| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Mill City Mortgage Loan Trust
|
40-APP/A
|
|
|
Mill Road Capital II GP LLC
|
4
|
|
|
Mill Road Capital II, L.P.
|
4
|
|
|
Mill Road Capital III GP LLC
|
4
|
|
|
Mill Road Capital III, L.P.
|
4
|
|
|
Mill Road Capital III, L.P.
|
SC 13D/A
|
|
|
Miller David
|
4
|
|
|
Mincio S.a r.l.
|
40-APP/A
|
|
|
Mind Medicine
|
8-K/A
|
|
|
Mirum Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
Missfresh Ltd
|
6-K
|
Financial Statements
|
|
Mission Lane Transferor LLC
|
ABS-15G
|
|
|
Mitchell Hardin Dean
|
4
|
|
|
Mo Michael
|
4
|
|
|
Mobile X Global, Inc.
|
D
|
|
|
Moderna, Inc.
|
144
|
Financial Statements
|
|
Moderna, Inc.
|
4
|
Financial Statements
|
|
ModivCare Inc
|
4
|
Financial Statements
|
|
Mokady Ehud
|
144
|
|
|
Molden Christopher Matthew
|
4
|
|
|
Monarch Charitable Foundation
|
144
|
|
|
MongoDB, Inc.
|
144
|
Financial Statements
|
|
Montgomery Neela
|
4
|
|
|
Morachnick William J.
|
4
|
|
|
Moreh, Inc.
|
D
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
Morgan Stanley Portfolios, Series 69
|
497J
|
|
|
Morningstar, Inc.
|
8-K
|
Financial Statements
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
Mueller Water Products, Inc.
|
4
|
Financial Statements
|
|
Mulleady John
|
144
|
|
|
Mulleady John
|
4
|
|
|
Mullen John P
|
4
|
|
|
Mulroy Patricia
|
4
|
|
|
MultiMetaVerse Holdings Ltd
|
6-K
|
|
|
Munk James Andrew
|
144
|
|
|
Murata Manufacturing Co., Ltd./ADR
|
F-6 POS
|
|
|
Muzinich & Co., Inc.
|
3
|
|
|
Muzinich Corporate Lending Income Fund, Inc.
|
10-12G/A
|
|
|
Muzinich Corporate Lending Income Fund, Inc.
|
3
|
|
|
Muzinich Corporate Lending Income Fund, Inc.
|
N-54A
|
|
|
NAKAHARA ASUKA
|
4
|
|
|
NATIONWIDE MUTUAL FUNDS
|
NPORT-P
|
|
|
NATIONWIDE VARIABLE ACCOUNT II
|
497
|
|
|
NATUZZI S P A
|
6-K
|
Financial Statements
|
|
NAVIDEA BIOPHARMACEUTICALS, INC.
|
PRE 14A
|
Financial Statements
|
|
NE-0822 Fund I, a series of MV Funds, LP
|
D
|
|
|
NEEDHAM FUNDS INC
|
497
|
|
|
NEMETH ANDY L
|
144
|
|
|
NERGES JOSEPH R
|
4
|
|
|
NET Power Inc.
|
S-1/A
|
|
|
NETSCOUT SYSTEMS INC
|
4
|
Financial Statements
|
|
NETSCOUT SYSTEMS INC
|
8-K
|
Financial Statements
|
|
NETSCOUT SYSTEMS INC
|
S-8
|
Financial Statements
|
|
NEW YORK COMMUNITY BANCORP INC
|
3
|
Financial Statements
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
NEWS CORP
|
8-K
|
Financial Statements
|
|
NEXPOINT FUNDS I
|
25-NSE
|
|
|
NFiniTi inc.
|
10-Q
|
|
|
NFiniTi inc.
|
NT 10-Q
|
|
|
NIKE, Inc.
|
8-K
|
Financial Statements
|
|
NIO Inc.
|
6-K
|
Financial Statements
|
|
NISOURCE INC.
|
8-K
|
Financial Statements
|
|
NISSAN AUTO LEASING LLC II
|
ABS-EE
|
|
|
NISSAN AUTO RECEIVABLES Co II LLC
|
ABS-EE
|
|
|
NMI Holdings, Inc.
