| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Hotel Mankato, LLC
|
D
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Yum China Holdings, Inc.
|
4
|
Financial Statements
|
|
HOFFMANN DAVID L
|
4
|
|
|
ROYCE & ASSOCIATES LP
|
SC 13G/A
|
|
|
COMPUTER TASK GROUP INC
|
SC 13G/A
|
Financial Statements
|
|
Fujino Shinji
|
4
|
|
|
LKCM Funds
|
N-CSRS
|
|
|
Net Venture
|
D
|
|
|
Lynch Desmond
|
4
|
|
|
RAMBUS INC
|
4
|
Financial Statements
|
|
DBAG Expansion Capital Fund IV SCSp
|
D/A
|
|
|
EARLE DANIEL
|
4
|
|
|
AUGUSTA GOLD CORP.
|
4
|
|
|
MOORE H LYNN JR
|
4
|
|
|
TYLER TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Rodriguez Carlos A
|
144
|
|
|
AUTOMATIC DATA PROCESSING INC
|
144
|
Financial Statements
|
|
NEEDHAM FUNDS INC
|
N-CSRS
|
|
|
GSK plc
|
6-K
|
Financial Statements
|
|
Anderson Keith A
|
4
|
|
|
Skyline Champion Corp
|
4
|
Financial Statements
|
|
Wild Jason G.
|
4
|
|
|
JW GP, LLC
|
4
|
|
|
TerrAscend Corp.
|
4
|
|
|
JW Asset Management, LLC
|
4
|
|
|
JW Partners, LP
|
4
|
|
|
Glade Brook Private Investors XXXIV LP
|
D
|
|
|
Kini Vikram
|
144
|
|
|
Ingersoll Rand Inc.
|
144
|
Financial Statements
|
|
Strong Gary
|
4
|
|
|
Oak Valley Bancorp
|
4
|
Financial Statements
|
|
UBS AG
|
424B2
|
|
|
16 Jasset - YS Ventures Fund, LLC
|
D
|
|
|
Oath, Inc.
|
C
|
|
|
Lytus Technologies Holdings PTV. Ltd.
|
6-K
|
Financial Statements
|
|
NORTHERN LIGHTS FUND TRUST III
|
N-CSRS
|
|
|
FT 10942
|
487
|
|
|
FT 10941
|
487
|
|
|
Tidal Trust II
|
8-A12B/A
|
|
|
Harrison Gina
|
144
|
|
|
Qorvo, Inc.
|
144
|
Financial Statements
|
|
Presunka Peter
|
4
|
|
|
Augusta Investments Inc.
|
4
|
|
|
Warke Richard W
|
4
|
|
|
Remley Jay
|
4
|
|
|
Fay James Daniel
|
4
|
|
|
Stepnowski Amy
|
144
|
|
|
HARTFORD FINANCIAL SERVICES GROUP, INC.
|
144
|
Financial Statements
|
|
Payne E. Gray
|
4
|
|
|
BK Technologies Corp
|
4
|
Financial Statements
|
|
DAVIS COMMODITIES Ltd
|
FWP
|
|
|
Vaporox, Inc.
|
D
|
|
|
FT 10943
|
487
|
|
|
Series Portfolios Trust
|
N-CSRS
|
|
|
PITTMAN RAYMOND J
|
4
|
|
|
Scinai Immunotherapeutics Ltd.
|
6-K
|
Financial Statements
|
|
WhiteSpruce Fund Ltd.
|
D/A
|
|
|
Roth James H
|
4
|
|
|
Huron Consulting Group Inc.
|
4
|
Financial Statements
|
|
State Street Navigator Securities Lending Trust
|
N-CSRS
|
|
|
SPDR SERIES TRUST
|
N-CSRS
|
|
|
Capital Group Core Balanced ETF
|
40-17G
|
|
|
Capital Group Dividend Growers ETF
|
40-17G
|
|
|
Capital Group International Equity ETF
|
40-17G
|
|
|
Nanofiber Quantum Technologies, Inc.
|
D
|
|
|
ONCOLYTICS BIOTECH INC
|
6-K
|
Financial Statements
|
|
Tripeny R Tony
|
4
|
|
|
MESA LABORATORIES INC /CO/
|
4
|
Financial Statements
|
|
Arnold T L Jr
|
4
|
|
|
SOUTHSIDE BANCSHARES INC
|
4
|
Financial Statements
|
|
SPECIAL OPPORTUNITIES FUND, INC.
|
N-CSRS
|
|
|
Zink Gregory L
|
4
|
|
|
NewtekOne, Inc.
|
4
|
Financial Statements
|
|
INDIVIOR PLC
|
6-K
|
|
|
ALEXANDER TIMOTHY F
|
4
|
|
|
FT 10940
|
497J
|
|
|
SPROTT INC.
