 13F-HR
TABLE TRAC INC 10-Q
Ironwood Institutional Multi-Strategy Fund LLC SC TO-I/A
Connor, Clark & Lunn Investment Management Ltd. 13F-HR
BUCKHEAD CAPITAL MANAGEMENT LLC 13F-HR
Coastwise Capital Group, LLC 13F-HR
SR ONE CAPITAL MANAGEMENT, LP 13F-HR
Signature Financial Management, Inc. 13F-NT
KELLEHER FINANCIAL ADVISORS 13F-HR
BROWN INVESTMENT ADVISORY & TRUST CO 13F-NT
Brown Advisory Ltd 13F-NT
WPA International L.P. D/A
Brown Advisory LLC 13F-NT
Ollie's Bargain Outlet Holdings, Inc. 4 Financial Statements
SWYGERT JOHN W 4
NE-0522 Fund II AL Vehicle, a series of MV Funds, LP D
NE-0522 Fund II, a series of MV Funds, LP D
BROADMARK ASSET MANAGEMENT LLC 13F-HR
Jasopt Investments Bahamas Ltd 13F-NT
TRANSCONTINENTAL REALTY INVESTORS INC 10-Q Financial Statements
CORRADO ADVISORS, LLC 13F-HR
AAF Wealth Management, LLC 13F-HR
Catlin Michael 3
Kiromic Biopharma, Inc. 3 Financial Statements
Chang Robert 144
Newegg Commerce, Inc. 144
ALPINE ASSOCIATES MANAGEMENT INC. 13F-HR
Boston Partners 13F-HR
Boston Partners Trust Co 13F-NT
Treynor Bancshares, Inc. 13F-HR
Cavalane Holdings Pty Ltd 13F-NT
Taylor Consulting Inc. C-AR
Whiteside Jeff 4
EXP World Holdings, Inc. 4 Financial Statements
J.P. Marvel Investment Advisors, LLC 13F-HR
HC Advisors, LLC 13F-HR
FT 10916 487
AB Commercial Real Estate Private Debt Fund, LLC 10-Q
AMERICAN REALTY INVESTORS INC 10-Q Financial Statements
Boxabl Inc. 10-12G
Ascension Asset Management LLC 13F-HR
HERON FINANCIAL GROUP, LLC 13F-HR
Laven Mark Phillip 4
Latham Group, Inc. 4 Financial Statements
Hartford Funds Exchange-Traded Trust N-14/A
DOMINI IMPACT INVESTMENTS LLC 13F-NT
FITLIFE BRANDS, INC. 8-K
Soothe Holdings, LLC D
Fifth Third Auto Trust 2023-1 FWP
Nuveen Churchill Direct Lending Corp. 8-K
SCHWARTZ INVESTMENT COUNSEL INC 13F-HR
Merlin Capital LLC 13F-HR/A
Two Sigma Risk Premia Cayman Fund, Ltd. D/A
Quantum Financial Advisors, LLC 13F-HR
iShares U.S. ETF Trust 485BXT
Canton Barry 144
ACURA PHARMACEUTICALS, INC NT 10-Q
Fifth Third Holdings Funding, LLC FWP
Hininger Damon T 144
CoreCivic, Inc. 144 Financial Statements
Tree Line Advisors 13F-HR
Truvestments Capital LLC 13F-HR
Avadel Pharmaceuticals plc/ADR F-6EF
BANK OF NEW YORK / ADR DIVISION F-6EF
Stein Kevin M 4
TransDigm Group INC 4 Financial Statements
JGP Wealth Management, LLC 13F-HR
ATOMVEST Ltd 13F-HR
FAIRFIELD BILL L 4
BUCKLE INC 4 Financial Statements
Gong Xiangwei 4
APTARGROUP, INC. 4 Financial Statements
BENTEN R ANTHONY 144/A
NEW YORK TIMES CO 144/A Financial Statements
Brayton Diane 144
CHEMUNG FINANCIAL CORP 10-Q Financial Statements
Better World Acquisition Corp. SC 13G/A
First Trust Capital Management L.P. SC 13G/A
Rinkey Investments 13F-HR
Breeze Holdings Acquisition Corp. PRE 14A
Gafke Garrett 144
Intellicheck, Inc. 144 Financial Statements
Kunchala Suraj 4
INTREPID CAPITAL MANAGEMENT INC 13F-HR
Two Sigma Active Extension U.S. All Cap Equity Beta Adjusted Cayman Fund, Ltd. D/A
Blume Capital Management, Inc. 13F-HR
Wealth Quarterback LLC 13F-HR