|
4
|
Financial Statements
|
|
NOBILITY HOMES INC
|
8-K
|
|
|
NOCOPI TECHNOLOGIES INC/MD/
|
SC 13D
|
|
|
NOODLES & Co
|
4
|
Financial Statements
|
|
NOODLES & Co
|
SC 13D/A
|
Financial Statements
|
|
NORDSTROM INC
|
4
|
Financial Statements
|
|
NORTHERN FUNDS
|
40-17F2
|
|
|
NORTHERN LIGHTS FUND TRUST II
|
485BPOS
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
24F-2NT
|
|
|
NOVONIX Ltd
|
6-K
|
|
|
NWTN, Inc.
|
6-K
|
|
|
NXP Semiconductors N.V.
|
144
|
Financial Statements
|
|
Nano Dimension Ltd.
|
6-K
|
Financial Statements
|
|
NantHealth, Inc.
|
3
|
Financial Statements
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
Naseem Rao Haris
|
3
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Nathan Richard A
|
4
|
|
|
Natixis ETF Trust
|
485APOS
|
|
|
Nature Wood Group Ltd
|
6-K
|
|
|
Needed PBC
|
D
|
|
|
Neptune Wellness Solutions Inc.
|
8-K
|
Financial Statements
|
|
Neptune Wellness Solutions Inc.
|
S-1/A
|
Financial Statements
|
|
NetApp, Inc.
|
8-K
|
Financial Statements
|
|
NetApp, Inc.
|
S-8
|
Financial Statements
|
|
NeuroBo Pharmaceuticals, Inc.
|
8-K
|
|
|
New Ambrx Biopharma Inc.
|
424B3
|
|
|
Newcourt Acquisition Corp
|
425
|
|
|
Newcourt Acquisition Corp
|
8-K
|
|
|
Newman Mary K
|
4
|
|
|
NewtekOne, Inc.
|
4
|
Financial Statements
|
|
NexImmune, Inc.
|
8-K
|
Financial Statements
|
|
NexPoint Capital, Inc.
|
8-K
|
|
|
Nexscient, Inc.
|
S-1
|
|
|
NextGen Opternative LLC
|
D/A
|
|
|
Ng Carey
|
4
|
|
|
Ng Kwok Wang
|
4
|
|
|
Niedzwiecki Daniel
|
144
|
|
|
Nielsen Christopher John
|
144
|
|
|
Niklason Laura E
|
4
|
|
|
Niklason Laura E
|
SC 13D/A
|
|
|
Nissan Auto Lease Trust 2021-A
|
ABS-EE
|
|
|
Nissan Auto Lease Trust 2022-A
|
ABS-EE
|
|
|
Nissan Auto Lease Trust 2023-A
|
ABS-EE
|
|
|
Nissan Auto Lease Trust 2023-B
|
ABS-EE
|
|
|
Nissan Auto Receivables 2019-C Owner Trust
|
ABS-EE
|
|
|
Nissan Auto Receivables 2020-A Owner Trust
|
ABS-EE
|
|
|
Nissan Auto Receivables 2020-B Owner Trust
|
ABS-EE
|
|
|
Nissan Auto Receivables 2021-A Owner Trust
|
ABS-EE
|
|
|
Nissan Auto Receivables 2022-A Owner Trust
|
ABS-EE
|
|
|
Nissan Auto Receivables 2022-B Owner Trust
|
ABS-EE
|
|
|
Nissan Auto Receivables 2023-A Owner Trust
|
ABS-EE
|
|
|
Noah Holdings Ltd
|
144
|
Financial Statements
|
|
North Haven Direct Lending Fund L.P.
|
D
|
|
|
North Haven Direct Lending Fund Offshore L.P.
|
D
|
|
|
North Haven Private Income Fund LLC
|
8-K
|
|
|
North Square Investments Trust
|
497
|
|
|
Northern Lights Fund Trust
|
24F-2NT
|
|
|
Northern Lights Fund Trust
|
497K
|
|
|
Northern Lights Fund Trust IV
|
485BXT
|
|
|
Northern Lights Fund Trust IV
|
497
|
|
|
NuZee, Inc.