|
6-K
|
|
|
CSG Advisors Inc
|
MA-I/A
|
|
|
Phoenix Advisors, LLC
|
MA-I/A
|
|
|
Corriente Partners II, LP
|
D/A
|
|
|
PMA Securities, LLC
|
MA-I/A
|
|
|
FT 10939
|
497J
|
|
|
North Capital Funds Trust
|
N-MFP2
|
|
|
FT 10938
|
497J
|
|
|
FT 10937
|
497J
|
|
|
Phoenix Holdings Ltd.
|
SC 13G/A
|
|
|
ELBIT SYSTEMS LTD
|
SC 13G/A
|
Financial Statements
|
|
Shetty Reshma P.
|
144
|
|
|
TAYLOR KEITH D
|
144/A
|
|
|
EQUINIX INC
|
144/A
|
Financial Statements
|
|
HARMONY GOLD MINING CO LTD
|
6-K
|
Financial Statements
|
|
STEM, INC.
|
8-K
|
|
|
BOSTON PROPERTIES INC
|
4
|
Financial Statements
|
|
FREEFLOW ENTOS III, LLC
|
D
|
|
|
Alltoft Jennifer Sadie
|
4
|
|
|
ELFUN DIVERSIFIED FUND
|
N-CSRS
|
|
|
Hong Felix R.
|
3
|
|
|
FDCTECH, INC.
|
3
|
|
|
Masterworks Vault 1, LLC
|
1-U
|
|
|
Electrovaya Inc.
|
6-K
|
|
|
Brown Advisory Funds
|
N-CSR
|
|
|
GSA CIS CAMP SPRINGS DST
|
D/A
|
|
|
CEAI Park Edge Lender 2 LLC
|
D
|
|
|
Go Blue Zones LLC
|
D
|
|
|
Sullivan John James
|
4
|
|
|
AD-0710 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Ally Financial Inc.
|
424B2
|
Financial Statements
|
|
AG Net Lease Realty Fund V, L.P.
|
D
|
|
|
Drax, Industries Inc.
|
8-K
|
|
|
Dacus Shannon
|
4
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
NexPoint Storage IV DST
|
D/A
|
|
|
Corriente Offshore Partners II, Ltd
|
D/A
|
|
|
MH ELITE PORTFOLIO OF FUNDS TRUST
|
N-CSRS
|
|
|
BURKE DONALD C
|
4
|
|
|
AVISTA CORP
|
4
|
Financial Statements
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
DEERE JOHN CAPITAL CORP
|
424B2
|
|
|
Aris Mining Corp
|
40FR12B
|
|
|
Hall Shannon
|
4
|
|
|
Tomsche David Scott
|
4
|
|
|
IMMUCELL CORP /DE/
|
4
|
Financial Statements
|
|
Virtus Convertible & Income 2024 Target Term Fund
|
3
|
|
|
WALTON R KEITH
|
3
|
|
|
Bentz Julie A.
|
4
|
|
|
Stewart Frank P.
|
144
|
|
|
Harden Technologies Inc.
|
F-1/A
|
|
|
ELFUN TAX EXEMPT INCOME FUND
|
N-CSRS
|
|
|
ELFUN INTERNATIONAL EQUITY FUND
|
N-CSRS
|
|
|
CUTLER TRUST
|
N-CSR
|
|
|
ELFUN GOVERNMENT MONEY MARKET FUND
|
N-CSRS
|
|
|
Woodard Adam W.
|
4
|
|
|
SPIRE INC
|
4
|
Financial Statements
|
|
AG Net Lease Realty Fund V-A, L.P.
|
D
|
|
|
ELFUN TRUSTS
|
N-CSRS
|
|
|
ELFUN INCOME FUND
|
N-CSRS
|
|
|
Masterworks Vault 2, LLC
|
1-U
|
|
|
RITCHEY RAYMOND A
|
4
|
|
|
Poseidon AmphibWorks Corp
|
C-AR
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
Jacobsen Kevin B
|
4
|
|
|
MGE ENERGY INC
|
8-K
|
Financial Statements
|
|
MADISON GAS & ELECTRIC CO
|
8-K
|
|
|
DOUGHERTY LINDA
|
3
|
|
|
MFS CHARTER INCOME TRUST
|
3
|
|
|
Kelly Jason R
|
144
|
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
N-CSRS
|
|
|
NOCERA, INC.
|
10-K/A
|
|
|
Ladiwala Shiraz Shabanali
|
4
|
|
|
Maw Scott Harlan
|
4
|
|
|
NORTHERN DYNASTY MINERALS LTD
|
6-K
|
Financial Statements
|
|
NEOS ETF Trust
|
485BXT
|
|
|
MFS GOVERNMENT MARKETS INCOME TRUST
|
3
|
|
|
Kwawu Sena M
|
4
|
|
|
B.A.T. Netherlands Finance B.V.