Northern Lights Fund Trust IV N-PX
MCREYNOLDS JUDY R 4
ARCBEST CORP /DE/ 4 Financial Statements
Kelly Jason R 144
Natural Intelligence Systems, Inc. D/A
GSK plc 6-K Financial Statements
Black Spade Acquisition Co SC 13G/A
PARTING STONE, INC. D
Hadjipateras Alexander C. 144
DORIAN LPG LTD. 144 Financial Statements
PAINTER ROBERT G 144
TRIMBLE INC. 144 Financial Statements
RBC GLOBAL ASSET MANAGEMENT 13F-NT
Impact Shares Trust I 485BXT
Siyata Mobile Inc. 6-K
Kiernan Daniel J. 4
DARDEN RESTAURANTS INC 4 Financial Statements
AIREX Portfolio VI DST D/A
OCULUS VISIONTECH INC. 10-Q
Huarui International New Material Ltd SEC STAFF ACTION
Grijalva Laurie Marie 144
Boot Barn Holdings, Inc. 144 Financial Statements
AlphaMcClellan LLC D
CARY STREET PARTNERS ASSET MANAGEMENT LLC 13F-HR
CORDA Investment Management, LLC. 13F-HR
TOUCHSTONE STRATEGIC TRUST DEFA14A
Novack David F 4
DYNAVAX TECHNOLOGIES CORP 4 Financial Statements
Bristol Gate Capital Partners Inc. 13F-HR
Southeast Asset Advisors Inc. 13F-HR
Sabrepoint Capital Partners, LP D/A
BEACON FOUR HOLDINGS LLC D
BARR E S & CO 13F-HR
DREYFUS CASH MANAGEMENT N-MFP2/A
Mirae Asset Global Investments Co., Ltd. 13F-HR
RAINBOLT DAVID E 4
BANCFIRST CORP /OK/ 4 Financial Statements
LQR House Inc. 424B3
Primo Water Corp /CN/ 10-Q Financial Statements
Kiltearn Partners LLP 13F-HR
VERIS GLOBAL SUSTAINABILITY FUND LLC D/A
Kensington Investments B.V. 13F-HR
GARDNER LEWIS ASSET MANAGEMENT L P 13F-HR
Hryckiewicz Henry 144
WideOpenWest, Inc. 144 Financial Statements
UBS AG FWP
Fifth Third Auto Trust 2023-1 424H
Fifth Third Holdings Funding, LLC 424H
Boxwood Ventures, Inc. 13F-HR
Koju Inc C
HARDWICK MARK K 4
FIRST MERCHANTS CORP 4 Financial Statements
Private Wealth Group, LLC 13F-HR
SHELTON CAPITAL MANAGEMENT 13F-HR
Sports Visio, Inc. D
Sullivan Caroline 144
MOODYS CORP /DE/ 144 Financial Statements
FLUHLER STEPHAN 4
KRYGER CAPITAL Ltd 13F-HR
ALTERNA WEALTH MANAGEMENT, INC 13F-HR
HAWTHORN BANCSHARES, INC. 10-Q Financial Statements
ARIEL INVESTMENT TRUST N-30B-2
TOYO Co., Ltd 425
Blue World Acquisition Corp 425
GREAT LAKES ADVISORS, LLC 13F-HR
Harris Steven C 4
Kawiecki Michele 4
HSBC USA INC /MD/ 424B2
CQS 13F-HR
EquityZen Growth Opportunity Fund IX LLC - Series 1 D
LQR House Inc. 424B4
Stonehage Fleming Investment Management Ltd 13F-NT
Kimball Chad 4
Saudi Central Bank 13F-HR
MARTIN JOHN 4
RF Acquisition Corp. SC 13G/A
Cipher Mining Inc. 144
GROSSMAN CARY M 144
AxonPrime Infrastructure Acquisition Corp 8-K
Stewart Michael J 4
TRUSTMARK NATIONAL BANK TRUST DEPARTMENT 13F-HR
Ceres Classic L.P. 10-Q
DYNARESOURCE INC 8-K
Stonehage Fleming Financial Services Holdings Ltd 13F-HR
WS MANAGEMENT LLLP 13F-HR
Wells Royce A. 4
NEXSTAR MEDIA GROUP, INC. 4 Financial Statements
Maquia Capital Acquisition Corp 425
BENTEN R ANTHONY 144
ENERGY RESOURCES 12, L.P. 10-Q
CARY STREET PARTNERS INVESTMENT ADVISORY LLC 13F-HR
Maquia Capital Acquisition Corp 8-K
CHARTER RESEARCH & INVESTMENT GROUP, INC. 13F-HR
CERES TACTICAL SYSTEMATIC L.P. 10-Q