|
4
|
|
|
Nuveen Global Cities REIT, Inc.
|
424B3
|
|
|
Nuveen Global Cities REIT, Inc.
|
POS EX
|
|
|
Nuveen Preferred & Income Fund
|
425
|
|
|
Nuveen Preferred & Income Opportunities Fund
|
425
|
|
|
Nuveen Preferred & Income Securities Fund
|
425
|
|
|
Nuyten Dimitry SA
|
144
|
|
|
O'Connor Casey
|
4
|
|
|
O'Day Timothy J.
|
4
|
|
|
OBSTLER DAVID M
|
4
|
|
|
OCPC Credit Facility SPV LLC
|
40-APP/A
|
|
|
OFFICE PROPERTIES INCOME TRUST
|
4
|
|
|
OFS Credit Company, Inc.
|
424B3
|
Financial Statements
|
|
OKYO Pharma Ltd
|
424B5
|
Financial Statements
|
|
OKYO Pharma Ltd
|
6-K
|
Financial Statements
|
|
ONEFUND Trust
|
485APOS
|
|
|
ONEFUND Trust
|
497
|
|
|
ONEFUND Trust
|
AW
|
|
|
ONTO INNOVATION INC.
|
144
|
Financial Statements
|
|
ONTO INNOVATION INC.
|
8-K
|
Financial Statements
|
|
OPPENHEIMER ACQUISITION CORP
|
3
|
|
|
OPPENHEIMER ACQUISITION CORP
|
4
|
|
|
ORAGENICS INC
|
8-K
|
Financial Statements
|
|
OSI SYSTEMS INC
|
144
|
Financial Statements
|
|
OVATION ALTERNATIVE INCOME FUND-A LP
|
D/A
|
|
|
OVERSEA-CHINESE BANKING Corp Ltd
|
13F-HR/A
|
|
|
OZIMEK MICHAEL M
|
4
|
|
|
Oakmark Global Equity L.P.
|
D/A
|
|
|
Oakmark International Equity L.P.
|
D/A
|
|
|
Oaknest Capital, LP
|
D
|
|
|
Oaktree Capital Group, LLC
|
SC 13D
|
|
|
Oaktree Real Estate Income Access Offshore LP
|
D/A
|
|
|
Ocean Capital LLC
|
DFAN14A
|
|
|
Ocean Thermal Energy Corp
|
10-Q
|
|
|
Ocient Holdings LLC
|
D
|
|
|
Ocient Inc.
|
D
|
|
|
Oey Peter Henry
|
144
|
|
|
Offerdahl James
|
4
|
|
|
Ogunlesi Adebayo O.
|
4
|
|
|
Ollie's Bargain Outlet Holdings, Inc.
|
4
|
Financial Statements
|
|
Olsson Erik
|
4
|
|
|
Omnitek Engineering Corp
|
8-K
|
|
|
One Vanderbilt CLO 2023-B, Ltd.
|
40-APP/A
|
|
|
Ontrak, Inc.
|
DEFA14A
|
|
|
OpenLocker Holdings, Inc.
|
D
|
|
|
OppenheimerFunds, Inc.
|
3
|
|
|
OppenheimerFunds, Inc.
|
4
|
|
|
Opy Acquisition Corp. I
|
8-K
|
|
|
Osnoss Joseph
|
4
|
|
|
Ospraie Ag Science LLC
|
D/A
|
|
|
Ostolaza Yvette
|
4
|
|
|
Ouster, Inc.
|
144
|
|
|
Ovation Alternative Income Fund, LP
|
D/A
|
|
|
Oviatt Ryan W
|
4
|
|
|
Owl Rock Capital Feeder LLC
|
4
|
|
|
Owl Rock Capital Partners LP
|
4
|
|
|
P3 Health Partners Inc.
