| Company Name |
Form Type |
SEC Filings |
|
|
|
|
MANHATTAN TRANSFER REGISTRAR CO /TA
|
TA-1/A
|
|
|
Cowen Financial Products LLC
|
SBSE/A
|
|
|
1st FRANKLIN FINANCIAL CORP
|
424B3
|
|
|
1st stREIT Office Inc.
|
1-U
|
|
|
1st stREIT Office Inc.
|
253G2
|
|
|
AAR CORP
|
8-K
|
Financial Statements
|
|
AB Private Credit Investors Corp
|
8-K
|
|
|
ABEONA THERAPEUTICS INC.
|
4
|
Financial Statements
|
|
ACCEL X STRATEGIC PARTNERS LP
|
4
|
|
|
ACCURAY INC
|
8-K
|
Financial Statements
|
|
ACHIEVE ATM FUND II , LLC
|
D
|
|
|
ACNB CORP
|
4
|
Financial Statements
|
|
ACRES Commercial Realty Corp.
|
4
|
|
|
ADVANCE AUTO PARTS INC
|
4
|
Financial Statements
|
|
ADVISORS SERIES TRUST
|
NPORT-P
|
|
|
AEG CAPITAL, LLC
|
X-17A-5/A
|
|
|
AFEYAN NOUBAR
|
144
|
|
|
AFS SENSUB CORP.
|
8-K
|
|
|
AG Acquisition Group III, Inc.
|
10-K
|
|
|
AGILITI, INC. \DE
|
144
|
Financial Statements
|
|
AGRARIA LLC
|
D
|
|
|
AIM INVESTMENT FUNDS
|
497
|
|
|
AIM INVESTMENT FUNDS
|
497K
|
|
|
AIM INVESTMENT SECURITIES FUNDS
|
497
|
|
|
AIM INVESTMENT SECURITIES FUNDS
|
497K
|
|
|
AIM INVESTMENT SECURITIES FUNDS
|
N-MFP2/A
|
|
|
AIM TREASURER'S SERIES TRUST
|
N-MFP2/A
|
|
|
AIM VARIABLE INSURANCE FUNDS
|
497
|
|
|
AIM VARIABLE INSURANCE FUNDS
|
497K
|
|
|
AIM VARIABLE INSURANCE FUNDS
|
N-MFP2/A
|
|
|
AKANDA CORP.
|
6-K
|
Financial Statements
|
|
ALGER FUNDS
|
497
|
|
|
ALGER FUNDS
|
497K
|
|
|
AMAZON COM INC
|
144
|
Financial Statements
|
|
AMBARELLA INC
|
4
|
Financial Statements
|
|
AMERICAN BATTERY TECHNOLOGY Co
|
8-A12B
|
|
|
AMERICAN BATTERY TECHNOLOGY Co
|
CERT
|
|
|
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO
|
4
|
Financial Statements
|
|
AMERICAN TOWER CORP /MA/
|
8-K
|
Financial Statements
|
|
AMG Pantheon Fund, LLC
|
SC TO-I
|
|
|
AMG Pantheon Master Fund, LLC
|
SC TO-I
|
|
|
AMPCO PITTSBURGH CORP
|
4
|
Financial Statements
|
|
AMYRIS, INC.
|
3
|
Financial Statements
|
|
AMYRIS, INC.
|
SC 13D/A
|
Financial Statements
|
|
AN-0825 Fund I, a series of Noveus Capital Funds, LP
|
D
|
|
|
ANGLOGOLD ASHANTI LTD
|
6-K
|
Financial Statements
|
|
AOG Institutional Diversified Master Fund
|
N-8F
|
|
|
AOG Institutional Diversified Tender Fund
|
N-8F
|
|
|
APPLIED DNA SCIENCES INC
|
8-K
|
Financial Statements
|
|
ARCH Venture Fund VII, L.P.
|
4
|
|
|
ARCH Venture Fund VIII Overage, L.P.
|
4
|
|
|
ARCH Venture Fund X Overage, L.P.