Social Capital Suvretta Holdings Corp. II SC 13G/A Financial Statements
Green Planet Bio Engineering Co. Ltd. 10-Q
CARRIER GLOBAL Corp SC 13G/A
Arco Platform Ltd. SC 13G/A Financial Statements
Capital Research Global Investors SC 13G/A
PG&E Corp SC 13G/A Financial Statements
Federal Home Loan Bank of Des Moines 8-K
Yinfu Gold Corp. 10-Q
PL Capital Advisors, LLC 13F-HR
Sea Otter Advisors LLC SC 13G
Project Energy Reimagined Acquisition Corp. SC 13G
Garrett Motion Inc. SC 13D/A Financial Statements
BAUPOST GROUP LLC/MA SC 13D/A
Masterworks 274, LLC 1-U
Masterworks 273, LLC 1-U
Franklin Alternative Strategies Funds 24F-2NT
DODGE & COX SC 13G/A
MOLSON COORS BEVERAGE CO SC 13G/A Financial Statements
Ceres Tactical Commodity L.P. 10-Q
TAGStone Capital, Inc. 13F-HR
ArrowMark Colorado Holdings LLC SC 13G/A
Axogen, Inc. SC 13G/A Financial Statements
CENTRAL SECURITIES CORP N-CSRS Financial Statements
Sutherland Paul Howard 4
GAIA, INC 4 Financial Statements
OARSMAN CAPITAL, INC. 13F-HR
Legacy Capital Group California, Inc. 13F-HR
LUBERT-ADLER MANAGEMENT COMPANY, LP 13F-HR
Hirtle Callaghan & Co LLC 13F-HR
AXS Investments LLC 13F-HR
Shell plc 6-K
HOLYOAK CHET 3
GOLD RESOURCE CORP 3 Financial Statements
Briarwood Capital D/A
ESA Global Value Fund 13F-HR
Two Sigma Absolute Return Enhanced Cayman Fund, Ltd. D/A
CERES ORION L.P. 10-Q
NORTHGATE APARTMENT INVESTORS LLC D
Crake Asset Management LLP 13F-HR
Global Alpha Capital Management Ltd. 13F-HR
Ruggaard & Associates LLC 13F-HR
LATAM AIRLINES GROUP S.A. 6-K
iQvcloud, Inc. D/A
ARYA Sciences Acquisition Corp V SC 13G/A Financial Statements
CQS 13F-NT
Evolutionary Tree Capital Management, LLC 13F-HR
JOHNSON INVESTMENT COUNSEL INC 13F-HR
Gaingels Rain Neuromorphics 2023 LLC D
Jade Capital Advisors, LLC 13F-HR
Altera Silas Growth Fund, LLC D/A
CQS 13F-NT
BNY MELLON ULTRA SHORT INCOME FUND N-8F NTC
Phospholutions, Inc. D
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ 424B2 Financial Statements
PIPER SANDLER & CO. 13F-HR
Shady Grove Oak Grill Inc. C
Federal Home Loan Bank of Indianapolis 8-K
Burke Pamela B. 144
Grocery Outlet Holding Corp. 144 Financial Statements
THOMPSON SIEGEL & WALMSLEY LLC 13F-HR
AlphaCentric Prime Meridian Income Fund N-8F NTC
Bedel Financial Consulting, Inc. 13F-HR
INNOVATIVE FOOD HOLDINGS INC 10-Q
VARIABLE INSURANCE PRODUCTS FUND IV 485BPOS
Grande Anthony L 144
Youdao, Inc. SC 13G/A Financial Statements
ORBIS INVESTMENT MANAGEMENT LTD SC 13G/A
Aviva Investors Asia PTE Ltd 13F-NT
Gondor Partners, LP D
CENTRAL SECURITIES CORP 13F-HR Financial Statements
Nezu Speedwell Fund Ltd. D
FULLNET COMMUNICATIONS INC 10-Q
Freedom Holding Corp. NT 10-Q
Track Group, Inc. 10-Q
Innovation Beverage Group Ltd F-1/A
CONDOR CAPITAL MANAGEMENT 13F-HR
Kuczynski Stephen E 144
SOUTHERN CO 144 Financial Statements
Minerva Advisors LLC 13F-HR
P&F INDUSTRIES INC 8-K Financial Statements
CITIGROUP INC 424B3 Financial Statements
Citigroup Global Markets Holdings Inc. 424B3
Hunter Street Fund II, LP D/A