| Company Name |
Form Type |
SEC Filings |
|
|
|
|
UWM Holdings Corp
|
4
|
Financial Statements
|
|
Bawa Aparna
|
4/A
|
|
|
Griffith Curtis C
|
4
|
|
|
SOUTH PLAINS FINANCIAL, INC.
|
4
|
Financial Statements
|
|
Axalta Coating Systems Ltd.
|
4
|
Financial Statements
|
|
Stein Kevin M
|
4
|
|
|
Mokari Atabak
|
4
|
|
|
Axalta Coating Systems Ltd.
|
3
|
Financial Statements
|
|
Stein Kevin M
|
3
|
|
|
BENSON MICHAEL LEE JR.
|
4
|
|
|
INSTRUCTURE HOLDINGS, INC.
|
4
|
Financial Statements
|
|
Throne Jason
|
4
|
|
|
IDEAYA Biosciences, Inc.
|
4
|
Financial Statements
|
|
Blink Charging Co.
|
4
|
Financial Statements
|
|
FARKAS MICHAEL D
|
4
|
|
|
BOWEN DALE E.
|
4
|
|
|
Ruiz Briseno Andres
|
4
|
|
|
Kaminer Matthew
|
4
|
|
|
DALY STEPHEN M.
|
4
|
|
|
Swyt Greg
|
4
|
|
|
Pamir Ozan
|
4
|
|
|
Vickery Alissa B
|
4
|
|
|
FLEETCOR TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
ROCKETT JAMES MICHAEL
|
3
|
|
|
AEMETIS, INC
|
3
|
Financial Statements
|
|
Shaw Timothy
|
4
|
|
|
MARIMED INC.
|
4
|
|
|
Johnson John S. III
|
4
|
|
|
Johnson BF, LLC
|
4
|
|
|
BuzzFeed, Inc.
|
4
|
|
|
McGovern Jr. Donald A.
|
4
|
|
|
Marrone Pamela G
|
4
|
|
|
Cheng Chi Fung
|
4
|
|
|
Credo Technology Group Holding Ltd
|
4
|
Financial Statements
|
|
Sethi Subi
|
144
|
|
|
Clearwater Analytics Holdings, Inc.
|
144
|
Financial Statements
|
|
Lyon Joseph Douglas
|
4
|
|
|
Kulikoski Kathryn
|
4
|
|
|
PROGRESS SOFTWARE CORP /MA
|
4
|
Financial Statements
|
|
Calderon Nancy E.
|
4
|
|
|
International Seaways, Inc.
|
4
|
Financial Statements
|
|
Pribor Jeffrey
|
4
|
|
|
Friedman Stacey
|
4
|
|
|
JPMORGAN CHASE & CO
|
4
|
Financial Statements
|
|
STEWART JAMES CARL
|
4
|
|
|
PATTERSON UTI ENERGY INC
|
4
|
Financial Statements
|
|
Robb Gary Charles
|
4
|
|
|
Nelson Amy H
|
4
|
|
|
Eberwein Jeffrey E.
|
4
|
|
|
STAR EQUITY HOLDINGS, INC.
|
4
|
|
|
Jones Regina
|
4
|
|
|
Archer-Daniels-Midland Co
|
4
|
Financial Statements
|
|
King Alan
|
4
|
|
|
Halverson Gary M.
|
4
|
|
|
Osterman Elizabeth
|
144
|
|
|
Friedman Stacey
|
144
|
|
|
JPMORGAN CHASE & CO
|
144
|
Financial Statements
|
|
Gillard Matthew
|
4
|
|
|
Sweeney Michael E
|
4
|
|
|
BRINKS CO
|
4
|
Financial Statements
|
|
Drummond Robert Wayne Jr
|
4
|
|
|
WALLER HELMS SECURITIES LLC
|
X-17A-5
|
|
|
Beyer Leslie Ann
|
4
|
|
|
BAILLY R JEFFREY
|
4
|
|
|
UFP TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Parks James K
|
4
|
|
|
Moser Christopher
|
4
|
|
|
NRG ENERGY, INC.
|
4
|
Financial Statements
|
|
Upperman Dorothy
|
4
|
|
|
QUANTA SERVICES, INC.
|
4
|
Financial Statements
|
|
Killinger Elizabeth R
|
4
|
|
|
Gutierrez Mauricio
|
4
|
|
|
Gaudette Robert J
|
4
|
|
|
Curci Brian
|
4
|
|
|
Chung Bruce
|
4
|
|
|
WAYNE DONALD
|
4
|
|
|
McMaken Kurt B
|
4
|
|
|
MCDONNELL MICHAEL R
|
4
|
|
|
BIOGEN INC.