|
8-A12B/A
|
|
|
B.A.T Capital Corp
|
8-A12B/A
|
|
|
B.A.T. International Finance p.l.c.
|
8-A12B/A
|
|
|
British American Tobacco p.l.c.
|
8-A12B/A
|
Financial Statements
|
|
REYNOLDS AMERICAN INC
|
8-A12B/A
|
|
|
MFS MULTIMARKET INCOME TRUST
|
3
|
|
|
Sortis Holdings, Inc.
|
D
|
|
|
B.A.T. Netherlands Finance B.V.
|
424B2
|
|
|
B.A.T Capital Corp
|
424B2
|
|
|
B.A.T. International Finance p.l.c.
|
424B2
|
|
|
REYNOLDS AMERICAN INC
|
424B2
|
|
|
KLEIN REBECCA A
|
4
|
|
|
EMX Royalty Corp
|
6-K
|
Financial Statements
|
|
MFS MUNICIPAL INCOME TRUST
|
3
|
|
|
Mitchell Dara F
|
144
|
|
|
KADANT INC
|
144
|
Financial Statements
|
|
Imagen Center for Esthetic Dentistry Support Services, LLC
|
D
|
|
|
IMAGEN DENTAL PARTNERS, LLC
|
D
|
|
|
B.A.T. Netherlands Finance B.V.
|
424B5
|
|
|
B.A.T Capital Corp
|
424B5
|
|
|
B.A.T. International Finance p.l.c.
|
424B5
|
|
|
REYNOLDS AMERICAN INC
|
424B5
|
|
|
GREYLOCK 17 LIMITED PARTNERSHIP
|
D
|
|
|
Reitz Paul G
|
4
|
|
|
TrueBlue, Inc.
|
4
|
Financial Statements
|
|
MFS HIGH INCOME MUNICIPAL TRUST
|
3
|
|
|
STANLEY HEIDI B
|
4
|
|
|
Henderson George H III
|
4
|
|
|
Anderson Sterling
|
144
|
|
|
Aurora Innovation, Inc.
|
144
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
MFS SPECIAL VALUE TRUST
|
3
|
|
|
Philipps Jeffry L.
|
4
|
|
|
Frailey Alton L.
|
4
|
|
|
NOCERA, INC.
|
8-K
|
|
|
Ascend Elements, Inc.
|
D
|
|
|
MFS INTERMEDIATE INCOME TRUST
|
3
|
|
|
MORRIS SCOTT L
|
4
|
|
|
Omnigres Corp.
|
D
|
|
|
SCHWARTZ NORMAN D
|
4
|
|
|
BIO-RAD LABORATORIES, INC.
|
4
|
Financial Statements
|
|
xCraft Enterprises, Inc.
|
C-U
|
|
|
MFS HIGH YIELD MUNICIPAL TRUST
|
3
|
|
|
Scinovia Corp
|
C-TR
|
|
|
MFS INVESTMENT GRADE MUNICIPAL TRUST
|
3
|
|
|
MORGAN TONY K
|
4
|
|
|
Mr Bing Foods Inc
|
C-AR
|
|
|
MFS INTERMEDIATE HIGH INCOME FUND
|
3
|
|
|
Integry Inc.
|
D
|
|
|
Widmann Janet D.
|
4
|
|
|
Dimensional ETF Trust
|
485BPOS
|
|
|
Momo Orchard Holdings, Inc.
|
D
|
|
|
Rupp Vicki L
|
4
|
|
|
ISABELLA BANK Corp
|
4
|
|
|
MAY SIMON
|
4
|
|
|
Simply Country, Inc.
|
C-TR
|
|
|
Sammons John F Jr
|
4
|
|
|
SWISS HELVETIA FUND, INC.
|
N-CSRS
|
|
|
COREY COLLEEN
|
4
|
|
|
Mr Bing Foods Inc
|
C-TR
|
|
|
Allison Schwartz
|
4
|
|
|
Schwind Jerome E
|
4
|
|
|
SMITH PRESTON L
|
4
|
|
|
Duke Energy CORP
|
424B5
|
Financial Statements
|
|
NETGEAR, INC.
|
SC 13G
|
Financial Statements
|
|
BRANDES INVESTMENT PARTNERS, LP
|
SC 13G
|
|
|
Dahowski Diane
|
4
|
|
|
TalesVision, Inc.