|
4
|
|
|
PACIFIC LIFE INSURANCE CO
|
D
|
|
|
PACIFIC LIFE INSURANCE CO
|
D/A
|
|
|
PALISADE BIO, INC.
|
4
|
|
|
PALISADE BIO, INC.
|
SC 13G
|
|
|
PALMER ANTHONY J.
|
4
|
|
|
PARTS iD, Inc.
|
8-K
|
|
|
PATEL AMIT N
|
4
|
|
|
PATRICK INDUSTRIES INC
|
144
|
Financial Statements
|
|
PATSLEY PAMELA H
|
4
|
|
|
PATTERSON UTI ENERGY INC
|
4
|
Financial Statements
|
|
PAYDEN & RYGEL INVESTMENT GROUP
|
DEF 14A
|
|
|
PC Entreprise LLC
|
D/A
|
|
|
PDD Holdings Inc.
|
144
|
Financial Statements
|
|
PEGASYSTEMS INC
|
4
|
Financial Statements
|
|
PELOTON INTERACTIVE, INC.
|
4
|
Financial Statements
|
|
PEOPLES BANCORP INC
|
3
|
Financial Statements
|
|
PERDOCEO EDUCATION Corp
|
4
|
|
|
PETERSON SANDRA E
|
4
|
|
|
PETROBRAS - PETROLEO BRASILEIRO SA
|
6-K
|
Financial Statements
|
|
PFSWEB INC
|
SC14D9C
|
Financial Statements
|
|
PGIM Absolute Return Bond Fund of the Prudential Trust Co In
|
D/A
|
|
|
PHAXIAM Therapeutics S.A.
|
6-K
|
Financial Statements
|
|
PHIBRO ANIMAL HEALTH CORP
|
ARS
|
Financial Statements
|
|
PHIBRO ANIMAL HEALTH CORP
|
DEF 14A
|
Financial Statements
|
|
PHIBRO ANIMAL HEALTH CORP
|
DEFA14A
|
Financial Statements
|
|
PINEAPPLE EXPRESS CANNABIS Co
|
NT 10-Q
|
|
|
PLANTE MORAN INSURANCE AGENCY SERVICES, LLC
|
X-17A-5
|
|
|
PLATT DAVID
|
4
|
|
|
PLUS THERAPEUTICS, INC.
|
4
|
|
|
POCKETBOOK, INC.
|
D
|
|
|
POLK MICHAEL B
|
4
|
|
|
PORTNOY ADAM D.
|
4
|
|
|
POWERSCHOOL HOLDINGS, INC.
|
144
|
Financial Statements
|
|
PRECISION DRILLING Corp
|
6-K
|
Financial Statements
|
|
PRIMECAP Odyssey Funds
|
DEF 14A
|
|
|
PRITZKER PENNY S
|
4
|
|
|
PROBIOTIC LABS, INC.
|
C-W
|
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
24F-2NT
|
|
|
PROFIRE ENERGY INC
|
4
|
Financial Statements
|
|
PROGRESSIVE CORP/OH/
|
144
|
Financial Statements
|
|
PROGRESSIVE CORP/OH/
|
8-K
|
Financial Statements
|
|
PROJECT HARMONY, L.P.
|
40-APP/A
|
|
|
PROSPER MARKETPLACE, INC
|
424B3
|
|
|
PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT
|
485APOS
|
|
|
PROVIDENT FINANCIAL SERVICES INC
|
4
|
Financial Statements
|
|
PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT
|
N-30B-2
|
|
|
PRUCO LIFE OF NEW JERSEY FLEXIBLE PREMIUM VARIABLE ANNUITY A
|
N-30B-2
|
|
|
PRUCO LIFE VARIABLE UNIVERSAL ACCOUNT
|
497
|
|
|
PRUDENTIAL INDIVIDUAL VARIABLE CONTRACT ACCOUNT
|
N-30B-2
|
|
|
PRUDENTIAL QUALIFIED INDIVIDUAL VARIABLE CONTRACT ACCOUNT/NJ
|
N-30B-2
|
|
|
PTC INC.
|
144
|
Financial Statements
|
|
PTC THERAPEUTICS, INC.
