| Company Name |
Form Type |
SEC Filings |
|
|
|
|
CANNAPHARMARX, INC.
|
10-Q
|
|
|
CANNELL CAPITAL LLC
|
4
|
|
|
CANTOR FITZGERALD INFRASTRUCTURE FUND
|
424B3
|
|
|
CANYON CAPITAL ADVISORS LLC
|
4
|
|
|
CBL & ASSOCIATES PROPERTIES INC
|
4
|
Financial Statements
|
|
CD 2016-CD1 Mortgage Trust
|
10-D
|
|
|
CD 2016-CD2 Mortgage Trust
|
10-D
|
|
|
CD 2017-CD4 Mortgage Trust
|
10-D
|
|
|
CD 2017-CD4 Mortgage Trust
|
ABS-EE
|
|
|
CENTRAL JAPAN RAILWAY CO
|
F-6 POS
|
|
|
CENTRAL PACIFIC FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
CENTRAL PUERTO S.A.
|
6-K
|
Financial Statements
|
|
CH AUTO Inc.
|
F-4/A
|
|
|
CHINA PETROLEUM & CHEMICAL CORP
|
6-K
|
|
|
CHIPOTLE MEXICAN GRILL INC
|
3
|
Financial Statements
|
|
CHIPOTLE MEXICAN GRILL INC
|
4
|
Financial Statements
|
|
CHUGG JULIANA L
|
4
|
|
|
CIENA CORP
|
4
|
Financial Statements
|
|
CIMPRESS plc
|
144
|
Financial Statements
|
|
CIMPRESS plc
|
4
|
Financial Statements
|
|
CITIGROUP INC
|
3
|
Financial Statements
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
CITIZENS FINANCIAL SERVICES INC
|
4
|
|
|
CLEANSPARK, INC.
|
4
|
|
|
CLOUDASTRUCTURE, INC.
|
1-SA
|
|
|
CLPS Inc
|
SC 13D/A
|
Financial Statements
|
|
COCHRAN SANDRA B
|
4
|
|
|
CODEXIS, INC.
|
8-K
|
Financial Statements
|
|
COMM 2013-CCRE12 Mortgage Trust
|
10-D
|
|
|
COMM 2014-CCRE15 Mortgage Trust
|
10-D
|
|
|
COMM 2014-CCRE16 Mortgage Trust
|
10-D
|
|
|
COMM 2014-CCRE19 Mortgage Trust
|
10-D
|
|
|
COMM 2014-CCRE20 Mortgage Trust
|
10-D
|
|
|
COMM 2014-CCRE21 Mortgage Trust
|
10-D
|
|
|
COMM 2014-LC15 Mortgage Trust
|
10-D
|
|
|
COMM 2014-LC17 Mortgage Trust
|
10-D
|
|
|
COMM 2014-UBS3 Mortgage Trust
|
10-D
|
|
|
COMM 2014-UBS5 Mortgage Trust
|
10-D
|
|
|
COMM 2014-UBS6 Mortgage Trust
|
10-D
|
|
|
COMM 2015-CCRE23 Mortgage Trust
|
10-D
|
|
|
COMM 2015-CCRE24 Mortgage Trust
|
10-D
|
|
|
COMM 2015-CCRE26 Mortgage Trust
|
10-D
|
|
|
COMM 2015-CCRE27 Mortgage Trust
|
10-D
|
|
|
COMM 2015-DC1 Mortgage Trust
|
10-D
|
|
|
COMM 2015-LC19 Mortgage Trust
|
10-D
|
|
|
COMM 2015-LC23 Mortgage Trust
|
10-D
|
|
|
COMM 2015-PC1 Mortgage Trust
|
10-D
|
|
|
COMM 2016-CCRE28 Mortgage Trust
|
10-D
|
|
|
COMM 2016-COR1 Mortgage Trust
|
10-D
|
|
|
COMM 2017-COR2 Mortgage Trust
|
10-D
|
|
|
COMM 2017-COR2 Mortgage Trust
|
ABS-EE
|
|
|
COMM 2018-COR3 Mortgage Trust
|
10-D
|
|
|
COMM 2018-COR3 Mortgage Trust
|
ABS-EE
|
|
|
COMMUNITY BANK SYSTEM, INC.