|
4
|
Financial Statements
|
|
Galloway Elizabeth A
|
4
|
|
|
STEWART JAMES CARL
|
3
|
|
|
PATTERSON UTI ENERGY INC
|
3
|
Financial Statements
|
|
Sung Derrick
|
4
|
|
|
Pulmonx Corp
|
4
|
Financial Statements
|
|
Maduck Sean
|
4
|
|
|
Singhal Priya
|
4
|
|
|
Nelson Amy H
|
3
|
|
|
Castillo Daniel J
|
4
|
|
|
May Kenneth Arthur
|
4
|
|
|
ALLIENT INC
|
4
|
Financial Statements
|
|
Porch Group, Inc.
|
4
|
|
|
Ehrlichman Matt
|
4
|
|
|
Halverson Gary M.
|
3
|
|
|
Rondeau Geoffery
|
4
|
|
|
Pirthauer Helmut
|
4
|
|
|
Bendre Ashish
|
4
|
|
|
Bossart Dominik
|
4
|
|
|
Matterport, Inc./DE
|
4/A
|
|
|
PITTMAN RAYMOND J
|
4/A
|
|
|
Gillard Matthew
|
3
|
|
|
Maida Robert P
|
4
|
|
|
Moll Laurent R
|
4
|
|
|
JANAC K CHARLES
|
4
|
|
|
Leach Michael R
|
4
|
|
|
CAGLE DAWN M
|
4
|
|
|
CENTRAL VALLEY COMMUNITY BANCORP
|
4
|
Financial Statements
|
|
Drummond Robert Wayne Jr
|
3
|
|
|
Jones Regina
|
3
|
|
|
Archer-Daniels-Midland Co
|
3
|
Financial Statements
|
|
Alpern Paul L
|
4
|
|
|
Michalek Libor
|
4
|
|
|
Affirm Holdings, Inc.
|
4
|
Financial Statements
|
|
Rose Geoffrey Beran
|
4
|
|
|
Kelliher Mike
|
4
|
|
|
CAPRICOR THERAPEUTICS, INC.
|
4
|
Financial Statements
|
|
Blackwood Lindsay K.
|
4
|
|
|
Avrett Shannon R
|
4
|
|
|
Linford Michael
|
4
|
|
|
Jiyane Siphelele
|
4
|
|
|
Gesing Jason
|
4
|
|
|
EXP World Holdings, Inc.
|
4
|
Financial Statements
|
|
Beyer Leslie Ann
|
3
|
|
|
Gesing Jason
|
144
|
|
|
EXP World Holdings, Inc.
|
144
|
Financial Statements
|
|
STERNLICHT BARRY S
|
4/A
|
|
|
MARTIN JEFFREY MICHAEL
|
4
|
|
|
Eubanks Richard M.
|
4
|
|
|
Adkins Katherine
|
4
|
|
|
Kelliher Mike
|
3
|
|
|
CAPRICOR THERAPEUTICS, INC.
|
3
|
Financial Statements
|
|
MILGRIM BRETT N
|
4
|
|
|
Builders FirstSource, Inc.
|
4
|
Financial Statements
|
|
OLEARY JAMES
|
4
|
|
|
Hayes William B
|
4
|
|
|
Charles Dirkson R
|
4
|
|
|
Steinke Craig Arthur
|
4
|
|
|
Boydston Cory Jacobs
|
4
|
|
|
ALEXANDER MARK A
|
4
|
|
|
Johnson Timothy D
|
4
|
|
|
LEVY PAUL S
|
4
|
|
|
Aquarius I Acquisition Corp.
|
SEC STAFF ACTION
|
|
|
TOWER ONE WIRELESS CORP.
|
SEC STAFF ACTION
|
|
|
Blackie James
|
4
|
|
|
BOYNTON PAUL G
|
4
|
|
|
Lampe-Onnerud Christina
|
4
|
|
|
ON SEMICONDUCTOR CORP
|
4
|
Financial Statements
|
|
SAFE & GREEN HOLDINGS CORP.
|
DEF 14A
|
Financial Statements
|
|
Tynan Timothy Joseph
|
4
|
|
|
Guyer William
|
4
|
|
|
Herling Michael J
|
4
|
|
|
Courtemanche Craig F. Jr.
|
144
|
|
|
PROCORE TECHNOLOGIES, INC.