|
8-K
|
Financial Statements
|
|
Packer Craig
|
4
|
|
|
Pagaya Technologies Ltd.
|
S-8
|
|
|
Pagaya Technologies Ltd.
|
SC 13D/A
|
|
|
Page Tyler
|
4
|
|
|
Paggioli Steven J
|
3
|
|
|
Palantir Technologies Inc.
|
144
|
Financial Statements
|
|
Palmer Benjamin Edward
|
3
|
|
|
Palo Alto Networks Inc
|
4
|
Financial Statements
|
|
Papadopoulos Didier
|
144
|
|
|
Parameswaran Prabha
|
4
|
|
|
Pardo Avital
|
SC 13D/A
|
|
|
Parekh Sonalee Elizabeth
|
4
|
|
|
Park Hotels & Resorts Inc.
|
4
|
Financial Statements
|
|
Park Sam Boong
|
4
|
|
|
Pathfinder Bancorp, Inc.
|
4
|
Financial Statements
|
|
Paul David Peter
|
4
|
|
|
Payoneer Global Inc.
|
144
|
|
|
Peak Bio, Inc.
|
4
|
|
|
Pear Tree Funds
|
485BPOS
|
|
|
Pear Tree Funds
|
AW
|
|
|
Pebblebrook Hotel Trust
|
8-K
|
|
|
Peck Laurene E
|
4
|
|
|
Peppers Michele A
|
4
|
|
|
Perception Capital Corp. II
|
S-4/A
|
|
|
Perelman Matthew Terker
|
4
|
|
|
Perez Juan R.
|
4
|
|
|
Perfect Solutions Group, Inc.
|
SC 13D/A
|
|
|
Performance Shipping Inc.
|
6-K
|
|
|
Performance Shipping Inc.
|
SC 13D/A
|
|
|
Perma-Pipe International Holdings, Inc.
|
8-K
|
Financial Statements
|
|
Permex Petroleum Corp
|
424B3
|
|
|
Petco Health & Wellness Company, Inc.
|
8-K
|
Financial Statements
|
|
Peters Stanley W III
|
4
|
|
|
Peterson Justin
|
4
|
|
|
Peterson Karl Mr.
|
4
|
|
|
Peterson Lynn A
|
144
|
|
|
Petros Pharmaceuticals, Inc.
|
8-K
|
|
|
Petros Pharmaceuticals, Inc.
|
S-3/A
|
|
|
Pfeiffer Nicholas
|
4
|
|
|
PharmaCyte Biotech, Inc.
|
NT 10-Q
|
|
|
Phillips Daniel R
|
4
|
|
|
Phillips Dominic
|
144
|
|
|
Pineapple Financial Inc.
|
S-1/A
|
|
|
Piper Way Senior Housing LP
|
D
|
|
|
Plainfield Senior Holdings QOZB, LLC
|
D
|
|
|
Planck Holdings LLC - Series 7537
|
D
|
|
|
Planet 13 Holdings Inc.
|
144
|
|
|
Planet Fitness, Inc.
|
8-K
|
Financial Statements
|
|
Platt Joseph P JR
|
144
|
|
|
Play Time Ventures I, L.P.
|
D
|
|
|
Playtika Holding Corp.
|
8-K
|
Financial Statements
|
|
Pluri Inc.
|
SC 13G/A
|
|
|
Point72 Asset Management, L.P.
|
SC 13G
|
|
|
Polen Capital Credit, LLC
|
4/A
|
|
|
Polen Credit Opportunities Fund
|
3/A
|
|
|
Polen Credit Opportunities Fund
|
4/A
|
|
|
Polished.com Inc.
|
8-K
|
Financial Statements
|
|
Politan Capital Offshore Partners LP
|
D/A
|
|
|
Politan Capital Partners LP
|
D/A
|
|
|
Polomski Stanley
|
4
|
|
|
Pomel Olivier
|
4
|
|
|
Post Holdings, Inc.
|
4
|
Financial Statements
|
|
Potter Michael G
|
144
|
|
|
Poulton Jeffrey V.
|
4
|
|