|
4
|
|
|
ARCH Venture Fund X, L.P.
|
4
|
|
|
ARCH Venture Fund XII, L.P.
|
4
|
|
|
ARCH Venture Partners VII, L.P.
|
4
|
|
|
ARCH Venture Partners VII, LLC
|
4
|
|
|
ARCH Venture Partners VIII, LLC
|
4
|
|
|
ARCH Venture Partners X Overage, L.P.
|
4
|
|
|
ARCH Venture Partners X, L.P.
|
4
|
|
|
ARCH Venture Partners X, LLC
|
4
|
|
|
ARCH Venture Partners XII, L.P.
|
4
|
|
|
ARCH Venture Partners XII, LLC
|
4
|
|
|
ARES STRATEGIC INCOME FUND
|
40-17G
|
|
|
ARION GROUP CORP.
|
10-Q
|
|
|
ARROWHEAD PHARMACEUTICALS, INC.
|
4
|
Financial Statements
|
|
ARS Pharmaceuticals, Inc.
|
8-K
|
Financial Statements
|
|
ASPEN GROUP, INC.
|
4
|
Financial Statements
|
|
ASSURANT, INC.
|
8-K
|
Financial Statements
|
|
ASTRAZENECA PLC
|
6-K
|
Financial Statements
|
|
ATRION CORP
|
3
|
Financial Statements
|
|
ATRION CORP
|
8-K
|
Financial Statements
|
|
AVACEN, INC
|
C/A
|
|
|
AWARE INC /MA/
|
4
|
Financial Statements
|
|
AZZURRO CAPITAL INC
|
4
|
|
|
Acadian All Country World Managed Volatility Equity Fund, LL
|
D/A
|
|
|
Accel Growth Fund II Associates L.L.C.
|
4
|
|
|
Accel Growth Fund II L.P.
|
4
|
|
|
Accel Growth Fund II Strategic Partners L.P.
|
4
|
|
|
Accel Growth Fund Investors 2013 L.L.C.
|
4
|
|
|
Accel Growth Fund V Associates L.L.C.
|
3
|
|
|
Accel Growth Fund V Investors
|
3
|
|
|
Accel Growth Fund V L.P.
|
3
|
|
|
Accel Growth Fund V Strategic Partners L.P.
|
3
|
|
|
Accel Investors 2008 L.L.C.
|
4
|
|
|
Accel Leaders Fund II Associates L.L.C.
|
3
|
|
|
Accel Leaders Fund II Investors
|
3
|
|
|
Accel Leaders Fund II L.P.
|
3
|
|
|
Accel Leaders Fund II Strategic Partners L.P.
|
3
|
|
|
Accel X Associates L.L.C.
|
4
|
|
|
Accel X LP
|
4
|
|
|
Accelerator Ventures Rolling Fund, LP - C2
|
D/A
|
|
|
Accolade, Inc.
|
4
|
Financial Statements
|
|
Accomplice Fund I, L.P.
|
3
|
|
|
Accomplices Associates I, LLC
|
3
|
|
|
Adair Jason
|
4
|
|
|
Adams Diane
|
4
|
|
|
AdaptHealth Corp.
|
8-K
|
|
|
Addex Therapeutics Ltd.
|
6-K
|
|
|
Adhikari Saurav
|
3
|
|
|
Aditxt, Inc.
|
D
|
|
|
Advanced Emissions Solutions, Inc.
|
3
|
Financial Statements
|
|
Advanced Emissions Solutions, Inc.
|
4
|
Financial Statements
|
|
Advanced Health Intelligence Ltd
|
6-K
|
|
|
AdvisorShares Trust
|
40-17G
|
|
|
Advisors Disciplined Trust 2191
|
S-6/A
|
|
|
AerCap Aviation Solutions B.V.
|
424B5
|
|
|
AerCap Global Aviation Trust
|
424B5
|
|
|
AerCap Holdings N.V.