|
144
|
Financial Statements
|
|
JOHNSON ROBERT W
|
4
|
|
|
Cloudflare, Inc.
|
4
|
Financial Statements
|
|
SEIFERT THOMAS J
|
4
|
|
|
Wu Jiajia
|
4
|
|
|
Hyzon Motors Inc.
|
4
|
|
|
Scheimreif Scott
|
4
|
|
|
Iridium Communications Inc.
|
4
|
|
|
Bair Sheila Colleen
|
4
|
|
|
BUNGELTD
|
4
|
Financial Statements
|
|
Kemp Sarah E.
|
4
|
|
|
Browner Carol M.
|
4
|
|
|
Schwenger Thomas D.
|
4
|
|
|
VEEVA SYSTEMS INC
|
4
|
Financial Statements
|
|
Morgan Kathleen A.
|
4
|
|
|
ALSTODT LANCE
|
4
|
|
|
BioRestorative Therapies, Inc.
|
4
|
|
|
Dimopoulos Christos
|
4
|
|
|
McBride Suzanne E.
|
4
|
|
|
Koch Douglas
|
4
|
|
|
CALERES INC
|
4
|
Financial Statements
|
|
Garros Julio
|
4
|
|
|
Lehman David Aaron
|
4
|
|
|
Kapalka Timothy
|
4
|
|
|
Ambrx Biopharma Inc.
|
4
|
Financial Statements
|
|
DALESANDRO MARGARET
|
4
|
|
|
Hees Bernardo
|
4
|
|
|
HART DAVID JAMES
|
4
|
|
|
Columbia Care Inc.
|
4
|
|
|
Harris Erik
|
4
|
|
|
Ultragenyx Pharmaceutical Inc.
|
4
|
Financial Statements
|
|
Hartin Bryan J.
|
4
|
|
|
Kobori Michael
|
4
|
|
|
Huizenga Theodore Alan
|
4
|
|
|
Lustosa de Andrade Eliane Aleixo
|
4
|
|
|
CHANNON JESSE
|
4
|
|
|
FITZPATRICK THOMAS
|
4
|
|
|
French Glendon E. III
|
4
|
|
|
McGurk Monica Houle
|
4
|
|
|
Carter Richard B.
|
4
|
|
|
NEVRO CORP
|
4
|
Financial Statements
|
|
DESCH MATTHEW J
|
4
|
|
|
Neppl John W
|
4
|
|
|
Ambrx Biopharma Inc.
|
3
|
Financial Statements
|
|
DALESANDRO MARGARET
|
3
|
|
|
GROSSMAN D KEITH
|
4
|
|
|
NIGON RICHARD
|
4
|
|
|
Podwika Joseph
|
4
|
|
|
OLSON BRYAN
|
4
|
|
|
HECKMAN GREGORY A
|
4
|
|
|
Sears Kellie
|
4
|
|
|
Bodden Stuart
|
4
|
|
|
Ranger Energy Services, Inc.
|
4
|
Financial Statements
|
|
Simmons Jerry Matthews JR
|
4
|
|
|
Joyce Meghan V.
|
4
|
|
|
Guardant Health, Inc.
|
4
|
Financial Statements
|
|
Shepardson Robert
|
4
|
|
|
Simril Kenneth
|
4
|
|
|
WINSHIP HENRY WARD IV
|
4
|
|
|
STEPHENS CHRISTOPHER J
|
4
|
|
|
PGT Innovations, Inc.
|
4
|
Financial Statements
|
|
Hotz Lauren D
|
144
|
|
|
INTUIT INC.
|
144
|
Financial Statements
|
|
Enova International, Inc.
|
4
|
Financial Statements
|
|
Fisher David
|
4
|
|
|
Zenuk Mark N
|
4
|
|
|
Quince Therapeutics, Inc.
|
4
|
|
|
Ryan Charles S.
|
4
|
|
|
Crawford Casey S
|
4/A
|
|
|
Live Oak Bancshares, Inc.
|
4/A
|
Financial Statements
|
|
LYNCH G PATRICK
|
4
|
|
|
Bonner Joseph J
|
144
|
|
|
Extra Space Storage Inc.
|
144
|
Financial Statements
|
|
Gotlib Phyllis
|
4
|
|
|
Knight Kurt
|
4
|
|
|
Quince Therapeutics, Inc.
|
3
|
|
|
Ryan Charles S.
|
3
|
|
|
Aujla Sandeep
|
144
|
|
|
Zage George Raymond III
|
4
|
|
|
Grindr Inc.