|
D
|
|
|
Chase the American Dream, LLC
|
D
|
|
|
Alpha Core Strategies Fund
|
40-17G
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
Bakken Energy Income 23-2, LP
|
D/A
|
|
|
MUTUAL OF AMERICA SEPARATE ACCOUNT NO 2
|
N-30D
|
|
|
Meeder Funds
|
N-MFP2
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
B.A.T Capital Corp
|
CERT
|
|
|
Miller/Howard High Income Equity Fund
|
4
|
|
|
Elite Performance Holding Corp
|
10-Q
|
|
|
Kleinhardt Thomas L
|
4
|
|
|
OLD DOMINION ELECTRIC COOPERATIVE
|
8-K
|
|
|
Varner Gregory V
|
4
|
|
|
WHEELER PEGGY
|
4
|
|
|
AMERICAN SEPARATE ACCOUNT NO 3
|
N-30D
|
|
|
Luu Michael B
|
4
|
|
|
CALIFORNIA WATER SERVICE GROUP
|
4
|
Financial Statements
|
|
CONCREIT FUND I LLC
|
253G2
|
|
|
B.A.T. International Finance p.l.c.
|
CERT
|
|
|
Cadrenal Therapeutics, Inc.
|
4
|
|
|
Pham Quang X
|
4
|
|
|
CAMBRIA CHRISTOPHER C
|
144
|
|
|
MERCURY SYSTEMS INC
|
144
|
Financial Statements
|
|
Jordan WIll
|
4
|
|
|
WILSON BANK HOLDING CO
|
4
|
|
|
GF 500 MAIN LLC
|
D
|
|
|
Keiretsu Capital Real Estate Access Fund, LLC
|
D/A
|
|
|
MA-0822 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
HERZFELD CARIBBEAN BASIN FUND INC
|
N-CSR
|
|
|
Party City Holdco Inc.
|
8-K
|
Financial Statements
|
|
Lucid Scientific, Inc.
|
D
|
|
|
AMERICAN SEPARATE ACCOUNT NO 2
|
N-30D
|
|
|
REYNOLDS AMERICAN INC
|
CERT
|
|
|
Omega Flex, Inc.
|
4
|
Financial Statements
|
|
Hoben Kevin R
|
4
|
|
|
Garay Arpa
|
144
|
|
|
Moderna, Inc.
|
144
|
Financial Statements
|
|
Tax-Free High Grade Portfolio Bond Fund II for Puerto Rico Residents, Inc.
|
N-CSR
|
|
|
Tax-Free High Grade Portfolio Target Maturity Fund for Puerto Rico Residents, Inc.
|
N-CSR
|
|
|
British American Tobacco p.l.c.
|
CERT
|
Financial Statements
|
|
KKR Credit Opportunities Portfolio
|
N-23C3A
|
|
|
Davis Heather A.
|
144
|
|
|
Academy Sports & Outdoors, Inc.
|
144
|
Financial Statements
|
|
Nguyen Loi
|
4
|
|
|
Marvell Technology, Inc.
|
4
|
Financial Statements
|
|
STATE STREET MASTER FUNDS
|
N-CSRS
|
|
|
CRM Mutual Fund Trust
|
N-CSR
|
|
|
Damon A. Ficklin Revocable Trust U/A DTD 12/30/2019
|
3/A
|
|
|
Polen Credit Opportunities Fund
|
3/A
|
|
|
Hagedorn Christopher
|
4
|
|
|
SCOTTS MIRACLE-GRO CO
|
4
|
Financial Statements
|
|
Unity Software Inc.
|
4
|
Financial Statements
|
|
Carpenter Carol W.
|
4
|
|
|
Tidal Trust II
|
497K
|
|
|
Trinity Art Works, LP
|
D
|
|
|
Dean Shannon C
|
4
|
|
|
HAGEDORN JAMES
|
4
|
|
|
Bar-Zeev Tomer
|
4
|
|
|
Visoso Luis Felipe
|
4
|
|
|
STUMP DENISE
|
4
|
|
|
Tax-Free Fixed Income Fund III for Puerto Rico Residents, Inc.
|
N-CSR
|
|
|
BELL JACK W
|
4
|
|
|
Chang Robert
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
Tax-Free Fixed Income Fund for Puerto Rico Residents, Inc.
|
N-CSR
|
|
|
Donahoe Keith
|
4
|
|
|
Baxter Nathan Eric
|
4
|
|
|
DAVIS SUNI M
|
4
|
|
|
Lamb Peggy
|
4/A
|
|
|
Starwood Real Estate Income Trust, Inc.
|
4/A
|
|
|
Central North Airport Group
|
6-K
|
Financial Statements
|
|
Garrett John Robert
|
4
|
|
|
WisdomTree Trust
|
N-CSR
|
|
|
Bronson Richard D.
|
4/A
|
|