|
424B5
|
Financial Statements
|
|
AerCap Ireland Capital DAC
|
424B5
|
|
|
AerCap Ireland Ltd
|
424B5
|
|
|
AerCap U.S. Global Aviation LLC
|
424B5
|
|
|
Afzal Zahid
|
4
|
|
|
Agility Multi-Asset Income Fund
|
SC TO-I/A
|
|
|
Air Products & Chemicals, Inc.
|
8-K
|
Financial Statements
|
|
Ajer Jeffrey Robert
|
4
|
|
|
Akerman Aaron
|
144
|
|
|
AlTi Global, Inc.
|
3
|
|
|
Alarum Technologies Ltd.
|
F-3
|
|
|
Alight, Inc. / Delaware
|
8-K
|
Financial Statements
|
|
Allen C. David JR
|
4
|
|
|
Allison Jonathan
|
4
|
|
|
Alphatec Holdings, Inc.
|
144
|
Financial Statements
|
|
Alphatec Holdings, Inc.
|
4
|
Financial Statements
|
|
Altera Storage Fund 4, LLC
|
D/A
|
|
|
Altitude Acquisition Corp.
|
DEFA14A
|
|
|
Alto Ingredients, Inc.
|
8-K
|
Financial Statements
|
|
Alvarez Ralph
|
4
|
|
|
AmeriCredit Automobile Receivables Trust 2023-2
|
8-K
|
|
|
American Healthcare REIT, Inc.
|
8-K
|
|
|
American Oncology Network, Inc.
|
25-NSE
|
|
|
American Oncology Network, Inc.
|
3
|
|
|
American Oncology Network, Inc.
|
4
|
|
|
Anders Jack
|
4
|
|
|
Andersen Derek
|
4
|
|
|
Andorn Karni Yarl
|
144
|
|
|
Andrade Juan C
|
4
|
|
|
Anebulo Pharmaceuticals, Inc.
|
8-K
|
Financial Statements
|
|
Angel Collective Opportunity Fund, LP - C3
|
D/A
|
|
|
Angle Siddhesh Rajendra
|
4
|
|
|
Anzalone Christopher Richard
|
4
|
|
|
Apellis Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
AppHarvest, Inc.
|
8-K
|
|
|
Aqua Metals, Inc.
|
8-K
|
Financial Statements
|
|
Aquestive Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Arax Holdings Corp
|
8-K
|
|
|
Arcimoto Inc
|
DEFA14A
|
Financial Statements
|
|
Arcus Biosciences, Inc.
|
4
|
Financial Statements
|
|
Ares Private Markets Fund
|
424B3
|
|
|
Aristides Fund Cayman Ltd.
|
D
|
|
|
Aristides Fund Cayman Ltd.
|
D/A
|
|
|
Armata Pharmaceuticals, Inc.
|
8-K
|
|
|
Army Joseph
|
SC 13D/A
|
|
|
Arnold Dan H.
|
144
|
|
|
Arrived STR 2, LLC
|
1-U
|
|
|
Arrived STR, LLC
|
1-U
|
|
|
ArrowMark Financial Corp.
|
40-17G
|
Financial Statements
|
|
Artificial Intelligence Technology Solutions Inc.
|
8-K
|
|
|
Asana, Inc.
|
4
|
Financial Statements
|
|
Ascendis Pharma A/S
|
144
|
Financial Statements
|
|
Ashcroft Zoe
|
3
|
|
|
Aspen Tree Holdings, LLC
|
D
|
|
|
Assure Holdings Corp.
|
8-K
|
|
|
Astra Space, Inc.
|
S-3/A
|
|
|
Astral Capital ABEH Manager, LLC
|
3
|
|
|
Astral Capital ABEH, LLC
|
3
|
|
|
Atara Biotherapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Atlassian Corp
|
4
|
Financial Statements
|
|
Austin Gold Corp.
|
6-K
|
Financial Statements
|
|
Auto Parts 4Less Group, Inc.
|
10-Q
|
|
|
Avantor, Inc.