|
4
|
Financial Statements
|
|
COMMUNITY TRUST BANCORP INC /KY/
|
4
|
|
|
CONDUIT PHARMACEUTICALS INC.
|
25-NSE
|
|
|
CONDUIT PHARMACEUTICALS INC.
|
8-A12B
|
|
|
CONDUIT PHARMACEUTICALS INC.
|
CERT
|
|
|
CONKLING WILLIAM
|
4
|
|
|
CONSUMERS ENERGY CO
|
SF-1
|
|
|
CORE MOLDING TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
CORE MOLDING TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
CORTADO VENTURES FUND II, LP
|
D/A
|
|
|
COSSET YAEL
|
4
|
|
|
COURAGE MUSIC PARTNERS III
|
D
|
|
|
COURAGE MUSIC PARTNERS III, L.P.
|
D
|
|
|
CP
|
3
|
|
|
CPI Card Group Inc.
|
4
|
Financial Statements
|
|
CR Group L.P.
|
4
|
|
|
CRACKER BARREL OLD COUNTRY STORE, INC
|
4
|
Financial Statements
|
|
CRG Partners III
|
4
|
|
|
CRG Partners III
|
4
|
|
|
CRG Partners III - Parallel Fund
|
4
|
|
|
CRG Partners III L.P.
|
4
|
|
|
CRH PUBLIC LTD CO
|
F-6 POS
|
Financial Statements
|
|
CUIPER OLAV
|
144
|
|
|
Cable Car Capital LLC
|
4
|
|
|
Calfus Inc.
|
D
|
|
|
CamCole Consultants, LLC
|
3
|
|
|
Cambrian Inc.
|
D/A
|
|
|
Cannabist Co Holdings Inc.
|
8-K
|
|
|
Cannon-Brookes Michael
|
4
|
|
|
Canton Barry
|
4
|
|
|
Cantor Fitzgerald Income Trust, Inc.
|
PRE 14A
|
|
|
Canvas Residential Co-Invest I, LLC
|
D
|
|
|
Capital Product Partners L.P.
|
6-K
|
Financial Statements
|
|
Capstone Green Energy Corp
|
8-K
|
|
|
Carbon Revolution Public Ltd Co
|
425
|
|
|
Carleone Joseph
|
4
|
|
|
Carlyle Group Inc.
|
SC 13G
|
Financial Statements
|
|
Carmi Yaniv
|
144
|
|
|
Cartel Ventures LLC
|
C
|
|
|
Casalena Anthony
|
144
|
|
|
CashEx Inc.
|
D
|
|
|
Cassidy Bruce A. Sr.
|
4/A
|
|
|
Cassidy Bruce A. Sr.
|
SC 13D/A
|
|
|
Castlelake Asset-Based Private Credit III Evergreen B, L.P.
|
D/A
|
|
|
Cazoo Group Ltd
|
SC 13D/A
|
|
|
Cecilian Partners, Inc.
|
D
|
|
|
Cellectar Biosciences, Inc.
|
D
|
Financial Statements
|
|
Cellectar Biosciences, Inc.
|
PRE 14A
|
Financial Statements
|
|
Celsius Holdings, Inc.
|
4
|
Financial Statements
|
|
Celyad Oncology SA
|
6-K
|
Financial Statements
|
|
Cencora, Inc.
|
4
|
Financial Statements
|
|
Centessa Pharmaceuticals plc
|
4
|
Financial Statements
|
|
Centiva Capital, LP
|
SC 13G/A
|
|
|
Cepton, Inc.
|
8-K
|
|
|
Ceran Jennifer
|
4
|
|
|
ChargePoint Holdings, Inc.
|
4
|
Financial Statements
|
|
Che Austin
|
144
|
|
|
Cheche Group Inc.