|
4
|
|
|
MARK RICHARD J
|
4
|
|
|
SEMPRA
|
4
|
Financial Statements
|
|
Lampe-Onnerud Christina
|
3
|
|
|
ON SEMICONDUCTOR CORP
|
3
|
Financial Statements
|
|
Rao Varsha Rajendra
|
4
|
|
|
e.l.f. Beauty, Inc.
|
4
|
Financial Statements
|
|
AMIN TARANG
|
4
|
|
|
Garwood Jeff
|
4
|
|
|
Darling Scott
|
144
|
|
|
Tansey Eimile
|
4
|
|
|
ATI Physical Therapy, Inc.
|
4
|
|
|
Arison George
|
144
|
|
|
SHIFT TECHNOLOGIES, INC.
|
144
|
|
|
Eydelman Mikhail
|
4
|
|
|
Vaxcyte, Inc.
|
4
|
|
|
Buettner Aaron
|
4
|
|
|
GUGGENHIME ANDREW
|
4
|
|
|
Panama Diego
|
144
|
|
|
Cowan Elvia
|
4
|
|
|
Wassil Jim
|
4
|
|
|
Morvillo Robert
|
144
|
|
|
Bristow Group Inc.
|
4
|
|
|
Solus GP LLC
|
4
|
|
|
Pucillo Christopher
|
4
|
|
|
Solus Alternative Asset Management LP
|
4
|
|
|
PICKERING GRANT
|
4
|
|
|
WOLSFELD MATTHEW C
|
4
|
|
|
WILSON ROBERT PAUL III
|
4
|
|
|
Manning Sherri
|
144
|
|
|
Stone Scott B.
|
4
|
|
|
MARSHALL RUTH ANN
|
4
|
|
|
CONAGRA BRANDS INC.
|
4
|
Financial Statements
|
|
Crowley John F
|
4
|
|
|
Lambert Joanna G
|
144
|
|
|
Hamilton Lane Private Assets Fund
|
424B3
|
|
|
garvey beth
|
4
|
|
|
BGSF, INC.
|
4
|
Financial Statements
|
|
Zamiska Gene M.
|
4
|
|
|
SODERBERY ROBERT
|
4
|
|
|
Smith Douglas Homes Corp.
|
S-1
|
|
|
SMX
|
F-1
|
|
|
GABELLI GLOBAL UTILITY & INCOME TRUST
|
N-CSRS
|
|
|
Right On Brands, Inc.
|
10-Q
|
|
|
FIM Fund I LP
|
D
|
|
|
Gabelli ETFs Trust
|
N-CSRS
|
|
|
Sine Jared F.
|
4
|
|
|
GABELLI GROWTH FUND
|
N-CSRS
|
|
|
Khalaf Simon
|
4
|
|
|
INSTINET, LLC
|
ATS-N/MA
|
|
|
Ernst & Young Infrastructure Advisors, LLC
|
MA-A
|
|
|
Aquarius I Acquisition Corp.
|
SEC STAFF
|
|
|
TOWER ONE WIRELESS CORP.
|
SEC STAFF
|
|
|
ONECHRONOS MARKETS LLC
|
ATS-N/MA
|
|
|
Cboe BYX Exchange, Inc.
|
19B-4E
|
|
|
Cboe BZX Exchange, Inc.
|
19B-4E
|
|
|
Cboe EDGA Exchange, Inc.
|
19B-4E
|
|
|
Cboe EDGX Exchange, Inc.
|
19B-4E
|
|
|
NYSE ARCA, INC.
|
19B-4E
|
|
|
AUDACY, INC.
|
UPLOAD
|
|
|
Boqii Holding Ltd
|
UPLOAD
|
Financial Statements
|
|
MUSTANG BIO, INC.
|
UPLOAD
|
Financial Statements
|
|
Pyxis Oncology, Inc.
|
UPLOAD
|
Financial Statements
|
|
Blue Star Foods Corp.
|
CORRESP
|
|
|
MONOGRAM ORTHOPAEDICS INC
|
CORRESP
|
|
|
Nvni Group Ltd
|
CORRESP
|
|
|
ALX ONCOLOGY HOLDINGS INC
|
UPLOAD
|
Financial Statements
|
|
CORPORACION AMERICA AIRPORTS S.A.
|
CORRESP
|
Financial Statements
|
|
Canopy Growth Corp
|
CORRESP
|
Financial Statements
|
|
Canopy Growth Corp
|
UPLOAD
|
Financial Statements
|