|
144
|
Financial Statements
|
|
Avinger Inc
|
424B5
|
Financial Statements
|
|
Avinger Inc
|
8-K
|
Financial Statements
|
|
Azamian Bobak R.
|
144
|
|
|
BANK OF AMERICA CORP /DE/
|
4
|
Financial Statements
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
BANK OF AMERICA NA
|
4
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
BANK OF NEW YORK / ADR DIVISION
|
F-6 POS
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
BARGE JAMES W
|
4
|
|
|
BARTEL RALPH
|
4
|
|
|
BATTLE TESTED LLC
|
D
|
|
|
BBR ALO Fund, LLC
|
SC TO-I/A
|
|
|
BCN Capital Partners I, LP
|
D/A
|
|
|
BED BATH & BEYOND INC
|
8-K
|
Financial Statements
|
|
BERKSHIRE HILLS BANCORP INC
|
3
|
Financial Statements
|
|
BERKSHIRE HILLS BANCORP INC
|
4
|
Financial Statements
|
|
BEYOND MEAT, INC.
|
4
|
Financial Statements
|
|
BGC Group, Inc.
|
8-K
|
Financial Statements
|
|
BGC Group, Inc.
|
S-4/A
|
Financial Statements
|
|
BGSF, INC.
|
4
|
Financial Statements
|
|
BION ENVIRONMENTAL TECHNOLOGIES INC
|
8-K
|
|
|
BIOTRICITY INC.
|
8-K
|
Financial Statements
|
|
BIRKS GROUP INC.
|
6-K
|
Financial Statements
|
|
BJ BJ Ltd
|
144
|
|
|
BLACK DOUG
|
144
|
|
|
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND
|
4
|
|
|
BLOCH KATHLEEN P.
|
4
|
|
|
BNY Mellon Investment Funds I
|
497
|
|
|
BOSTON SCIENTIFIC CORP
|
144
|
Financial Statements
|
|
BRACE PHILIP G
|
3
|
|
|
BRADY CORP
|
4
|
Financial Statements
|
|
BRAZILIAN DISTRIBUTION CO COMPANHIA BRASILEIRA DE DISTR CBD
|
6-K
|
Financial Statements
|
|
BRAZILIAN ELECTRIC POWER CO
|
6-K
|
Financial Statements
|
|
BRC Inc.
|
3
|
|
|
BRC Inc.
|
4
|
|
|
BRF S.A.
|
6-K
|
Financial Statements
|
|
BRIDGFORD FOODS CORP
|
4
|
Financial Statements
|
|
BROADRIDGE FINANCIAL SOLUTIONS, INC.
|
4
|
Financial Statements
|
|
BROOKFIELD Corp /ON/
|
F-3/A
|
|
|
BROOKFIELD Corp /ON/
|
F-4/A
|
|
|
BROOKFIELD Corp /ON/
|
SC TO-C
|
|
|
BROOKFIELD REAL ESTATE INCOME TRUST INC.
|
8-K
|
|
|
BRUKER CORP
|
SC TO-T/A
|
Financial Statements
|
|
BULLSEYE TECH FUND, LLC
|
D
|
|
|
BYBEE CLINTON
|
4
|
|
|
Banco BBVA Argentina S.A.
|
6-K
|
|
|
Bankes Jeannette
|
3
|
|
|
Bark, Inc.
|
8-K
|
|
|
Barnes Stephen H.
|
4
|
|
|
Barto Bradford Charles
|
3
|
|
|
Baum Richard L Jr
|
4
|
|
|
Bawabeh Morris
|
4/A
|
|
|
Beachbody Company, Inc.
|
424B3
|
|
|
Beachbody Company, Inc.
|
8-K
|
|
|
Becklund Irene
|
4
|
|
|
Beckwith Van H.
|
4
|
|
|
Benioff Marc
|
4
|
|
|
Bergman Artur
|
4
|
|
|
Bernhardt David J.