|
6-K
|
|
|
Check-Cap Ltd
|
SC 13G
|
Financial Statements
|
|
Chen Xu
|
144
|
|
|
Cheng Chi Fung
|
4
|
|
|
Chernick Rose M
|
4
|
|
|
Chesterman Alex
|
SC 13D/A
|
|
|
Christianson Jon
|
4
|
|
|
Chu Mona
|
4
|
|
|
Cingulate Inc.
|
PRE 14A
|
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
Citrine Informatics, Inc.
|
D
|
|
|
Clayton Street Trust
|
40-17G
|
|
|
ClearBridge Energy Midstream Opportunity Fund Inc.
|
4
|
|
|
ClearBridge MLP & Midstream Total Return Fund Inc.
|
4
|
|
|
ClearSign Technologies Corp
|
8-K
|
Financial Statements
|
|
Clearside Biomedical, Inc.
|
4
|
Financial Statements
|
|
Cleary Kenneth J
|
4
|
|
|
Clene Inc.
|
S-3
|
|
|
Coco Market Inc.
|
C
|
|
|
Coen Natalia M
|
3
|
|
|
Colgrove John
|
4
|
|
|
CollPlant Biotechnologies Ltd
|
144
|
Financial Statements
|
|
Colwell Michael C.
|
144
|
|
|
Commercial Vehicle Group, Inc.
|
4
|
Financial Statements
|
|
Commonwealth Income & Growth Fund VII, LP
|
10-K
|
|
|
Complete Solaria, Inc.
|
SC 13G
|
|
|
Concord Medical Services Holdings Ltd
|
6-K
|
Financial Statements
|
|
Connealy Pamela Ann
|
4
|
|
|
Connexa Sports Technologies Inc.
|
8-K
|
Financial Statements
|
|
Consumers 2023 Securitization Funding LLC
|
SF-1
|
|
|
Cooper Jeffrey Elliott
|
4
|
|
|
Copper Property CTL Pass Through Trust
|
8-K
|
|
|
Cornwell Kievdi Don
|
4
|
|
|
Corvino Frank
|
144
|
|
|
Cosmos Health Inc.
|
8-K
|
|
|
Costos James
|
4
|
|
|
Cottonwood Communities, Inc.
|
8-K
|
|
|
Cottonwood Communities, Inc.
|
D
|
|
|
Coursera, Inc.
|
4
|
Financial Statements
|
|
Courtside Group, Inc.
|
D
|
|
|
Creatd, Inc.
|
8-K
|
|
|
Creatify Lab Inc.
|
D
|
|
|
Credo Technology Group Holding Ltd
|
4
|
Financial Statements
|
|
Crosslink Endeavour Fund II, L.P.
|
D
|
|
|
CrowdStrike Holdings, Inc.
|
4
|
Financial Statements
|
|
Cudahy Theresa Ellen
|
4
|
|
|
Cue Health Inc.
|
3
|
Financial Statements
|
|
Cue Health Inc.
|
8-A12B
|
Financial Statements
|
|
Cue Health Inc.
|
8-K
|
Financial Statements
|
|
Cumello Joseph
|
4
|
|
|
CuriosityStream Inc.
|
4
|
|
|
CuriosityStream Inc.
|
8-K
|
|
|
Cyber Apps World
|
8-K
|
|
|
CymaBay Therapeutics, Inc.
|
SC 13G
|
Financial Statements
|
|
Cyngn Inc.
|
PRE 14A
|
Financial Statements
|
|
CytomX Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Cyxtera Technologies, Inc.
|
8-K
|
|
|
D'Alterio Gennaro A.
|
4
|
|
|
DABAH EZRA
|
SC 13D/A
|
|
|
DALRADA FINANCIAL CORP
|
4
|
|
|
DANSEY ROGER D
|
4
|
|
|
DARDEN RESTAURANTS INC
|
4
|
Financial Statements
|
|
DAVIES JOHN L
|
4
|
|
|
DAVIS CARY
|
4
|
|
|
DAVIS COMMODITIES Ltd
|
6-K
|
|
|
DBJPM 2016-C1 Mortgage Trust
|
10-D
|
|
|
DBJPM 2016-C3 Mortgage Trust
|
10-D
|
|
|
DBJPM 2017-C6 Mortgage Trust
|
10-D
|
|
|
DBJPM 2017-C6 Mortgage Trust
|
ABS-EE
|
|
|
DDC Enterprise Ltd
|
F-1/A
|
|
|
DELOITTE & TOUCHE LLP
|
D/A
|
|
|
DELOITTE CONSULTING LLP
|
D/A
|
|
|
DELTA AIR LINES, INC.