|
4
|
|
|
Beskrovnaya Oxana
|
4
|
|
|
Better LNG, a series of Tech Invest Group, LLC
|
D/A
|
|
|
BeyondSpring Inc.
|
6-K
|
Financial Statements
|
|
Bhalla Anant
|
4
|
|
|
Bialecki Andrew
|
3
|
|
|
Bicket John
|
144
|
|
|
Billerbeck Darin G
|
4/A
|
|
|
Bilotto Christopher J.
|
4
|
|
|
Binder Gwendolyn
|
4
|
|
|
BioXcel Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Bionano Genomics, Inc.
|
3
|
Financial Statements
|
|
Bionano Genomics, Inc.
|
4
|
Financial Statements
|
|
Biophytis SA
|
6-K
|
Financial Statements
|
|
Biswas Sanjit
|
144
|
|
|
Bitcoin Opportunity Fund, LP
|
D
|
|
|
Bitdeer Technologies Group
|
6-K
|
|
|
Black Knight, Inc.
|
8-K
|
Financial Statements
|
|
Black Mammoth Metals Corp
|
D
|
|
|
BlackRock ESG Capital Allocation Term Trust
|
4
|
|
|
Blanchard Xavier
|
3
|
|
|
Blink Charging Co.
|
4
|
Financial Statements
|
|
BlueBay Destra International Event-Driven Credit Fund
|
3
|
|
|
Blumberg Richard P.
|
4
|
|
|
Boaz Energy II, LLC
|
4
|
|
|
Bodley Stephen D
|
4
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BofA Finance LLC
|
FWP
|
|
|
BofA Securities Europe SA
|
SBSE-A/A
|
|
|
Bogota Financial Corp.
|
4
|
|
|
Bone Biologics Corp
|
4
|
|
|
Boughton Soleil
|
144
|
|
|
Boulden Melanie
|
3
|
|
|
Bourland Jill
|
4
|
|
|
Bowles Alvin L JR
|
4
|
|
|
Bowman Consulting Group Ltd.
|
4
|
Financial Statements
|
|
Brainard Diana
|
4
|
|
|
Brainsway Ltd.
|
6-K
|
Financial Statements
|
|
Bridger Aerospace Group Holdings, Inc.
|
8-K
|
|
|
Bridgford Brian E.
|
4
|
|
|
Bridgford Richard Eugene
|
4
|
|
|
Brighthouse Financial, Inc.
|
8-K
|
Financial Statements
|
|
Broad Capital Acquisition Corp
|
425
|
Financial Statements
|
|
Broad Capital Acquisition Corp
|
8-K
|
Financial Statements
|
|
Brookfield Reinsurance Ltd.
|
F-4/A
|
|
|
Brown Hayden
|
4
|
|
|
Brown Matthew C.
|
4
|
|
|
Browne Michael A
|
4
|
|
|
Brumm Joshua T
|
4
|
|
|
Brun Scott C.
|
4
|
|
|
BullFrog AI Holdings, Inc.
|
8-K
|
|
|
Bulldog Investors, LLP
|
3
|
|
|
Burlington Stores, Inc.
|
4
|
Financial Statements
|
|
Burow Kristina
|
4
|
|
|
Buttorff Leslie
|
4
|
|
|
C3 Industries, Inc.
|
D
|
|
|
CADENCE DESIGN SYSTEMS INC
|
4
|
Financial Statements
|
|
CALAVO GROWERS INC
|
4
|
Financial Statements
|
|
CAMTEK LTD
|
144
|
Financial Statements
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B5
|
Financial Statements
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
FWP
|
Financial Statements
|
|
CARPENTER TECHNOLOGY CORP
|
144
|
Financial Statements
|
|
CASCELLA ROBERT
|
4/A
|
|
|
CBRE GLOBAL REAL ESTATE INCOME FUND
|
4
|
|
|
CENOVUS ENERGY INC.
|
6-K
|
Financial Statements
|
|
CENTRAL & EASTERN EUROPE FUND, INC.
|
NPORT-P
|
|