|
4
|
Financial Statements
|
|
DELTA AIR LINES, INC.
|
SC 13D/A
|
Financial Statements
|
|
DEUTSCHE DWS ASSET ALLOCATION TRUST
|
497
|
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
497
|
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
497K
|
|
|
DEUTSCHE DWS INCOME TRUST
|
497
|
|
|
DEUTSCHE DWS INSTITUTIONAL FUNDS
|
497
|
|
|
DEUTSCHE DWS INTERNATIONAL FUND, INC.
|
497
|
|
|
DEUTSCHE DWS INVESTMENT TRUST
|
497
|
|
|
DEUTSCHE DWS MARKET TRUST
|
497
|
|
|
DEUTSCHE DWS MONEY FUNDS
|
497
|
|
|
DEUTSCHE DWS MUNICIPAL TRUST
|
497
|
|
|
DEUTSCHE DWS MUNICIPAL TRUST
|
497K
|
|
|
DEUTSCHE DWS PORTFOLIO TRUST
|
497
|
|
|
DEUTSCHE DWS SECURITIES TRUST
|
497
|
|
|
DEUTSCHE DWS SECURITIES TRUST
|
497K
|
|
|
DEUTSCHE DWS STATE TAX-FREE INCOME SERIES
|
497
|
|
|
DEUTSCHE DWS TAX FREE TRUST
|
497
|
|
|
DEXCOM INC
|
144
|
Financial Statements
|
|
DEXCOM INC
|
4
|
Financial Statements
|
|
DIAMOND OFFSHORE DRILLING, INC.
|
8-K
|
Financial Statements
|
|
DIMICK NEIL F
|
4
|
|
|
DINAN JAMES G
|
3
|
|
|
DIRTT ENVIRONMENTAL SOLUTIONS LTD
|
4
|
|
|
DOMO, INC.
|
4
|
Financial Statements
|
|
DONAHUE THOMAS R
|
4
|
|
|
DONALDSON Co INC
|
10-K
|
Financial Statements
|
|
DR REDDYS LABORATORIES LTD
|
6-K
|
Financial Statements
|
|
DREYFUS CASH MANAGEMENT
|
N-CSRS
|
|
|
DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS
|
N-CSRS
|
|
|
DREYFUS TAX EXEMPT CASH MANAGEMENT FUNDS
|
N-CSRS
|
|
|
DREYFUS TREASURY SECURITIES CASH MANAGEMENT
|
N-CSRS
|
|
|
DRONEDEK Corp
|
C-AR
|
|
|
DUCHENE KATE W
|
4
|
|
|
DYNARESOURCE INC
|
4
|
|
|
Dadgar Armon
|
4
|
|
|
Dageville Benoit
|
4
|
|
|
Daily Laura A
|
4
|
|
|
Daimler Trucks Retail Receivables LLC
|
424B2
|
|
|
Daimler Trucks Retail Trust 2022-1
|
10-D
|
|
|
Daimler Trucks Retail Trust 2023-1
|
424B2
|
|
|
Daimler Trucks Retail Trust 2023-1
|
8-K
|
|
|
DarkPulse, Inc.
|
10-Q
|
|
|
Davis Keri
|
4
|
|
|
Daxner James R
|
3
|
|
|
Day Christine McCormick
|
4
|
|
|
Decentral Life, Inc.
|
8-K
|
|
|
Deloitte Financial Advisory Services LLP
|
D/A
|
|
|
Deloitte LLP
|
D/A
|
|
|
Deloitte Tax LLP
|
D/A
|
|
|
Denekas Craig N
|
4
|
|
|
Deputy Christine
|
4
|
|
|
DermTech, Inc.
|
3
|
|
|
DermTech, Inc.
|
4
|
|
|
Designer Brands Inc.
|
4
|
Financial Statements
|
|
Deutsche Bank Trust Co Americas/ ADR Group
|
F-6 POS
|
|
|
DiModica Jeffrey F.
|
144
|
|
|
Dickens Zachary T
|
4
|
|
|
Digital Brands Group, Inc.
|
S-1/A
|
|
|
Diligent Robotics, Inc.
|
D
|
|
|
Diversified Income Fund LLC
|
D/A
|
|
|
Dominari Holdings Inc.
|
4
|
Financial Statements
|
|
Dominari Holdings Inc.
|
8-K
|
Financial Statements
|
|
Donato Leslie E
|
4
|
|
|
Drake Eileen P.
|
4
|
|
|
Drell Persis
|
4
|
|
|
Dreyfus Treasury Obligations Cash Management
|
N-CSRS
|
|
|
Druker Ofer
|
144
|
|
|
Dubin Lane
|
4
|
|
|
Ducard Malik
|
4
|
|
|
Dumont Robert Louis
|
4
|
|
|
Dune Acquisition Corp
|
8-K
|
|
|
Dunxin Financial Holdings Ltd
|
6-K
|
|
|
E-Home Household Service Holdings Ltd
|
6-K
|
|
|
ECOPETROL S.A.
|
6-K
|
Financial Statements
|
|
ELECTRO SENSORS INC
|
4
|
Financial Statements
|
|
ELEVATED EQUITY INVESTMENT FUND LLC
|
D/A
|
|
|
EMERA INC
|
6-K
|
|
|
ETF Series Solutions
|
485BPOS
|
|
|
EUDA Health Holdings Ltd
|
424B3
|
|
|
EUDA Health Holdings Ltd
|
6-K
|
|
|
EXCHANGE TRADED CONCEPTS TRUST
|
485APOS
|
|
|
Earlyworks Co., Ltd.
|
6-K
|
|
|
Eastlink DB II, a series of Eastlink Capital Opportunity Fun
|
D
|
|
|
EcoR1 Capital Fund Qualified, L.P.
|
4/A
|
|
|
EcoR1 Capital Fund, L.P.
|
4/A
|
|
|
EcoR1 Capital, LLC
|
4/A
|
|
|
EcoR1 Venture Opportunity Fund, LP
|
4/A
|
|
|
Edelman Oded
|
4
|
|
|
Edenbrook Capital, LLC
|
4
|
|
|
EdgeTheory, LLC
|
D
|
|
|
Edible Garden AG Inc
|
PRE 14A
|
|
|
Education Growth Partners II-A, L.P.
|
D
|
|
|
Egan Scott
|
4
|
|
|
Ehrlichman Matt
|
4
|
|
|
Electra Battery Materials Corp
|
6-K
|
|
|
Electriq Power Holdings, Inc.
|
S-1
|
|
|
Elevai Labs Inc.
|
D
|
|
|
Elevation Oncology, Inc.
|
8-K
|
Financial Statements
|
|
Elevation Series Trust
|
485BXT
|
|
|
Elwell Lesley Lissette
|
4
|
|
|
Embrace Change Acquisition Corp.
|
PRE 14A
|
|
|
Emery Christina
|
4
|
|
|
EmotionTrac, Inc.
|
C
|
|
|
Ensor Michael E
|
3
|
|
|
Envirotech Vehicles, Inc.
|
10-Q/A
|
|
|
Equalize Community Development Fund
|
N-CSR
|
|
|
Equalize Community Development Fund
|
NT N-CEN
|
|
|
Equinox Gold Corp.
|
6-K
|
|
|
Erlinger Joseph M.
|
144
|
|
|
Erlinger Joseph M.
|
4
|
|
|
Errez Ben
|
4/A
|
|
|
Eunoia Capital, LLC
|
D
|
|
|
Evergy, Inc.
|
4
|
Financial Statements
|
|
Excel Family Partners LLLP
|
3
|
|
|
ExodusPoint Management Investors, LLC
|
D/A
|
|
